--- Page 1 ---
THE BANJO --- Page 2 --- --- Page 3 ---
THE BANJO
America's African Instrument
LAURENT DUBOIS
THE BELKNAP PRESS OF HARVARD UNIVERSITY PRESS
Cambridge,Massachusetts,and) London, England
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Copyright O 2016 by Laurent Dubois
ALL RIGHTS RESERVED
Printed in the United States ofAmerica
First printing
Library of Congress Cataloging- -in-Publication Data
Dubois, Laurent, 1971- author.
The banjo : America's African instrument / Laurent Dubois.
pages cm
Includes bibliographical references and index.
ISBN 978-0-674-04784-6 (alk. paper)
1. Banjo-History. 2. Banjo music- -History and criticism. 3. African
Americans-Music-History and criticism. 4. Music-Social: aspects-United
States. 5. Music- - United States- History and criticism. I. Title.
ML1015.B3D83 2016
787881909-d:23
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For ANTON --- Page 6 --- --- Page 7 ---
Contents
Introduction 1
1. Sounding Africa 19
2. The First African Instrument 49
3. Three Leaves 93
4. The Sound of Freedom 139
5. The Banjo Meets Blackface 173
6. Rings Like Silver, Shines Like Gold 209
7. Black Banjo 239
8. Sounding America 271
Epilogue 305
Notes 309
Acnouledgments 351
Index 357 --- Page 8 --- --- Page 9 ---
THE BANJO --- Page 10 ---
Page 6 --- --- Page 7 ---
Contents
Introduction 1
1. Sounding Africa 19
2. The First African Instrument 49
3. Three Leaves 93
4. The Sound of Freedom 139
5. The Banjo Meets Blackface 173
6. Rings Like Silver, Shines Like Gold 209
7. Black Banjo 239
8. Sounding America 271
Epilogue 305
Notes 309
Acnouledgments 351
Index 357 --- Page 8 --- --- Page 9 ---
THE BANJO --- Page 10 --- --- Page 11 ---
Introduction
THE BANJO HAS HAD MANY NAMES.
Banza
Banjar
Kitt
Bangier
Banja
Bangil
Bonja
Strum strum
Bonjour
Banjaw
Banjou
African bango
Banjah
Bangoe
Merrywang
Bonjoo
Bandjo
Banjee
Creole bania
Bonjaw
Banjor
Congo banjo
Banza nèg Guinée
But they all name one sound: the sound of strings humming over skin.
That is the sound a banjo makes, the sound that defines it. That sound
has accompanied songs and stories, consoled lonely souls, and electrified crowds. It has had many meanings: it is the sound of Africa, the
sound ofslavery, the sound ofblackness, the sound of progress, the sound
of protest-the sound of America. But most of all, the banjo has been
the sound of solidarity, of gathering in the midst of exile, ofbeing together and in SO doing being able to recount the past and imagine a
future. This book is about that sound.
When you step back and take a good look, the banjo is a rather strange
concoction. A drum on a stick, it might be called. But the stick is a neck.
And the neck has that odd peg sticking out ofthe top to hold a little short
string. And the drumhead itself requires elaborate tacks or screws or
--- Page 12 ---
Introduction
More often than not, banjos hum and
brackets to hold it together.
a hassle. When they are
buzz. They get out oftune, it seems, just to cause
on what
obvious. And people can't quite agree
in tune, it isn't always
How did it end up SO strange?
"in tune" means on the banjo in any case.
persisted in
it is SO strange, have SO many people
And why, even though
is it that this awkward kid has ended
picking it up and playing it? How
life in the Americas?
up one of the great stars ofmusical
to its Caribbean
its African inspirations,
The banjo's, journey-from:
its humming in a bewildering
and North American invention, through
In this curious
and forms-is our journey.
array of music movements
culture, a culture born out ofthe
instrument lives a history of American
and the diverse societies of
encounters between Africa, Europe,
layered
This is a story about its unexpected
the Americas, from north to south.
what is needed.
places, where it turns out to be just
appearance in unlikely
through the banjo's history
And SO it is befitting to begin our journey
Mountains or the Piedplace: not in the Appalachian
in an unexpected
but rather on the banks oft the
mont or New Orleans or Philadelphia,
sometime in the 1920s.
Mediterranean,
*
ofmen from
the
town of Marseilles with a ragtag group
Wandering
port
the United States, Lincoln Agrippa Daily
Senegal, the Caribbean, and
the banjo. But the instrument
makes what little money he can by playing
call him "Banjo' o";
than his livelihood; it is his identity. His friends
is more
he declares that he will never part with it:
and, caressing the instrument,
mahself."
it is more than "a gal, moh than a pal; it's
in 1929
main character of a novel published
Banjo, the eponymous
Cotton Belt" who has "wandered
Claude McKay, is "a child of the
by
"a dream of vagabondage that he was perall over America": his life is
incomplete but never
pursuing and realizing in odd ways, always
of
petually
he "hit upon the unique plan
unsatisfactory." Wanting to go to Europe,
79 The problem was convincing immigration
getting himself deported."
had all been thunderstruck when
officials that he was a foreigner. "They
about himannounced that he was not American. Everything
he calmly
-shouted Dixie.' 99 Despite his insistence on
accent, attitude, movementAmerican, espe77 he could "never convince any
his foreign parentage,"
all over America": his life is
incomplete but never
pursuing and realizing in odd ways, always
of
petually
he "hit upon the unique plan
unsatisfactory." Wanting to go to Europe,
79 The problem was convincing immigration
getting himself deported."
had all been thunderstruck when
officials that he was a foreigner. "They
about himannounced that he was not American. Everything
he calmly
-shouted Dixie.' 99 Despite his insistence on
accent, attitude, movementAmerican, espe77 he could "never convince any
his foreign parentage," --- Page 13 ---
3 Introduction
99 The imone, that he was no Aframerican."
cially a Southern-knowing helped him find passage on a boat headed
migration officials nevertheless
which dropped him in Marseilles.?
across the Atlantic,
ofthe Harlem Renaissance, was born
McKay, one ofthe great writers
and North Africa. In his
and traveled a great deal in Europe
in Jamaica
the dramas, humor, and struggles of
poetry and novels, he tried to capture
by his time in Marseille
African diaspora. In Banjo, inspired
the far-flung
he found a way to use the instrument as the
and completed in Morocco,
and encounters that had
perfect symbol for the history of wanderings
from which
Africa, the Americas, and Europe. Thei instrument
connected
has long followed its own "dream of
McKay's character got his name
shape and
vagabondage." which it has realized in "odd ways, changing the inLike the characters in his novel,
sound across time and space.
and nowhere
is difficult to pin down. It is rooted everywhere
strument
African? Caribbean? African-American?
in particular. Is it American?
movement and
White? Rural? For all its untethered
Is it southern?
because of it-it is nevertheless an instrument
circulation-or perhaps
"America's
like McKay's character) to be fundamentally
that seems (just
boosters called it.
instrument," >> which is what its late nineteench-century And yet it is an
it from our culture would be a joke.
Trying to deport
certificate. It has seemed fundamentally at home
instrument with no birth
nowhere.
because it is truly at home
in SO many places
ofthe banjo. Its protagonist is the instruThis book is a biography
and layered meanings
ment itself, its plot the story of the complicated
It is the story of
resonated out ofthe instrument over the centuries.
that
character deeply grounded in a range of
an instrument with character,
really be pinned down.
contexts, but one that (thankfully) cannot
object through
understood that the banjo is in fact a perfect
McKay
the meaning of what is "American," precisely
which we can understand
that was, for hundreds of years,
because it has its roots in the institution slavery. It is SO deeply Amerthe central pillar ofthe American economy: the Atlantic from Africa, it
ican because, like the slaves who crossed
and exchanges that
The banjo embodies a story ofcrossings
was uprooted.
United States, highlighting the constant congo far beyond the mainland
America in a world shaped by
nections between the Caribbean and North
and North American,
plantation slavery. It is at once African, Caribbean, borders, but rather
that respects no national
its history a cartography
can understand
that was, for hundreds of years,
because it has its roots in the institution slavery. It is SO deeply Amerthe central pillar ofthe American economy: the Atlantic from Africa, it
ican because, like the slaves who crossed
and exchanges that
The banjo embodies a story ofcrossings
was uprooted.
United States, highlighting the constant congo far beyond the mainland
America in a world shaped by
nections between the Caribbean and North
and North American,
plantation slavery. It is at once African, Caribbean, borders, but rather
that respects no national
its history a cartography --- Page 14 ---
Introduction
movement and unpredictable encounters. By
maps a story of unruly
view of American history as a
following the banjo, we get a privileged
between
defined as much by the intensive exchange
crossroads, a story
violent, and ongoing set ofstruggles between
cultures as by a profound,
collaborated in creating its sound.
the communities that ultimately
in Africa, in the long and deep
The history of the banjo begins
for instrument.
instruments that were the foundation
tradition ofs stringed
were the result ofthe encounter,
But the instrument's New World origins
diverse range of African
convergence, and ultimate solidarity among a
in the
exile in the Americas. Through its history, we dwell
peoples in
the passage of many millions from Africa
American experience ofs fslavery:
the
and in the towns and
the
the lives they lived on
ships
to
Americas;
and the forms of communal and cultural
plantations of the Americas;
cultivated within the
imagination that were, somewhat miraculously,
instrument,
The banjo was the first "African"
interstices ofthat system.
could bring together diverse peoples
a result of the need for music that
the midst of exile and oppresfrom different parts of the continent in
African instrusucceeded in this context by being an
sion. The banjo
specifically tied to one or another
ment in a general sense without being
group.
would emerge from this experience is, in
That a unique instrument
moment in world history:
not surprising. For this was a unique
a sense,
speaking SO many different
never before or since have SO many people,
forced into the kind of
languages and carrying SO many cultures, been
of the
conditions and life as those suffered on the plantations
brutal
who found themselves in this strange and
Americas. How were those
and document their exoverwhelming new world to interpret, express, and points of reference,
perience? How, in the midst of many languages
struggle, and resiswere they to find a way to share their pain, mourning, the foundation for
tance? The responses to those questions ended up laying ultimately, the world.
much of the musical culture of the Americas and,
and condenAnd the story ofthe banjo offers us a powerful illustration
sation of this broader, transformative process. the Cuban anthropologist
The banjo represents the triumph ofwhat
which
termed "transculturation"- a process by
Fernando Ortiz famously
whether from Africa, Europe, or the
all ofthe cultures of the Atlantic,
new.3 An
Americas, shaped one another to create something
indigenous
share their pain, mourning, the foundation for
tance? The responses to those questions ended up laying ultimately, the world.
much of the musical culture of the Americas and,
and condenAnd the story ofthe banjo offers us a powerful illustration
sation of this broader, transformative process. the Cuban anthropologist
The banjo represents the triumph ofwhat
which
termed "transculturation"- a process by
Fernando Ortiz famously
whether from Africa, Europe, or the
all ofthe cultures of the Atlantic,
new.3 An
Americas, shaped one another to create something
indigenous --- Page 15 ---
5 - Introduction
African was first built and played by
instrument whose prototypes are and the U.S. South. It was taken up
plantation slaves in the Caribbean
century and
musicians in the early decades of the nineteenth
by white
form of American theater,
became the foundation for the most popular
because it carried with
the minstrel show. It could play this role precisely
national
and encounter that has defined our
it the history of exchange
the banjo also became a
experience. But precisely through this process,
ofslavery, and
and condenser ofimages oft the plantation,
central carrier
became tied inextricably to a series of deeply
of degradation. As such, it
full of ambiguity, for the
racist images. Even this process, however, was
both attracted to it
whites who were taken with the banjo were
the
many
the same reason. It was linked to
planand repelled by it for precisely
fact, the instrument remained
and to slavery. And, in
tation, to blackness,
vernacular and theatrical performance
central to Affican-American
twentieth centuries, even as it found
throughout the nineteenth and early
South. Invented at the crossnew roots in rural white communities in the
survival, the banjo was
the experience of diaspora, loss, and
roads, through
individuals and communities. It offered
embraced by many different
ofr frootedness in the midst
itself up as an instrument that provided a sense
of displacement.
some people were eager to
Starting in the late nineteenth century,
from its African, Atlantic, and Affican-American
unhinge the banjo
it into the essential "American" instruhistories. They sought to transform
them to a preeither seeking to forget its origins or relegating
ment by
which became what it was
quel to the "real" history of the instrument, hands of whites. And SO the
truly meant to be only once it was in the
erase its roots
carries with it a history of denial, the attempt to
banjo also
the
American culturein Africa and in slavery. But of course banjo-like slave trade and in the
its roots in Africa and the Atlantic
cannot escape
musicians, collectors, and
African-American experience. Today, many
ofthe
understand this and are working to revive an understanding
fans
This book draws on the insights of
instrument's complicated history.
scholars and musicians who are part ofthis movement.
the
symbol deployed in larger
The banjo has also served as a powerful
the definithe
ofslavery in the eighteenth century,
battles over morality
and the role oftradition and the "folk"
tion of America in the nineteenth,
tides of reinvention
Here too, there have been many
in the twentieth.
musicians, collectors, and
African-American experience. Today, many
ofthe
understand this and are working to revive an understanding
fans
This book draws on the insights of
instrument's complicated history.
scholars and musicians who are part ofthis movement.
the
symbol deployed in larger
The banjo has also served as a powerful
the definithe
ofslavery in the eighteenth century,
battles over morality
and the role oftradition and the "folk"
tion of America in the nineteenth,
tides of reinvention
Here too, there have been many
in the twentieth. --- Page 16 ---
Introduction
those who made, listened to, and marketed its music.
and redeployment' by
forms of musical innovation that
It has seen tremendous, near constant, cultural movements. At the same
have been tied to a range of broader
and symbol, there
through its many iterations as both instrument
time,
in at least one aspect ofthe banjo's meaning.
has been a striking consistency
very old, a concentrated
It has repeatedly been presented as something
enough, an inform of tradition. Curiously, but perhaps appropriately people a sense
defined most of all by its rootlessness has given
strument
ofd connecting with their own deep pasts. listen to the banjo, to conAs I tell these stories, I invite readers to
instrument, to its
what it is that draws people to this
sider and remember
of those whose hands made,
symbols, and to its sound. I tell the story
learn about the
and times. As we
and played, the banjo in many places
learn about the communicommunities that created the banjo, we also
and signified
sang, listened,
ties the banjo created as people gathered,
about the instrument.
ofthe banjo, and all
Ifthis is a story about all of the representations also
that there
that it has encompassed, it
argues
the desires and phantasms
and successful run as
the instrument has had such a long
is some reason
to condense and crystallize a
music maker. That reason is its capacity
a
and indeed its ability to condense both rhythm
range ofmusical traditions,
This
can help explain
and melody together in one sound.
particularity forms, and creating
how and why it has survived by taking on different
At the heart
ofplayers and listeners, over the years.
diverse communities
is the one element that remains conofits sound, and therefore its power,
the use of a skin to cover
sistent across the whole history of the banjo:
between it and
oft the instrument. That skin, and the resonance
the body
over it, is what identifies a banjo
the strings strumming and humming
around the banjo change,
everywhere it goes. It is what makes the space
just a bit, every time it sounds out.
*
from? How and why do they evolve a cerWhere do instruments come
field of study devoted to answering
tain way? There is an entire scholarly
works of organology was
One of the first
this question: organology.
publication Gabinetto Armonico,
Filippo Buoananni's eighteenth-century
oft the instrument. That skin, and the resonance
the body
over it, is what identifies a banjo
the strings strumming and humming
around the banjo change,
everywhere it goes. It is what makes the space
just a bit, every time it sounds out.
*
from? How and why do they evolve a cerWhere do instruments come
field of study devoted to answering
tain way? There is an entire scholarly
works of organology was
One of the first
this question: organology.
publication Gabinetto Armonico,
Filippo Buoananni's eighteenth-century --- Page 17 ---
Introduction
instruments, including several
which included 152 plates of"antique" ofhow they would have been
African instruments, with reconstructions flourish as a result of European
played. But the field really began to
nineteenth century, when
colonial expansion into Africa and Asia in the
and
in France, Belgium,
a number of European thinkers-particnlarly collected in Africa, the Americas,
Germany-began to gather instruments
instruments. By
and Asia and place them side-by-side with European
from all over
cataloguing, and analyzing musical instruments
gathering,
thinkers hoped they might gain a better understanding
the world, these
and perhaps even the origins, of music
of some ofthe universal features,
history of muand perhaps even to write a universal
in human society,
sical instruments." 4
basic
musical inhave always confronted a
problem:
Organologists
preserved and cared for, they tend
struments are fragile. Unless intently
ofEgypt, Greece, and Rome
The ancient musical instruments
to vanish.
of them can be viewed; but not many of
can be read about, and images
heard.
as Andre
these instruments can be held, or played, or
"History," where it
leaves us 'archives' in the places
Schaeffner noted in 1936, "only
with "history'
almost ended. When musicologists say they are dealing
has
late
ones in which things are
they are in fact focusing on very
periods,
is happening anyalready fixed, where to put it another way almost nothing tended to focus on
have
more." 19 Given material limitations, organologists of musical instruments:
developments and changes in the forms
recent
varied technologies of pegs and strings and resthe changing nature and
makers.
onators or the history of different instrument
of musicology and
Still, the field of organology- and more broadly
questions:
y-has always been haunted by preoccupying
ethnomusicologyWhy did they take one form rather
How did musical instruments emerge?
of the nineteenth and early
than another? Along with anthropologists
often
they had
centuries, scholars working on music
thought
twentieth
but in a place: Africa. By the ninefound an answer not in a method
of
collections were full ofinstruments-many
teenth century, European
the African contithem brought back from colonial expeditions-from: could help them travel back
nent. Scholars hoped that "primitive" objects
scholars saw it, since
in time to solve the question of origins. As some
African inthan European ones,
African societies were more backwards
ofE European
relics that could help explain the early history
struments were
had
centuries, scholars working on music
thought
twentieth
but in a place: Africa. By the ninefound an answer not in a method
of
collections were full ofinstruments-many
teenth century, European
the African contithem brought back from colonial expeditions-from: could help them travel back
nent. Scholars hoped that "primitive" objects
scholars saw it, since
in time to solve the question of origins. As some
African inthan European ones,
African societies were more backwards
ofE European
relics that could help explain the early history
struments were --- Page 18 ---
Introduction
Schaeffner, who was involved in ethnomusicological reinstruments.
colonies in West Africa, noted that working in
search in the French
instruments which seem to have, at a
Africa allowed scholars to "confront
'broken down'.' The
certain moment and for mysterious reasons, stayed to take a journey
was that musical instruments were meant
assumption
instruments, but some of them have
culminating in modern European
wrecked by the side ofthe road.
ended up stuck along the way, literally
Schaeffner, "mark the path
crises," continues
"Their apparent 'growth
instruments to
have gone from more primitive
that should theoretically
down" instruments might illuour own. 77 The hope that such "broken instruments helped to spur on a
minate the lost history of Europe's own
the nineteenth and
great deal of collecting and scholarship throughout instrument museums of
twentieth centuries, filling the great musical
and Ocewith instruments from Africa, Native American groups,
Europe
the vision that the history of musical instruments
ania. More broadly,
to the "modern" shaped the
was one of evolution from the "primitive" makers in the nineteenth cenattitudes of commentators and instrument continues to influence some
toward the history of the banjo and
tury
history to the present day.°
discussions of the instrument's
of music, in which non-European
This approach to the history
down"
particularly those of Africa, are seen as essentially"broken
societies,
by Europe, was, just one manion the path to the progress exemplified
theory develfestation of the broader ways in which anthropological this
the
Fabian famously dubbed
approach
oped at the time. Johannes
the world in which various con-
"denial of coevalness," a way of seeing
living in a different
societies were interpreted as literally
temporary
moral, and political limitations-its
historical epoch. Its interpretive,
unfounded hubris-are by now
misplaced confidence in progress and its world still undergirds a surscholars. But this vision ofthe
clear to most
within the field of music.
prising amount work
in which the core categories of
That is partly because of the ways
with distinctions behave, from the first, been imbricated
music theory
music and an evolutionary approach
tween European and non-European
of the French philosthe
of music. Going back to the writings
to
history
theorists have often differentiopherJean-jacques Rousseau about music, involve what they describe
ated between systems of musical practice that
in which players and
or scientific approach and others
as an analytic
But this vision ofthe
clear to most
within the field of music.
prising amount work
in which the core categories of
That is partly because of the ways
with distinctions behave, from the first, been imbricated
music theory
music and an evolutionary approach
tween European and non-European
of the French philosthe
of music. Going back to the writings
to
history
theorists have often differentiopherJean-jacques Rousseau about music, involve what they describe
ated between systems of musical practice that
in which players and
or scientific approach and others
as an analytic --- Page 19 ---
Introduction
listeners do not consciously categorize the
music.
various
According to this distinction, various
components of the
Europe and so-called
kinds of folk music within
the kind of
primitive music in other parts oft the world lacked
systems and languages of music that
orchestral music, for instance, used and
European composers of
as a contrast between "artifice
deployed. Rousseau defined this
and
and theory" on the one hand and
practice" on the other. The different
"nature
necessarily have to be placed in a
ways ofapproaching music didn't
hierarchy; but in
with music produced out of"artifice
practice they often were,
complex
and theory" seen as a higher, more
accomplishment, the pinnacle ofhuman
This, in turn, has led to a kind of
musical achievement.
self-fulfilling
cology, since music theory has almost
prophecy within musiof a
exclusively been based on the
relatively narrow segment of human
study
art music.8
musical activity: European
Traditionally, music theory revolves around
sical trinity: melody, harmony, and
interpretations ofa muinfused with
rhythm. Each of these categories was
meanings and associations: melody is
mony to soul, and rhythm to
linked to spirit, harbody. The music
notes Gerhard Kubik, has
ofthe African continent,
and therefore anchored generally been seen as one driven by
lin natural or bodily
rhythm
level of abstraction represented
responses devoid ofthe higher
born with a 'natural
by harmony. Africans were "described as
rhythm' but lacking higher intellectual
symbolized by 'melody' and 'harmony." 9) In the 1920s
development
sicologist Hornbostel, for
the German mufar as it exists) in
instance, wrote that "rhythm and harmony (as
the natural
non-European music show characteristics which
outcome ofp pure melody." 7 In this
are
and achievements oft the
typology, the musical forms
as the result ofr natural non-European or non-Western peoples were seen
that generated
performance rather than the artifice and science
European musical achievement. As late as 1967,
ethnologist could write that "primitive
a French
harmony. Such distinctions have
peoples" did not understand
lectuals, notes Kubik, who
been taken up by certain African intelof'African culture"
have argued that rhythm symbolizes the "core
-reversing the "negative
of
types without upending the broader models charge", European stereoofthis does little to
that had generated them. All
help us understand the incredible
plexity ofAfrican music itself. The best work in
variety and comhas found ways to either skirt or directly African ethnomusicology
confront these distinctions;
write that "primitive
a French
harmony. Such distinctions have
peoples" did not understand
lectuals, notes Kubik, who
been taken up by certain African intelof'African culture"
have argued that rhythm symbolizes the "core
-reversing the "negative
of
types without upending the broader models charge", European stereoofthis does little to
that had generated them. All
help us understand the incredible
plexity ofAfrican music itself. The best work in
variety and comhas found ways to either skirt or directly African ethnomusicology
confront these distinctions; --- Page 20 ---
Introduction
thought and scholarship, though often
but they linger in both popular
1 But even when deployed
articulated through "substitute expressions."
certain kind of
these distinctions reproduce a
with the best ofintentions,
lines. The idea that certain kinds
hierarchy, often along racial and cultural
confined to musiare more "natural" was never
of musical expression
and therefore musical perforcology but influenced popular commentary this has taken the form of a consistent
mance itself. In the United States,
the period ofblackoften repeated during
strand ofinterpretation-one Affican-Americans as being "naturally"
face minstrelsy-that described
musical expreskinds of more "pure" or "primitive"
attuned to certain
the ways that both African and
sion. Such distinctions continue to shape
African-American music are often discussed."
ideas of cultural
discussions ofmusic, then, are still haunted by
Our
vision ofmusical evolution and progdifference and alterity, along with a
as much as
Schaeffner urges scholars to "avoid,
ress. How do we escape?
99 The "complexity" of
possible, the use oft the terms evolution and progress.
and the fact
between different types of instruments,
the relationship
from one construction to anthat there just as often seem to be "leaps"
of
1) force us to doubt the possibility
other rather than smooth "passages,"
unilinear one." >9 He notes that
"linear
and "especially a
writing a
history,"
without an intricate relationinstrument was ever born "in a vacuum"
no
"From the beginning, something
ship to the music that was being played.
different
seems more
the collective birth of instruments of
types
like
probable: >10
by the idea that the
scholarship is still sometimes freighted
Banjo
only at the hands of white inbanjo essentially reached its full potential But the best work in the area
strument makers in the nineteenth century.
offering
of earlier approaches in organology by
has avoided the pitfalls
African sources and inspirarich portrait of the possible
an increasingly
focused
on an exploration
tions for the banjo. Scholars have
particularly instruments would
resources and examples that West African
ofthe many
Africans who were at the origin oft the
have offered to those Atlantic
has offered a pioneering study
banjo in the New World. Cecelia Conway
work
Philip Gura
African roots of the banjo, and the recent
by
of the
of the early history of the inand James Bollman builds on an analysis
of the nineteenthto provide a rich and compelling history
strument
material archive of banjos and the
instrument, based on a rich
century
the banjo. Scholars have
particularly instruments would
resources and examples that West African
ofthe many
Africans who were at the origin oft the
have offered to those Atlantic
has offered a pioneering study
banjo in the New World. Cecelia Conway
work
Philip Gura
African roots of the banjo, and the recent
by
of the
of the early history of the inand James Bollman builds on an analysis
of the nineteenthto provide a rich and compelling history
strument
material archive of banjos and the
instrument, based on a rich
century --- Page 21 ---
11 I I Introduction
the instrument. Similarly, a series of exhibits
written archive surrounding
this history to a broader
have illustrated and presented
on the banjo
public."
the analysis in the following chapters,
My own sense, which guides
the notion of
of music that is predicated on
progress
is that any history
dead end. Although there are
is likely to lead us to a
or development
cultural achievement that stand out as
of course forms of music and
contexts, there is no grand
powerful and popular in certain
particularly
from a primitive past to a fully
narrative of progress in music leading
of ebbs
Instead, we should embrace a history
realized present or future.
in which music and society have
and flows, exchanges and crossings, one
ideologies about music
interacted over the centuries, and one in which do this, we can seek
over time in different societies. Ifwe
have changed
constraints. And we can
ourselves from earlier interpretive
to emancipate
musical instrument like the banjo
began to tell a different story in which a
and global, history in a new way.
reveals our own Atlantic,
*
who invented the banjo, of the artisans
To tell the story of the people
a hall of mirrors where
whose hands made it live, is to enter
and musicians
refractions. We almost never hear their voices.
we see only reflections and
together fragments left by
archaeology, of piecing
It is a work ofcultural
the words left by a few observers who hapchance, taking advantage of
by
to take a deeper interest in something disregarded
pened at one point
and visual culture allows us
most others. Still, a mosaic oftexts, images,
in the
the history oft the banjo's creation and consolidation
to reconstruct
emerges at the crossroads of a range
Americas, showing us how the banjo
and port towns
and Central African cultures in the plantations
of West
oft the Caribbean and U.S. South.
ofthe Americas, African
From the beginning of the colonization
produced their
individuals and communities
and Affican-American
meant to analyze, depict,
and representation
own forms ofinterpretation
One oft the most powerful and
and survive what they were experiencing.
thought and
music. Through form and content,
consistent ofthese was
and confronting the
performance, it offered a way of understanding
produced by
situation. The musical and performance cultures
colonial
banjo
and port towns
and Central African cultures in the plantations
of West
oft the Caribbean and U.S. South.
ofthe Americas, African
From the beginning of the colonization
produced their
individuals and communities
and Affican-American
meant to analyze, depict,
and representation
own forms ofinterpretation
One oft the most powerful and
and survive what they were experiencing.
thought and
music. Through form and content,
consistent ofthese was
and confronting the
performance, it offered a way of understanding
produced by
situation. The musical and performance cultures
colonial --- Page 22 ---
Introduction
alternative archive through which to
Afro-Atlantic music represent an
individuals and comtell the history of African and African-American
advantage of
in the Americas. This archive has the powerful
munities
of these communities, a space in which and
being largely the creation
their experience
which they articulated their vision ofthe past,
rich
through
for the future. It is extremely
of the present, and their aspirations
and sung lyrics both
and diverse, and in its musical forms, instruments,
and emancicondenses and reflects on the experiences of exile, struggle,
of social life-religious practice,
pation. Developed in critical spheres
rites, carnival, and other spaces-it provides
social dancing, funerary
cultivated within the interstices of
a record of the visions and ideals
offers
oflarger,
life. Like other forms of music, it
"glimpses
plantation
undocumented worlds. >12
and pieces of obserThis archive has to be reconstituted out ofbits
itself.
visual and material culture, and the music
vations by outsiders,
fragments requires a geographically and
Gathering these widely scattered
across regions and
adventurous approach that ranges
chronologically
its formative period oft the sixteenth
periods in the Atlantic world during
diverse
histories,
centuries. If we link
imperial
through the eighteenth
drawn from multiple sites in the
with texts, archives, images, and music
in
the play of research and interpretation grows exponentially
Atlantic,
terms. Music offers not only accounts and
both material and interpretive
aspiration but also in
reflections of historical experience and political
that
the
and meaning of the very cultural processes
many cases
story
the
and objects ofthat music are noproduced it. Embedded within songs reconstitute, often out of fragtions of what it has meant to continually
alternative future in the
both ofrooted history and of an
ments, a sense
and refusal. I have taken as my task here to
face ofs spirals of dispossession
the
's history, especially during
gather shards of evidence relating to banjo's of evidence to tell a larger
its earliest periods, and to offer up those pieces communities ofs fsound and
story about how this instrument created new absent," ?? for we have few
meaning. The early musical history is "sonically
in the seventeenth, eighteenth,
ways of capturing what banjo playing
This
though, is a
nineteenth century sounded like.
problem,
and early
the experience and perspective of
familiar one for historians studying
and connecting
the enslaved. It can be confronted by interpreting 13
with precision and imagination."
available fragments
gather shards of evidence relating to banjo's of evidence to tell a larger
its earliest periods, and to offer up those pieces communities ofs fsound and
story about how this instrument created new absent," ?? for we have few
meaning. The early musical history is "sonically
in the seventeenth, eighteenth,
ways of capturing what banjo playing
This
though, is a
nineteenth century sounded like.
problem,
and early
the experience and perspective of
familiar one for historians studying
and connecting
the enslaved. It can be confronted by interpreting 13
with precision and imagination."
available fragments --- Page 23 ---
13 1 Introduction
explorations of slave music in
The foundation for most subsequent
in
Sinfiul Tines and Spirituals, published
North America is Dena Epstein's
found an "almost total
her research, Epstein
1977. As she was beginning
the colonial period when
documentation": about music during
lack ofany
in the New World." Then, in 1969, she
"Africans were newly arrived
which cited "numerous
read Orlando Patterson's The Sociology of Slavery,
? She
of African music and dancing in Jamaica."
contemporary descriptions
the Caribbean and found many "conbegan looking for sources from
and music" that
descriptions of African dancing, instruments,
contemporary
hopes." 97 Since these sources "were quite
"far exceeded") her "highest
mainland, ? their use "made it
sistent with the fragmentary accounts ofthe documents the introduction
possible to demonstrate from contemporary
for
in some
of African music in the New World, its survival generations -Afro-American or
and its transformation into something differentareas,
Creole music. >14
is where we first find traces
It is not surprising that the Caribbean
in North America. The
of the banjo and more developed sources than it is often considered
Caribbean, rather than being on the margins as
center of the seventeenth- and eighteenthto be today, was at the very
in the Americas that
Atlantic imperial world. It is the region
the
century
number of African slaves over the course of
consumed the largest
Brazil. At the height ofthe Atlantic planslave trade, followed closely by
North America was on the
tation system, in the late eighteenth century,
work,
while the Caribbean was at its center. Epstein's
edge of this system,
show how the
book Christopher Smith, powerfully
as well as a recent
by
oft the banjo, allows us to
study ofthe history of music, and particularly
and to understand
cultural connections between the areas
see the tight
boundaries there was a shared world
and national
that beyond imperial
exchange, and influence.5
of circulation,
reflections on how music
One of the earliest and most powerful
is a chapter
historical experience
emerged from the Affican-American E. B. Du Bois famously turned to
of The Souls of Black Folk in which W.
music-those
what he called "The Sorrow Songs" in African-American
to men."
in which the soul of the black slave spoke
"weird old songs
Du Bois wrote, "at once I knew them
When he first heard these songs,
"voices ofthe past. 9
of me and of mine." 7 These songs were not just
as
"the sole American music"; "the most beautiful
They were, he argued,
ical experience
emerged from the Affican-American E. B. Du Bois famously turned to
of The Souls of Black Folk in which W.
music-those
what he called "The Sorrow Songs" in African-American
to men."
in which the soul of the black slave spoke
"weird old songs
Du Bois wrote, "at once I knew them
When he first heard these songs,
"voices ofthe past. 9
of me and of mine." 7 These songs were not just
as
"the sole American music"; "the most beautiful
They were, he argued, --- Page 24 ---
Introduction
born this side ofthe seas : . the singular
expression ofhuman experience
ofthe Negro people."
ofthe nation and the greatest gift
spiritual heritage
form of American culture, Du Bois inThe purest and most important
ofits music was
culture. This interpretation
sisted, was African-American
had laid the founofhis broader argument: just as slavery
the culmination
and the struggle for
dation for the country's economic development, culture, it was Africanfreedom had expanded and perfected its political
what America
best voiced and embodied
American music that ultimately
should be.' 16
Bois's claim about music, however,
The soaring universalism ofDu
a much older
from the way it was expressed through
gained its power
African-American songs, he wrote, were
past in Africa. Contemporary
than the
of centuries," 77 the music "far more ancient
"indeed the siftings
was seized by an evil Dutch
words." >7 "My grandfather's grandmother
of the Hudson and
centuries ago; and coming to the valleys
trader two
she shivered and shrank in the harsh
Housatonic, black, little, and lithe,
and often crooned a heathen
north winds, looked longingly at the hills,
child
it to his chilthe child between her knees.
The
sang
melody to
children, and SO two hundred years it
dren and they to their children's
as little
traveled down to us and we sing it to our children, knowing
has
mean, but knowing well the meaning
as our fathers what its words may
ofits music. >17
and
of music
Du Bois's attempt to grapple with the power
meaning Folk. It was the
ofhis entire project The Souls of Black
was at the center
technique" he developed in
inspiration for the "polyphonic montage
Black Folk begins with a
the work: each chapter in The Souls of
or
writing
one drawn from European
counterpoint between two epigraphs, other from a slave song. We might
American romantic poetry, and the
make words speak as powerthat Du Bois was trying to find a way to
say
experience as the music did. As such,
fully about the African-American
be considered the founding
his chapter on The Sorrow Songs" might
about black music." 18
text in writing
and illuminate a set of contraDu Bois's thoughts on music embody
debates about black
that have continued to animate and haunt
dictions
American and therefore a kind of
music. Was black music fundamentally
oft the nation' "? Or
universal heritage, "the singular spiritual experience
to it,
transmitted within community and particular
was it something
that Du Bois was trying to find a way to
say
experience as the music did. As such,
fully about the African-American
be considered the founding
his chapter on The Sorrow Songs" might
about black music." 18
text in writing
and illuminate a set of contraDu Bois's thoughts on music embody
debates about black
that have continued to animate and haunt
dictions
American and therefore a kind of
music. Was black music fundamentally
oft the nation' "? Or
universal heritage, "the singular spiritual experience
to it,
transmitted within community and particular
was it something --- Page 25 ---
15 I Introduction
linked
fundamentally by a particular social
on the approaches taken by
experience? This book builds
black music in
more recent interventions into the history of
insisting that ultimately there is no
two stories, to write any history of America
way to separate these
tally about Africa. One
that is not also fundamenoffer here
way to say this is that the
of
is the history ofthe black
history the banjo I
banjo, a
history. But it is also to
fundamentally Afro-Atlantic
"Black
point out that the term "Black Banjo"
like
Atlantic"is a redundancy. The banjo, like the
just
which it emerged, was always
Atlantic world in
need to keep repeating this is fundamentally "Black." That we feel the
a sign ofhow far we
our history and
remain from accepting
incorporating it into how we imagine the
present."
*
A musical instrument is the extension of the
while our subject is an
musician who plays it. So
it sound. It is
object, our story is also an ode to those who
a celebration of what they achieved.
made
ofmany ofthem-from
We know the names
from
Trois-Feuilles and Pompée, two banza players
eijghteenth-century Haiti, to Picayune Butler and
early pioneers who helped create blackface
Joel Sweeney,
St. Cyr and Pete Seeger. These
minstrelsy, and on to Johnny
the
musicians all found the
banjo found them.
banjo. Or maybe
knowThey-and all the others whose names we
-propelled and changed the
don't
what it could mean, each time
instrument, what it meant and
head hum.
they struck its chords and made that skin
But there is a special place in this story for the
ofwhom probably made their
early musicians, many
nameless.
own instruments and who remain
They were the ones who first
largely
mately consolidated the
experimented with and ultispaces of the Atlantic. instrument. They were Africans in exile in the
because
The Atlantic was a "catalytic historical
"if you went out into it, whether
space"
or anywhere else,
had
leaving from Africa or Iberia
you
to learn how to deal
of strangers." 97 It was a world of
with an incredible variety
ports and ships, of
many African
plantations in which
had
languages were spoken. Music made in and
to be able to travel, not just in
for these spaces
ditions and forms ofcultural
space, but also through different traalso to address the fact that imagination. It had to be recognizable but
the world had become alien for
many trapped
if you went out into it, whether
space"
or anywhere else,
had
leaving from Africa or Iberia
you
to learn how to deal
of strangers." 97 It was a world of
with an incredible variety
ports and ships, of
many African
plantations in which
had
languages were spoken. Music made in and
to be able to travel, not just in
for these spaces
ditions and forms ofcultural
space, but also through different traalso to address the fact that imagination. It had to be recognizable but
the world had become alien for
many trapped --- Page 26 ---
Introduction
space, to allow people to breathe.
within it. Music needed to give people
do that, it needed to sound strong and deep.
And to
those who aspire to
Musicians within any community, particularly from playing, are exsometimes succeed in making) money
make (and
be
shared, and many musiceptional. Though music is often to widely
those
instruments, those who emerge as regular performers,
cians play
around them, are able to do
who define styles and condense community
That talent is in large
because of their particular and notable talents.
SO
the ability to reach and satisfy
about responsiveness and flexibility,
in
part
in a clearing or a barn, sitting
whether they are gathered
an audience,
recordings. That is a
hall, listening to the radio, or buying
a concert
challenge in the world out of
challenge anywhere, but it was a particular
ofthe Caribbean and
the plantation zones
which the banjo emerged:
those zones. In time, of
North America and the ports that sustained
and other parts
found other homes-in rural Appalachia
course, the banjo
complex. But there,
South-far from the heart of the plantation
ofthe
existed-and helped to articulate-the pivot
too, the instrument often
ofanxiety and possibility created
between the old and the new, the space
musicians had to
Ifthey wanted to be heard,
by change and migration.
speak for and to these contexts.
André Schaeffner calls a
individual musician is part of what
Any
the hub, the crossroads between tradition
"society ofr musicians." They are
between the abstract and the
and immediacy, between past and present, the ideal of music and its
and between
concrete of musical expression,
ofmusicians,
And when we write from the perspective
sonic production.
need to be careful about forcing them into
Elijah Wald reminds us, we
They often saw the "aesthetic
categories they themselves rarely respected.
Being placed in
of critics and historians as constraining.
categories"
musician, even as a "black"
kind ofbox-asa' "folk" or "bluegrass"
any
and was a limitation, one that could undermine
or"white" musician-is
before recording, "it was the band's
Especially in the days
their livelihood.
suited the dancers, rather than vice versa.
job to play whatever music
in which versatility was
musicians played in a local context
And most
"A band in Clarksdale, Mississippi, or
the key to regular employment.
be able to
the tango as well as
Vermont, didn't have to
play
Montpelier,
the
as well as someone in St. Louissomeone in Buenos Aires or ragtime
in the same price range in
it just had to play them better than anyone
, "it was the band's
Especially in the days
their livelihood.
suited the dancers, rather than vice versa.
job to play whatever music
in which versatility was
musicians played in a local context
And most
"A band in Clarksdale, Mississippi, or
the key to regular employment.
be able to
the tango as well as
Vermont, didn't have to
play
Montpelier,
the
as well as someone in St. Louissomeone in Buenos Aires or ragtime
in the same price range in
it just had to play them better than anyone --- Page 27 ---
17 I Introduction
Clarksdale or Montpelier. In rural areas, meanwhile, bands were often
made up of"locals who could scrape a little on fiddle or guitar and who
might play one or two songs for the entire night. 77 Wald quotes musician
John Jackson, who was from Virginia and played guitar and banjo and
put it this way: "You started playing one thing, and ifit didn't suit them
to dance you'd stop it and start on another one and, if that suited them,
that's what they wanted. You sat right there and played that song all night,
and when you got tired of playing it, two more people'd move in the
corner and go to playing.' The history of music is the accumulation of
such scenes. 21
This book is an invitation to listen to the sound of our history and
to the remarkable and beautiful ways musicians-and the instrument
makers they depended on-have created spaces ofsolidarityin the midst
oflife's harshest and most violent conditions. From the beginning, banjo
players needed to be in constant motion, and even to embody that motion by making music present: to offer up whatever audiences considered to be their tradition at the same time as they offered innovation in
the form of new songs and forms, or simply surprise and delight in the
way a song was played. The banjo has, in a remarkable range ofsites and
contexts, allowed musicians to do that: to embody both the old and the
new, to offer nostalgia and forward communal motion all at once. That,
in the end, is the secret of its power, and its survival. That is how it has
sung its own history. --- Page 28 --- --- Page 29 ---
Sounding Africa
WHAT SOUND WILL ACCOM, PANY THE END OF DAYS? One tenthcentury Spanish artist thought he knew: the music ofsixteen lutes played
by sixteen saints. Creating an illustration for the Book of Revelation
14:2-5, he depicted elders holding books along with the Lamb of God
holding the cross on Mount Zion. The saints surround the Lamb, playing,
waiting, and seemingly ready.'
In most times and places, the act of creating instruments left no record, either written, visual, or material. There are, however, evocative
traces ofhow this all happened: in text, in paintings, in drawings, and
sometimes in a few preserved instruments themselves. Through such
images, scattered here and there in the historical archive, the practice of
music-and the shape ofmusical instruments-is passed on to us. Often
these traces tell a story that is as much about how and why people found
it fitting to write about or paint musical linstruments in certain times and
places as it is about the musical landscape itself. They have to be interpreted with attention paid to the context in which they were produced
and with caution about how much we can really conclude from them.
Still, they offer us an outline of a story.
--- Page 30 ---
THE BANJO 20
a
-mE
K
EISRES SISISE - -
8 B
el421261S
tb a CeNGa A gurtaues oilt
324 a
N
Saint Beatus,
Presbyter of
(MS M.644) vol II, fol Liebana, d. 798,
174 verso.
Commentary on the
Courtesy of the Pierpont Morgan
Apocalypse
Library and Museum.
and with caution about how much we can really conclude from them.
Still, they offer us an outline of a story.
--- Page 30 ---
THE BANJO 20
a
-mE
K
EISRES SISISE - -
8 B
el421261S
tb a CeNGa A gurtaues oilt
324 a
N
Saint Beatus,
Presbyter of
(MS M.644) vol II, fol Liebana, d. 798,
174 verso.
Commentary on the
Courtesy of the Pierpont Morgan
Apocalypse
Library and Museum. --- Page 31 ---
21 L L Sounding Africa
theme, this artist reached for what he
In illustrating a theological
The music of lutes was
observed around him in tenth-century Spain.
was
kings and courts, and SO it
easy
widespread and beloved, entertaining confronting the end of one world
them in the hands ofsaints
to imagine
The image is striking for a particular deand the beginning of another.
with an animal
their oval bodies are covered
tail about the instruments:
bodies made entirely of
skin. These are not the kinds of lutes-with
would ultioften with a round hole underneath the strings-that
wood,
and elsewhere in Europe. These sainted
mately become standard in Spain
when strings resowould have sounded different as a result:
instruments
skin rather than a wooden
drumhead made with an animal
nate across a
is created. The sound might be described
body, a different sonic spectrum
of it easy to perceive and some
hum,
a buzz, parts
as an added
perhaps difference would be felt in the ear, but also
perhaps barely palpable. The
the bones.
distinction. Yet it turns out to be
Itis a simple, seemingly innocuous
define
what
For ifthere are many ways to
precisely
critical for our story.
what remains is one key,
is, when all of them are peeled away,
a banjo
oval
covered with an animal skin.
consistent feature: a rounded or
body
it from other
This is what makes the sound particular and distinguishes kind of drum
decision to make the resonator a
instruments. The repeated
constant flux, change, and
has remained constant in a history defined by
That is what defines a banjo.
experimentation.
artisan's or musician's choice of one or
The reason for a particular
form for his or her instrument is often relatively straightforward:
another
and certain styles of construction are
certain materials are available,
what is
by the clifamiliar. There may be constraints placed on
possible time and
technology is available in a given
mate or by what construction
choice is
by social or cultural
Within these limitations, the
guided
place.
assertion, the result ofthe explotraditions. But it can also be an aesthetic
ofthe accumulation
and dreams of an individual. Out
ration, innovation,
instruments.
ofsuch choices is made the history of musical
to
instruments use the term "chordophone"
Scholars of musical
make sound through the use of
describe the family ofinstruments that
zithers,
categorize them into four groups: lyres,
strings. They broadly
associated with the music ofancient Greece,
harps, and lutes. Lyres, mostly
a kind of harp.
stretched within a frame and are effectively
have strings
. But it can also be an aesthetic
ofthe accumulation
and dreams of an individual. Out
ration, innovation,
instruments.
ofsuch choices is made the history of musical
to
instruments use the term "chordophone"
Scholars of musical
make sound through the use of
describe the family ofinstruments that
zithers,
categorize them into four groups: lyres,
strings. They broadly
associated with the music ofancient Greece,
harps, and lutes. Lyres, mostly
a kind of harp.
stretched within a frame and are effectively
have strings --- Page 32 ---
THE BANJO
Zithers are made up entirely ofa resonator with
the entire body. The two other
strings stretched across
The key difference between groups ofinstruments. are harps and lutes.
them is that the
on
along a plane
strings a harp stretch
whereas the perpendicular to the body or neck of the
strings on a lute run parallel to the body and neck,2 instrument,
European and African musical cultures have
through a process going back
influenced each other
instruments known in
centuries, indeed millennia. The stringed
Europe during the
lutes and guitars-were born
Renaissance- -various types of
Europe in the Iberian world out the interaction between Africa and
from the seventh
tury. But by the sixteenth
through the fifteenth cenwith Africa and
century, as the intertwined European contact
expansion into the Americas
egory of stringed instruments in Africa
accelerated, there was a catEurope: lutes and harps whose
that was essentially unknown in
These instruments,
resonators were covered with animal skins.
Africa, created
present in societies throughout West and
a particular sound, and
Central
range ofmusical
they were at the heart of a wide
performance.3
There are today-and have long been-an
profusion of both harps and lutes
incredible diversity and
Broadly speaking, lutes
throughout the African continent.
in Central
are more common in West Africa than
Africa, although there are many kinds
they are
But there are many parallels between
ofharps in both areas.
the
are constructed. Both almost
ways harps and lutes were and
plify their sound. In
always use some kind of resonator to amthe
many cases these are carved
way that the resonators
entirely out of wood,
other instruments,
ofEuropean guitars and lutes are. But in
resonators are made of either wooden
many
gourds or calabashes, covered with animal
frames, or else
familiar to international audiences
skins. Such resonators are most
ofthe most elaborate African
through the structure ofthe kora, one
harps, which has
they are a feature of many other
twenty-one strings. But
These traditions,
chordophones throughout the continent.
ofenslaved
brought across the Atlantic in the minds and memories
people, would nourish the creation ofthe
Its form drew on a range oftechnical
New World banjo.
ferent parts of the African
and aesthetic traditions from difclearly the most direct
continent. While West African lutes were
inspiration for the banjo, I
in
chapters that the instrument's:
argue the following
enced by the entire
shape, aesthetics, and meaning were influspectrum of stringed instruments on the continent,
strings. But
These traditions,
chordophones throughout the continent.
ofenslaved
brought across the Atlantic in the minds and memories
people, would nourish the creation ofthe
Its form drew on a range oftechnical
New World banjo.
ferent parts of the African
and aesthetic traditions from difclearly the most direct
continent. While West African lutes were
inspiration for the banjo, I
in
chapters that the instrument's:
argue the following
enced by the entire
shape, aesthetics, and meaning were influspectrum of stringed instruments on the continent, --- Page 33 ---
23 L L Sounding Africa
between West and Central
and that it emerged from a cross-pollination Africa understood that,
musical cultures. Instrument makers in
African
human meant to have music, and SO many of
on some basic level, to be
style,
instruments were constructed in an anthropomorphic
the stringed
and carved to resemble human beings.
their bodies and necks shaped
choice also influenced the
Some aspects of this aesthetic and symbolic
construction of some early banjos in the Americas.
medieval North
In this chapter, we journey back to ancient Egypt,
understand
and West and Central Africa in order to
Africa and Spain,
out of which the banjo emerged.
these deep traditions and genealogies
of ancient instruUnfortunately, there are very few surviving examples animal skins out
calabashes, and
ments themselves. The wood, gourds,
7) Only in Egyptof which they were made were "highly perishable:
and protected
the
climate and the existence ofwell-sealed
thanks to
dry
instruments survive, and
tombs-did some specimens of ancient
royal
climates, concludes
few. In more tropical
even there they are relatively
feels tempted to say no chancethere is "little chance-one:
one scholar,
beyond a few score years. . Because
oft the survival of a chordophone
is short, even, or perhaps
chordophones are SO fragile, their life span
it may
ofmusicians: frequent use, however expert
especially, in the hands
tension on the strings
the instrument out. The ever changing
be, wears
bearer." As a result, the first part of our
eventually affects the string
created here and there, collateral
story is told from bits oftexts and image
travel accounts, or relipieces generated from political commentary, evocative echoes of disdebate- a series of evanescent though
gious
tant soundings."
*
the Nile left behind the corpses of dead animals,
Receding from a flood,
but the creature's nerves
tortoise. The flesh inside had decayed,
including a
The
Mercury picked it up, and
still stretched across the shell.
god
were
sound that resonated within the turtle's
plucked the nerves, creating a
musician Ernst Gottlieb Baron,
body. So it was, according to the German
that the first stringed instrument was born.5
at least back to
Baron was tapping into a long tradition stretching
which describes how Mercury passed
Homer's poem Hymn to Hermes,
dead animals,
Receding from a flood,
but the creature's nerves
tortoise. The flesh inside had decayed,
including a
The
Mercury picked it up, and
still stretched across the shell.
god
were
sound that resonated within the turtle's
plucked the nerves, creating a
musician Ernst Gottlieb Baron,
body. So it was, according to the German
that the first stringed instrument was born.5
at least back to
Baron was tapping into a long tradition stretching
which describes how Mercury passed
Homer's poem Hymn to Hermes, --- Page 34 ---
THE BANJO
on the gift of music to Apollo, who in turn passed it on to his son
Orpheus. Renaissance thinkers, notably Ovid, returned to these ancient texts, making them enduring touchstones for European discussions
about the origins and magic ofmusic. In 1820, Percy Bysshe Shelley published a modern, adapted translation ofHomer's poem, calling it Hymn to
Mercury. He cast the invention oft the original stringed instrument as an
act of will by a child possessed by the desire to sing his own song. The
infant Mercury exits his cave and, seeing a live tortoise, shouts: "A Treasure!" Having enticed the unsuspected creature into the cave, he tells it:
"you will sing sweetly when you are dead." "Then scooping with a chisel
of gray steel/He bored the life and soul out ofthe beast. 97 Shelley offers a
richly detailed account ofhow Mercury then proceeded to make an instrument out of the shell and a piece ofleather.
And through the tortoise's hard stony skin
At proper distances small holes he made,
And fastened the cut stems ofreeds within,
And with a piece ofleather overlaid
The open space and fixed the cubits in,
Fitting the bridge to both, and stretched o'er all
Symphonious cords of sheep-gut rhythmical."
Such stories are ways of arguing about music itself, about what role
it serves and what it should mean. In Shelley's version, it is an innate drive
to communicate that ultimately creates instruments. In Baron's version,
it is nature that actually inspires human music. Indeed in one version
ofthe tale, preserved in the Persian tradition, it is the wind that whistles
through the nerves inside the decaying tortoise shell that first makes the
strings hum, inspiring Mercury's construction of an instrument meant
to repeat nature's sound.?
However they were first invented, lutes were a well-established part
of the musical culture of ancient societies. Some oft the earliest known
depictions oflutes come to us from the archaeological remains ofMesopotamia. A small carving from 3100 BC, now in the British Museum, includes a seated man playing a stringed instrument with a long neck. In
Iraq another carving from sometime between 2900 and 2370 BC clearly
shows a man playing an instrument with a small resonator held to his
the
strings hum, inspiring Mercury's construction of an instrument meant
to repeat nature's sound.?
However they were first invented, lutes were a well-established part
of the musical culture of ancient societies. Some oft the earliest known
depictions oflutes come to us from the archaeological remains ofMesopotamia. A small carving from 3100 BC, now in the British Museum, includes a seated man playing a stringed instrument with a long neck. In
Iraq another carving from sometime between 2900 and 2370 BC clearly
shows a man playing an instrument with a small resonator held to his --- Page 35 ---
25 L Sounding Africa
From Susa in Western Iran comes to us a carving
chest and a long neck.
sculpture ofa naked, bearded
oflutes on a boundary stone and a terracotta and seventh century BC." 8
from between the twelfth
man playing a lute,
there, or did they come to MesoWere these instruments invented
detailed history ofthe
potamia and Central Asia or elsewhere? The most
culture in the reoriginated in Indian
lute concludes that it "probably
that it shows up in various forms
gion that is now Afghanistan," noting
scholars have noted these inIndian
But other
of ancient
iconography.
from Africa into these areas. It
struments could just as easily have come
invented in different
that similar instruments were
is also very possible
discovered and perfected the possiplaces in parallel time, as musicians
source or sources,
and strings. Whatever their original
bilities ofresonators
culture of
where we find the
they ultimately became part oft the
Egypt,
of inof the instruments. There are pictures
most detailed early depictions
on the walls of many Egyptian
struments humming and songs being sung
tombs?"
from the sixteenth century BC show instruWall paintings in Thebes
and three strings. The musiments with round resonators, round necks,
of a raucous
the
are often women. In one depiction
cians in
paintings
women with elaborate headparty, painted on a tomb at Thebes, two
for a range of other
dresses and decorated lutes are creating the soundtrack
offlowers,
beheading and butchering a cow, enjoying bouquets
activities:
fair amount of drinking. In another part
various types of fondling, and a
Several such
a male lute player is accompanying a harpist.
ofthe painting,
including one found at Thebes with a
instruments found in excavations,
with a skin, have been preresonator covered
relatively large pear-shaped
collections."
served in Egyptian
Arab culture and spread all across
In time, the lute was adopted into
the most beloved
North Africa and the Middle East, rapidly becoming
the
in the region. A fresco from 728 BC from
and prominent instrument
lute
played by a wellPalace of Qasr al-Hayr in Syria depicts a
being
as the
text praised the instrument
dressed woman. A tenth-century
the ancient world, and by the fif
instrument" produced in
"most perfect
nickname "The Sultan of
teenth century it had earned the adulatory
"one with a wide,
Instruments." 97 There were, in fact, two types oflutes, club-shaped inrounded body and a wooden top, the other a narrow,
spread
with either a wooden or a leather belly." The instrument
strument
instrument
lute
played by a wellPalace of Qasr al-Hayr in Syria depicts a
being
as the
text praised the instrument
dressed woman. A tenth-century
the ancient world, and by the fif
instrument" produced in
"most perfect
nickname "The Sultan of
teenth century it had earned the adulatory
"one with a wide,
Instruments." 97 There were, in fact, two types oflutes, club-shaped inrounded body and a wooden top, the other a narrow,
spread
with either a wooden or a leather belly." The instrument
strument --- Page 36 ---
THE BANJO
into Iberia through Arab conquest: the term lute
formation of the Arabic
itselfis, in fact, a transname al-'ud into Spanish. 11
The history oft the instrument is interwoven
There have long been
with the history ofIslam.
some Muslim
who
a "forbidden pleasure."' 99 Since the theologians
have seen music as
these
Koran itselfis not explicit about
arguments are articulated through
music,
tain verses of the Koran or else based subsequent interpretations ofcerMohammed. Some
on the hadith, sayings attributed to
early Islamic thinkers took
instruments, which were seen
particular aim at stringed
times
as "signs of the end ofthe
they were banned. There has,
world,". and at
around the question of music; and
however, never been unanimity
often full ofi music and
the courts ofthe Muslim world were
dancing, often provided
and trained for the
by female slaves acquired
purpose. One account ofan
festival describes "fifty singing girls with lutes eighth-century Umayyad
a famous singer named
behind a curtain," fronted by
Jamila. In some
as possessing a "natural"
quarters, black slaves were seen
sense of rhythm and dance, One
century description of slaves from East Africa
eleventhrhythm are instinctive and
claimed: "Dancing and
uncouth,
ingrained in them. Since their
they are compensated with
utterance is
would have an enduring
song and dance." Such attitudes
also
history in the ideology of
raise an intriguing question about the
Atlantic slavery. They
from different parts of Africa,
ways in which the many slaves
and courts,
many of them musicians in Arab
might have shaped the musical culture
houses
The history of the lute in
of this world. 12
Europe is
man who may well deserve the title
inseparable from the story of a
star: Ziryab. A black slave
ofthe world's first international rock
from the court of Ibrahim
Baghdad, he made his way to Cordoba,
al-Mawsili in
musician of the Moorish
Spain, and became the beloved
court there. "The
of
considered something of a
story Ziryab has to be
writes Ned
myth-true in the way that myths are
Sublette, It comes to us
true,"
an 1840 translation ofan
through a labyrinth ofi mediations:
early
a lost manuscript from the eleventh seventeenth-century Arabic text based on
'1-Hasan 'Ali Ibn Nafi, and his
century. Ziryab's full name was Abu
nickname was Black
referring to the "sweetness ofhis
Songbird, a way of
Ziryab
singing and his dark complexion." >913
apparently left the court ofBaghdad because
skills ofhis teacher-the
he surpassed the
this
caliph 's son-and needed to
caused. Via Tunisia, and with the
escape the jealousy
help ofa a Jewish musician, he made
from the eleventh seventeenth-century Arabic text based on
'1-Hasan 'Ali Ibn Nafi, and his
century. Ziryab's full name was Abu
nickname was Black
referring to the "sweetness ofhis
Songbird, a way of
Ziryab
singing and his dark complexion." >913
apparently left the court ofBaghdad because
skills ofhis teacher-the
he surpassed the
this
caliph 's son-and needed to
caused. Via Tunisia, and with the
escape the jealousy
help ofa a Jewish musician, he made --- Page 37 ---
27 T L Sounding Africa
al-Rahman I in Cordoba, the center of
his way to the court of Abd
remarkable library of songsAl-Andalus. Ziryab was beloved for his
He is said to
his playing style.
apparently more than a thousand--and
the
a "red
the lute by adding a fifth string to
instrument,
have improved
the middle." 9 He replaced the usual wooden
string" which he "placed in
didn't stop there: like any
plectrum with an eagle feather. His influence
specialized wardself-respecting star, he also reshaped fashion, sporting Cordoba that funrobes for different seasons, and "is said to have given
>14
contribution of the singing star: a new hairstyle.
damental cultural
music school and created a
Ziryab founded a
Most importantly,
the lute. In SO doing, he contributed
method for teaching and learning
centuries. Though his contriof music that would last for
to a flowering
almost certainly do what such
bution was key, the stories about Ziryab
cultural
meant to do: they condense a much larger
myths are generally
Much of what is
and complex into the figure of one person.
movement
and invention on his part
attributed to him was less an act of pure genius learned in Baghdad as a
ofl his ability to transmit what he'd
than a result
of Cordoba. In Spain, many other muyoung man to the musical context
certainly played important
sicians in his century and those that followed
oflute playing and
and transformation ofstyles
roles in the continuation
and much of what they played, simply
lute making. Most of their names,
all of them.5
can't be recovered; and SO Ziryab has come to embody
A
rocked the world of Andalusia for centuries. grouchy
Lute music
that, while stuck in bed sick, he
visitor to Malaga in 1015 complained
of instruments:
rest because of the constant humming
couldn't get any
tunburs, and other instruments vibrated
"Around me, the strings oflutes,
"which was bad for me, and
from all directions," ? along with singing,
detest such tunes by dispoadded to my insomnia and suffering.""I. which I could hear neither,
sition, SO that I wished to find lodgings in
One can imagine a
for me to do so, : he lamented.
yet it was impossible
of Cambridge or Greenwich Vilsimilar lament on the part of a resident
lage a millennium later.' 16
culture, based on the "conAndalusia developed a unique musical
and
Today this is mostly preserved
junction of strings and percussion.
and Tunisian musicians, as
played within the Maghreb, among Algerian
This musical form represents a clear precedent
Arab-Andalusian music.
and tangled forms ofmusical
for the kinds of ongoing, multidirectional,
find lodgings in
One can imagine a
for me to do so, : he lamented.
yet it was impossible
of Cambridge or Greenwich Vilsimilar lament on the part of a resident
lage a millennium later.' 16
culture, based on the "conAndalusia developed a unique musical
and
Today this is mostly preserved
junction of strings and percussion.
and Tunisian musicians, as
played within the Maghreb, among Algerian
This musical form represents a clear precedent
Arab-Andalusian music.
and tangled forms ofmusical
for the kinds of ongoing, multidirectional, --- Page 38 ---
THE BANJO
that would take place in the Atlantic world
influence and exchange
music coming to Iberia, there
centuries later. Ifitall began with Arab
29 going back to the
Romance melodies,
it mixed with "pre-existing
from the music ofthe GypVisigoths. There were other influences as well,
about by Ziryab,
cross-fertilization brought
sies to the transregional
other traveling musicians
from Baghdad, and certainly by many
coming
of musical creation and innovaas well. As Andalusia became a center
outwards, including back
there flowed
tion, songs and styles composed
were startlingly wellAfrica. The networks of1 musical exchange
to North
it took just a few months for a hit song to spread
established and rapid:
The
ofthis style meant
from Andalusia to Tunis and Baghdad.
popularity world, gained an
first
to the region from the Arab
that lutes, at
brought
Artisans began making the instruenduring place in European music.
for the construction oflutes
ments in Iberia itself. Seville became a center
artisans made a variety
and exported some back to North Africa. Iberian
with a bow,
instruments, including the rabâb, played
of other stringed
which the form and the name oft the
and the kwithra, or kithara-from
derived."7
guitar was ultimately
ofIberia by Christian
All ofthis long outlasted the slow Reconquista Seville in 1248, having
kings. After King Alfonso established himselfin
Moorish musiexpelled the Muslim court, he nevertheless retained many in 1293 were
cians. More than half of his son's twenty-seven musicians documented
Moors. This continuing musical exchange was
described as
the Cantigas de Santa Maria, whose
in the legendary medieval manuscript
in several illustrations.
illuminations depict instruments and performance
lutes side by
One of these illustrations shows two musicians playing
is depicted as Arab, the other a blond European.
side. One ofthe figures
The image is a powerful vestige of
But their instruments are the same.
Iberian and therefore
musical encounter that shaped
the transcultural
European culture over centuries.
throughout Europe.
From its origins in Iberia, the lute spread
thinkers celebrated the lute as the greatest of instruments,
Renaissance
Roman myths and writings surrounding the
drawing on Greek and
helped the lute gain a
of Greek and Roman myth
lyre. This deployment
For Renaissance and Baroque-era
"high status" as a European instrument. reminder that music once had truly
writers, these origin stories were a
be revived. A genealogy that
magical powers that some hoped could
therefore
musical encounter that shaped
the transcultural
European culture over centuries.
throughout Europe.
From its origins in Iberia, the lute spread
thinkers celebrated the lute as the greatest of instruments,
Renaissance
Roman myths and writings surrounding the
drawing on Greek and
helped the lute gain a
of Greek and Roman myth
lyre. This deployment
For Renaissance and Baroque-era
"high status" as a European instrument. reminder that music once had truly
writers, these origin stories were a
be revived. A genealogy that
magical powers that some hoped could --- Page 39 ---
Sounding Africa
lute to the Greek lyre also allowed those
connected the Renaissance-era
link themselves to venerable poetic
who played and wrote about music to
oftheir art. 19
theoretical traditions that celebrated the importance
and
erased a crucial part of the story: the fact
Such writings, however, Arab world and that the instrument'shisthat the lute's origins layi in the
of cros-fertilization and
in Europe had started through a process
tory
cultures. Part of a broader silencing of the contribuexchange between
and culture, Renaissance versions of
tions of Arabic science, philosophy, the actual history ofr many ofE Europe's
musical history conveniently elided
of the
of an ancient God
which were born not out
genius
instruments,
and collective genius ofmusicians in North
but out ofthe sedimentation
the
was the recognition of
Africa and Iberia. What was lost in
process
the styles and
dialogue that had shaped
the centuries of transcultural
continent. One day long ago, a
instruments played on the European
shell lying on the
well have found a tortoise
person-or a god-may
instrument. But to get from there to
banks of the Nile and created an
courts took a different
lutes that hummed in Renaissance
the European
invasions, migrations, and
kind ofhistory, and magic: that ofjourneys, for several centuries.
that connected Europe and Africa
exchanges
cros-fertilization in Iberia silenced,
With the history of musical
of North and West Africa as
Europeans came to look at the cultures
racial and cultural differsharply distinct from their own. The beliefin
interactions between
sustained and reinforced by the new
ence was both
late fifteenth century increasingly revolved
the continents, which in the
were primed, in a
travelers to Africa
around the slave trade. European
often fascinated in particular to
sense, to see difference. And they were
unfamiliar forms of music, dance, and performance.
encounter
objects visitors in Africa saw were musical inAmong the unknown
of animal skin, a style of construction
struments made with resonators
to Europeans.
in Iberia but now novel and foreign-looking
once present
of resonators on stringed instruments
The distinction between types
regions.
onto the distinction between geographical
was largely mapped
constructed with skin-covered
Europe had few, if any, instruments made and
throughout
while they continued to be
played
slaves
resonators,
Africa. Enslaved individuals, brought as
North, West, and Central
who carried this ancient
from Africa to the Americas, were the ones
who encountered
ofinstrument making. And the European settlers
style
struments made with resonators
to Europeans.
in Iberia but now novel and foreign-looking
once present
of resonators on stringed instruments
The distinction between types
regions.
onto the distinction between geographical
was largely mapped
constructed with skin-covered
Europe had few, if any, instruments made and
throughout
while they continued to be
played
slaves
resonators,
Africa. Enslaved individuals, brought as
North, West, and Central
who carried this ancient
from Africa to the Americas, were the ones
who encountered
ofinstrument making. And the European settlers
style --- Page 40 ---
THE BANJO - 30
found them unfamiliar and new. The result
instruments built in this way
and African murenewed
of exchange between European
was a
process
history but taking shape in a new
sical instruments, rooted in a deeper
cultural and social context.
the fifdrumhead resonators unfamiliar to Europeans by
Why were
Although they had been part ofthe music
teenth and sixteenth centuries?
from Iberian instrumentaof Andalusia, they seemed to have vanished
instruments that
And, unlike lutes and other stringed
tion by this time.
culture, they never spread to other parts
emerged from Arab-Andalusian
for this, and it has to do with
of Europe. There is one probable reason
the
and in
Animal skins expand and contract with temperature,
climate.
affixed to a piece of wood when
cold weather they tighten. To keep a skin
techdifficult with the type ofinarument-building
it contracts was quite
this period. This didn't innology that was available in Europe during
reshape the
and brackets that would eventually
clude the tension hoop
States. Although skin heads were
United
banjo in the nineteench-century
was less serious for such
used in drums throughout Europe, the problem drums ifthey contracted
Heads could be switched easily on
instruments.
built with a skin head included a
or wore out; whereas a chordophone
bridge, and strings that
construction with a neck,
much more complex
finding lumber suitable
would have to be redone. In much of Europe,
surrounding
The difficulties
for building instruments was relatively easy.
with animal skins, along
and maintenance ofinstruments
the construction
conideration-inchuling perhaps
with other aesthetic and cultural
constructed during the Rethe lutes being
the inclination to differentiate
culturefrom those associated with Arab-Andalusian
naissance period
of a tradition in which resonaall likely contributed to the solidification
out of wood became the norm in Europe.
tors made entirely
different in both West and Central
The environment was quite
the tightconditions made it easier to maintain
Africa. There, temperature
other
mechanisms.
with tacks or
holding
ness of a skin over a resonator
offered up a gift for the
the environment in Africa
And, importantly,
calabashes. These fruits could be grown
makers ofinstrument: gourds and
crafted into
in different sizes and shapes and then carefully
and harvested
and calabashes are relatively
resonators for instruments. Both gourds
difficult. As a rea neck to the side of one is very
fragile, and attaching
ofbuilding "spike-neck"
instrument makers developed the technique
sult,
mechanisms.
with tacks or
holding
ness of a skin over a resonator
offered up a gift for the
the environment in Africa
And, importantly,
calabashes. These fruits could be grown
makers ofinstrument: gourds and
crafted into
in different sizes and shapes and then carefully
and harvested
and calabashes are relatively
resonators for instruments. Both gourds
difficult. As a rea neck to the side of one is very
fragile, and attaching
ofbuilding "spike-neck"
instrument makers developed the technique
sult, --- Page 41 ---
31 I Sounding Africa
the stick that makes the neck of the instrument
lutes and harps, where
providing a strong anchoring for
goes all the way through the resonator,
and stretch either above the
strings that are tied on both ends ofthe stick
allowed arti-
(for harps) or across it (for lutes). This technique
resonator
that took advantage of the beautiful sound
sans to make an instrument
and through the walls ofa
created by strings humming over a drumhead instruments were everycalabash. Going back centuries, such
gourd or
and speaking in a variety of different musical
where in Africa, humming
tongues. 21
*
understood that music is power. They made sure their
West African kings
They traveled with music,
official audiences were accompanied by song.
the fourteenththe
ofMali returned from a journey, wrote
too: when king
and a standard are held over his
scholar Al-"Umari, "a parasol
.
century
while ahead of him came musicians playing drums,
head as he rides,"
made out of the horns of the country
guitars, and trumpets, which are
Ibn Battuta described
consummate art. 79 The legendary chronicler
with a
of Mali arrived for an audience, "the singers
similarly how when the king
instruments in their
in front ofhim with gold and silver stringed
come out
300 armed slaves." A 1655 account of the
hands and behind them about
empire, described
the seat ofthe Songhay
court of Askia Mohammed-Gào,
the
along with
by "instrumentalists who played
guitar"
>22
him surrounded
the
tent, behind the dais."'
sitting "under
pasha's
other instruments,
Arabic terms to describe the instruments:
These writers used various
inused tanbir or tunbir, a Persian term for a long-necked
Al-Umari
rendered as kanabir in the 1922
while Ibn Battuta used a term
strument,
one. And the "Kano
edition,
the more recent English
French
quinburiin
basis of earlier materials, menChronicle," 77 first published in 1804 on the
called the "Algaita" - that was requested by a
tions a stringed instrument
these writers were using the terms
Kano ruler for his court in 1703. But
can't assume that this
familiar stringed instruments, SO we
for their own
themselves or draw conclusions about
was the name used by the musicians
analogy. 23
of the instruments beyond a general
the construction
of metal plaques from the
in a series
There is a fascinating glimpse
the earliest
Kingdom of Benin. These renderings,
thirteenth-century
the
called the "Algaita" - that was requested by a
tions a stringed instrument
these writers were using the terms
Kano ruler for his court in 1703. But
can't assume that this
familiar stringed instruments, SO we
for their own
themselves or draw conclusions about
was the name used by the musicians
analogy. 23
of the instruments beyond a general
the construction
of metal plaques from the
in a series
There is a fascinating glimpse
the earliest
Kingdom of Benin. These renderings,
thirteenth-century --- Page 42 ---
THE BANJO
visual depictions of West African
instruments, include
holding a stringed
only one figure
Akan
instrument: a small harp. A gold
people ofGhana, however-dated
sculpture from the
and seventeenth
sometime between the
centuries- shows a musician
fifteenth
ment with a curved neck and a rounded
playing a stringed instrufrom a calabash,24
resonator that looks as if made
To understand what the music
with practices of
meant, and how it was intertwined
the lessons carried storytelling, in the
memory, and power, we need to turn to
music itself, And that means
griots, the "expert hereditary
looking to the
makers of instruments and professional musicians" whose practice as
meaning and
performers of music defined the
uses of stringed instruments in
cultural
gion over the past centuries. The
many societies in the repower ofmusic and the
history ofthe griots is a story about the
Griot traditions attempts made over time to channel that
offer a version oftheir origin
power.
Sundiata Epic, which
story in the
was passed down in Mali
legendary
for generations and legitimizes their
within family lineages
the region's political
social role by anchoring it deep in
Balla
history. One oft the key characters in the
Fasséké, who plays a vital role in
story is griot
hero Sundiata
assuring the victory of the
Keita, an early king of the
of
epic
the epic explains, serve as
empire Mali. The griots, as
"Every
"depositories oft the
>>
king wants to have a
knowledge ofthe past.
singer to perpetuate his
explains: with their songs, they
memory," the epic
rescue "the memories
oblivion, as men have short memories. : But
of kings from
extension of griots in
the role of Fasséké, and by
general, is not only to cultivate
epic, the power he has to recount
memory. In the
He helps to
history enables him to help make it.
prepare Sundiata's forces for battle by
history of old Mali" and
calling "to mind the
"I have told
spurring them on to their own feats
you what future generations will learn
ofheroism:
What will we be able to relate to
about your ancestors.
alive?" With the final
our sons SO that your memory will stay
victory assured, Balla Fasséké
hymn 'Niama' which the griots still
>9
composes "the great
musicians of all countries
sing." At the great celebration, "the
manded
were there," " but it was Balla Fasséké
them all. His prize for his
who combut for his descendants:
loyalty was won not just for himself,
follow him
Sundiata Keita declared that the
who
would always "choose their
kings
would
The role would come with
griot from among your tribe."
a particular privilege, that of being able to
é
hymn 'Niama' which the griots still
>9
composes "the great
musicians of all countries
sing." At the great celebration, "the
manded
were there," " but it was Balla Fasséké
them all. His prize for his
who combut for his descendants:
loyalty was won not just for himself,
follow him
Sundiata Keita declared that the
who
would always "choose their
kings
would
The role would come with
griot from among your tribe."
a particular privilege, that of being able to --- Page 43 ---
33 L I Sounding Africa
all the tribes, and in particular about the royal tribe
"make jokes about
ofKeita."
how and why SO many
The Sundiata Epic can help us understand
in which
societies have cultivated and maintained a system
West African
"castes," groups-like the griots-whose role
music is provided by special
families. That such work
is passed on, and guarded, within particular musical skills, instrument
became hereditary is of course logical enough: could be preserved, probuilding, and the corpus of song in memory
in West Africa also
tected, and passed on within families. But griots
but also
a kind of curious double role. They were respected
occupied
also excluded. Within the social and political strucfeared, included but
of musicians was
tures of West Africa, the creation of hereditary groups the power ofmusic.
for containing and channeling
probably a mechanism
another might absorb its former
In some cases, one group that conquered
apart within society
enemies' musicians, establishing them as a group
the power oftheir music. But in many cases griots
in order to capture
from place to place, groups to be appropriated
became itinerant, moving
those in power. 27
or deployed by
In the Sundiata Epic, Fasséké
What instruments did the griots play?
infinite sweetness,
which creates "sounds of an
plays the bala, or balafon,
dust." But at some point in this history
notes clear and as pure as gold
instruments that, in time, would
many griot musicians adopted stringed
to
instruments
oftheir signature practice. The turn stringed
become part
considerations: they are lighter and
could have been driven by practical
became not only the players of
easier to carry than the bala. The griot In the long term, the widethese instruments but also their makers.
musicians helped to
adoption ofharps and plucked lutes by griot
of
spread
throughout West Africa. In particular, a group
assure their presence
wooden body covered with an animal skin
instruments with an oblong
or hoddu (among
resonator-and known variously as the xalam, ngoni,
familiar in many different regions. Their use by griots
other names)-were
celebrated and understood as vital
also meant that these instruments were
and history, as well as acparticipants in the transmission of memory
ofpraise and humor griots offered to communities.
companying the songs
condensing history
These instruments functioned as powerful symbols,
of their
their sound connecting the living to generations
and lineage,
ancestors,2
covered with an animal skin
instruments with an oblong
or hoddu (among
resonator-and known variously as the xalam, ngoni,
familiar in many different regions. Their use by griots
other names)-were
celebrated and understood as vital
also meant that these instruments were
and history, as well as acparticipants in the transmission of memory
ofpraise and humor griots offered to communities.
companying the songs
condensing history
These instruments functioned as powerful symbols,
of their
their sound connecting the living to generations
and lineage,
ancestors,2 --- Page 44 ---
THE BANJO
fragments of visual culture, and griot
Taken together, Arabic sources,
musical instruof the role played by stringed
traditions offer a glimpse
What they don't give us is a sense of
ments in the culture of royal courts. classes" in these African societies.
the music played by the "subordinate
instrument making
There were other types of traditions of vernacular
travelers who
some of which were described by European
and playing,
and Central Africa during the fifteenth and
began to venture into West
drawing vast consixteenth centuries. Such texts are often superficial, infused with disand sometimes
clusions based on punctual encounters, the few written sources available
dain and racism. But they are among
often noticed aspects of daily
and also very detail-oriented. These travelers
instruments, which
cultural life, notably about the construction ofmusical
Through these
their attention because they were unfamiliar.
attracted
and perhaps even a few bits ofsound,
observers, we can catch glimpses,
enslaved in the Americas would
from the musical worlds that some ofthe
recall and draw on as they built and played the banjo.
visited Cayor,
traveler Alvise Ca da Mosto
In 1468, the Portuguese
He wrote that the people there had
in what is today northern Senegal.
one was a large drum,
"no musical instrument of any kind, save two";
only,
"after the fashion of viol; but it has, however, two strings
the other
SO that it is a simple rough affair and ofno
and is played with the fingers,
was likely a lute made
account. 9 The "rough" two-stringed instrument Fernandes, who sailed
skin. Portuguese traveler Valentim
with an animal
the
1500s, was struck by the musicalong the coast of West Africa in
early
described them, interestingly, as "judeus, "Jews."
making griots. He
this
as part of the Jewish
He used this term not because he saw
group
were seen as a
but rather because- like Jews in Iberia-they
this
religion,
He translated the local term for
group apart, segregated and despised.
odd
of European
meanwhile, as "Gaul," making for an
pastiche "there are
group,
different social reality:
ethnic terms projected onto a totally
black like their countrymen;
judeus and they are called Gaul and they are
the ceremohowever they do not have synagogues and do not practice
and "are
They lived in "separate villages," he went on,
nies of otherJews."
viol and cavacos and are singers." 97 The cavaco
often buffoons and play the
instrument familiar in Iberia.
was a stringed
"Gold Kingdom of Guinea," in West AfIn a 1602 account ofthe
series ofi instruments, including
rica, Pieter de Marees described a larger
black like their countrymen;
judeus and they are called Gaul and they are
the ceremohowever they do not have synagogues and do not practice
and "are
They lived in "separate villages," he went on,
nies of otherJews."
viol and cavacos and are singers." 97 The cavaco
often buffoons and play the
instrument familiar in Iberia.
was a stringed
"Gold Kingdom of Guinea," in West AfIn a 1602 account ofthe
series ofi instruments, including
rica, Pieter de Marees described a larger --- Page 45 ---
Sounding Africa
"wooden Drums cut from a hollow Tree,
stretched," and "small Lutes,
over which a Cabriet's skin is
Harp with 6
made out of a block, with a neck, like
strings made ofrush, on which
a
But the most detailed
they play with both hands." 7
early European account of West
comes to us from Richard Jobson, who
African music
1620 and 1621. "There
traveled up the Gambia Riverin
is, without a doubt, 19 he
earth more naturally affected to the sound
wrote, "no people on
Important members of the
ofmusicke than these people."
oftheir state,
community considered music "an
SO that when we come to see
their
ornament
dome be wanting." 99 When
them,
musicke will selalways had musicians
traders came to the river to meet him, they
Jobson
accompanying them and playing. These
wrote, had "a perfect resemblance
musicians,
the same maner
to the Irish Rimer
as they doe upon the ground,
sitting in
the company," singing songs that recalled
somewhat removed from
"exalting his
the family history oft the
ancestry, and
King,
acts by him or them hath recounting over all the worthy and famous
been achieved."
also
songs to please their audience.
They
often improvised
the musicians
Although the music was highly
were not. When they died, their
regarded,
in a hollow tree" rather than buried,
corpses were set "upright
have a "familiar conversation"
because they were considered to
it was believed,
with "their divelle Ho-re." To play
musicians needed to consort with evil
well,
Jobson's group actually brought their
beings. Some of
But, he noted, they avoided
own instruments on the journey.
some of us for our
playing "upon any Lute or Instrument which
private exercise did
with 99
would link them to the
carry
us, because to do SO
hosts. 31
griots and therefore invite the scorn of their
The griots, Jobson wrote, had "little
most common was "made of a
variety ofinstruments,"bur the
tened,
great gourd, and a necke
fasresembling, in some sort, our Bandora; but
thereunto
off fret, and the
they have no manner
strings they are either such as
invention can attane to make,
they place yeldes, or their
sound,
being very unapt to yield a sweet and music
notwithstanding with pinnes they winde and
tunable notes, having not above sixe
bring to agree in
ment." 9 Jobson's
strings upon their greatest instrudescription is valuable for its details.
European term for a particular kind oflute
Though he used a
bandore, the instrument he
with a circular resonator, the
ther a lute or
described in detail here could have
a harp. In either case, it had a gourd
been eiresonator and a system
or their
sound,
being very unapt to yield a sweet and music
notwithstanding with pinnes they winde and
tunable notes, having not above sixe
bring to agree in
ment." 9 Jobson's
strings upon their greatest instrudescription is valuable for its details.
European term for a particular kind oflute
Though he used a
bandore, the instrument he
with a circular resonator, the
ther a lute or
described in detail here could have
a harp. In either case, it had a gourd
been eiresonator and a system --- Page 46 ---
THE BANJO
Jobson
the presence of
used to tune the strings.
suggests
of pins, or pegs,
with the "greatest" having six strings.
multiple stringed instruments,
by another musician playing
These instruments were often accompanied the left arm of the player, and
drumme" which was held under
a "little
the right hand and the "naked fingers"
played with a "crooked stick"by
resembling much the manner
of the left, who also made a "rude noyse,
which among us are
ofthose kinde of distressed people
and countenance
had
For Jobson, the music
something supernatural
called Changelings?
about it. 32
a European text appeared
Perhaps the first use ofthe term "griot"in
Saint-Louis
French merchant based in the port town
in a 1685 text by a
He described musicians encoundu Sénégal, Michel Jajolet de la Courbe.
The
as he
to the regions to the interior.
"guiriots,"
tered on his journeys
praises to me and their master,
called them, were "marvelous singing small lute with three horsehair
and they accompany their voice with a
had the pleasure of
to hear." De la Courbe
strings that is not unpleasant
he wrote, sang "martial"
having the musicians praise him. The griots,
call grands gens in
"saying that you are of a great race, which they 7
also
songs,
enemies. They
comcorrupt French, that you will overcome your
27 before asking them
plimented the French visitors for being "generous," de la Courbe enfor money in return for the song. During one, journey, them was a woman
of what he called Moors. Among
countered a group
which had a calabash covered
who played for him: "she held a kind ofharp,
well enough;
hide that had ten or twelve strings, which she played
with
that was melodious but quite languishing,
she began to sing an Arab song
in the manner of the Spanish or Portuguese, accompanying
somewhat
much care. > De la Courbe was right to link
herself with her harp with
or Portuguese,
to the music ofthe Spanish
the Moorish harp playing
influence had, historically, gone the
though of course the direction of
Wolof griots had begun inaround. His observation that the
other way
their singing is a telling detail: musicians must
corporating French into
audiences and sources of income. By
be ever aware of their potential
merchants, and slave
the late seventeenth century, French visitors,
cultural,
part oft the economic, and therefore
traders were an increasing
landscape. 33
French traveler, Jean-Jacques Le
A few years later, in 1691, another
fort on the island of
off at the expanding slave trading
Maire, stopped
direction of
Wolof griots had begun inaround. His observation that the
other way
their singing is a telling detail: musicians must
corporating French into
audiences and sources of income. By
be ever aware of their potential
merchants, and slave
the late seventeenth century, French visitors,
cultural,
part oft the economic, and therefore
traders were an increasing
landscape. 33
French traveler, Jean-Jacques Le
A few years later, in 1691, another
fort on the island of
off at the expanding slave trading
Maire, stopped --- Page 47 ---
Sounding Africa
Gorée and then traveled along the
the "guiriotz," , who
Senegal River. He too wrote about
munity,
"Sing Panegyricks" for important men in their comannouncing "that they are great Lords,
White Men, who are
Slaves
Rich, and as Puissant as
described
great
of a King.' 97 The fact that the
Europeans in this way gives us a bit oft the
griots
praises could take. It was
complex flavor their
ostensibly a kind
songs they referred to
ofcompliment-and: in other
calling them
Europeans as "Rich Lords ofthe Sea"-but in
"Slaves"theyalso) hinted that
as they might think. Le Maire found perhaps they weren'tso powerful
mitted he was alone in
such content "foolish," but adthis, as the Africans around him
enthusiasm. "I have seen them strip themselves
responded with
fulsome Flatteries." "
to reward these false and
Failing to pay the musicians
cant hazards: for ifthey were stiffed
brought with it signifitheir musical skills from
oftheir"expected Fees" they turned
praise to libel, spreading "as
they can rip together," and
many base things as
ofthem." Le Maire described "contradicting whatever they had said good
right hands
large drums along with a
that
was "sufficiently harmonious"
harp
in the
made
Strings ofseveral sizes."' 79 He also
up ofa "row of several
single musician: "a kind ofLute saw an instrument that was played by a
with Leather, with
made ofa a piece ofhollow Wood, cover'd
two or three Strings of Hair, and
Plates and Rings." 9> Le Maire,
adorn'd with Iron
graph of the kind of
then, left us with another textual photoofthose
instrument that would have been
West Africans being
familiar to some
He described this lute in
captured and sold to European slave traders.
a Sick Person,"
particular as being "Proper for the Chamber of
suggesting it was used for solace and
pany acts of healing-two reasons it would
perhaps to accomenslaved would seek to rebuild
have been something the
across the Atlantic. 34
Although the early period oft the slave trade
rica, European travelers, traders, and
centered on West Af
tral Africa beginning in the
missionaries also journeyed to Censixteenth
can piece together a similar
century. From their accounts we
enslaved who
portrait oft the stringed instruments that
came from these regions, who in time
the
brought to the Americas. In a 1591
became a majority,
the Portuguese merchant
account ofthe Kingdom ofthe
Duarte Lopez included a detailed
Kongo,
of"lutes of curious fashion"
description
the hollow and
played in the royal court. "These lutes in
upper part resemble those used
side, which we make ofwood,
by ourselves, but the flat
they cover with skin, as thin as a bladder."
century. From their accounts we
enslaved who
portrait oft the stringed instruments that
came from these regions, who in time
the
brought to the Americas. In a 1591
became a majority,
the Portuguese merchant
account ofthe Kingdom ofthe
Duarte Lopez included a detailed
Kongo,
of"lutes of curious fashion"
description
the hollow and
played in the royal court. "These lutes in
upper part resemble those used
side, which we make ofwood,
by ourselves, but the flat
they cover with skin, as thin as a bladder." --- Page 48 ---
THE BANJO
and bright hairs, drawn from the
The strings, "made of very strong
threads," 77 were strung from "the
elephant's tail," as well as from "palm-tree
peg, either
oft the handle, each being tied to a separate
bottom to the top
neck ofthe instrument." " Hung from
shorter or longer, and fixed along the
which made "various
thin iron and silver plates,"
these pegs were "very
and are capable of very loud
sounds, according as the strings are struck,
time, and very
"The players touch the strings ofthe lute in good
tones."
he added that he did
cleverly with the fingers," ?7 Lopez wrote, though
but merely
ifI should call the sounds they call forth a melody,
"not know
99 The musicians, however, had a remarkable
such as pleases their senses.
indicating through
wonderful" capacity for communication,
and "very
would express by words of what is
their playing "all that other people
the strings signify their
passing in their minds, and by merely touching
thoughts." >35
of Africa based partly on Lopez's account, Pierre
In a 1637 description
of"lutes" in Central Africa made
d'Avity similarly described the presence
wasn't "covered in wood,
different than ours": the instrument
"in a way
bladder, with a hole cut out as delibut with a parchment as thick as a
placed above
and the hairs from the tail of an elephant
cately as possible,
of sounds, with thin
and stretched out or loosened to create a diversity
he wrote,
metal
from them." The musicians,
strips of iron or
hanging
but touch the strings
notes and intervals,
"don't play by distinguishing
tone, creating
without distinction, each ofthem creating a particular nevertheless
ofa confused noise than an agreeable harmony. They
more
and women move to the sound in cadence,
take pleasure in it, and the men
They also express
their feet and clapping their hands gracefully.
lifting
sometimes touching one string,
their intentions with this instrument, 27 D'Avity's evocative passage
sometimes another, to signify something."
who in a humorous
caught the eye of a writer named Cyrano de Bergerac,
who
land
in 1657 described a population
fantasy about an alien
published
"a lute or other instruwhen they were "tired of talking" picked up
used as well as they could their voices to communicate
ment that they
their thoughts." 36
Giovanni Antonio Cavazzi spent nearly
The Capuchin missionary
working the region in West Central
two decades, between 1654 and 1677,
He created a series of
Africa, notably in the Kingdom of the Kongo.
the earliest
documenting life in the region, among
striking watercolors
,
who
land
in 1657 described a population
fantasy about an alien
published
"a lute or other instruwhen they were "tired of talking" picked up
used as well as they could their voices to communicate
ment that they
their thoughts." 36
Giovanni Antonio Cavazzi spent nearly
The Capuchin missionary
working the region in West Central
two decades, between 1654 and 1677,
He created a series of
Africa, notably in the Kingdom of the Kongo.
the earliest
documenting life in the region, among
striking watercolors --- Page 49 ---
39 1 I Sounding Africa
One of these imartistic depictions of Africa by a European.
looks like
eyewitness
musicians. One is blowing into what
ages depicts three walking
balafon-like instrument, and the
a calabash or gourd, another playing a
a two-chorded harp." 37
third plucking
those from Central Africa sugLike the sources from West Africa,
styles, played both as
ofboth lutes and harps of various
gest the presence
informal, vernacular contexts. Central
part of court music and in more
musical
ofwhich
African lutes and harps, as well as the broader
practice
that
of the terrain and memory
they were a part, would be a critical part address. On the plantations West
musicians in the Americas would have to
forced to
Africans would find themselves brought together,
and Central
often seeking the sense ofsolidarity that
find forms of common language,
only music can generate.
*
ofi musical practice and culture
Over the centuries of constant exchange
and inand North Africa, terms circulated just as people
between West
became the "etymological root
struments did. The term nd, for instance,
early
skin covered lute hoddu." But none ofthese
for the Fulani picked,
the local names given
texts-whether European or Arsbic-transcribed terms to describe the
instruments. Instead writers used their own
to the
about what those who played
instruments they saw, rather than worrying
them actually called them.3
instruments
The first Arabic source to name West African stringed
oftheir
comes in the form of a condemnation
in an indigenous language
text from the late eighteenth
dangerous and sinful power. A religious
instruments,
forbade Muslims to play or listen to any stringed
and
century
including the ud
including a wide variety of Arab chordophones,
of a jihad that led
Fulani scholar Uthman b. Fudi, a leader
tunbur. The
in the early nineteenth century, took
to the creation ofthe Sokoto empire
West African: the
other instruments that were specifically
aim at two
drew
away
These instruments, he complained,
people
"molo" and "goge."
"Muslims, 7 he wrote in one
from Islam and toward immoral practices.
off playing the molo
"refrain from gambling and deceit./Leave
poem,
? The music might be sweet to them,
and going about with prostitutes.
but in the end they would pay for listening to it.
, a leader
tunbur. The
in the early nineteenth century, took
to the creation ofthe Sokoto empire
West African: the
other instruments that were specifically
aim at two
drew
away
These instruments, he complained,
people
"molo" and "goge."
"Muslims, 7 he wrote in one
from Islam and toward immoral practices.
off playing the molo
"refrain from gambling and deceit./Leave
poem,
? The music might be sweet to them,
and going about with prostitutes.
but in the end they would pay for listening to it. --- Page 50 ---
THE BANJO
Some of them, their intention is to go
where the goge is played.
They fail to return to where the drums are
played.
In the other world they will pay, for
they will be uprooted." 39
America would sometimes offer similar
Religious leaders in North
"devil's music," something to
warnings: that the banjo and fiddle were
be eschewed by true Christians.
account of his travels in AfMungo Park, who wrote a best-selling
names of
century, documented the indigenous
rica in the late eighteenth
the koonting, a sort of guitar
instruments he encountered:
three stringed
with eighteen
97 along with the "korro, a large harp
with three strings,
with seven strings." 93 He described
strings" and the "simbing, a small harp
men' " called "Jilli kea"- a
two classes of musicians, one of them "singing
were present
another name for the griots-who
version oft the term djeli,
in honour oftheir chiefmen,
in "every town" and sang "extempore songs
'solid
for empty
other
who are willing to give
pudding
and any
persons
of their office is to recite the historic events
praise." "But a nobler part
soldiers to the field, in
of their country; hence in war, they accompany
in them
the
actions oft their ancestors, to awaken
order by reciting
great 99 The other class of musicians was made up
a spirit of glorious emulation. who travel about the country, singing deof those of"Mohameden faith,
ceremonies, to conciliate in favout hymns, and performing religious calamity, or in insuring success
vour ofthe Almighty, either in averting
he added, were
9 Both groups of "itinerant bards,"
to any enterprise.
the
and the beneficiaries of
"much employed and respected by
people,"
artistry. 40
contributions" made to reward them for their
"very liberal
in part because of the importance
By the late eighteenth century, "nations" in Africa by slave traders and
given to the differences between
writers
identified
of slaves in the Americas, some
explicitly
purchasers
ethnic groups. Olaudah Equiano,
music and instruments with particular
noted that among
autobiography,
in his famous late eighteenth-century musical instruments, 97 including
his people, the Igbo, there were "many
those "chiefly used by beone that resembled a guitar, which was among
virgins, who play on them for all grand festivals."
trothed
importance
By the late eighteenth century, "nations" in Africa by slave traders and
given to the differences between
writers
identified
of slaves in the Americas, some
explicitly
purchasers
ethnic groups. Olaudah Equiano,
music and instruments with particular
noted that among
autobiography,
in his famous late eighteenth-century musical instruments, 97 including
his people, the Igbo, there were "many
those "chiefly used by beone that resembled a guitar, which was among
virgins, who play on them for all grand festivals."
trothed --- Page 51 ---
41 L I Sounding Africa
Scot who went on a series ofjourneys along the
Hugh Clapperton, a
extensive details about the stringed inNiger River in the 1820s, offered
market near the town ofSansan
and music of the Hausa. At a
struments
in "bands. composed of
Birnee in Bornou, he saw musicians playing ofhorsehair, called the
drums, flutes, and a kind of guitar, with strings
booth to
after its rude fashion," 97 who were "parading from
Erbale, each
At another point in his
booth, to attract the attention of customers." house that was filled each
travels, in the town ofKoolfu, he stayed in a
drum, erbab,
music until dawn. "Their music consists ofthe
night with
and the voice. Their songs
of the Arabs, and the Nyffe harp,
or guitar
the
He witnessed
and allude to
company present."
are mostly extempore,
during which all in the town
the celebrations ofthe end of Ramadan,
the streets
another,
and receiving presents, parading
visited one
"giving
of
and flutes.' ? Equality reigned, he wrote, "parties
with horns, guitars,
and slave all were alike; not a clouded
men were seen dancing: free men
found particular solace in
brow was to be seen in Koolfu." Clapperton I could not sleep, and
by one Hausa man. "Finding
the songs played
instruments, I sent for the musician,
hearing the sound of sweet-toned
to return the
him
and sing to me. 99 He asked the musician
and made
play
which I asked him to sell
next day. "I made a sketch ofhis instrument,
and mother, and they
but he said he had played on it to his father
to me;
now dead, and he would not part with
were pleased with it; they were
a material object,
was clearly more than simply
it." The instrument
Clapperton's sketch of this incarrying in it a family history. Though
sketch one ofhis
based on a
by
strument wasn't published, an engraving
being played as part of a
shows several stringed instruments
companions
travelers by the Sultan of fBornou.
reception for the group of European
ofthe mosaic of muTaken together, these sources offer fragments
hear of different
culture in West and Central Africa. We see and
sical
and harps of different styles, with
types of stringed instruments-lutes
various settings in which
different numbers of strings-as well as ofthe
celebrations and infrom the highest courts to street
music was played,
many parts of West
dividual houses. The presence of griots throughout
lutes they
that certain instruments, notably the stringed
Africa meant
throughout the region. But the general
often played, were well-known
of musical instruments, of
impression is one ofa great diversity in styles
cartography ofboth style and function.
a richly layered
ical
and harps of different styles, with
types of stringed instruments-lutes
various settings in which
different numbers of strings-as well as ofthe
celebrations and infrom the highest courts to street
music was played,
many parts of West
dividual houses. The presence of griots throughout
lutes they
that certain instruments, notably the stringed
Africa meant
throughout the region. But the general
often played, were well-known
of musical instruments, of
impression is one ofa great diversity in styles
cartography ofboth style and function.
a richly layered --- Page 52 ---
THE BANJO
the history of the banjo,
Today, researchers and musicians studying
vital research aimed
notably Greg Adams and Shlomo Pestcoe, are doing traditions of lute
and documenting the contemporary
at cataloguing Africa in order to give us a fuller picture oft the diversity
playing in West
e-including the implications of
ofstyles of construction and performance- other musical forms-in the
the distinctions between griot practice and
illuminate and exregion. As it continues, such research will increasingly ofthe banjo. But we
of the West African roots
pand our understanding
for how varied the
and appreciation
can also gain an understanding
material catainstruments of Africa are through a remarkable
stringed
collections ofi materials gathered by European
logue: that made up ofthe
twentieth centuries.
colonial powers in the nineteenth and
K
variety of harps than in Africa: they are
"Nowhere is there a larger
each with a distinct musical
played by people in more than fifty cultures,
diversity of West
tradition, 91 writes Sue Carole DeVale. The extensive
clearly in the
Central African stringed instruments comes across
and
by imperial administrators and travcollections and studies generated
the
for instance, the
the French and Belgian colonies. In
Congo,
elers to
collected musical instruments-along
Belgian colonial regime intently
became part of
other material and natural objects-that
with many
Museum of Central Africa, in Tervuren, Belgium.
the massive Royal
instruments of the coldevoted specifically to the stringed
A catalogue
ofa total of427 in all, with
lection includes descriptions and photographs
including gourd and
wide range of styles of construction,
an extremely
and a number of anthropomorwood resonators, harps of various types,
and arms as part of
instruments that have sculptures of heads, legs,
phic
their constructions: 43
Chauvet entitled Musique Nègre conA 1929 French study by Stephen
including several diftains a detailed chapter on musical instruments,
as well as in
played in the Belgian Congo
ferent types of chordophones
Gabon. These include one called the
the French colonies of Guinée and
played by
konimesin in the French colonial region of Haute-Guinée,
resonator covered entirely with an animal
griots, made with a wooden
tuned with leather bands. Two
skin, a long rounded neck, and four strings
their constructions: 43
Chauvet entitled Musique Nègre conA 1929 French study by Stephen
including several diftains a detailed chapter on musical instruments,
as well as in
played in the Belgian Congo
ferent types of chordophones
Gabon. These include one called the
the French colonies of Guinée and
played by
konimesin in the French colonial region of Haute-Guinée,
resonator covered entirely with an animal
griots, made with a wooden
tuned with leather bands. Two
skin, a long rounded neck, and four strings --- Page 53 ---
43 L I Sounding Africa
the lower octaves, two to the higher ones. The
strings were tuned to
index finger to play, sometimes
nail on their
griots wore a panther's
and thumb. At the end of the
playing simultaneously with index finger
when the strings
metal
with holes in it, which was moved
neck was a
piece
drum.' 19 The griot
strummed, playing the role ofan "accompanying
were
with his palm as he played. A similar instruoften struck the resonator
who traveled with hunters.
the dounsoukoni, was played by griots
ment,
with the
called an ombi-covered
In Gabon, meanwhile, an instrument
the strings made out of
skin ofa snake, a gazelle, or a goat-was played, ofthe Azande people
long, thin roots from a specific tree. The instruments
beautiful sculpturally.
were described by the study as being particularly
buffalo, elephant-the
Covered with various types of skins-antelopes, the tail of a
Many
made either from vines or from
giraffe.
strings were
heads, sometimes with elaborate hair
included detailed carvings ofhuman
SO that the enthe end ofthe necks; while others were sculpted
styles, at
body, with arms pressed along
tire instrument was shaped like a human
shaped like a
the
and the neck of the instrument
the body of resonator,
human neck and head.44
diversity of sound.
of construction also means a great
The diversity
instruments and percussion
Harps as well as lutes can serve as both string
devices attached to
Many of these instruments have metal
instruments.
'buzzing' quality to the harp that
them that "add a kind of percussive
played on it." These
lightly veils the sound of the melodies or patterns
in them and can
thin sheets ofmetal with holes drilled
devices are often
are fitted to the top ofthe
be decorated with designs. In some cases they
are attached
in other cases they hang from it or
neck ofthe instruments;
forms: on one instruthe resonator itself. They can take surprising
to
with banana leaves are placed below each string;
ment, lizard skins filled
the resonator; and one has a
small pellet bells are placed on
on another
cocoons." " In addition to delivering
sound hole covered with "spider-egg
have the advantage of emitbuzz that is valued for its aesthetics, these
a
higher in pitch than the harp strings, one
ting "a sound considerably
the sound ofthese devices can
which may carry further than the strings;
from
or lure an audience to outdoor performances
sometimes announce
also be directly played as
distance away. ' The instruments can
a surprising
another musician who
Sometimes a harpist is accompanied by
percussion.
with sticks, or plays an "asymmetrical
taps out a beat on the resonator
to delivering
sound hole covered with "spider-egg
have the advantage of emitbuzz that is valued for its aesthetics, these
a
higher in pitch than the harp strings, one
ting "a sound considerably
the sound ofthese devices can
which may carry further than the strings;
from
or lure an audience to outdoor performances
sometimes announce
also be directly played as
distance away. ' The instruments can
a surprising
another musician who
Sometimes a harpist is accompanied by
percussion.
with sticks, or plays an "asymmetrical
taps out a beat on the resonator --- Page 54 ---
THE BANJO
oflutes and harps sometimes tap the skin uncounterrhythm. Players
flick their fingers against the resoderneath the strings as they play or
the ground to make a
itself. Others knock their instrument against
nator
itselfbecomes the main focus: in one
beat. In some cases, the percussion
stretched
Guinea
in Dakar, Senegal, a single string
instrument from
played
and the musibody covered with a drumhead,
out from a large gourd
he
the drum with his
cian flicked the string with his thumbs as played
palms.
ofhow diverse the construction ofinWe can get a startling picture
music of the Hausa, one of the
struments was from one study of the
play about
in West Africa. Members ofthis group
largest ethnic groups
them a series oflutes. These
fifty different musical instruments, among
whose neck is made
instrument
include the kuntingo, a single-stringed
calfskin, and whose string
ofbamboo, whose resonator is covered with
plucked
ofcamel hairs. There is also the garaya, a "two-stringed
is made
wooden instrument made with a
lute" that comes in two sizes: a small
and has a gourd
and the babbar garaya, which is larger
wooden resonator,
decorated with a kurman laya, a "talresonator. This instrument is often
from the Koran sewn in a
isman" usually made up of a "written passage
in praise
used to accompany songs
leather pouch," and was traditionally
by the Hausa is
pluck lute played
of hunters. Another two-stringed
under the bridge to create the
the gurmi, which has indigo seeds placed
Finally, the molo has
'buzzing' sound" of the instrument.
"characteristic
and a short string that is used as a
three strings, a neck made ofbamboo,
songs in praise
traditionally used to accompany
drone. The instrument,
that the fingers of the right
of famous warriors, is played in such a way
the membrane covering the resonator-generally
hand frequently tap
they
duiker
play.t
made ofthe skin ofa goat or
(antelope)--as in North Africa. The
are also still played
These kinds ofinstruments describe them is gunbri or gunibri, usumost commonly used term to
These are instrurendered in English today as guimbri or ginbri.
ally
by saints in the tenth-century
ments that look a lot like those being played
as well as those
mentioned at the beginning of this chapter
illustration
tombs. But in the Maghreb today, particularly
depicted in the Egyptian
a rather contained and spein Morocco, the guimbri has come to occupy
associwithin musical culture, usually, though not exclusively,
cific role
Gnawa and their religious ceremonies. The
ated with a group called the
usumost commonly used term to
These are instrurendered in English today as guimbri or ginbri.
ally
by saints in the tenth-century
ments that look a lot like those being played
as well as those
mentioned at the beginning of this chapter
illustration
tombs. But in the Maghreb today, particularly
depicted in the Egyptian
a rather contained and spein Morocco, the guimbri has come to occupy
associwithin musical culture, usually, though not exclusively,
cific role
Gnawa and their religious ceremonies. The
ated with a group called the --- Page 55 ---
45 Sounding Africa
derived from the word Guinea and refers
term Gnawa is believed to be
merchants, mercenaries, and
descended from West African
to people
ofl North African societies for centuries. Their
slaves who have been part
by the playing of large
religious ceremonies are announced publicly
"the musicians
"Once inside the house," writes Philip Schuyler,
drums.
ofthe ginbri, a three-stringed lute with
put down their drums in favor
A given tune
and metal sound modifier."
sliding leather tuning rings
the saint or spirit who
the
"may be used to summon
played on instrument music then sends one of the participants
'owns' that melody; if the
has responded to the
that is taken as proofthat the spirit
into a trance,
summons. >47
who
lutes and harps throughout
Although many of those
play
recite oral histories and
the African continent "entertain with stories,
also often play roles
9 and share myths and fables, musicians
genealogies,"
ofthe Gnawa: "theirharps may be mediums
in religious rituals like those
In fact, harps themwith the spirits ofthe ancestors."
for communication
"tied to their life cycle," with the instruselves can be the focus ofrituals
And in many cases their "sound
ments themselves subject to initiation.
for
place, or thing
be essential to the efficacy of a ritual
a person,
can
whether seen or unseen. 9 This is true oflutes as
other than the harp itself,
ofthe Konkomba
H. Kwabena Nketia notes: "The lute player
well: asJ.
in seclusion when he wishes to commune
of Ghana plays his instrument
with his god." >48
condense their cultural and
The decorations on some instruments
rich
symbols. One particularly
religious meaning into a set of powerful
in the context ofl Bwiti
example ofthis is a harp called the ngombi, played
and Cameroon
ceremonies practiced in the regions of Gabon
religious
century. The harp's very construction "repsince at least the nineteenth world of the living and the macrocosmic
resents both the microcosmic
the "complementarity
world ofthe gods and ancestors." ? Bwiti emphasizes
and the harp is built SO that "the resonator symboloffemale and male,"
the source ofall life" while the
izes the stomach ofthe female principle,
of the neck and
neck is "the symbol of male potency." The "juncture
half red, to
"sexual union' The harp is painted
resonator" represents
and halfwhite, to symbolize semen.
symbolize the blood of menstruation,
of Nyingwan Mbege, the
But the harp also resonates with the imagery "her features are carved
Sister of God, who is central to Bwiti practice:
is built SO that "the resonator symboloffemale and male,"
the source ofall life" while the
izes the stomach ofthe female principle,
of the neck and
neck is "the symbol of male potency." The "juncture
half red, to
"sexual union' The harp is painted
resonator" represents
and halfwhite, to symbolize semen.
symbolize the blood of menstruation,
of Nyingwan Mbege, the
But the harp also resonates with the imagery "her features are carved
Sister of God, who is central to Bwiti practice: --- Page 56 ---
THE BANJO
shelf of the harp; the resonator is her stomach, her
or sculpted on the
the neck and the tuning pegs are her
womb, her spiritual Source ofLife;
and sinews." 99 The sound holes
spine and ribs; and the strings, her tendons
her breasts,
SO that the two on the top represent
on the harp are positioned hole." When the musician takes up this
and a lower one "the birth
him. "The powers ofthe
Nyingwan Mbege works through
instrument,
who is considered to be the
Sister of God work through the harpist,
enter the body
ofthe chapel, and the spirits of ancestor harpists
the
guardian
ancestors enter the chapel.' The harp is
ofthe harp, as the rest ofthe
the living and the gods and anmechanism of communication between
the dead in the afterworld"
it is "the sound ofthe music played by
cestors:
the
Bwiti," even as it also carries
and "transmits their blessings to
living
the music of the harp,
"their prayers" in the other direction. Without
of
"the ngombi serves as the primary path
the ceremonies cannot happen:
of the
and that of the gods
between the world
living
communication
>49
and ancestors, the seen and the unseen."
was never static.
The construction and meaning of instruments
centuries, the kora emerged
Sometime in the seventeenth or eighteenth
that were the 'newest
of a
of West African instruments
as part
group
family"The kora has a system ofadditional
members ofthe African harp
its
that make it possible to have two necks to accommodate
stabilizers
musical spectrum of more
strings, which enable a broader
twenty-one
allowed for a different kind of
than three octaves. These innovations
which opened up new posscale"to be used,
tuning and a "seven-tone
The instrument was imsibilities for melody and vocal accompaniment.
the
sculptures, including one made by
mortalized in several preserved
would become a defining inof Mali. In time, the kora
Dogon people
and some musicians have taken these
strument for many griot traditions,
them-and the instrument
international stage and made
traditions to the
worldwide. 50
itself-widely recognizable to audiences
Pestcoe, and UlfJagfors
As recent research by Greg Adams, Shlomo that is the closest in conthe West African plucked lute
has demonstrated,
called the akonting,
struction to the New World banjo is an instrument mentioned in Mungo
today among the Jola in Gambia. It was
of
played
has been brought to the attention
Park's narrative and in recent years
Jatta, a musiand researchers through the work ofDaniel
banjo players
Gambia. This instrument has a large round resocian from Mandinary,
audiences
Pestcoe, and UlfJagfors
As recent research by Greg Adams, Shlomo that is the closest in conthe West African plucked lute
has demonstrated,
called the akonting,
struction to the New World banjo is an instrument mentioned in Mungo
today among the Jola in Gambia. It was
of
played
has been brought to the attention
Park's narrative and in recent years
Jatta, a musiand researchers through the work ofDaniel
banjo players
Gambia. This instrument has a large round resocian from Mandinary, --- Page 57 ---
47 1 Sounding Africa
covered with an animal skin. It also has a bridge
nator made with a gourd
the instrument. It is similar to a
on the skin head of
that stands upright
including the Manjak bunchundo,
few other West African instruments,
and kisinta, all still played in
Bijago ngopata, and the Balanta kusundu
and the top one is shorter
Guinea-Bissau. The akonting has three strings,
with the thumb, while the other strings
than the other two and is played
ofthe
a
technique with the top
fingers--in
are played using a downstroke "clawhammer" style in the United States.
way very similart to what is called
other West
societies have not included castes of musicians, as many families.
Jola
have, and the akontingis not played by particular
African societies
and the fact that it was a popular and
Its construction, playing style,
likely one ofthe influential
vernaculari instrument all suggest that it was
in the formation ofthe banjo in the Caribbean.
examples
of the Jola people, like other agricultural
The regional ancestors
vulnerable
in the coastal regions of West Africa, were particularly
transpeoples
in the seventeenth and eighteenth centuries,
to slave traders, who,
after boat took people away across the
formed life in the region. Boat
of music and instruments,
with them the memory
waters, carrying
in which that memory--and the ability
heading into an exile ofsuffering
survival. Those who remained
music anew-would be key to
to make
about, and to remember, the disapbehind had to find ways to speak
have found a way to do SO,
peared. Several instrument makers seem to
Four such
what one scholar has called "shiplike" instruments.
making
in the nineteenth century in different parts
instruments were collected
collections in Sweden, Switzerof West Africa and are now housed in
dates of construction are
land, Holland, and England; but their precise
carved to look like the hull ofal large ship,
unknown. Their resonators are
and two of them have rudthe kind that would sail across the Atlantic,
base. The necks of these instruments are decorated
ders carved at their
but also the way that the front
with figures, the way that many harps are
On two
be decorated with a symbol or carved sculpture.
ofa a ship might
But on one oft them, collected in Sierra
oft these the figure is an antelope.
and elaborately carved
Leone, the short neck is topped with a beautifully from this head and
The strings would have stretched
head of a woman.
the body of the instrument, almost
neck to a small peg sticking out of
if the boatlike instrument
like a tilted mast. But she faces downwards;
she would be looking under the water.2
were on the ocean,
with figures, the way that many harps are
On two
be decorated with a symbol or carved sculpture.
ofa a ship might
But on one oft them, collected in Sierra
oft these the figure is an antelope.
and elaborately carved
Leone, the short neck is topped with a beautifully from this head and
The strings would have stretched
head of a woman.
the body of the instrument, almost
neck to a small peg sticking out of
if the boatlike instrument
like a tilted mast. But she faces downwards;
she would be looking under the water.2
were on the ocean, --- Page 58 ---
THE BANJO
On the other side ofthe ocean, those who survived the crossing desperately needed music to survive and make sense of their new reality.
Though some musicians were certainly among those who made the
crossing, the structures surrounding musical performance and transmission were, like SO much else, gone. So, too, were the instruments that
had sounded in communities left behind. In a new world, a new instrument would ultimately be born, based on the memories of those from
the other side but responding to the need for a music that would cross
boundaries and create new solidarities. --- Page 59 ---
The First African Instrument
In DEREK WALCOTT's EPIC POEM Omeros, the fisherman Achille is
carried in his boat from the Caribbean to Africa. Back in his ancestral
homeland, he confronts fragmentary images of the ravages of the slave
trade and speaks to his departed father. Then, he hears music: "the griot
muttering his prophetic song / of sorrow that would be the past.' 9 The
griot describes Achille's "ashen ancestors / from the Bight ofBenin, from
the margin ofGuinea," and then recounts the story ofthe Middle Passage:
"We were the colour of shadows when we came down / with tinkling
leg-irons to join the chains of the sea, / for the silver coins multiplying on
the sold horizon."
With the griot's song done, the poem's narrator reflects on what
was lost:
So there went Ashanti one way, the Mandingo another,
the Ibo another, the Guinea. Now each man was a nation
in himself, without mother, father, brother.
Yet they felt the sea-wind tying them into one nation
of eyes and shadows and groans, in the one pain
that is inconsolable, the loss of one's shore
--- Page 60 ---
THE BANJO
with its crooked footpath. They had wept, not for
their wives only, their fading children, but for strange,
ordinary things.
They cried for the little thing after the big thing.
They cried for a broken gourd. 2
survived," writes Walcott. The "epic" story
"But they crossed, they
culture and ofthe foundations
he evokes is the history of Afro-Atlantic
and ofthe insticulture. That
loss of a shore,
of American
process-the
African "nation," and
tutions and practices of being part of a particular
pulled
of survival and reconstitution that followed-has
the experience
and artists. What did this loss mean
at generations of writers, scholars, do the unthinkable and survive?
to those who lived it? How did they
he writes ofthe enslaved
Walcott identifies the key to that process when 91
of survival
"for the little thing after the big thing' The process
crying
and reconstituting both the big and
about reasserting
was fundamentally
carried out, in no small measure, through the
the small. This process was
longings, and the assertion
creation of sounds that conveyed memories,
ofselfand community.
to describe this epic of cultural creScholars have developed a term
overburdened by
"creolization." 3 The term is now SO elastic and
ation:
more trouble than it is worth.
decades ofdebate that usingiti is sometimes
fertile anthropological
theorizations of creolization-the
But the core
Mintz, the historical writings of
essay by Richard Price and Sidney
Edouard Glissant-all in one
Edward Kamau Brathwaite, the writings of
Caribbean plananother seek to understand how the enslaved on
way or
vibrant new cultures in the midst ofoppression
tations were able to create
the extreme and relatively
and exile. They all begin by acknowledging
and eighhistorical situation that developed in the seventeenth
unique
Caribbean. By the end of that period, several
teenth centuries in the
Suriname, and French Saintcolonial societies-including Jamaica,
enslaved.
that was about ninety percent
Domingue-had a population
among those
death rates, hovering around fifty percent
Because ofhigh
ofnew
from the Middle Passage, and the rapacious importation
arriving
on these islands was African-born.
slaves, the majority of the population
in urban centers, SO that in
The free white population was concentrated
acknowledging
and eighhistorical situation that developed in the seventeenth
unique
Caribbean. By the end of that period, several
teenth centuries in the
Suriname, and French Saintcolonial societies-including Jamaica,
enslaved.
that was about ninety percent
Domingue-had a population
among those
death rates, hovering around fifty percent
Because ofhigh
ofnew
from the Middle Passage, and the rapacious importation
arriving
on these islands was African-born.
slaves, the majority of the population
in urban centers, SO that in
The free white population was concentrated --- Page 61 ---
51 The First African Instrument
enslaved made up the vast majority of the populaplantation zones the
Though the enslaved were
tion. Even in port cities slaves were a majority.
institutions, they
from the powerful cultural and religious
sonic
marginalized
oft these colonies, especially its
occupied most of the physical space
space,
the Caribbean rose and fell, shifted
The patterns ofthe slave trade to
who bought
according to the choices of the Europeans
and scattered,
the economics ofs shipping, hapslaves and the Africans who sold them,
and disease. The result was a constant demographic
penstance, weather,
world. There were generations of arunpredictability in the plantation
concentrations of'slaves from
rivals from certain regions, and thus heavier
times. But the pace of
of Africa or another in certain places and
one part
have been bewildering. On most
cultural encounter and exchange must
feature of social
newcomers were a permanent
Caribbean plantations,
or traditions among
life. Often, they did encounter a familiar language
the
But sometimes they
the enslaved who were already on
plantation.
themthey had to figure out how to integrate
didn't. And in all cases,
threatening, and in many ways inselves into a world that was brutal,
built. Most would carry.,"
and absurd in the way it was
comprehensible
hand and heart and head, memories ofl before,
writes Sidney Mintz, "in
the
way to do this and
skills and songs, and lots of ideas about
proper children, to make
to
to court, to pray, to care for
that: to eat, greet,
love--even to gesture, to walk, to smile.'
different cultures,
other places and times, people from
In many
found themselves thrown together. But
speaking different languages, have
system, in
of the Caribbean plantation
the intensity and compression
matched the demand for howhich the diversity oft the enslaved was
by
environracial order, created a very specific
mogeneity of a totalitarian
There had not previously been
ment that had never been seen before.
of the population was
societies in the world in which the vast majority
Rome,
slave systems, such as those of ancient
enslaved. Nor had prior
link between
racialized or created such an intractable
been SO intensely
The Caribbean was just one part of a
skin color and inherited social status.
North America,
complex stretching from Brazil through
larger plantation
and social structures. The processes that took
with different demographics
many links with other
there were not unique, and there were
shape
of the very early development of plantation
regions as well. But because
before.
of the population was
societies in the world in which the vast majority
Rome,
slave systems, such as those of ancient
enslaved. Nor had prior
link between
racialized or created such an intractable
been SO intensely
The Caribbean was just one part of a
skin color and inherited social status.
North America,
complex stretching from Brazil through
larger plantation
and social structures. The processes that took
with different demographics
many links with other
there were not unique, and there were
shape
of the very early development of plantation
regions as well. But because --- Page 62 ---
THE BANJO
and the pivotal role they played in the expansion
societies in the region,
the
the region played a
ofthe French and British empires in
Americas, and culture of both
foundational role in the development of practices
masters and slaves.
notably in the Caribbean,
Part of what happened in the Americas, 9 Within the continent itthe invention of something called "Africa."
was
century, the term had little
the seventeenth and eighteenth
self during
context, it took on a new importance as
meaning. But in the plantation
continent were thrown together
displaced people from throughout the
In the midst of a
and survive together.
and had begun to communicate
made up of peoples from
brutal plantation world, within a community
to create mothe African continent, they sought out ways
what
throughout
and coalition. What the enslaved invented,
ments of commonality
needed, were cultural forms that were
they in many cases decided they
but that were still familiar enough
welcoming, that could embrace variety,
they had to bring people together,
to be recognizable. Most importantly,
solidarities. Music and dance were particularly powerful
to create new
and coalition. They could call
ways to create moments of commonality
between enslaved
that created links and resonances
up Africa in a way
cultures. The enslaved generally shared
people from widely different
of music, of its
of the social and ritual necessity
an understanding
heal. From their diverse experiences in
power to channel memory, and to
but
new, assembled out of past practices
Africa, they fashioned something
repurposed in a new environment.
in strange lands to reThe banjo was the growing of a new gourd
sound out new
ones ofthe old, the crafting ofs strings to
place the broken
with both the past and the present, to
songs. It became a way to connect
different styles, generof1
and recall. It welcomed
build a bridge memory
its sound. The child of the
ating solidarity and community through of exile and oppression in
Middle Passage and the bewildering situation
ofinstrument making
the plantation world, it brought together traditions this
it offered
of West and Central Africa. In
way,
from various parts
it was recognizably African,
something vital to those on the plantation:
and rhythms, but
instrument capable of offering familiar melodies
an
derived from the traditions of any single African
without being clearly
ethnicity. It was the first African instrument.
different styles, generof1
and recall. It welcomed
build a bridge memory
its sound. The child of the
ating solidarity and community through of exile and oppression in
Middle Passage and the bewildering situation
ofinstrument making
the plantation world, it brought together traditions this
it offered
of West and Central Africa. In
way,
from various parts
it was recognizably African,
something vital to those on the plantation:
and rhythms, but
instrument capable of offering familiar melodies
an
derived from the traditions of any single African
without being clearly
ethnicity. It was the first African instrument. --- Page 63 ---
53 I The First African Instrument
lies in the evanescent traces left
The story ofhow this happened
and North
who made the earliest of banjos in the Caribbean
by those
be understood as part of a larger story: that of
America. But it can only
enslaved, that of the gatherings,
the cultural movements created by the
lives could be rememdance, and song that created spaces in which past
be
the world ofs slavery, could imagined.
bered and new ones, beyond
*
disturbed but resigned. There was a movement afoot,
Father Labat was
The enslaved in the colonies of
and it couldn't be stopped or contained.
between 1694 and 1696,
where Labat lived
Martinique and Guadeloupe,
what
called the calenda. It
and dance
they
were determined to gather
dance that not only the
he reluctantly admitted, such an enticing
was,
colonists in the New World had taken it up
slaves but also many Spanish
as the Negroes." ?? He
it "in the same way
with enthusiasm, performing
in front of
of nuns perform it, at Christmastime,
had even seen a group
alarming to him, given that the
crowd. This was particularly
a delighted
calenda exuded eroticism."
from one another, women on
The dancers formed two lines across
of
the other, surrounded by a circle made up spectators
one side, men on
talented" among the group offered up "a
and the drummers. The "most
he chooses, whose
composed on the spot, on whatever subject
song
is accompanied by strong handrefrain, sung by all the spectators,
the air"as ifthey were playing
97 The dancers held their arms in
clapping'
moved toward one another
castanets." >7 They jumped and twirled about,
the drums. When the
following the beat laid down by
and back again,
moved close together and began slapdrummers changed the beat, they
the
that made the
against one another. This was
part
ping their thighs
against women, women
monk Labat most uncomfortable: men thrusting
The dancers then
thighs and stomachs pressed together.
against men,
again with "totally
pulled back and "pirouetted," then pressed together which was often
as many times as the drums called,
lascivious gestures,
entwined their arms toseveral times in a row." Sometimes, too, they
around a few times while striking their thighs together
gether, circling
and "kissing each other."
that made the
against one another. This was
part
ping their thighs
against women, women
monk Labat most uncomfortable: men thrusting
The dancers then
thighs and stomachs pressed together.
against men,
again with "totally
pulled back and "pirouetted," then pressed together which was often
as many times as the drums called,
lascivious gestures,
entwined their arms toseveral times in a row." Sometimes, too, they
around a few times while striking their thighs together
gether, circling
and "kissing each other." --- Page 64 ---
THE BANJO
Labat noted, had passed several regulations
The local authorities,
because ofthe "indecent postures" it
outlawing the calenda dance, both
assembled and got "carried
entailed and because when too many slaves
the result could be "revolts, uprisings, or groups getting
away by joy"
the monk admitted, essentially impostogether to go steal."] But it was,
it is the one that
because "of all their pastimes
sible to stop the calenda,
French masters and
they like the most, and to which they most respond." French dances like
teaching
authorities had tried a process ofsubstitution,
much SO that Labat
minuet. The enslaved took these up quickly, SO
the
than "many who pride themselves on
admitted they were better at them
the enslaved
dancers." But learning these dances didn't stop
being good
whenever they could. "Their passion for
from seeking out the calenda
the old, the young, even children
this dance is beyond the imagination:
like they danced it in the
stand up" all loved it. "It seems
who can barely
wombs oftheir mothers." 8
his time in
calenda wasn't the only dance Labat has seen during
The
by groups of slaves from a
the colonies. There were others performed
in a circle, and
in Africa. Those from the Congo got
particular region
but lift their feet in the air, and stomp
staying in one spot, did "nothing
their bodies half curved over
on the ground in a kind of cadence, holding
of the
some story that one member
in front of each other, mumbling
refrain, while the spectathe dancers replied with a
group told, to which
danced moving in a circle, their
their hand. The Mina
by
tors clapped
Verde or Gambia had their own dances
faces outwards. Those from Cape
and I doubt there is any people
as well. "Dance is their favorite passion, 97 he wrote. Labat, who had
earth more attached to it than they are,
on
recommended that masters allow
directly overseen the work of slaves,
ifthey didn't, he
the enslaved to hold dances on their own plantations: for them. Even
would simply leave and look elsewhere
explained, they
until midnight on a Saturday, he claimed,
after working in the sugar mills
where they know
would walk several miles to get to 'some place
they
there is a dance."
had been settled in the 1630s, and were
Guadeloupe and Martinique
the time Labat arrived in the
well-established plantation societies by
by a
somewhat creolized, populated
1690s. Their cultures were already
and their children.
of both settlers and enslaved people
few generations
expanded, there were increasing numbers
But, as the plantation complex
and look elsewhere
explained, they
until midnight on a Saturday, he claimed,
after working in the sugar mills
where they know
would walk several miles to get to 'some place
they
there is a dance."
had been settled in the 1630s, and were
Guadeloupe and Martinique
the time Labat arrived in the
well-established plantation societies by
by a
somewhat creolized, populated
1690s. Their cultures were already
and their children.
of both settlers and enslaved people
few generations
expanded, there were increasing numbers
But, as the plantation complex --- Page 65 ---
55 The First African Instrument
Labat observed how the members of certain
ofr new African arrivals.
aside food SO that they could
ethnic groups helped one another, setting
He noticed a "kind
who were in need.
offer it to "those oftheir country"
and which
with "shells that serve as money,
of dice game" slaves played
lost based on how many landed
were tossed on a surface: players won or
ofthe use ofshellsHe was witnessing the transference
face up or down.
both money and for play, as well as
cowrie shells in West Africa-as
were also used, in both
other uses. The shells he saw used to play a game
other religious
contexts, for divination and
African and Afro-Atlantic
purposes."
Labat wrote, was African in origin: it came
The calenda dance,
from the Arada
of Guinea," and "from all appearances
from the "Coast
did have West African origins,
Kingdom. 7 The dance and music likely
together
that brought
but by the 1690s it clearly was a phenomenon
ofcoaliof different backgrounds. It was a dance
enslaved from a variety
or Mina, clearly
different from those still identifiable as Congo
tion,
sense, and transmitted through
identified as African but in a general
what language the
Labat doesn't say
continual, effusive participation.
was
some
in, and that may have depended on who
singing:
songs were
in African languages, others in the
songs and refrains were probably the island. The music for the calenda
Creole tongue that had emerged on
with the
by two drummers who communicaedinmicady
was provided
one
ofthe dance to another.
dancers SO that they could move from
part
one end with
made out of carved tree trunks covered on
The drums were
like a parchment: 97 One was
"the skin of a hairless goat or sheep, scraped
sometimes as many
known simply as the grand tambour, or "big drum," baboula. They were
and a smaller one known as the
as four feet long,
on each hand." The larger drum
played with the "flat part offour fingers
the baboula was played more
with "measure and poise," while
was played
to Labat, making
and "almost without keeping a beat," according
the
quickly
and marked neither the cadence nor
a sound that was "very sharp"
observant Labat
of the dancers." In this the normally very
"movement
since the interlaced beat ofthe two drums
had clearly missed something,
certainly shaped the dance."
the
of the
drummers, other musicians played at
gatherings
Besides
the violin rather well, and make
enslaved, including some "who play
oft their marriages."
for gatherings and at the celebrations
money playing
to Labat, making
and "almost without keeping a beat," according
the
quickly
and marked neither the cadence nor
a sound that was "very sharp"
observant Labat
of the dancers." In this the normally very
"movement
since the interlaced beat ofthe two drums
had clearly missed something,
certainly shaped the dance."
the
of the
drummers, other musicians played at
gatherings
Besides
the violin rather well, and make
enslaved, including some "who play
oft their marriages."
for gatherings and at the celebrations
money playing --- Page 66 ---
THE BANJO
But, Labat noted, another stringed
"Almost all of them
instrument was much more
play a kind of guitar made of a
popular:
covered with leather
half of a calabash
scraped into the shape of
long neck. On it they place only four
parchment, with a rather
bird intestines, and
strings made ofsilk, pitre, or dried
prepared with castor oil."
from the agave plant). Labat
(Pitre is a filament taken
inch above the skin that continued: "These strings are elevated a good
covers the calabash with a
pinching and beating the strings. *) Labat
bridge. They play by
played was "not
complained that the music
agreeable" and not very melodic but
they
considered it as highly as they did the music
admitted that some
ants, who all have guitars and
of"Italian or Spanish peasLabat
play very badly." >12
didn't explain exactly when this "kind of
though he suggested it was fairly
guitar" was played,
have accompanied
ubiquitous among the enslaved. It
some of the dances, perhaps the
may
being played in smaller and more intimate
calenda, as well as
and houses for instance. His
settings, in plantation quarters
detailed
of
was constructed
description how the instrument
suggests that he had seen a number of them
places, which means that artisans in both
in different
were likely making the instrument
Guadeloupe and Martinique
display there drew
in similar ways. The
on
on African traditions: the gourd, the technology
bridge. Labat didn'ts specify the shape ofthe
skin head, the
of the
neck, though his
instrument as a "kind of guitar" and the fact that description
strings suggest that it was probably flat.
it had four
Who was making these instruments? And who
Labat had seen many groups of Africans
was playing them?
in their own
who were singing and
languages. But it is unlikely that there
dancing
been a musician from each ofthese
would always have
munity. In the areas of West
groups available in any given comAfrica from which most of
coming to the Caribbean at the time
the enslaved
have been provided
were from, the music would often
by specialists from particular
griots. The most prized court
families, such as the
musicians, even if
unlikely to be sold into Atlantic
captured in war, were
slavery but rather
conquering kingdom's own orchestra. Members
incorporated into a
operating in the region
of other musical "castes"
individuals
probably were enslaved and sold at
who played music: in less formalized
times, as were
Such musicians, however, would
and hereditary contexts.
miliar with
most of the time have been
one tradition of music. And in the
most faCaribbean, they would
most prized court
families, such as the
musicians, even if
unlikely to be sold into Atlantic
captured in war, were
slavery but rather
conquering kingdom's own orchestra. Members
incorporated into a
operating in the region
of other musical "castes"
individuals
probably were enslaved and sold at
who played music: in less formalized
times, as were
Such musicians, however, would
and hereditary contexts.
miliar with
most of the time have been
one tradition of music. And in the
most faCaribbean, they would --- Page 67 ---
57 The First African Instrument
the kind ofinstruments they
often have had difficulty finding or building observed by Labat, and the
had played in Africa. The "kind of guitar"
musical roles
who played them, therefore had to play multiple
musicians
different songs and rhythms."
for various groups of Africans seeking
right, but in time skilled
The music might not always have been just
from others in the
and learning
musicians-drawing on past knowledge
And they would
have been able to offer enough.
new context-would
them the flexibility and latitude to
have needed an instrument that gave
of the slaves
different kinds of songs within the diverse gatherings
play
crossroads that was the Caribbean. In a sense,
who met at the cultural
like the calenda dance, crossing
this already ubiquitous instrument was
musicians busy 'pinching
and
audiences with the
boundaries
gathering
out the sounds of solidarity.
and beating the strings" as they sought
*
written in 1687, life on a Jamaican plantaAccording to an account
the enslaved were called to
tion went like this: at four in the morning,
worked in the
with the sound ofa "horn or shell." Until dusk, they
work
didn't "loiter.' At
where the whip was used to make sure they
fields,
slaves leave off work and repaire to their
the end oft the day, "those pore
fier, and with a kitt
houses, where they gett their suppers, make a great
and daunce
and one twine string) play, sing
(made ofa gourd or calabash
themselves all mirth,
according to their own countrey fashon, making >14
in a confused manner.
men and women together
Taylor and the
with the unassuming name ofJohn
So wrote a man
teacher. A short and wearing stint in the
unassuming profession ofmath and the need for money had convinced
army, a set of family quarrels,
his fortune in Britain's
on the risky venture of seeking
him to embark
He invested in three convicts as innewest Caribbean colony: Jamaica.
across the Atlantic. On
laborers and in late 1686 boarded a ship
dentured
laborers to raise some money
arrival, Taylor sold these three indentured
found
work trolling
sick and lost most ofit. He
paid
and then promptly got
stint at this, and in the wake ofa
the Caribbean for pirates. After a brief
capital, Port
earthquake that sent a good portion ofJamaica's
devastating
he returned to the Isle of Wight in England,
Royal, tilting into the sea,
of what he had seen in the
where he wrote up a manuscript account
and in late 1686 boarded a ship
dentured
laborers to raise some money
arrival, Taylor sold these three indentured
found
work trolling
sick and lost most ofit. He
paid
and then promptly got
stint at this, and in the wake ofa
the Caribbean for pirates. After a brief
capital, Port
earthquake that sent a good portion ofJamaica's
devastating
he returned to the Isle of Wight in England,
Royal, tilting into the sea,
of what he had seen in the
where he wrote up a manuscript account --- Page 68 ---
THE BANJO
Taylor seems to have planned on publishing the
Caribbean. Though
the manuscript made its
work, he never did SO. Luckily for us, however,
as one of the key
to the Library ofJamaica and is now recognized
way
the early history ofthe Caribbean,5
sources for understanding
ceded to the English
Jamaica was in many ways a frontier society: partly by groups of
from the Spanish in 1670, its interior was populated consolidated their
who had already
escaped slaves, known as Maroons,
the British had develcommunities under Spanish rule. Like the French,
successful
first colonies in the Eastern Caribbean. The most
oped their
by the
Barbados, which was already SO heavily populated
of these was
hard for new settlers to come by land.
late seventeenth century that it was
industry of sugar proNew arrivals wanting to get in on the growing in the southern states
duction needed other places to go. Some ended up Others made their
colonies in the Carolinas.
ofNorth America, creating
More than 33,000 enslaved Afriway to Jamaica and set up plantations. with more than 3,000 arriving in
cans had arrived in Jamaica since 1670, with what was to come: more than
1687 alone. This was small compared
by the early nineteenth
900,000 slaves would be brought to Jamaica
the
oft the slave
with more than 27,000 arriving per year at
peak
century,
trade in the 1790s,6
the
of
African-born slaves shared one thing:
experience
All of the
noted, having been sold in
exile through the Middle Passage. As Taylor lament the loss of their
Jamaica the enslaved seemed "to grieve and
forth
which they sing or bellow
country freedom, and their now captivity,
77 The population on any
in their own language in a mournfull manner.'
from a particmight include clusters of enslaved people
given plantation
bought together from the same slave ship,
ular African group, sometimes
fashion. 79 But many
who could therefore gather to sing in their "country
and pracalone amidst unfamiliar languages
arrivals found themselves
from different plantations sought
tices. Taylor noted how individuals
their
in other
to vissit
countrymen
one another out on Sundays, 'goeing
fashon they feast,
where according to their own country
plantations,
howle like beasts) in a anticque manner, as if
dance, and sing (or rather
described the larger celebrations that
they were all madd." He similarly
with those ofone and the
"they meet
took place on religious holidays: and dancce in a confused manner, seeming
same countrye, and feast, sing,
howle instead ofs singing,
all mixth men and women together; thus they
in other
to vissit
countrymen
one another out on Sundays, 'goeing
fashon they feast,
where according to their own country
plantations,
howle like beasts) in a anticque manner, as if
dance, and sing (or rather
described the larger celebrations that
they were all madd." He similarly
with those ofone and the
"they meet
took place on religious holidays: and dancce in a confused manner, seeming
same countrye, and feast, sing,
howle instead ofs singing,
all mixth men and women together; thus they --- Page 69 ---
59 The First African Instrument
others drum, or beatt against a hollow tree, or
and play on a kitt whilst
manner after this
board, and the rest nimbly dance in a strange anticque these dances, Taylor
musick, in such sort that they all seem madd." In
their
ritual events that included some of
may have actually been witnessing
African traditions and would
the forms of possession that were part of
rituals, reconfigof Afro-Atlantic religion. Such
become a cornerstone
would become a cornerstone of
ured and reconstituted in a new context,
provided a space of conAfro-Caribbean social and religious life. They
mad world
and at times resistance, to the truly
solation and consolidation,
of the plantation." 17
named Hans Sloane arrived
Not long after Taylor left Jamaica, a man
the cultural and
became fascinated with
in the colony. He too, rapidly
from some Countries, 19 Hans
spiritual life of the enslaved. "The Negroes
when they die
"think they return to their own Country
Sloane wrote,
death but little, imagining they shall
in Jamaica, and therefore regard
from servile to free, and SO for this
change their condition, by that means
suicide
Throats." 17 Whether they committed
reason often cut their own
make great lamwent on, "their Country people
or died "naturally,"he
about them expiring, and at their
and howlings
entations, mournings,
into their Graves, to serve them in
Funeral throw in Rum and Victuals
times spill it
Sometimes they bury it in gourds, at other
the other world.
on the Graves. >18
colonizers too. He was part of an
Hans Sloane's ancestors had been
colonizafamily from Scotland that was part ofthe English
aristocratic
the time Sloane was born, his family was
tion of Northern Ireland. By
who had fallen on hard times in
relatively poor; and like many others
Sloane looked to reinvent
seventenh-century England and Ireland,
the
in
to the New World. He traveled as
physician
himselfby, journeying
Albemarle, who was named governor of
the service of the Duke of
from disease, which
in 1687. His employer died within the year
Jamaica
and elsewhere in the Caribbean for new arrivals.
was common in Jamaica
service ofthe Duke's family, as a guest
But Sloane remained in Jamaica in
the work that would
estate. And he embarked on
on the governor's
that of an observer and collector of
ultimately become his life calling:
natural world, as well as the human one." 19
the
in France and absorbed some ofthe developing
Sloane had studied
collection, and analysis
and methods ofscientific observation,
approaches
disease, which
in 1687. His employer died within the year
Jamaica
and elsewhere in the Caribbean for new arrivals.
was common in Jamaica
service ofthe Duke's family, as a guest
But Sloane remained in Jamaica in
the work that would
estate. And he embarked on
on the governor's
that of an observer and collector of
ultimately become his life calling:
natural world, as well as the human one." 19
the
in France and absorbed some ofthe developing
Sloane had studied
collection, and analysis
and methods ofscientific observation,
approaches --- Page 70 ---
THE BANJO
the environment of the
of nature. In Jamaica he set about studying
and animals of the
a
of the plants
island, hoping to produce catalogue
to learn about the flora and
Americas. He soon realized that the best way
of the indigenous
into the rich knowledge on the part
fauna was to tap
As he worked with them, he became
people and the enslaved ofJamaica.
of the humans in Jamaica as he
as interested in the artifacts and practices
was in its plants and animals.
as a pilgrimage, and he
Sloane later described his journey to Jamaica
had
a
In the Caribbean he
encountered
returned from it transformed.
Spanish,
histories and cultures-indigenonus
truly new set ofsedimented
his
of collecting beCreole-and as a result, practice
African, emergent
The encounters and dialogues
"diverse, multifaced and eclectic."
came
island
what had begun as a focused
he had with people on the
expanded
and exinto something that aimed at documenting
botanical project
Sloane's vision was ambitious, ifnot
ploring cultural and social practices.
to archive every thing
utopian: his goal became nothing short of"aiming
His influence
of truly infinite variety."
in the world, each a specimen
the Royal Society,
transformed the scientific club ofwhich he was a part,
interested in observing
from a "gathering of a few English gentlemen" received, and actively
institution which
the natural world to "a global
from throughout the exsought," 99 objects, accounts, and interpretations world had incited and inspired
panding British empire. The Caribbean
intellectual project with far-reaching consequences."
in Sloane a new
world of collecting. Building on
Sloane became the hub of a new
what
foundation of what he had gathered in Jamaica, he expanded
the
and library with objects that were
was effectively a personal museum
travelers and administrators
either donated to him or acquired from
British Empire.
fromjourneys within and beyond the growing
the
returning
and rich collection that it ultimately became
It was such a diverse
founded in 1753. One ofits
foundation for the new British Museum,
bound volumes of dried
remarkable holdings was three hundred
most
famous was one of cacao that Sloane had
plant specimens. The most
Sloane's accomplishments,
brought back from Jamaica in 1689; for among
of a drink
enduring was his creation and marketing
perhaps the most
the richest and strangest part of his
called hot chocolate. But perhaps
catalogued
the
oftwo thousand items ultimately
collection was
group
of this collection was devoted to
things." A portion
as "miscellaneous
3. One ofits
foundation for the new British Museum,
bound volumes of dried
remarkable holdings was three hundred
most
famous was one of cacao that Sloane had
plant specimens. The most
Sloane's accomplishments,
brought back from Jamaica in 1689; for among
of a drink
enduring was his creation and marketing
perhaps the most
the richest and strangest part of his
called hot chocolate. But perhaps
catalogued
the
oftwo thousand items ultimately
collection was
group
of this collection was devoted to
things." A portion
as "miscellaneous --- Page 71 ---
61 I - The First African Instrument
to one ofJamaica's free black
slavery: "a bullet that had allegedly belonged
condensation of
and-in a startling
maroons, 7 clothing, weapons, whips, and the imbrication of elite intellecthe brutality ofthe plantation world
"token of friendship and
tual culture with it-a gift sent to Sloane as a
removed from the
planter, "some tissue he had
esteem" by a Virginia
vagina of a slave girl."al
built, quite literally, on the
In fact Sloane's intellectual work was
and free. His collecting
bodies and minds of Africans, both enslaved
marriage to the
made possible financially by his strategic
projects were
Elizabeth Langley, who inherited a third
widow of a Jamaican planter,
3,000 acres in Jamaica. It was
of the income from plantations totaling
ofhis items as well as
Langley's money that enabled Sloane to buy many collection was also
the Manor ofChelsea in 1712. But Sloane's
to acquire
of Africans, both in the Caintellectually dependent on the knowledge
he acknowledged
the continent. In his Voyage to Jamaica,
ribbean and on
Indians, or Blacks" that he consulted
his debt to the local "Europeans,
time
to people of
He clearly spent a lot of
talking
with in Jamaica.
and free, about what they grew in their
African descent, both slave
and
such Vegegardens, "wherein they took care to preserve
propagate of origin in
that is, in their places
tables as grew in their own countries,"
among the enslaved
were also maintained
Africa. Such gardens-which
together the flora of three contion plantations in Jamaica-brought
along with multiple traditions
Africa, and the Americas,
nents, Europe,
Sloane gathered this information and
of cultivation, harvesting, and use.
offered it in rich detail in his work.2 22
about their use oft plants
Sloane's consultation with enslaved Jamaicans
of a long series of work with such informants.
was only the beginning
Ben Solomon, a Muslim man from
One ofhis later collaborators was Job
and who Sloane helped
Senegal who was sold into slavery in Maryland
and
in the
in the 1730s. Solomon collected arrows
pipes
of
emancipate
also translated Arabic texts for him. Because
Gambia for Sloane and
Solomon was known and named
his prominence and high social rank,
life-in his own work
but in fact throughout Sloane's
as a collaborator;
who brought him materials-the knowland that of agents and collectors
Atlantic sustained and infused his
edge of Africans on both sides of the
are the main reason
though largely obfuscated,
work. Their contributions,
such rich traces of the cultural lives of
that Sloane's collection offers us
in the 1730s. Solomon collected arrows
pipes
of
emancipate
also translated Arabic texts for him. Because
Gambia for Sloane and
Solomon was known and named
his prominence and high social rank,
life-in his own work
but in fact throughout Sloane's
as a collaborator;
who brought him materials-the knowland that of agents and collectors
Atlantic sustained and infused his
edge of Africans on both sides of the
are the main reason
though largely obfuscated,
work. Their contributions,
such rich traces of the cultural lives of
that Sloane's collection offers us --- Page 72 ---
THE BANJO
the enslaved. His method of
collecting, with its "universalism"
breathtaking aim of
and "a
rials that some ofhis comprehensiveness," meant that he gathered mateofthe items in his colleagues saw. as worthless. But, in the end, "some
possession for which
those which in
contemporaries mocked him are
retrospect are most highly prized." 23
Sloane stands out among early chroniclers of the
detailed attention he
Caribbean for the
the midst
gave to music. In Jamaica, Sloane found
ofa key moment of cultural invention
himselfin
was smart enough to realize this and also
and transformation. He
in documenting it: during "one
to understand he needed help
the Negro Musicians
oftheir Festivals, when a great
of
were gathered together," 3 he
many
tiste, the best Musician there
asked one "Mr.
to take the Words
BapMusick, which follows." Based
they sing and set them to
notation for three
on Baptiste's work, he published musical
songs, the earliest such
music in existence.
documents of Afro-Atlantic
Sloane's introduction to these pieces ofmusic is
Where did he hear these
vague and elliptical.
songs? What role did the
play in creating the notation?
musicians themselves
sition by
Might these in fact be more ofa
Baptiste than a transcription of
he
compoexactly was this Mr. Baptiste?
songs
heard? And who
"Mr.
Though historians have assumed
Baptiste" was a Frenchman, it is also
that
fact a free person of African descent.
very possible that he was in
teenth
In the Caribbean during the
century, many blacks, both free and
eighsional musicians,
enslaved, worked as profesincluding in contexts where
read music, such as the theatre.
they would have had to
originally come from
Baptiste's name suggests he made have
one of the French colonies,
Domingue, where there was an
perhaps nearby Sainttheatrical life that involved
extremely active and rich musical and
these
many people of African descent.
songs could have been played and heard
Andalthough
just as easily could have been
on a plantation, they also
Wherever the
performed in some kind of urban
performance took place, it did
setting.
ofi musical influence,
clearly involve crosscurrents
cultural
offering up fascinating insights about the
encounter and creolization in late
nature of
It was, as historian Richard Rath
ewerenkoonuyjmuika
languages- pidgin,
writes, a "remarkable scene: several
related
English, French, at least (and
African tongues-three discrete
probably more) unmusical styles being recorded by
just as easily could have been
on a plantation, they also
Wherever the
performed in some kind of urban
performance took place, it did
setting.
ofi musical influence,
clearly involve crosscurrents
cultural
offering up fascinating insights about the
encounter and creolization in late
nature of
It was, as historian Richard Rath
ewerenkoonuyjmuika
languages- pidgin,
writes, a "remarkable scene: several
related
English, French, at least (and
African tongues-three discrete
probably more) unmusical styles being recorded by --- Page 73 ---
63 1 The First African Instrument
ranging from slaves to gentry,
someone versed in a fourth, participants
together for a moment
with connections to three continents, all thrown
in time."24
in the
Sloane witnessed
Those who came together to play
gathering within Africa. That
clearly were from a variety of different regions
diverse. "A
to sound was culturally
meant that their very relationship
of aesthetically permisculture's music," " Rath writes, "has a phonology
and a syntax of
of acceptable scales and rhythms,
sible notes, a vocabulary
unconscious ways people reprecustoms and rules that govern the largely
to
what
through these notes, scales, and rhythms produce
sent themselves
Rath calls
9 This collection of habits, which
they recognize as music.
different ways in different
"soundways," are established and passed on in
79 In the plantation
through a mix of"tradition and adaptation."
contexts
of negotiation between different
world, Rath argues, an intensive process conditioned by exile, intrusive
soundways had to take place in a situation
slave
with an extremely oppressive
oversight, and the confrontation
of music that would serve the
system. In that context, the production
vital and particularly
needs of the community was both particularly
challenging. 25
offered by Baptiste each point toward a
The titles ofthe three songs
often spelled Coromantee,
particular African ethnic group. "Koromanti," brought from the Akan rewas a term used to describe enslaved people
and much
Ghana), who were a prominent
gion of Africa (in modern-day
roles in early slave
in Jamaica. Akan had played leading
discussed group
would continue to do SO in subsequent years as
revolts in Jamaica and
The second song, titled "Angola, 99
well as in other parts ofthe Caribbean.
imported from the coast
to describe enslaved peoples
used a designation
drawn from a wide range of cultures in
of Central Africa, who could be
short
titled "Papa" was, in Rath's interpretathe interior. Finally, a
piece
known as the
referring to a group of enslaved people
tion, probably
into Jamaica during
from the Bight ofBenin, who were imported
"Popo"
this period as well. 26
and shifting, just as
Each ofthese categories, however, was complex
was. What was documented, argues
the music written down by Baptiste
"Koromantis, Papas, and Anmoment in which
Rath, was a very specific
sounds and their voices to forge identities
golans" were "using instrument
Rath's interpretathe interior. Finally, a
piece
known as the
referring to a group of enslaved people
tion, probably
into Jamaica during
from the Bight ofBenin, who were imported
"Popo"
this period as well. 26
and shifting, just as
Each ofthese categories, however, was complex
was. What was documented, argues
the music written down by Baptiste
"Koromantis, Papas, and Anmoment in which
Rath, was a very specific
sounds and their voices to forge identities
golans" were "using instrument --- Page 74 ---
THE BANJO
the bonds of slavery in a harsh new world." The
as Africans under
"craft sonic spaces that in some ways existed
project would have been to
>> with instrumental
reference to slavery but to their own interests,"
not in
tool in delimiting a covert set of knowlmusic serving as a "powerful
understood that Africans "had ways
edge." Slave masters clearly knew and
did not know how to stop
through music, but they
of communicating
Caribbean and North America inthem." The law books of the early
among
ordinances banning or limiting the use ofmusic
clude numerous
worried about drums and horns,
the enslaved. Planters were particularly
be used to
understod-from experience-could
which they rightly
and organize them as they
call the enslaved to revolt as well as inspire
in 1688, with
were first banned in Jamaica
fought. These instruments
and confiscate and burn any
to search slave quarters
masters encouraged
and expansion of
instruments they found. But the constant repetition
the conwith the many accounts describing
such ordinances-along
the
and in the port
of dance and music on
plantations
stant presence
achieved their goal of silence. Still,
towns-make clear planters never
of certhe criminalization
although music was never fully suppressed, cultural
of the enof music must have shaped the
practices
tain types
ignoring quieter ones in their
slaved. "They banned loud instruments,
instruments could still be
that these other
laws," failing to understand
of the agenda and hopes of the
"powerful tools" for the articulation
might be
without drawing as much attention. "Drum patterns
enslaved
instruments or on smaller percarried on in the rhythms of the stringed
be made." An oppresLutes and harps could easily
cussion instruments.
of sound as a threat, then, shaped
sive legal order that saw certain types
around the rules, notably
the contours ofmusical practice. And getting
detection, became
resistance that eluded
by finding ways to express
of what musicians needed to be able to do.27
smaller
part
took place both in larger dances and in countless
This process
that Sloane and Baptiste documented.
musical gatherings, like the one
doesn't include an indication
Unfortunately the account of these songs
in his Voyage,
instruments were used to play them. But elsewhere
of
ofwhat
of a series ofinstruments, some
Sloane offered a detailed description
the musicians there that night.
which were likely in the hands of one oft
the enslaved "will at
their "hard-wrought" lives, Sloane wrote,
Despite
needed to be able to do.27
smaller
part
took place both in larger dances and in countless
This process
that Sloane and Baptiste documented.
musical gatherings, like the one
doesn't include an indication
Unfortunately the account of these songs
in his Voyage,
instruments were used to play them. But elsewhere
of
ofwhat
of a series ofinstruments, some
Sloane offered a detailed description
the musicians there that night.
which were likely in the hands of one oft
the enslaved "will at
their "hard-wrought" lives, Sloane wrote,
Despite --- Page 75 ---
65 The First African Instrument
Dance and Sing; their Songs are all bawdy, and
nights, or on Feast days
leading that way."
ofInstruments in imitation ofLutes,
They have several sorts
with Horse
made ofsmall Gourds fitted with Necks, strung
These
the
stalks of climbing Plants or Withs.
hairs, or
peeled
Timber covered
instruments are sometimes made ofhollow'd Bow for its
with Parchment or other Skin wetted, having a
alter
the Strings ty'd longer or shorter, as they would
Neck,
have likewise in their Dances Rattles
their sounds.
They
Hands, with
and Wrists, and in their
ty'd to their Legs
time with one who makes
which they make a noise, keeping
gourd or Jar
as sound answering on the mouth ofan empty
and
his Hand. Their Dances consist of great activity
with
and keeping time, ifit can be. They very
strength ofbody,
Rumps, and add such other odd
often tie Cow's Tails to their
their Bodies in several places, as gives them a very
things to
extraordinary appearance." 28
Sloane acquired at least three musical
During his time in Jamaica,
he
them: he may have
instruments. There is no record of how
got
either free or
them from an instrument maker or musician,
purchased
have collected them (perhaps forcibly) on a plantation
enslaved, or he may
He brought these back to
with the aid of a slave master or overseer.
collection of"miscelEngland, where they became part ofhis extended includes these entries:
lanies." ? His hand-written catalogue of these objects made of an oblongstrum strum or musicall instrument,
a "Jamaica
in the side, strings ofa scendent herbs
hollowed piece ofwood with a cross
covered wt. skin-holed
caulis"; "The same made ofcucurbita lagenaria
gourd); and "One of
in the side" (curcubita lagenaria is a kind ofbottle
another form wt. a bell on it. >29
Sloane's chiefbotanical
In August of 1701, Everhardus Kickius, then instruments and titled it
illustrator, made a sketch of three musical
Two of these instruments are recogniz-
"American and African guitars."
resonators, skin heads,
versions ofthe banjo: they have gourd
able as early
of different lengths, held by pegs.
and flat engraved necks with strings
gourd); and "One of
in the side" (curcubita lagenaria is a kind ofbottle
another form wt. a bell on it. >29
Sloane's chiefbotanical
In August of 1701, Everhardus Kickius, then instruments and titled it
illustrator, made a sketch of three musical
Two of these instruments are recogniz-
"American and African guitars."
resonators, skin heads,
versions ofthe banjo: they have gourd
able as early
of different lengths, held by pegs.
and flat engraved necks with strings --- Page 76 ---
THE BANJO I 66
122 Fidicula Indorum wNigritarum,
ecucurbitis inter fe daerfixexcava vatis,
pellibus letigconfecta,Strum Strumpry
33. Fidieula, ligno excav. ob
longospelle teclo,confecta.
+#+ Planta fruticosae Seandentis,
cauligloco mentis inferviens, chorda Mulicisi Kinftru
55. Radix fruticofal luteaglycyrliue
fimilis, cortice fuscadentibus mundi
fieandis inferviens.
Hans Sloane, A voyage to the islands Madera, Barbados, Nieves, . : and islands of
America (London, 1707), vol. 1, Plate III.
Photo courtesy of David M. Rubenstein Rare Book and Manuscript Library, Duke University.
The third is ofa different form: a harp with a box resonator, likely made
ofwood, and eight strings. 30
Kickius's sketch was the basis for another image of the three instruments, which was published in Sloane's Voyage. This engraving is far better
known than the original sketch and has often been reproduced and has
shaped discussions oft the early banjo. The relevant captions, in Latin, describing the instruments can be translated as follows: "1.1.2.2. 'Strum
Strumps,' lutes of the Indians & Blacks, made of different hollowedout gourds covered with animal hides. 3.3. Lute [with] an oblong [body]
made ofhollowed-out wood and covered with an animal hide.' 99 In addition to the instruments in Kickius's original sketch, there are two
other objects: some plant fiber described as the kind that was used to
make the strings for the instrument along with, somewhat out of place
perhaps, a whittled tree branch used for cleaning teeth. 31
.1.2.2. 'Strum
Strumps,' lutes of the Indians & Blacks, made of different hollowedout gourds covered with animal hides. 3.3. Lute [with] an oblong [body]
made ofhollowed-out wood and covered with an animal hide.' 99 In addition to the instruments in Kickius's original sketch, there are two
other objects: some plant fiber described as the kind that was used to
make the strings for the instrument along with, somewhat out of place
perhaps, a whittled tree branch used for cleaning teeth. 31 --- Page 77 ---
67 The First African Instrument
shift between the terminology used in the
There is an intriguing
The instruments go from
original sketch and that used in the engraving.
Indians &
"American and African guitars" to being "lutes ofthe
being
over the illustration and its different
Blacks." Scholars have long puzzled
in the foreground
that the instrument
captions, with some suggesting
indigenous peoples in the
actually be East Indian or else made by
may
Sloane did note the presence of enslaved
Caribbean. While in Jamaica,
ofCentral America and Florida,
indigenous people from the "Mosquitos" slaves and enslaved Africans
owned by the English. These indigenous similar food, and could easily
lived together, wore similar clothing, ate life. Sloane had also encounhave shared other aspects oftheir cultural who had lived in Jamaica under
tered the groups of"Blacks and Indians"
So
after the English conquest.
Spanish rule and remained on the island
of cultural exavenues
he understood there were many longstanding and communities and
change between surviving indigenous individuals that the instruments he
newly arrived Africans and perhaps concluded
There is an
collected had been influenced by indigenous practices.
had
decorations on the necks of
intriguing possibility that the crosshatching been influenced by indigethe instruments in front could have indeed
Some who have studied the vévéin Haitian Vodou-ritual
nous aesthetics.
floors before ceremonies-have: argued
drawings made with meal on the
similar
Taino influence on these aesthetics, and something
for possible
could be at work in these early banjos.
intriguing
where there may have been a particularly
There is one area
of indigenous peoples in the
cros-fertilization between the practices
and calabashes. AlCaribbean and African arrivals: in the uses of gourds
interhave often been-and still are-used somewhat
though the terms
botanical works, gourds and calabashes
changeably and loosely, even in
and calabashes
two different species. Gourds grow on vines,
are actually
be dried,
clean, and used in
on trees. Though both can
scraped
grow
for instruments-there are neversimilar ways-including as resonators them. The inside of a calabash, for
theless some differences between
decorate. Starting with
instance, is smoother and therefore easier to
the widespread
himself, Europeans in the Caribbean described
Columbus
including for the construcuse of calabashes among indigenous groups, Africa, but they seem to have
tion of rattles. Calabashes also grew in
Though tracking
been used less often than gourds for makinginstruments
, and used in
on trees. Though both can
scraped
grow
for instruments-there are neversimilar ways-including as resonators them. The inside of a calabash, for
theless some differences between
decorate. Starting with
instance, is smoother and therefore easier to
the widespread
himself, Europeans in the Caribbean described
Columbus
including for the construcuse of calabashes among indigenous groups, Africa, but they seem to have
tion of rattles. Calabashes also grew in
Though tracking
been used less often than gourds for makinginstruments --- Page 78 ---
THE BANJO
difficult, it does seem that Africans in the
this process is extremely
traditions surrounding the culAmericas probably absorbed indigenous
of what they had usutivation and use of calabashes, transferring some Within this story of
ally done with gourds to this new, common plant.
hidden, traces of
of
seems to reside, though carefully
two species plants
American and African
the cultural encounters between indigenous
haphistory of the Caribbean. These encounters
worlds in the early
observers, however, SO that it is
pened far from the eyes of European
and what were Afwhat influences were indigenous
difficult to identify
rican, notably in the realm of music.
the origin ofthe third
Sloane's engraving offers up another mystery:
resonator. Based on the evidence
instrument, the harp with a box-shaped
from the catalogue,
from the engraving, the sketch, and the descriptions
were colthat the two instruments in the foreground
we can conclude
there remain two possibilities about the
lected by Sloane in] Jamaica. But The first is that this was the third intrajectory of the third instrument.
form," collected in Jamaica.
strument listed in the catalogue, of"another
made and
it would mean that such harps were being
Ifthis was the case,
the "strum-strum?" 99 The
Jamaica, alongside
played in sevententh-century. that this was in fact part of Sloane's colother possibility, however, is
That would
African objects, included here for comparison.
lection of
"American and African guitars" in his
explain Kickius's use of the title
subsumed
Ifthat is the case, then Sloane and / or Kickius
original sketch.
sketch into the "Black" ofthe caption ofthe
the "African" oft the original
of the instruments in
In SO doing, and in the positioning
later engraving.
that the New
they were perhaps also making an argument:
the image,
Ifso, the first visual depicWorld banjo was the child of African parents.
ofthe story ofits
banjo also involved the first, correct, assertion
tion ofthe
lineage. 34
the sketch and the engraving, stands out:
One final detail, from both
in the
sound hole on the body of the harp
background.
the cross-shaped
on other New World
of functional decoration was to reappear
This style
a choice made with a parlater, and it was very likely
banjos a century
common in aesthetic practice of
ticular reason. Such crosses were quite
linked to the intertwined
the Afro-Atlantic world, serving as cosmograms
Whether the inof the Kongo region.
aesthetic and spiritual practices
assertion
tion ofthe
lineage. 34
the sketch and the engraving, stands out:
One final detail, from both
in the
sound hole on the body of the harp
background.
the cross-shaped
on other New World
of functional decoration was to reappear
This style
a choice made with a parlater, and it was very likely
banjos a century
common in aesthetic practice of
ticular reason. Such crosses were quite
linked to the intertwined
the Afro-Atlantic world, serving as cosmograms
Whether the inof the Kongo region.
aesthetic and spiritual practices --- Page 79 ---
69 I The First African Instrument
itself were made in Africa or in the Caribbean,
strument and the cross
almost certainly had ritual significance."
the symbol
musical transcription, and imThe combination of descriptive text,
the most crucial sources on the early
makes Sloane's work one of
us
ages
music. Though it is fragmentary, it at least gives
history of Afro-Atlantic
into the musical culture he witnessed.
several points ofentry and analysis
technical transformaAnd it offers us a trace of one ofthe fundamental
flat neck. In
ofthe New World banjo: the use of a
tions in the creation
rounded sticks or rods, on both
West and Central Africa, necks were
enslaved people were
lutes and harps. In late imnantrondh-comury)eucs of growing a gourd
instruments that used the same technique
building
skin, and putting a neck
it with an animal
for the resonator, covering
board, as Labat's description
through that gourd. But that neck was a flat
as
have been at the time in Guadeloupe and Martinique
suggests it may
be
one of using what was easily acwell. Why? The reason could a basic
society like
Some of the enslaved in a plantation
cessible and at hand.
buildings, carriages, and
together
Jamaica worked as carpenters, putting
and molasses out of
also the many barrels that were used to ship sugar
time
instruments would have had an easy
the colony. Artisans making
them, on almost any
flat boards, and the tools to saw or carve
finding a
have found inspiration for doing SO
plantation. They may, too, of course, with flat necks: a lute, a guitar, inin the shape of European instruments
kind ofinvitation and
violin, all would have provided a
deed a concert
of flat necks and peg tuners. However
demonstration of the usefulness
incited this innovation, it was
this decision came about, and whatever
instruments constandardized, although
ultimately to become relatively
at least through the
structed with rounded necks seem to have persisted
late eighteenth century.
collected, drawn, enAlthough these instruments were carefully
major work in the seventeenth
graved, and showcased as part ofSloane's
At
in the prothey did not get handed down to us. some point
British
century,
collections into those ofthe
ofthe transformation of Sloane's
cess
their traces in images and text. As
museum, they disappeared, leavingjust
instruments,
strain to hear the particular tones ofthose
much as we might
that evening on the late seventeenthor to truly hear the songs sung
from us. Yet the images are
plantation, the sound vanishes
century
major work in the seventeenth
graved, and showcased as part ofSloane's
At
in the prothey did not get handed down to us. some point
British
century,
collections into those ofthe
ofthe transformation of Sloane's
cess
their traces in images and text. As
museum, they disappeared, leavingjust
instruments,
strain to hear the particular tones ofthose
much as we might
that evening on the late seventeenthor to truly hear the songs sung
from us. Yet the images are
plantation, the sound vanishes
century --- Page 80 ---
THE BANJO
makers, working in the tradition of unknown
enough for today's banjo
version of the instruments coland unnamed ancestors, to reproduce a
lected by Sloane.
and the images of the instruments
Based on the musical notation
the songs with what he
Richard Rath has reconstructed
from Jamaica,
offering us the chance to hear an
sees as the most likely instrumentation,
He argues that each ofthese
echo ofthat long-ago gathering in Jamaica.
and regions in
though their names cited particular ethnic groups
insongs,
by various kinds of cross-pollination and
Africa, was already shaped
musical styles: "Both
Auence. "Angola, 79 he suggests, included different
cultural knowledge to produce
musicians were using their own particular
neither the musicians nor
suitable musical expression. In all likelihood,
*36
a
found the results fully satisfactory'
their companions
as musicians came and went,
Over time, in gathering after gathering,
figuring out what made
expanding and then winnowing their repertoire, reflective silence, the
those around them dance, sing, pray, or listen in
New music and
became satisfactory, even revelatory.
results ultimately
solace and force. And the musicians operdance was created, providing
opted to play instruments
ating in this world seem to have increasingly gourd, animal skin, flat
constructed according to a consistent pattern:
least three Caribaround the same time in at
neck. This had happened
and Martinique-that were part
bean colonies-Jamaica, Guadeloupe, that is known about this process
of different empires. The small amount
thereand Sloane
the
of unusual observers
Taylor
is thanks to
presence
e-who stood apart from most oftheir
in Jamaica and Labat in Martiniquefascination with the
European travelers in their particular
contemporary
accident of their observation hints
culture oft the enslaved. But the lucky
like Barbados or New
that, had others similar to them visited places
similar.
Carolina, they might have seen something
Orleans or South
take place in parallel time,
Did the development of this instrument
The
ofinfluence and movement tie one area to another?
or did patterns
connected and also tightly linked to North
Caribbean was relatively well
manned enslaved sailors.
constant trade and by ships often
by
America by
would have traveled easily along these
Music and musical instruments
and other cultural forms did.
routes, just as news, political projects,
well connected
Martinique and Jamaica, however, were not particularly another was, in
from one to
in the late seventeenth century- getting
might have seen something
Orleans or South
take place in parallel time,
Did the development of this instrument
The
ofinfluence and movement tie one area to another?
or did patterns
connected and also tightly linked to North
Caribbean was relatively well
manned enslaved sailors.
constant trade and by ships often
by
America by
would have traveled easily along these
Music and musical instruments
and other cultural forms did.
routes, just as news, political projects,
well connected
Martinique and Jamaica, however, were not particularly another was, in
from one to
in the late seventeenth century- getting --- Page 81 ---
71 I The First African Instrument
the currents, not to mention the winds
fact, relatively complicated given
The early history oft the banjo
ofimperial rivalry, within the Caribbean.
the
in various islands was probably
suggests that what was happening
results. In similar conditions,
result of parallel contexts producing parallel musicians seem to have gravwith similar points of reference, artisans and
solution, that ofhaving one style ofinstrument
itated toward a common
of the
goals. But in time, an understanding
serve different performance
themselves-would: increasingly have
instrument-and: some instruments
The instruments seen by Taylor,
circulated between islands and regions.
would meet
cousins, but in time they
Sloane, and Labat were dispersed
and recognize one another.7
*
in North America comes to us in
The banjo's first appearance in writing
Utopia. In March of 1736,
the form of an enigma, from a place called
in
by "The Spy" was published
a letter signed simply, and mysteriously,
itself as containing "the
which advertised
the New York Weekly Journal,
by an equally
and Domestick."1 It was introduced
freshest Advices, Foreign
that the letter be innote signed simply "F. C." requesting
mysterious
of presenting "letters" of mysserted into the newspaper. Such practices
common in cighteenth-century
terious origin were, in fact, relatively
here is unusual. Who wrote
publications, though the double anonymity
Spy? Was this nothing
the letter, and why did the writer call himselfThe
written by an
more than a set of fake tropes used to present something
editor as a truthful dispatcha
9 somewhere outside of New
The Spy dated his letter from "Utopia,
the date of April 10th,
He
to describe what- -given
York City. proceeded
Pinkster celebration. This festival,
1736, for the letter-was probably a
of Dutch origin. But in
which began the Monday after Pentecost, was
event. ?> It
African-American
the Americas it became "almost an entirely
Albany, New York.
during the 1790s and 1800s in
reached its "apogee"
Hill," hundreds gathered for a
At the edge of the town, on "Pinkster
slave
Charles," an African-born
weekly event overseen by one "King
Decades later, a man
is absolute, and whose will is law."
"whose authority
memories of Charles,
Eight described his vivid childhood
named James
in the Guinea gulf" as a boy.
who had "been brought from Angola,
-American
the Americas it became "almost an entirely
Albany, New York.
during the 1790s and 1800s in
reached its "apogee"
Hill," hundreds gathered for a
At the edge of the town, on "Pinkster
slave
Charles," an African-born
weekly event overseen by one "King
Decades later, a man
is absolute, and whose will is law."
"whose authority
memories of Charles,
Eight described his vivid childhood
named James
in the Guinea gulf" as a boy.
who had "been brought from Angola, --- Page 82 ---
THE BANJO
serves us, shall we forget the mingled sensations
"Never, if our memory
minds, when
and grandeur that were impressed on our youthful
ofawe
slowly moving behis stately form and dignified aspect,
first we beheld
ofthe
19 Charles wore the outfit of
fore us and moving to the centre
ring"
ornamented everyofthe old time," that was "gayly
a "British brigadier
lace," and a "tri-cornered
where with broad tracings ofbright golden
recalled the music,
hat trimmed also with lace of gold." Eight
cocked
drummer named Jackey Quackenboss, who sat
particularly that of a
dressed sheep skin." >39
drum made with a "cleanly
astride a wooden
continued during the early nineteenth cenThe Pinkster celebrations
memorably depicted one in his
tury. In 1845, James Fenimore Cooper
with
The
Jason, finds himsedf"confounded
novel Satanstoc.
protagonist,
on." He saw"ninedances, music, and games that were going
the noises,
who were "collected in thousands in those
tenths ofthe blacks ofthe city"
The distinguishing
fields, beating banjoes, singing African songs."
"of African orfeatures of the "Pinkster frolic," Cooper wrote, were
"of African birth' 99 were left, he went on,
igin." Though few enslaved
country were SO far pre-
"the traditions and usages of their original
this festival, and one
a marked difference between
served as to produce
of European origin. 40
decades most about Pinkster was "the
What struck visitors over the
This was already
visual and sonic strangeness of this black gathering."
ofthe
in 1736, who presented one oft the first depictions
true ofThe Spy
also
to amuse, the readers of
festival. Aiming to dismay, and
perhaps
Ramble"
The Spy offered his notes on a "Days
the New York WeeklyJoural,
cultural landscape. "It was no small
through a striking Afro-Atlantic
covered with Booths, and well
Amusement to me, to see the Plain partly
according
with Whites, the Negroes divided into Companies
crowded
to the hollow sound of a Drum,
to their different Nations, some dancing
rattling Noise
made of the trunk of a hollow Tree, others to the grating
and some
Basket, others plied the Banger,
ofPebbles or Shells in a small
the music there was plenty
knew how to joyn the Voice to it." Alongside
sticks in imitation of a
drunken) fighting, with cudgels, "small
of (often
fists, at times accompanied by "cursing and
short Pike," and presumably
99 His further rambles in search of"reswearing" in a "Christian dialect."
spectacles, mixt
confronted him with various shocking
freshment"
was the Mechanic," a purportedly
Company" in which the "Gentleman
Pebbles or Shells in a small
the music there was plenty
knew how to joyn the Voice to it." Alongside
sticks in imitation of a
drunken) fighting, with cudgels, "small
of (often
fists, at times accompanied by "cursing and
short Pike," and presumably
99 His further rambles in search of"reswearing" in a "Christian dialect."
spectacles, mixt
confronted him with various shocking
freshment"
was the Mechanic," a purportedly
Company" in which the "Gentleman --- Page 83 ---
73 The First African Instrument
with a "Hagg." and one or two couples
Christian family man consorting
where the
He ended up watching a cockfight
locked in a "Close Hugg."
"Gentlemen" to "Day Labourers"
audience was a "mixt Multitude" from
how irksome it is to
cheering together. "You can't imagine
all happily
"to hear the
been used to a regular Life" our Spy opined,
me who have
committed in the common Streets,
Impieties, and see the Outrages daily
the
the
Whites, but even by
genteeler
not only by the Blacks or
poorer
This celebration of the
Sort; and all this too often with Impunity."
he concluded."
holiday was shocking,
according to The Spy,
The day's amusements had been announced,
black Fellow
"This morning I heard my Landlord's
with this encounter:
call'd it, and playing some ofhis
very busy at tuning ofhis Banger, as he
be it never SO rustic, under
delighted with Music,
Tunes; I, who am always
and at last asked, what the
Pretence of Washing came into the Kitchen,
a
He started up and with a blithsom
Meaning was of his being SO merry?
Backerah no work; Ningar no
Countenance answered, Massa, to day Holiday;
Banger for true,
Banger; go yander, you see Ningar play
work; me no savy play
dance too; you see Sport to dayfor true."
between textual traces and
There is always, of course, a disjuncture built and played in North
Banjos almost certainly had been
musical reality.
with which this source deAmerica before 1736. Indeed, the familiarity
name is simply offered up, with no explanascribes the instrument-the
the writer
of what the instrument looks or sounds like-suggests
tion
heard the term. What is striking
assumed readers would have already
oft the context. As in
however, is the familiarity
about this description,
home in New York in the midst
the instrument found its
the Caribbean,
of Africans and
of a festival that was an assembly in exile, a gathering and channeled
around music and dance that recalled
their descendants
them in recognition of the realities
specific nations even as it collected
and necessities of a new cultural world.
kind of Africanalso seems to have been part of a different
The banjo
days" practiced in some New England
American festival, the "election
these events, which
the mid-cighteenth century. During
towns during
official election, local Africanoften took place at the same time as an
The pracAmericans elected a "governor" to represent their community. American
traditions with colonial
tice brought together African political in 1756 in Newport, Rhode
One such election took place
practice.
specific nations even as it collected
and necessities of a new cultural world.
kind of Africanalso seems to have been part of a different
The banjo
days" practiced in some New England
American festival, the "election
these events, which
the mid-cighteenth century. During
towns during
official election, local Africanoften took place at the same time as an
The pracAmericans elected a "governor" to represent their community. American
traditions with colonial
tice brought together African political in 1756 in Newport, Rhode
One such election took place
practice. --- Page 84 ---
THE BANJO
male residents voted; and once the govIsland. All African-American
tree" to celelected, they gathered under a "large, spreading
ernor was
decades later described it, "every voice
ebrate. As an account written
of Africa, mixed with
its highest key, in all the various languages
upon
filled the air, accompanied with the music
broken and ludicrous English,
drum, etc." 19 Such celebrations
ofthe fiddle, the tambourine, the banjo,
Massachubanned by authorities-such as those of Salem,
were often
and indeed a political, threat.
setts, in 1758-who saw them as a public,
invention during the
We find other traces ofthis process of cultural
the Americas,
in the form of runaway banjos. Throughout
same period
the plantation, masters placed adverwhen an enslaved person escaped
rewards for the capture of their
tisements in local newspapers offering
and as written texts,
were tools of power;
property. These advertisements
directions at once. In their
could be reproduced and travel in many
they
former slaves described the 'uncanny feeling
narratives of escape, many
oft their own fugitive status. 9
ofbeing overtaken by the transmitted news
thing was
these advertisements, the important
For masters who composed
about the individual in
the maximum amount of information
to share
The irony was that in order to do SO,
order to recapture their property.
ofslaves
even human-description
they produced the most detailed-and
capsule
Indeed, they offer us remarkable
that we ever get from masters.
biographies of enslaved individuals."
skills. Those who had such
advertisements mention musical
Many
to
escape, since they could
skills, in fact, were perhaps more likely tryand
free
Such
in the city and to pass as a
person.
use these to make a living
and with multiple sets of good
runaways often left both with instruments
to
would serve them well ift they were planning
clothing, both of which
described la man named Jack,
perform. An 1800 advertisement in Virginia
his hair cued" and fled
who had "a down look, speaks slowly and wore
99 The master added
"a brown hat, faced underneath with green.
wearing
for Alexandria, with the
that he "was told" that Jack "was seen making
both read and
the
thither: he is artful and can
intention of taking
stage
advertisement from 1790
write and is a good fiddler." Another Virginia
fife
well"
named Francis, who "plays on the
extremely
mentioned a man
fine new brown broad cloth coat, a
and left with "6 good linen shirts, a
with shoe-boots and
jacket, breeches of several kinds,
green shaggy
shoes."45
wearing
for Alexandria, with the
that he "was told" that Jack "was seen making
both read and
the
thither: he is artful and can
intention of taking
stage
advertisement from 1790
write and is a good fiddler." Another Virginia
fife
well"
named Francis, who "plays on the
extremely
mentioned a man
fine new brown broad cloth coat, a
and left with "6 good linen shirts, a
with shoe-boots and
jacket, breeches of several kinds,
green shaggy
shoes."45 --- Page 85 ---
75 The First African Instrument
The most common instrument mentioned in
is the violin, which
such advertisements
their
many enslaved played both for themselves
masters. It was easy to carry as well as to use to
and for
a variety of musical contexts.
get work playing in
individuals who
Some advertisements mention enslaved
were skilled at playing drums. But there
banjo players among the
were also a few
runaways. In 1749, when
ran away from his master and headed
a slave named Scipio
for
to track him with an advertisement
Philadelphia, his master tried
"played the banjo" and "can
that fingered Scipio as a man who
with his skill; and if
sing." Scipio perhaps tried to make a
so, perhaps it was that detail in the
living
tisement that got him caught, as he soon
runaway advercade, he ran away from
was. But twice in the next deslavery again. After his
one that led him to freedom for
third escape-perhaps
pliment,
good-his master paid him a sort
describing him in a new advertisement
ofcomwell on the banjou." 9 A few
as someone who "plays
slave in
years later, in 1754, another
Maryland escaped from his master.
banjo-playing
ment placed in the Maryland Gazette
According to an advertiseMulatto" named Prince,
by his master, the man was "a dark
and he had gone off"in
servant man" named John.
company with a white
Fellow and
Prince, the master noted, was "a
plays well on the
' He
pert lively
shirt, short Linnen breeches, Banjer."
was wearing "a country Linnen
and an old Felt Hat"
was offered to any who
when he left. A reward
brought him back. These two
suggest that some masters were
advertisements
ment called the
beginning to be familiar with the instru-
"banjer," and even to enjoy its music.
that, at least in some places and
And they suggest
could get you places-even,
some communities, playing the banjo
The
perhaps, a little closer to freedom. 46
banjo playing practiced by slaves also
the members of some master's
exercised an attraction for
dent named Philip
families. In 1773 and 1774, a young stuorder
Vickers Fithian traveled to a
to serve as a tutor to the children ofthe
Virginia plantation in
Robert Carter. The Carter
household ofa a local planter,
family had been entrenched in
region since the mid-seventeenth
the Tidewater
owned 500
century; and at one point Robert
slaves, an extremely large number for
Carter
the ten children entrusted
North America.
to Fithian's care was Carter's
Among
jamin, who was eighteen, and a relative
eldest son, Benevening in January 1774, Fithian
named Harry Willis. One Sunday
lected themselves
noted in his journal, the
in the
"Negroes colSchool-Room, & began to play the Fiddle, &
been entrenched in
region since the mid-seventeenth
the Tidewater
owned 500
century; and at one point Robert
slaves, an extremely large number for
Carter
the ten children entrusted
North America.
to Fithian's care was Carter's
Among
jamin, who was eighteen, and a relative
eldest son, Benevening in January 1774, Fithian
named Harry Willis. One Sunday
lected themselves
noted in his journal, the
in the
"Negroes colSchool-Room, & began to play the Fiddle, & --- Page 86 ---
THE BANJO
on, he found that "Ben, &
dance.' 19 When he went to see what was going
with his Coat off."
ofthe company" and "Harry was dancing
Harry were
wrote Fithian. But at the end
"I dispersed them however immediately,"
itself, this time with
ofthe next week, on Friday night, the scene repeated
which is
instrument: "This Evening, in the School-Room,
a different
& Ben, & Harry are playing on a
below my Chamber, several Negroes didn't write that he had dispersed
Banjo & dancing!" This time, Fithian
Did he stay for a while and enjoy the music27
the group.
*
century, the banjo was very much
By the second half of the eighteenth
North America. The instruin many parts of the Caribbean and
at home
that slave owners seeking runaways, newsment was common enough
and young tutors
articles about unusual street celebrations,
papers writing
knew how to name it. They used one of a
on assignment all generally
banza-and they expected readers
bangier,
set ofsimilar terms-banjo,
to know what they meant.
seems to be in a 1708 work about
The first use ofthe term in writing
the instrument as a
Oldmixon, who described
Barbados written by John
but the Musick? 99 Within
not much unlike our Lute in any thing,
"bangil,
forms of this term were in relatively widespread
a few decades, various
North America. The German travthe Caribbean and
use throughout
visited North America and the Caribeler Johann David Schoepf, who
"musical instrument of
1780s, described the banjah as a
bean in the early
is stretched a sheep-skin,
the true negro. 77 "Over a hollow calabash :
and made
lengthened with a neck, strung with strings,
the instrument
sound," he wrote, and was accompanied
accordant. "It gives out a rude
whatever may be at hand."
by"the drum, or an iron pan, or empty cast,
instrument greatly
America and on the islands they make use ofthis
"In
term was used to describe other types
for dance," *7 he added. At times the
named
In the early 1770s, for instance, an Englishman
of instruments.
in Charleston, South
Barclay who had worked on a rice plantation
made
James
of musick is called a Bangier,
Carolina, wrote: Their instrument
that did not have strings
ofa Calabash." 79 But he then described something and takes it between
like a drum: "One negroe sits down,
and was played
with two sticks, as we do on a drum,
his feet, upon which he beats artfully
for dance," *7 he added. At times the
named
In the early 1770s, for instance, an Englishman
of instruments.
in Charleston, South
Barclay who had worked on a rice plantation
made
James
of musick is called a Bangier,
Carolina, wrote: Their instrument
that did not have strings
ofa Calabash." 79 But he then described something and takes it between
like a drum: "One negroe sits down,
and was played
with two sticks, as we do on a drum,
his feet, upon which he beats artfully --- Page 87 ---
The First African Instrument
and all the rest dance pair and pairin their
and making an intolerable noise.' '
own way, hallowing, shrieking,
lished enough by this
Still, the instrument's, name was estabLaborde
period that the French author
listed it among the
Jean Benjamin
on music. The banza, he stringedinstruments; in his encyclopedic essay
America," and
wrote, was the "instrument of the
"a kind of
negroes of
guitar with four strings." 2 More
names-the strum strum mentioned
than other
by Sloane or the kitt
Taylor-it was the various versions ofthe
mentioned by
mately took root to describe the
word banjo or banza that ultiinstrument,
over time and space to establish it
resonating for enough people
Where
as a familiar term. 48
did the term come from? One
the European term bandore,
possible source for the word is
body. Richard
which named a kind oflute with a rounded
Jobson, who traveled to Africa in the
century, made a connection between the
early seventeenth
likei instrument, and African
European "bandore," a lutemany African terms that gourd instruments he saw. But there are also
could have inspired the
sustained by Lopez's
name. One theory,
description of banjo-like
Africa, is that the term "banza"
instruments in Central
in the Kongo.
was a reference to the region ofMbanza,
Douglas Chambers, meanwhile, writes that the
"signifies" in the Igbo language, "as in
term banjo
in Jamaican Creole the
ba-njo (being bad)," 99 and notes that
term banja means "to
a connection between the
play the fool," suggesting
possible
two significations. There are several other
etymologies in African languages. 49
Creolization is partly about convergence. Ifthe
mately gained traction, it is probably
term "banjo" ultipossible meanings in different
precisely because it resonated with
These varied
languages spoken by different
meanings might have co-existed for
groups.
mately combined to give the
a time, but they ultisocial meaning.
term a particular, shared, material and
Precisely because the term could
in
guages, and evoke different
signify different lancontexts, it made for a good
instrument that was doing the same
name for an
the word ultimately
thing. Like the instrument itself,
who heard and
probably worked because it made sense to
spoke it in the different
many
Atlantic space.
languages in circulation in the
The history of the term in Dutch Suriname
intriguing linguistic information
offers us a density of
word
that can help us understand how the
banjo-and its many
variations-might have emerged. Scholars
Precisely because the term could
in
guages, and evoke different
signify different lancontexts, it made for a good
instrument that was doing the same
name for an
the word ultimately
thing. Like the instrument itself,
who heard and
probably worked because it made sense to
spoke it in the different
many
Atlantic space.
languages in circulation in the
The history of the term in Dutch Suriname
intriguing linguistic information
offers us a density of
word
that can help us understand how the
banjo-and its many
variations-might have emerged. Scholars --- Page 88 ---
THE BANJO
or bandya and terms for dance
have posited a link between the term banya
root with
the Dutch word baaljaaren (of a common
used in the colony:
bailar), which was in use to describe
the Spanish and Portuguese terms
One man who spent
slave dances as early as the late seventeenth century. 1706 later wrote: "On
in Suriname between 1695 and
more than a decade
to the waterfront or walk
Sundays, the slaves oft the city ofParamaribo go
known as
being a certain kind of Dancing
to the Savana to Baljaaren,
were able to communibut this is forbidden, because they
such to them,
their business, which each wanted to
cate too much, and singing about
sometimes also by whisknow of the other, they could uncover things,
it is likely that
No instruments are mentioned, though
tling at the mouth."
the music for such dances."
and drums provided
some stringedinstruments:
term for dance, also came to
Baljaaren, in addition to being a general
slaves. 50
dance as well among Surinamese
name a specific
have
in Surinamese written
The term banja first seems to
appeared
instrument in 1750, when an ordinance
documents to describe a musical
of slaves. The ban, like many
seeking to limit the gatherings
was passed
and draconian, limiting
others in the Atlantic world, was far-reaching
but also to
with others in numbers"
not only the right to "congregate
79 The enslaved were enjoined
"stand together talking with three or more.
clamor,
silence, to "neither making the least murmur,
essentially to public
but on the contrary going
whistling noise, or anything comparable,
banned from
>7
they were
"playing
quietly along the streets. Specifically,
"neither on the street nor in
so-called banjas" as well as other instruments,
sources
in
other place." 7 Two other late cighteenth-century
houses nor any
instrument. A 1770 work notes of the
about Suriname mention the
call Bagna in their
enslaved: "They play the instrument which they
Anit as a kind of fiddle."
language, grievously and flailingly, regarding
both ofthe
and richer in its description
other, from 1787, is more positive
another way of playing, with
instrument and its sound: "They have yet
middle, with the
being a round calabash cut in the
the so-called Banja,
skin, with a stick through it and four
open side covered with a sheep
of a zither; giving this a very
strings on this, playing on it in the manner
>51
singing and dancing to it.'
languid sound, very softly
as being "in their lanThe 1770 source describes the term bagna
Suriname? That
of the enslaved in
guage." 99 But what was the language
have meant either an African
question, since this could
itselfis a complex
being a round calabash cut in the
the so-called Banja,
skin, with a stick through it and four
open side covered with a sheep
of a zither; giving this a very
strings on this, playing on it in the manner
>51
singing and dancing to it.'
languid sound, very softly
as being "in their lanThe 1770 source describes the term bagna
Suriname? That
of the enslaved in
guage." 99 But what was the language
have meant either an African
question, since this could
itselfis a complex --- Page 89 ---
79 The First African Instrument
Among all the New World colonies, it
or some kind of Creole language.
and best-established comSuriname that had probably the largest
was
from the plantations and created
munities of Maroons, who escaped
in the early seventeenth
villages in the interior of the colony starting
communities, the
In 1760 and 1762 the two largest Maroon
The
century.
treaties with the Dutch authorities.
Djuka and the Saramaka, signed
and establish indepenfact that they were able to secure their autonomy of Maroon languages,
has also meant that a series
dent communities
and took root. Among these
rooted in African languages, developed
all have a term for dance:
Saramaccan, Matawai, and Kwinti languages,
baya, banya, and bandya. 52
stretched throughout
The Maroon struggle with Dutch authorities
meant
The treaties signed in the early 1760s were
the eighteenth century.
Djuka and Sarafrom the plantations-the
to put an end to new escapes
into their communities-but
maka agreed not to accept new runaways
between the
and small bands emerged
there were always new Maroons, Saramaka. In 1773 a Scottish officer
regions controlled by the Djuka and
and during the next
Gabriel Stedman arrived in Suriname
named John
Maroon
He eventually returned
five years fought against various
groups. his
completed
manuscript about experience,
home and wrote a detailed
of
by William
and
in 1796 with a series engravings
in 1790
published
at the time and has been a constant
Blake. It was widely read and cited
point for historians of slave society since.
reference
ratio of Africans
Suriname's slave population had an extremely high
the colony: 25:1 in the colony as a whole,
compared to Creoles born in
Jamaica in
65:1 in plantation districts. By comparison,
and sometimes
In many other regions of
1780 had a ratio of 10:1 Africans to Creoles.
far smaller during
notably North America, the ratios were
the Americas,
number of West and Central Africans,
the eighteenth century. The large
communities, created a parnumber of whom rapidly joined Maroon
a
in the realm of music
rich cultural context in the colony, notably
ticularly
includes valuable details about the musical
and dance. Stedman's narrative
him.94
culture that he encountered and which fascinated
arrivals on
1774 Stedman watched as a group of recent African
In
and noted
danced. He described them as "Loango-Negroes:"
one estate
was limited to their group,
of-Loango-Dancing
that their performance
others." 99 Stedman was rather shocked
and was not performed by" "by any
Maroon
a
in the realm of music
rich cultural context in the colony, notably
ticularly
includes valuable details about the musical
and dance. Stedman's narrative
him.94
culture that he encountered and which fascinated
arrivals on
1774 Stedman watched as a group of recent African
In
and noted
danced. He described them as "Loango-Negroes:"
one estate
was limited to their group,
of-Loango-Dancing
that their performance
others." 99 Stedman was rather shocked
and was not performed by" "by any --- Page 90 ---
THE BANJO
"consists from first to last in such a Scene
by the dance, which he wrote
but a heated imaginaof Wanton, and Lascivious gestures, as nothing
these Dances
Constant Practice could enable them to perform;
tion, and
Drum, and to which they strike time by Clapwhich are to the sound ofal
divided into SO many Acts, which
ping of hands, are more like a play,
the Actors in place
lasts hours together, and during which Pantomime,
til they
become more and more Active and Animated,
ofbeing fatigued,
and their Passions wound up to
are bathed in a lather like Post Horses,
to
into
that Nature being overcome they are ready drop
such a degree,
disturbed not just by the dance but also by
Convulsions." Stedman was
watched these "indelicate" perforthe fact that white men and women
in pleasure as they
"without the least reserve." They laughed
mances
nor Stedman, it is fair to say, probably
watched; although neither they
told and performed
had a clear idea what the stories and dances being their
through
survivors ofthe Middle Passage, making
way
by these recent
plantation society, really were saying,
the brutal world of Surinamese
remembering, and envisioning.
dances to write generally
Two years later, Stedman had seen enough
them
account that emphasized
about them and to offer a more positive
Can more Esteem or
of
and community: No People
as a space sharing
another than the negro Slaves who enjoy
have a Great Friendship for one
Pleasure," >7 he wrote, notably
each others Company With an unbounded
each
which Consists in Dancing Opposite
during dances "Such as Soesa,
Sides to keep in time,
With Their Hands on their
other and Clapping
one Foot.' 97 This competitive dance
When each with Pleasure throws out
having kill'd Some of
could
dangerous and, "the Violent Exercise
get
authorities had forbidden it. Such bans, ofcourse,
the Negroes," the local
ordinances that attempted to
didn't seem to have much effect: the same
1750. 56
dancing had been on the books since at least
the
stop
Stedman also became fascinated with
Intrigued by the dances,
he had focused at first on
musical instruments oft the enslaved. Though
turned his attention to the instruments
the Loango dancing, he ultimately
"Instruments of Sound," he
of"the other nations in General." These
"All made by themadmitted, were "not a Little in Genious" and were
and
described and named several of these instruments,
selves." Stedman
that provided images of all
his book was accompanied by an engraving ofthe African Negroes." 97 It
oft them under the title "Musical Instruments
with
Intrigued by the dances,
he had focused at first on
musical instruments oft the enslaved. Though
turned his attention to the instruments
the Loango dancing, he ultimately
"Instruments of Sound," he
of"the other nations in General." These
"All made by themadmitted, were "not a Little in Genious" and were
and
described and named several of these instruments,
selves." Stedman
that provided images of all
his book was accompanied by an engraving ofthe African Negroes." 97 It
oft them under the title "Musical Instruments --- Page 91 ---
The First African Instrument
PL XXXTII.
Tarsfia Faus
Jnutruments de Munigue das Alepres -
John Gabriel Stedman, Voyage a Surinam, et dans lintérieur de la Guiane,
translated by P. F. Henry (Paris: Buisson, 1798), plate XXXVIII.
Photo courtesy of the David M. Rubenstein Rare Book and Manuscript Library, Duke University. --- Page 92 ---
THE BANJO
offering up images and derich archive ofinformation,
is an extremely
instruments greater than any other
scriptions of a variety of Afro-Atlantic
document from the eighteenth century.
variation of
instruments, three were named with some
Among these
Ansokko bania (number 3 in the engraving)
the term bania. There was an
Sides like a low Seat, on which are
a "Hard board supported on both
struck with two Small
Small blocks ofDifferent Sises, which being
placed
different Sounds that are not at All disagreeSticks like a Dulcimar gives
instrument similar to
and the engraving show an
able.' This description
instrument made with wooden slats,
a balafon, or bala-a xylophone-like
instrument in the Sundiata
of the kind celebrated as the original griot
stretched longthis version ofthe instrument, the wooden pieces
epic. In
carved with a cross-hatching
wise along the frame and were seemingly
the sticks. There was
a series of squares to be struck by
pattern to create
bania (number 10 in the engraving),
another instrument, called a Loango
board on
curious": it was a "Dry
which Stedman found "exceedingly Transverse Bar, a different Sized Elawhich are Laced, & keept Closs by a
that both ends are elestick Slinders of the Palm tree, in Such a manner them," 27 all ofit placed
other Transverse Bars that are Fix'd under
vated by
the Sound." It was played like this:
over"al large empty Gourd to promote
the Fingers, Something in
"the extremities of the Splinders are snapt by
and
Forto & have the same effect." The description
the manner of piano
the mbira, or thumb
illustration show an instrument that is essentially
and ritual
which is still built in a similar way in both recreational
piano,
Africa and often played within a gourd resonator.
contexts in Central
has "the power to comfort and
In the Shona culture, this instrument
ancestral spirits "_ qualities
its players, with deep associations to the
protect
useful in the midst of plantation
that would have made it particularly
Suriname. 58
the engraving) whose name inThe final instrument (number 15 in
called the Creole bania. It was "like a Mandoline
cluded bania was simply
Covered With a Sheep-Skin, to Which
or Guitar, being made ofa Gourd
"has
7 The instrument, he added,
is Fixed a Verry Long Neck or Handle.
thick and Serves for bace;
but 4 strings, 3 Long, and one Short. Which is
Sound more SO when
by the Fingers, and has a Verry Agreeable
it is play'db
79 Stedman was clearly taken with the instruAccompanied with a Song'
Suriname, along with a few
and brought one of them back from
ment
was simply
Covered With a Sheep-Skin, to Which
or Guitar, being made ofa Gourd
"has
7 The instrument, he added,
is Fixed a Verry Long Neck or Handle.
thick and Serves for bace;
but 4 strings, 3 Long, and one Short. Which is
Sound more SO when
by the Fingers, and has a Verry Agreeable
it is play'db
79 Stedman was clearly taken with the instruAccompanied with a Song'
Suriname, along with a few
and brought one of them back from
ment --- Page 93 ---
83 The First African Instrument
Over the course of the nineteenth and twentieth
other instruments.
various collections and ulticenturies, the object made its way through
1970s, the anthropolin Amsterdam. In the
mately to the Rijksmuseum
down this instrument,
Richard and Sally Price were able to track
the
ogists
and placed in the Asian wing. Though
though it was miscataloged
it is still in strikingly good coninstrument has some damage on its neck,
years after
Stedman's Creole bania, probably built some eighty
dition.
Sloane in Jamaica, is, as Richard and Sally
the instrument collected by
the oldest AfroPrice noted at the time oftheir find, "(to our knowledge)
and serves as a fine example
American banjo still in existence anywhere,
and used from the 17th
instruments that were made
ofthe four-stringed
>59
Afro-Americans throughout the Hemisphere:'
century by
itselflooks different than the one portrayed
The actual instrument
four
and a
which has five strings going to just
pegs
in the engraving,
rounded. Still, the basic structure is there:
gourd that is more oblong than
is covered with a
is constructed with a gourd resonator,
the instrument
through the gourd to which the
skin head, and has a spike neck that goes
instrument and the
attached on both ends. Both the collected
strings are
show the detail of one short string on the top of
engraving, importantly,
feature ofmost banjos
the neck. This short string would remain a defining
similar to that
day. It allows and invites a style of playing
until the present
African lutes like the akonting and ngoni,
used by musicians playing West
tuned to a higher note than
where the thumb plucks that string usually
interwoven
create a complex rhythmic pattern
the other strings-to
with the other notes.
construction is its name, which
As interesting as the instrument's
in Suriname at least,
volumes: Creole bania. The term bania was,
such
speaks
different instruments,
Aexible enough to be applied to extremely
that on some
bania and the Loango bania. This suggests
as the Ansokko
instrument" or perhaps "an instrulevel that term simply meant "musical
were associated,
99 But the other two instruments
ment to which we dance."
ethnicities. The stringed inthrough their names, with particular African
the use ofthe term Creole.
strument was set apart by
other instruments observed by
The word Creole was also applied to
"Hollow Tree open
"Great Creole Drum" made ofa
Stedman, including a
Skin, on Which they
end and Covered on the Other with a Sheep
at one
with the palm oftheir Hands" in combination
Sit Astride & So beat time
instrulevel that term simply meant "musical
were associated,
99 But the other two instruments
ment to which we dance."
ethnicities. The stringed inthrough their names, with particular African
the use ofthe term Creole.
strument was set apart by
other instruments observed by
The word Creole was also applied to
"Hollow Tree open
"Great Creole Drum" made ofa
Stedman, including a
Skin, on Which they
end and Covered on the Other with a Sheep
at one
with the palm oftheir Hands" in combination
Sit Astride & So beat time --- Page 94 ---
THE BANJO
with other percussion instruments. In this
used by itself, presumably in the
case, though, the term was
classic
the Americas," 93 rather than
sense of Creole as in "born in
double
African. The Creole bania,
name, pointing in two directions
though, had a
ment as part ofa a family ofbania
at once. It marked the instruthat included
with clear, deep links to West and
very different instruments
But it was tagged with
Central African musical traditions.
a slight difference: it was related
family, but it was born in America. The
to its African
a Creole child born of African
name suggests the instrument is
parents, one that maintains
parents but acknowledges its New World
links with its
We can catch a
roots at the same time. 60
glimpse ofthe kind ofmusical
ably gave rise to this naming
encounters that probdecades later in the
practice in a document produced a few
same area. By 1828 Dutch Suriname
British colony of Berbice, and the
had become the
particularly
colonial administration had
involved in disputes on
become
the treatment of slaves. One
plantations and issues surrounding
on July 4th ofthat
administrator visited a Berbice
year and heard a complaint from
plantation
The manager explained that a slave named
one ofthe managers.
watch over the irrigation works
Hero, whose job it was to
his
at night to prevent an
post one night. While he was
overflow, had left
expected rise in the tide; and
gone, the water rose because of an unas a result, the
water through his neglect.' >9 When
plantation ended up "under
nation: he had
questioned, Hero offered this explagotten hungry, and with
"came home to the Negro houses
nothing to eat with him, he
The cooking took
and put plantains in the fire to
>
a little time, and "in order not
roast."
fireside," he decided to
to fall asleep at the
administrator
play some music and took out his "bandja." 99
hearing the case added in parenthesis that this
(The
instrument.") On it, he "played his
was a "Congo
African homeland.
country tunes"-songs from his
Though it was the middle ofthe
morning, the report specified-he
night-two in the
soon had
being charmed by the music,
company. "The Creoles
"not the least intention
got up and danced." 37 Hero said that he had
yard." But, he
ofmaking. a dance or any illegal noise in the
suggested, once things got started he
negro
choice but to offer music to those around
really didn't have a
convinced the administrator.
him on the plantation. His story
The plantation
vouched that Hero had an "excellent
manager, furthermore,
ment for his
character." He received no punish-
"transgression," unlike several other slaves
investigated at
the music,
company. "The Creoles
"not the least intention
got up and danced." 37 Hero said that he had
yard." But, he
ofmaking. a dance or any illegal noise in the
suggested, once things got started he
negro
choice but to offer music to those around
really didn't have a
convinced the administrator.
him on the plantation. His story
The plantation
vouched that Hero had an "excellent
manager, furthermore,
ment for his
character." He received no punish-
"transgression," unlike several other slaves
investigated at --- Page 95 ---
85 1 The First African Instrument
whipped for various infractions described
the same time, who were
he should "never again disin the same report. But he did get a warning:
music. >61
hours with his
turb the gang at such unreasonable
have been
on
others that must
repeated
In this scene, as in many
through the
throughout the region from the seventeenth
plantations
serves as an instrument of coalition.
nineteenth centuries, the bandja
man.
drawn to the music played by an African-born
The Creoles are
work ignored,
That the result is a disaster for the plantation-awigned for the ways in
fields flooded-can stand as a kind of metaphor
the
could be seen as, and at
which these moments of respite and solidarity
times could be, a threat to the slave system itself.
of
of the banjo was the result of the accumulation
The emergence
those choices were consissuch choices. By the late eighteenth century,
that they could
across time and space, and known enough,
tent enough
instrument itself-in its shape, construction,
be condensed both in the
rather than by any deand sound-and in a name that, by accumulation
in different
be
Though spelled differently
cree, had come to accepted.
similar when spoken: bandja,
places and languages, it probably sounded
summarized or conbanjo. What it meant could not be easily
banza,
clear to those who spoke the
densed. Still, the meaning was increasingly
sound out.
heard it said, and gathered to hear the instrument
name,
the term banjo was common enough
By the late eighteenth century,
Sierra Leone, in West Africa, to
to be used by three British travelers to
wrote that while the
describe instruments they saw there., John Matthews
of
instrument, 97 he also knew of"two kinds
drum was the "principal
and is the same as the bangou
instruments";" "one is a sort ofguitar,
string
other is in the form ofa Welsh harp, but not above
in the West Indies; the
ofthe fibres of a plant and the hair of
two feet long: the strings are made
from Granville Town
tail." Alexander Falconbridge, writing
an elephant's
"Sometimes I have seen an instrument resembling
in June 1791 noted:
which is
Similarly, in an
the country name of
bangeon."
our guitar,
ofSierra Leone written in the late 1790s,
account ofthe "native Africans"
of the "banja or merrywang,
Thomas Winterbottom noted the presence
by the
called lin the West Indies" as one ofthe instruments played
as it is
observers might simply have been giving an
residents ofthe area. These instrument. But it is also possible that the
American name to an African
form, had already begun
the instrument itself, in its new
name or even
1 noted:
which is
Similarly, in an
the country name of
bangeon."
our guitar,
ofSierra Leone written in the late 1790s,
account ofthe "native Africans"
of the "banja or merrywang,
Thomas Winterbottom noted the presence
by the
called lin the West Indies" as one ofthe instruments played
as it is
observers might simply have been giving an
residents ofthe area. These instrument. But it is also possible that the
American name to an African
form, had already begun
the instrument itself, in its new
name or even --- Page 96 ---
THE BANJO
and the meaning it had gained
its journey back to Africa. The powers
allow it to bring solace to
ofexile would, in time,
out of the experience
resonated with the strange, humming inmany others whose experience
strument from across the waters. 62
*
the banjo also found its way into literary
By the late eighteenth century,
Davis, who spent four years travworks. It was the British traveler John
and 1802, who seems to
eling in the young United States between 1798
In his "Memoir
been the first to make the banjo a characterin: a story.
have
?) which he dedicated to Thomas
of My Life in the Woods of Virginia,
17 Though presented
the
of"Dick the Negro."
Jefferson, he included
story
it is in effect a short story.
form as part of this memoir,
in unassuming
a satire meant to play with and respond
Davis's work was in many ways
States and about slavery. (He
travel accounts about the United
to previous
differences between his writing and
introduced his work by listing the
ofhis dinner, whether
ofother travel writers: he made "no mention
those
hot or cold"; never complained about
it was fish or flesh, boiled or roasted,
reader with mosquitoes, fleas,
"the imagination of the
his bed or filled
and included no drawings of"old casbugs, and other nocturnal pests";
which had been "abandoned by
tles, old churches," and other structures
Dick-which he claims
But his account of the life of
their possessors.")
and places in quotation
he heard directly from the slave in question
in which
of a new and long-lived trope
marks-was an early example
ofthe banjo
an evocation
the condition ofthe slave was depicted through
and its music. 63
a
one for music,
As Dick explained it: "My young master was mighty
Davis
the
97 (The instrument,
and he made me learn to play
Banger."
"I could soon tune it
explained in a note, was "a kind ofrude guitar.")
and the
night he would set me to play,
sweetly, and of a moonlight
himselfcould shake a desperate foot
wenches to dance. My young master
that could face
"there was nobody
at the fiddle, ? Dick added, and indeed
but the slave used
Minuet.' ?9 This musical master was killed,
him at a Congo
woman on the plantation: "By the
his banjo playing to WoO a young
and sing a Guinea
banger under her window,
moonlight I used to play my
>764
Lovesong that my mother had taught me.
night he would set me to play,
sweetly, and of a moonlight
himselfcould shake a desperate foot
wenches to dance. My young master
that could face
"there was nobody
at the fiddle, ? Dick added, and indeed
but the slave used
Minuet.' ?9 This musical master was killed,
him at a Congo
woman on the plantation: "By the
his banjo playing to WoO a young
and sing a Guinea
banger under her window,
moonlight I used to play my
>764
Lovesong that my mother had taught me. --- Page 97 ---
87 1 The First African Instrument
of the slave
With all its fanciful elements, Davis's "autobiography"
deal about the place of the banjo in late eighteenthDick hints a great
to read the story is as a slightly rocentury North America. One way
ofwhat Dick in fact told
manced, but still relatively accurate, transmission then there are a number of
John Davis about his life. Ift this is the case,
ofa white
about the account. First, there is the interest
important details
the banjo. Why didn't the master
master in having a slave learn to play
being able to
himself? He was clearly musical enough,
just learn to play
a style known as the Congo
hold his own on the fiddle, even playing
have been a regular fealabeled "Congo"in fact seem to
Minuet. Songs
century. Samuel
in Virginia by the end ofthe eighteenth
ture ofballs
ofan enslaved man named
Mordecai, for instance, recalled the playing
the
"the
violinist" at
dancing
Gilliat, who was
leading
Simon or Cyrus
"All sorts of capers were cut" to his
parties of the aristocracy of Virginia.
as well
dance called a "Congo. ?? The master in the story
music, including a
at the time were clearly open to-even
as other slave owners in Virginia
that combined African
intrigued by-new forms of music
particularly
At the same time, they seemed to see the banjo
and European elements.
a slave rather than himself, a
in particular as an instrument best played by
the early ninethat would shape ideas about the banjo throughout
view
teenth century.s
other sources, it is clear that exchange
From Davis's story, as well as
white and black musiwere taking place among
and cros-fertilization
and early nineteenth centuries. But
cians at this point in the late eighteenth
that he learned
ofhow he played a "Guinea Lovesong"
Dick's description
the instrument continued to
from his mother on the banjo also suggests
African in
that were understood as being distinctly
be used to play songs
don't hear more- was Dick's mother
origin and orientation. Though we
reference
African born? Was the song sung in an African language2-the
is important.
read Davis's account, and that is
There is, however, another way to
ofthe banjo in
work of fantasy. In this sense, the presence
as primarily a
different: a reflection of an expecthe story would mark something quite
music and
readers that a slave tale, especially one involving
tation among
Ifthis is the case then the text
love, would include some banjo playing.
of
and
early example of the forms representation
can be seen as a very
for blackface minstrelsy a few
that became the foundation
storytelling
is important.
read Davis's account, and that is
There is, however, another way to
ofthe banjo in
work of fantasy. In this sense, the presence
as primarily a
different: a reflection of an expecthe story would mark something quite
music and
readers that a slave tale, especially one involving
tation among
Ifthis is the case then the text
love, would include some banjo playing.
of
and
early example of the forms representation
can be seen as a very
for blackface minstrelsy a few
that became the foundation
storytelling --- Page 98 ---
THE BANJO
Davis's text is probably best read as some comdecades later. Ultimately,
slave's life and a series oflitbination of a refracted reality of a particular took in the text. It is, like
forms that influenced the shape the story
erary
would be
about the banjo in subsemany of the sources that
produced the history of the instrusimultaneously a window onto
quent years,
ofits representation.
ment and a piece in the history
*
consolidation was certainly not a simple, one-way process.
The banjo's
between the instruments described
Yet there are striking consistencies
the presence of four strings on
by Labat, Sloane, and Stedman, notably
covered with animal
the neck. And all, importantly, had resonators
back to the
connection to the long and deep tradition going
skins-a
sound, the hum and buzz of strings vibrating
ancient world. That core
probably comforting, to many
through skin, would have been familiar,
the instruments
oft the Africans who heard it. And, through that sound,
back to the
link, a reminder, a way
offered something more intangible-a
- -stand in for an
That sound could-at least for a moment
old country.
individual origin and,
absent Africa, a place that existed as a very specific
and more collective point of reference.
increasingly, as a broader
meaning of the banjoTo write the history of the cumulative
and
through the repeated practice of performance,
meaning constituted
difficult, even quixotic, task. But
through sound itself-is a particularly
have unhow this process might
we can find a guide to understanding
instrument invented in the
folded in a later musical story: that ofanother
in Africa: the gumbe
which ultimately found its true home
Caribbean,
and analyzed the history of
drum. Kenneth Bilby has pieced together
Drum.' This storyi is"a
instrument, which he dubs "Africa's Creole
this
cultural reinvention, and creolizatransatlantic story of displacement,
but in reverse. It is the story
tion." It is, in a way, the story ofthe banjo,
structure and sound,
Caribbean instrument with a very particular
ofhowa
back to Africa and
developed by the Maroons of Jamaica, journeyed
throughout
there, in time, became a popular and widespread instrument
much ofthe continent. 66
hundred Maroons from
six
In October of 1800, approximately
British ship. They had
arrived on the shores ofSierra Leone on a
Jamaica
izatransatlantic story of displacement,
but in reverse. It is the story
tion." It is, in a way, the story ofthe banjo,
structure and sound,
Caribbean instrument with a very particular
ofhowa
back to Africa and
developed by the Maroons of Jamaica, journeyed
throughout
there, in time, became a popular and widespread instrument
much ofthe continent. 66
hundred Maroons from
six
In October of 1800, approximately
British ship. They had
arrived on the shores ofSierra Leone on a
Jamaica --- Page 99 ---
89 The First African Instrument
in a revolt in
from their home island after participating
been deported
Nova Scotia. After four years there, during
1796 and were first settled in
and demanded another
vociferously protested their situation
which they
the nascent British colony, which
home, they were ultimately brought to
of African descent from
had been set up1 in 1787 as a home for free people
over several
developed
England. They brought a set ofcultural practices and established free
since their ancestors had escaped slavery
generations,
ofJamaica in the late seventeenth century,
communities in the mountains
their liberty. "Among
the colonial government to acknowledge
ofa a
forcing
with them," 79 writes Bilby, was the knowledge
the things they carried
unusual square frame drum
distinctive type of musical instrument-an
with four legs." >67
back only to the late eighThe earliest traces of the instrument go
which the
As with the banjo, the precise process through
teenth century.
sources of inspiration that the
and the precise
gumbe was developed
difficult to document. But the reMaroons who created it drew on are
"a stool with four
kind of drum: it resembled
sult was a very particular
attached with "an unusual tuning mechlegs," and featured a drum skin
wedges against skin
of an inner frame driven by
anism, consisting
the Maroon
outer frame." >7 The drum was played within
stretched over an
featured in the "John Canoe" or "Junkcommunities ofJamaic, but also
in an 1837
celebrations: one of them, for instance, was captured
anoo"
made by the artist Belisario in Jamaica."
image
the prothe
ofthe gumbe as a way ofunderstanding
Bilby sees
story
social
and "a cultural pheof creolization as both a "Auid
process"
cess
always entails some degree of
nomenon that, in order to be meaningful,
in
pasts." 2 The gumbe traveled successfully
continuity with multiple
circumstances there in the early
Africa in part because it encountered
those which had taken
nineteenth century that were very similar to
and
Caribbean beginning in the seventeenth
shape in the plantation
abolished the slave trade in 1808,
eighteenth centuries. The British
off West Africa and
and their navy ships were patrolling the waters
"liberated Afrivessels. Those on board, known as
captured slaving
Sierra Leone. A German missionary doccans, were often resettled in
the
1850s among these
160 languages and 40 dialects in
early
umented
from all over Africa and as far away as
communities. They had come
culture," music once
In this new"crucible of creolizing
Mozambique.
the slave trade in 1808,
eighteenth centuries. The British
off West Africa and
and their navy ships were patrolling the waters
"liberated Afrivessels. Those on board, known as
captured slaving
Sierra Leone. A German missionary doccans, were often resettled in
the
1850s among these
160 languages and 40 dialects in
early
umented
from all over Africa and as far away as
communities. They had come
culture," music once
In this new"crucible of creolizing
Mozambique. --- Page 100 ---
THE BANJO
connection and solidarity in the midst
again became a way of creating
oftremendous cultural diversity"
musical and symoffered in this context was both
What the gumbe
Maroon culture of Jamaica enabled
bolic. Its development within the
tied specifically to any
African in a general sense without being
it to be
culture. Music that was "closely idenparticular African ethnic musical
Bilby, would have been
tified" with one or another ethnicity, argues
and musical differ-
"divisive" and possibly served to highlight "linguistic because the
boundaries between groups. But
gumbe
ences" and maintain
group, "it excluded no
wasn't perceived as belonging to any particular offered "remained idenone." At the same time, the drum and the beats it
from all
'African' in a broad aesthetic sense. People
tifiably and palpably
in Sierra Leone would have
the varied ethnic groups brought together music. This made it appealing
"heard and felt" something familiar in the
displaced African population" of "bewildering
among "an uprooted,
ethnic and linguistic diversity."
Africa the banjo had already done
What the gumbe drum did in West
who
it
in the Caribbean. The musicians
played
for at least a century
and constant movement posed by
needed to respond to the dislocation
life. To be able to join
of the slave trade and plantation
the experience
for enslaved audiences, musicians circulating
into or lead performances
needed something that could travel,
in Jamaica, Martinique, or Suriname
boundaries that constituted
recognizable across the cultural
something
found that in the banjo.
plantation world. Over time, they
the Caribbean
heard by Taylor
catch
of a few of these musicians-those
We
glimpses
in the seventeenth cenand Sloane in Jamaica, by Labat in Martinique
such as that ofHero
Every once in a while, we catch their names,
in the
tury.
Suriname. These few who left traces
in early ninetenth-century
many more whose accumuwritten archive have to stand in for many,
reside in the banjo and
lated talent and imagination ultimately came to
its music.
hum ofstrings over
The banjo offered a deep, sonic experience-thel
African-born
would have felt familiar to many
the drumhead-that
of a flat neck and four strings
listeners. At the same time, the presence
and strum strings, to
the ability to hit and pinch
offered some flexibility,
scales and rhythms, SO that a musitune them and play them in different
needed in certain circumcian could absorb, adapt, and offer what was
to stand in for many,
reside in the banjo and
lated talent and imagination ultimately came to
its music.
hum ofstrings over
The banjo offered a deep, sonic experience-thel
African-born
would have felt familiar to many
the drumhead-that
of a flat neck and four strings
listeners. At the same time, the presence
and strum strings, to
the ability to hit and pinch
offered some flexibility,
scales and rhythms, SO that a musitune them and play them in different
needed in certain circumcian could absorb, adapt, and offer what was --- Page 101 ---
91 I The First African Instrument
stances. That combination of a rooted and familiar hum with a flexible
range gave the instrument its power, one that was felt and acknowledged by an ever-accelerating and growing community of musicians
and audiences.
There must have been many failures in the process: musicians who
played a song no one recognized, a dance that began but faltered. There
must have been instruments built that didn't sound right, two players sitting together who couldn't figure out how to tune their strings SO that
melody rather than dissonance would emerge. There must have been
frustrations, but also bits of laughter too. And then,
many experiments,
here and there, the sound must have come together. The strings and the
hum oft the resonator, a song-a familiar one, or perhaps a new one-all
just right, as ifit had always been there, taking off, to the sound of an
instrument that had built itselfa home. There, at the crossroads, the banjo
was both old and new, African and American, taking the listeners back
and propelling them forward.
That is why the banjo was the first truly "African" instrument.
Before its appearance in the Caribbean, there had never been any: instrument that connected so many different African musical traditions,
stretching from West to Central Africa. It was in the Americas, in the
midst ofexile, that people came to need a collective concept of Africa
and a sound to accompany and consolidate that concept. In time, Caribbean populations explicitly recognized the banjo as African. An 1844
description of post-emancipation Antigua noted that although many
ex-slaves enjoyed dancing to "quadrilles" as well as to "country dances
and reels," Africans were "content with their own native music of the
Bangoe and Tum-Tum. 99 And when Lafcadio Hearn traveled to Martinique
in the late nineteenth century, he recalled Jean-Baptiste Labat's description ofthe banza in the seventeenth century and added: "The tradition of
this African instrument is said to survive in the modern banza' (banza
nèg Guinée the banjo of the blacks from Africa.' >71
noted that although many
ex-slaves enjoyed dancing to "quadrilles" as well as to "country dances
and reels," Africans were "content with their own native music of the
Bangoe and Tum-Tum. 99 And when Lafcadio Hearn traveled to Martinique
in the late nineteenth century, he recalled Jean-Baptiste Labat's description ofthe banza in the seventeenth century and added: "The tradition of
this African instrument is said to survive in the modern banza' (banza
nèg Guinée the banjo of the blacks from Africa.' >71 --- Page 102 --- --- Page 103 ---
Three Leaves
APPROACHING THE EDGE ofNew Orleans, his back to the Mississippi,
Henry Latrobe heard noise. Or was it music?
Latrobe was a British architect who had moved to the United States
in 1796. He designed and oversaw the construction of the U.S. Capitol
and then, after his countrymen burned it in 1812, spent several years rebuilding it. When he traveled to New Orleans in 1819, the city had been
part ofthe United States for sixteen years. But he was struck by the continuing presence of French culture: the local boats flying the Republican
tricolor flag, as well as the books in French and English for sale along the
levee alongside a mouthwatering assortment of"wild ducks, oysters.
bananas, piles of oranges, sugar cane, sweet & Irish potatoes" and "some
excellent & large fish.' 77 He strolled one Sunday to a spot known for its
music and dance. "In going up St. Peters Street &
the
approaching
Common,' he wrote in his diary, "I heard a most extraordinary noise,
which I supposed to proceed from some horse mill, the horses tramping
on a wooden floor. I found, however, on emerging from the houses onto
the Common, that it proceeded from a crowd of5 or 600 persons assembled in an open space or public square. >1
--- Page 104 ---
THE BANJO
& crowded near enough to see the perforI went to the spot
in the business seemed to
mance. All those who were engaged
were
be blacks. I did not observe a dozen yellow faces. They
[sic] in the midst of four of which,
formed into circular groupes
was a ring,
which I examined (but there were more ofthem),
10 feet in diameter. In the first were two women
the largest not
handkerchiefe extended by the
dancing. They held each a coarse
dull &
in their hands, & set to each other in a miserably
corners
their feet or their bodies. The
slow figure, hardly moving
instrument. An
music consisted oft two drums and a stringed
drum about a foot in
old man sat astride of a cylindrical
with the edge of
diameter, & beat it with incredible quickness
The other drum was an open staved thing
his hand & fingers.
in the same manner. They
held between the knees & beaten
noise. 2
made an incredible
the assembly of negroes" left
The experience of"stumbling upon
savage, and
"I have never seen anything more brutally
Latrobe disgusted:
this whole exhibition." 3 He described
at the same time dull & stupid, than
which I suppose was
"an uncouth song to the dancing
how a man sung
& the women screamed
African language, for it was not French,
in some
It all made his ears hurt: he
burthen on one single note."
a detestable
after
the "noise," 77 he complained, a mile away, though
could still hear
reassured to learn "that these weekly meetasking around he was at least
mischief"
ings oft the negroes") had never "produced any for a long time in New
The dances Latrobe saw had been going on
detail about
among the first to write in some
Orleans, though he was
earlier travelers, who arrived
them. That was partly because for many would have been SO familiar
in the city from the Caribbean, such dances
of them. Congo Square
that there was no reason to make special note in 1758 and rebuilt in
the site of a French fort built
itself was originally
meant to protect the town
1792 by the Spanish as part of the ramparts
but the Ameriinvasion. In the end it wasn't the English
from English
removed most ofthe fort. In 1812, the
cans who came, and in 1805 they
on
common, 7 dubbed simply "Place Publique"
site was made a "public
named Signore Gaetana set
Around 1816 a Cuban entrepreneur
maps.
an exhibit of African aniCircus" on the site, featuring
up a "Congo
built
itself was originally
meant to protect the town
1792 by the Spanish as part of the ramparts
but the Ameriinvasion. In the end it wasn't the English
from English
removed most ofthe fort. In 1812, the
cans who came, and in 1805 they
on
common, 7 dubbed simply "Place Publique"
site was made a "public
named Signore Gaetana set
Around 1816 a Cuban entrepreneur
maps.
an exhibit of African aniCircus" on the site, featuring
up a "Congo --- Page 105 ---
Three Leaves
that, rather than the African dances
mals, including a giraffe. It was from
its unofficial name." 4
there, that the site probably first got
performed
became famous, indeed sacralized: it is someIn time Congo Square
and even of American dance.
times described as the birthplace ofjazz,
with the fact that, unlike
as a symbol has to do in part
Its importance
countless
sites where music was cultivated-"the
many other dispersed
barrooms, and nightclubs in
black-town kitchens, garages, backyards,
St. Louis, Kansas City, Chicago and Harlem"-Congo
New Orleans,
documentable history as a public
Square has a long, deep, and relatively
but rather took its
It was never laid out as a formal public square,
space.
"gradually and informally out of particularly
shape as a cultural space
like those of the AfroThat history,
New Orleanian circumstances."
kind of triumph, the story of
Atlantic spaces of gathering, represents a
the misunderstood
the disallowed and even outlawed,
how the informal,
its own sonic space. As Ned
and maligned, all came to find and occupy
the drums were a
Sublette notes, this was a place of"sonic marronage: >5
slaves could escape, if only for a few hours."
way
object in the crowd caught
The day when Latrobe visited, a peculiar
instrument." 99 He was struck by its construction
his eye: a "most curious
was the rude figure ofa man
and decoration: "On top ofthe fingerboard
which the strings were
& two pegs behind him to
in a sitting posture,
It was in the hands of"a very little
fastened. The body was a calabash."
his visit to
80 or 90 years old." As he documented
old man, apparently
his pen and make a sketch.
Latrobe was moved to pick up
Congo Square,
the
of New Orleans, Latrobe had
There at the crossroads, on
edge
that had hummed and
come across a version of an American instrument America for over a
throughout the Caribbean and North
strummed
instrument struck him as mysterious and
century: the banjo. But the
instrument which no doubt
unfamiliar. He described it as "a stringed
of America
from Africa," viewing it not SO much as part
was imported
relic within its midst. But what
but rather as a strange and disturbing
well-known and
import was, in fact, already
Latrobe saw as a strange
an instrument with more
widespread within Afro-Atlantic communities, Though it was built in many
than a century ofl history in the Caribbean.
under various names,
different hands, and still went
places and by many
instrument, quite at home
and recognizable
it was an established, unique,
there at the square in New Orleans. --- Page 106 ---
THE BANJO
tpica
A2A 6 ioand cac
tud
a
d Mau mna
A
ahue, Klve hee
e4 he
Fie
Lene
a
a
ea
as
kht
4 Cean
e
a
C iomen fa C
incic cotheenes
a cerd. * a
A3
Latrobe Journal IV, February 21, 1819. Manuscript.
Benjamin Latrobe Collection. Courtesy of the Maryland Historical Society.
Banjos themselves, drawn, painted, and in one slightly miraculous
case, actually preserved for centuries, can tell their own stories and those
of the enslaved people who made and played them. From these fragments in visual art and observers' accounts, we can construct the outlines ofa mosaic that reveals the banjo as a way not just for the enslaved
to gather with one another, across ethnic lines, but also to connect with
ancestors and gods. As the first African instrument, its role was not just
21, 1819. Manuscript.
Benjamin Latrobe Collection. Courtesy of the Maryland Historical Society.
Banjos themselves, drawn, painted, and in one slightly miraculous
case, actually preserved for centuries, can tell their own stories and those
of the enslaved people who made and played them. From these fragments in visual art and observers' accounts, we can construct the outlines ofa mosaic that reveals the banjo as a way not just for the enslaved
to gather with one another, across ethnic lines, but also to connect with
ancestors and gods. As the first African instrument, its role was not just --- Page 107 ---
Three Leaves
funerary rites and wakes,
sonic but also spiritual. Its sound accompanied
it
roles not just as performers
and the musicians who played occupied
spiritual power. The
individuals who convoked and channeled
but as
decorated with the symbol of a cross, was a
instrument, sometimes
and between Africa and
crossroads between the living and the dead,
America.
*
disembarked in Haiti.
In 1841, the French abolitionist Victor Schoelcher which had won its indeHe wanted to see for himselfhow the country,
and culture
from France in 1804, was building a new society
pendence
He traveled through the countryon the ashes of a brutal slave system.
plantations was now
side, seeing how a place once covered with profitable children. He met with a
full of small farms held by ex-slaves and their
farmers. He met
to create a cooperative for local
young activist trying
with the central government: in Portmany citizens who were very angry
Boyer, who two years
au-Prince, then led by the authoritarian president
And, at one
would be overthrown by a mass protest movement.
later
musician. Though he wrote nothing
point, he must have met at least one
with him an
when he left Haiti he was carrying
about the encounter,
made, delicately carved
instrument he had acquired there: a beautifully
banza.?
donated the instrument to the
A few decades later, Schoelcher
This instifounded Museum of the French Music Conservatory.
recently
French Revolution, was to be both an artution, a project born of the
makers: the objects in
ofinformation for instrument
chive and a source
serve as models." 7 The project
the museum could "through their perfection
that, alongside
boosters- -one dreamed of a museum
had enthusiastic
would celebrate the "sublime
those celebrating the sciences and arts,
of316 instruments.
riches" ofthe art ofi music-and a founding collection of a music conserhowever, was given to the development
The priority,
instruments were later sold to pay music teachers.
vatory, and most ofthe
"debris," were burned to keep
In 1816, twenty harpsichords, deemed
students warm during their classes."
vision ofthe muOnly in the nineteenth century was the original
Over
realized, thanks to the composer Louis Clapisson.
seum finally
museum
had enthusiastic
would celebrate the "sublime
those celebrating the sciences and arts,
of316 instruments.
riches" ofthe art ofi music-and a founding collection of a music conserhowever, was given to the development
The priority,
instruments were later sold to pay music teachers.
vatory, and most ofthe
"debris," were burned to keep
In 1816, twenty harpsichords, deemed
students warm during their classes."
vision ofthe muOnly in the nineteenth century was the original
Over
realized, thanks to the composer Louis Clapisson.
seum finally --- Page 108 ---
THE BANJO
gathered a collection of 230 musical
his lifetime, he had painstakingly
bought from him as the basis
instruments, which the French government
first director: as his
Clapisson was named the museum's
for the museum.
was therefore spared "the
successor Gustave Chouquet put it, Clapisson
collecseeing his much-cherished objects. Clapisson's
pain" of no longer
instruments; but Choution was made up almost entirely of European 1886,
the
the museum from 1871 to
globalized
quet, who directed
donations from two individuals: the celebrated
collection thanks to large
and world traveler Victor
Indian musician Sourindro Mohun Tagore
Schoelcher"
collection ofmusical instruments
Schoelcher's eclectic and expansive
wrote, an exfrom different parts of the world was, as one contemporary "defender of
passions. The man was a consistent
tension ofhis political
ofhonor and liberty." "At
the black race" who held "inflexible principles
of
but
99 he "dined on a plate carrots,
once a democrat and an aristocrat,
and racial equality
silver
99 His commitment to abolitionism
on a
plate."
interest in objects others might have overlooked.
led him to see value and
the Caribbean, where he
During his travels in the 1840s and 1850s to
well as Haiti,
French colonies ofMartinique and Guadeloupe as
visited the
of other musical instruments.
he collected not just the banza but a number
West Africa. In 1871 he
instruments when he traveled to
He also gathered
with others from Egypt, Mexico, and
donated all these objects, along
later with instruments from
Turkey, to the museum, following up
described the
Algeria and Cambodia. One supercilious contemporary instruments." 19 But
collection ofs savage
collection as "a very interesting
noting that the instruSchoelcher was proud of what he had gathered,
never been
notable for their "rarity," most of them "having
ments were
for others who
before in Europe' >) His gift became an inspiration
seen
including many from outside Europe. In
had collections ofinstruments,
collections found a perthe next decades, instruments from many private
from
where they received care
specialists
manent home in the museum,
who repaired cracks and broken bows."
at the time worked
Chouquet and other scholars of musical history
European
civilizational typology: they considered
according to a clearly
advanced and sophisticated in the
musical instruments to be the most
we have reserved
world. "In this Museum, Chouquet wrote in 1884,
of
honor for instruments that are the highest expression
the place of
many from outside Europe. In
had collections ofinstruments,
collections found a perthe next decades, instruments from many private
from
where they received care
specialists
manent home in the museum,
who repaired cracks and broken bows."
at the time worked
Chouquet and other scholars of musical history
European
civilizational typology: they considered
according to a clearly
advanced and sophisticated in the
musical instruments to be the most
we have reserved
world. "In this Museum, Chouquet wrote in 1884,
of
honor for instruments that are the highest expression
the place of --- Page 109 ---
99 Three Leaves
instruments of uncivilized nations or
modern art, and relegated those
the
So the
to our musical system to
background."
those that are foreign
and by the Indian musician Tagore,
instruments donated by Schoelcher,
category of
within the collection to a kind of generalized
were relegated
banza from Haiti
a bit of In this context, the
posed
the "non-European.
Someonedifficulty. Was it African, or American?
an interpretive
finessed the problem by writing
perhaps Schoelcher, or perhaps Chouquet,
the
body ofthe
the animal skin stretched over
gourd
an inscription on
of an African instrument" that
instrument: the banza was an "imitation
the "black people ofHaiti."
was played by
the banza was included in a museum catalog
More information about
d'Haiti," it read: "This type of
produced in 1874. Under the title "Banza
form, is
mounted with four strings and with a very picturesque
guitar,
97 As was common
the
ofSaine-Domingue
in general use among
negroes
between the name "Saintin texts of the time, there was a slippage
"Haiti," the name for
Domingue"-that of the old French colony-and
born in 1804. But the observation, presumably
the independent country
this instrument was in "general use"isa
gathered from Schoelcher, that
in Haiti that Schoelcher,
precious one. The banza was common enough
across it and colthere for only a brief time, had quickly come
who was
indigenous instrument. We can
lected it because he saw it as a popular
of Haiti were making
surmise that numerous artisans in different parts
and therefore that musicians were playing
such instruments in the 1840s,
it throughout the countryl
and closed its doors. The banzaIn time, the museum foundered
instruments-was
along with most of the collection of non-European
it was taken
and
in storage. At some point in the process,
boxed up
put
ended in one box, the neck of
into two pieces: the gourd resonator
apart
another. So it sat until 1997, when a French curator
the instrument in
the
created Museum of
Bruguière working at
newly
named Philippe
from the old Museum
the dusty boxes of instruments
Music inherited
civilizational typology that had
ofthe Music Conservatory. The same
and well at the new Museum
reigned in the nineteenth century was alive
musical instruments and
of Music, which primarily showcases European
of violins, trumpets,
Visitors must travel through lots of rooms
traditions.
before the exit, in front ofa
flutes, and bassoons before they end up, just
on
and African instruments. Bruguière, a specialist
few displays of Asian
ère working at
newly
named Philippe
from the old Museum
the dusty boxes of instruments
Music inherited
civilizational typology that had
ofthe Music Conservatory. The same
and well at the new Museum
reigned in the nineteenth century was alive
musical instruments and
of Music, which primarily showcases European
of violins, trumpets,
Visitors must travel through lots of rooms
traditions.
before the exit, in front ofa
flutes, and bassoons before they end up, just
on
and African instruments. Bruguière, a specialist
few displays of Asian --- Page 110 ---
THE BANJO
extensive colwas given the task of going through
South Asian music,
few
to fill this one room.
lections he inherited and picking a
specimens skin tacked onto it.
As he did SO, he came across a gourd with an animal
the instruwritten on the skin, the inscription describing
He made out,
about the curious inscribed gourd
ment as a banza. He took some notes
sifting through the collection.'
and then continued
from the old
A few months later, in a different box ofinstruments
came across the neck of a stringed
conservatory museum, Bruguière neck, but it had pegs for just four
instrument. It was flat, like a guitar
the instrument. But the
Three ofthem were at the carved top oft
acstrings.
further on the neck, placed to
fourth peg, for the top string, was up
the neck also included
commodate a much shorter string. Finely carved, little bit like a face,
lightly dug into the wood. It looked a
a decoration,
Bruguière went to his shelves, found the
staring up from the instrument. and realized it had a carved opening
gourd he had found months earlier,
the two pieces, he held
precisely the size ofthe neck. When he reunited
he didn't
Haitian banza. Though
in his hand an early nineteench-century
offers
details about
one that
precious
know it yet, it was a major discovery,
the history and meaning oft the banjo.
musical instrument muIn Brussels, at one of the world's greatest
an exnamed Saskia Willaert was then putting together
seums, a curator
about the find and put the banza on display
hibit on the banjo. She heard
Soon news about the
for the first time since the nineteenth century. obsessive, and tight-knit
began circulating among the small,
discovery
research into the early history ofthe banjo.
community ofthose pursuing
researcher named
One oft the visitors to the exhibit was an independent executive who had
Swedish telecommunications
UlfJagfors, a retired
musicians to better understand the oribeen working with West African
musician and banjo
of the banjo. Alerted to the find by Jagfors,
to
gins
maker named Pete Ross traveled
historian Bob Carlin, and a banjo
for muand began making exact replicas
Europe to see the instrument
United States. In March 2005 Jagseums and private collections in the
with a replica
the history of the banza-along
fors and Ross presented
held at Appalachian State
made by Ross-at the Black Banjo Gathering
small stream of pilhas welcomed a
University. Since then, Bruguière
had long been forced
wishing to see in material form what they
grims
texts and images"
to imagine by scrutinizing
maker named Pete Ross traveled
historian Bob Carlin, and a banjo
for muand began making exact replicas
Europe to see the instrument
United States. In March 2005 Jagseums and private collections in the
with a replica
the history of the banza-along
fors and Ross presented
held at Appalachian State
made by Ross-at the Black Banjo Gathering
small stream of pilhas welcomed a
University. Since then, Bruguière
had long been forced
wishing to see in material form what they
grims
texts and images"
to imagine by scrutinizing --- Page 111 ---
101 Three Leazes
Haitian Banza,
reproduction by Pete Ross.
Photograph by Kristina Gaddy, --- Page 112 ---
THE BANJO
the curious fact that
The discovery of the banza in Paris highlighted
States, debanjos have ever surfaced in the United
no historical gourd
active and large group of banjo collecspite much searching by a very
handcrafted and built
This is
not surprising: these were
tors.
perhaps
ofs slavery it is difficult to preserve
around fragile gourds, and in contexts
The lack of physical relics
such materials from generation to generation.
after all, doesn't
limitation for scholars ofi music: an image,
posed a serious
construction of an instrument, its hidden
really communicate the precise
interior structure, or its sound.
thing: on its neck is a face
Seeing the Haitian banza is a powerful
and North
the artisans who, across the Caribbean
carved by one of
testament to the work ofthose
America, created a musical legacy. It is a
and
animal skins, collected wood and vines,
put
who grew gourds, dried
To hold in one's hands an example
them together to make instruments.
with-and therefore to render
of what they had made is to reconnect inventors of the banjo. In the
homage to-the unnamed and unnameable
And the instrument
passed on to us.
banza we have a concrete legacy,
ofsound and music
that the banza was not, just a source
carries a message,
but also healing and remembrance.
0 e
with the entire economy and
By the middle of the eighteenth century,
about
ofthe Atlantic world based on slavery, questions
political structure
with increasing persistence and
its profits, costs, and morality were posed
it was morally justified,
ferocity. The problem of slavery-whether it might pose to the very
viable, the dangers
whether it was economically
culture. Observers increasingly
social order it enabled-suffused. Atlantic enslaved, in essays and travel
and
the lives ofthe
sought to depict
capture
and theater. Enlightenment phiwriting as well as in works ofliterature
of plantation
and Caribbean planters offered written accounts
losophers
reflections on the musical culture ofthe enlife, many of which included
and perspective. Describing
slaved and what it said about their condition
of
the banjo itself, became a way representing
plantation music, including
what it meant to be a slave.
managers were literThe lives of Caribbean planters and plantation
and sold
that human beings could be bought
ally built on the principle
the lives ofthe
sought to depict
capture
and theater. Enlightenment phiwriting as well as in works ofliterature
of plantation
and Caribbean planters offered written accounts
losophers
reflections on the musical culture ofthe enlife, many of which included
and perspective. Describing
slaved and what it said about their condition
of
the banjo itself, became a way representing
plantation music, including
what it meant to be a slave.
managers were literThe lives of Caribbean planters and plantation
and sold
that human beings could be bought
ally built on the principle --- Page 113 ---
103 Three Leaves
calculations, justified a plantation system in
as objects, and that economic
rather than being treated
which slaves were worked to death and replaced
is
the most
that helped them survive. Music, however, perhaps
in a way
authors who recognized and listened to the
human of Texpressions. Those
to confront the deep conof the enslaved were forced, in a sense,
songs
of song and dance were
tradictions of slavery. And though depictions
and difference,
sometimes used to buttress arguments ofracial superiority
racist and hostile observers who encountered
very often even openly
of what they saw and
music left behind rounded and complex portraits
heard.
written about sugarcane- a kind of agriculIn a lengthy 1764 poem
who had left England in 1759 to
tural manual in verse- Thomas Grainger,
recommended
become the manager of a plantation in St. Christopher, "On festal days; or
that slaves be allowed to enjoy the music ofthe banjo. the choral dance, /
work is done; / Permit the slaves to lead
when their
sound." In one ofthe many footnotes
To the wild banshaw's melancholy
that the banshaw was "A sort
that accompanied his poem, he explained
invented by the Negroes" that "produces a wild pleasing
of rude guitar,
described the intricate dancing that would
melancholy sound." He
to the sound, head, feet,
accompany the music ofthe banjo: "Responsive A thousand tuneful
and frame / Move awkwardly harmonious. limbs." He suggested the banjo
intricacies weave, / Shaking their sable
thou the drum their mirth
was safer than other instruments. "But tlet not
might be
"nor vinous spirits," or they
inspire, ?7 he warned slave masters,
frenzy dare?) / Fell acts
"to madness fir'd, / (What will not bacchanalian
?' For Grainger, the banjo's pleasing
ofblood, and vengeance they pursue."
by alcohol, incited
sounds allowed release; the drum, accompanied
revolt.5
born in Jamaica into a well-established family
William Beckford was
but in 1774 returned to the isof planters. He was educated in England
fond
several plantations. "They are extremely
land and began to manage
them for
of music and dancing,' 79 he wrote of the slaves, complimenting and time." " He
ears" and preserving "the most perfect tune
having "good
of disdain for them: when he began his list
nevertheless reserved plenty
they
instruments," 19 he quickly added a caveat: "ifsuch
oftheir "musical
that he claimed was
be called." He listed "a kind of Spanish guitar,
of
may
another explanation for the origin
called a "bonjour. Providing yet
several plantations. "They are extremely
land and began to manage
them for
of music and dancing,' 79 he wrote of the slaves, complimenting and time." " He
ears" and preserving "the most perfect tune
having "good
of disdain for them: when he began his list
nevertheless reserved plenty
they
instruments," 19 he quickly added a caveat: "ifsuch
oftheir "musical
that he claimed was
be called." He listed "a kind of Spanish guitar,
of
may
another explanation for the origin
called a "bonjour. Providing yet --- Page 114 ---
THE BANJO
he suggested it might have been "originally taken"
the name "banjo,"
have found their wayby corruption among
from "a French word, as many
including "a
>9 It was accompanied by other instruments,
the negroes.
with their hands; a drum; a box filled with
gomba, which they strike
their wrists; and, to close the account,
pebbles, which they shake with
a harsh and disagreethe jaw-bone of an animal, from which is produced
his readers
sound. " Beckford was not a fan ofthe result, and assumed
able
be easily be imagined, when these all
would share his distaste: "It may
of voices,
and are accompanied by a number
together join in a chorus,
and fill the ear. >16
what kind of music must assail,
Beckford
ofthe occasions during which such music was played,
One
burials, which he described as their 'principal fesnoted, was after slave
which the body was accompativals." >9 After an elaborate burial, during
face of
was set aside, and "the
nied to the grave "with a song, mourning "The instruments resound,
sorrow becomes at once the emblem ofjoy."
and the night rethe dancers are prepared; the day sets in cheerfulness,
slave life
97 Beckford's account of
sounds with the chorus of contentment.'
was not all that bad.
intent: to make it seem that slavery
had one major
and "contentment". ofthe slaves are
And SO his descriptions oft the "joy"
ofthe instruments, and ofthe
certainly overdrawn. But his identification
between life and
role they played in accompanying the passage
inimportant
spiritual role that such instruments,
death, suggests the important
cluding the banjo, played in many slave communities.?
in the same
observers oflife in the British West Indies writing
Other
ofthe banjo, usually with a similarintent.
period also noted the presence
he visited. As with
One visitor described a ring dance on a plantation
his account combined a certain sympathy
many other white observers, "The music of these poor creatures has a
with a heavy dose of disdain.
Though "none oftheir
wildness that finds its way to the heart," he wrote.
without the
instruments could produce any very pleasing effect,
rude
when they were supported by singing, "the
assistance of their voices,"
mirth and alacrity' >18
Banjaw, the Goombay, the Jawbone, inspire
in music. In his
of slavery, however, found a weapon
Opponents
and the slave trade, Thomas Clarkson
legendary 1788 attack on slavery
idea that the music and dancing of
condemned the increasingly common
fact
content with their
enslaved demonstrated that they were in
quite
the
he noted, argued that the enslaved were
condition. Proslavery writers,
rude
when they were supported by singing, "the
assistance of their voices,"
mirth and alacrity' >18
Banjaw, the Goombay, the Jawbone, inspire
in music. In his
of slavery, however, found a weapon
Opponents
and the slave trade, Thomas Clarkson
legendary 1788 attack on slavery
idea that the music and dancing of
condemned the increasingly common
fact
content with their
enslaved demonstrated that they were in
quite
the
he noted, argued that the enslaved were
condition. Proslavery writers, --- Page 115 ---
105 Three Leaves
pointing to their moments ofleisure during
happier than English peasants,
that their life was "a scene offestivity
"holy-days" and "dances" to argue
than they had been in
and mirth" in which they were much happier
The small plots of
Such claims, Clarkson insisted, were absurd.
Africa.
their masters were not, as defenders of slavery
land ceded to them by
of amusement in which
seemed to imagine, made for flowers" or "places
99 They
their time in botanical researches and delights."
they can spend
long days working in the fields,
were a place where, after having spent
because ofthe "deenslaved
to produce food for themselves
the
struggled
by masters. The "holy days" during
ficiency" of the provisions supplied
Clarkson, meant only that they
which they were allowed to rest, seethed
from the fields, while
weeks of the year away
had one out of fifty-two
off, and therefore had "one
even a horse in England was given Sundays
day in seven to refresh his limbs. >19
stress has
dances, on which such a particular
"With respect to their
had once again been
laid," Clarkson went on, people
been generally
writers made it sound as if the en-
"shamefully deceived." Proslavery hours allowed them for the purpose
slaved were generously given "certain
comfort and convenience"
ofjoining the dance" and were given "every
left for dances was "the
in order to do SO. In fact, ofcourse, the only time
the
of"any
them for
And the dances were not sign
time allotted to
sleep."
9 but rather of"an uncommon depression
uncommon degree ofhappiness,"
"even sacrifice their rest, for the
of the spirits, ' which drove the slaves to
oblivion oftheir cares."
sake of experiencing for a moment a more joyful
for Clarkson,
enslaved danced after grueling days of work was,
That the
the
ofthe slavery,20
proof of their desperate desire to escape
brutality
just
presenting himselfas a "gentleman
The next year Gilbert Francklyn, He remarked that ifthe enslaved
in Jamaica, 7 sought to refute Clarkson.
caused by overwork, it would
really suffered from "insupportable fatigue" miles, after their work, to a
be impossible for them to "travel several
the
all night, and (which they must do) traveling
dance," then 'dancing
six o'clock in the morning." ) Clearly,
same number of miles back again, by
Clarkson, furthermore,
suggested, they couldn't be that tired.
Francklyn
that they did want to return to their native
offered no actual proof
that
could "dance there
land-and ifthey did, he wrote, it was only SO
they other labour than
without interruption" and "live without any
for ever,
this." >21
a
be impossible for them to "travel several
the
all night, and (which they must do) traveling
dance," then 'dancing
six o'clock in the morning." ) Clearly,
same number of miles back again, by
Clarkson, furthermore,
suggested, they couldn't be that tired.
Francklyn
that they did want to return to their native
offered no actual proof
that
could "dance there
land-and ifthey did, he wrote, it was only SO
they other labour than
without interruption" and "live without any
for ever,
this." >21 --- Page 116 ---
THE BANJO
United States during the same period also sought
Writings about the
and attitudes of the enslaved.
to use the banjo to interpret the condition details about the difficult life
A 1784 account by a British man included
the author wrote,
slaves." 99 After a grueling day oflabor,
ofthe "poor negro
might be concluded he would be
"instead of retiring to rest, as naturally
and walks six or seven miles
glad to do, he generally sets out from home,
dance." 99 There, he
the
be the weather ever SO sultry, to a negroe
in
night,
and the most vigorous exertions,
"performs with astonishing agility,
with the music of a banjor (a
keeping time and cadence, most exactly,
reinstrument with three strings), and a quaqua (somewhat
large hollow
had time to return home before it was
sembling a drum)," and barely
the Philadelwork
the next morning. More laconically,
time to
again
of a 1787 trip to North
merchant William Attmore, in a journal
phia
after dinner he "saw a dance of Negroes
Carolina, noted that one night
to the Banjo in his Yard."2
a decade later, Thomas
north from his home in Virginia
Journeying
for the night. "After going to bed I was
Fairfax stopped in Richmond
black man who had taken
entertained with an agreeable serenade, by a
ofhis colour,
and for the amusement of those
his stand near the Tavern,
to music
in the Bangoe. >9 Fairfax listened with pleasure
sung and played
the musician's skill: "He apmeant for another audience and appreciated instrument, which tho it may
peared to be quite an adept on this African
Capable of Conveying
with the Guitar, Is certainly
not bear a comparison
the sound
ear.' 77 Still, he couldn't help situating
much pleasure to a musical
"Its wild notes of melody seem to
he enjoyed in some kind of hierarchy:
where this speofthe Country
Correspond with the state ofCivilization
cies of music originated-as
the banjo not only as a link to Africa
Some writers began to present
uncivilized and rough culas a symbol of America's
but, simultaneously,
traveler Thomas Ashe found himture. One evening in 1806, the British
which was
inn in Virginia. He entered the "ball-room,"
self at a noisy
smoaking [sid, dancing, &c." "The
"filled with persons at cards, drinking, the word in italics to suggest it
music," 97 he wrote-insisting on putting
of two bangies,
sound much like real music to him- "consisted
didn't
of nudity, and a flute, through which
played by negroes nearly in a state
exertion and violent gesChickesaw breathed with much occasional
a
the "music of Ethiopia, though, because
ticulations. 19 It was hard to hear
ball-room,"
self at a noisy
smoaking [sid, dancing, &c." "The
"filled with persons at cards, drinking, the word in italics to suggest it
music," 97 he wrote-insisting on putting
of two bangies,
sound much like real music to him- "consisted
didn't
of nudity, and a flute, through which
played by negroes nearly in a state
exertion and violent gesChickesaw breathed with much occasional
a
the "music of Ethiopia, though, because
ticulations. 19 It was hard to hear --- Page 117 ---
Three Leaves
card tables." ?? Pretending a tolerance he belied little
ofthe "clamor of the
should never judge ofthe
elsewhere in his text, Ashe declared: "A man
entertainment of others, by his individual conceptions."
principles ofthe
he considered the "ball" nothing more
And he admitted that, though "afforded the utmost delight to the asthan "a violent vulgar uproar," it
with infinite joy and satissembly, and possibly would have concluded
ifit had not been for an "unlucky"
faction at an early hour next day,"
Seizing "a friend by the
politician in the crowd who started a fight.
ifhe did not drink 'Damnation
throat, 59 he "threatened to annihilate him,
inn was cleared
9 Within a few minutes, the entire
to Thomas Jefferson."
drunk on the floor.24
out save one sleeping
and its music, was part of a series of
Ashe's description of the event,
and his description of
that made fun of American "vulgarity,"
flute
passages
accompanied by a Chickasaw
nearly naked black banjo players
suggests that
have been partly fantasy. The account, though,
player may
and encounter in performance
there may have been some exchange
at least in certain
Affican-American and Native American,
styles between rooted in fact or fiction, it signals the emergence ofthe
regions. Whether
that could be both vilibanjo itself as a broader sign of a process-one
in a land that
unexpected crossings and exchanges
fied and celebrated-oft
>7 The banjo also appeared as
defining itselfa as "American."
was increasingly
wild life ofthe frontiers of North America. In
a sign ofthe curious and
Knoxville" in 1798, for instance,
of"the young town of
a description
"confused with a promiscuous throng of
one traveler described a place
to the dedenomination," >7 that included blacks playing banjos
every
crowd,25
light oft the surrounding
97 the self-described "Northern
In a series of"letters from the South,"
about the condition of
man"] James Paulding assuaged his initial concern
were a
music. The blacks, he wrote,
"gay,
the slaves by focusing on their
the most musical
race. : They were also "by far
harmless, and unthinking
ofthe United States, and in the evening
ofany portion ofthe inhabitants their boats on the canal at Richmond,
I have seen them reclining in
dare say, equal to a Veneplaying on the banjo, and singing in a style-I echo of thoughtless hiTheir laughter was "the very
tian gondolier."
whether, while this admission
larity." 2 Paulding went on to wonder
fact
ofthe white man, " the slaves were in
hapwould "mortify the pride
freed from the burdens
than their masters. They were, he claimed,
pier
the United States, and in the evening
ofany portion ofthe inhabitants their boats on the canal at Richmond,
I have seen them reclining in
dare say, equal to a Veneplaying on the banjo, and singing in a style-I echo of thoughtless hiTheir laughter was "the very
tian gondolier."
whether, while this admission
larity." 2 Paulding went on to wonder
fact
ofthe white man, " the slaves were in
hapwould "mortify the pride
freed from the burdens
than their masters. They were, he claimed,
pier --- Page 118 ---
THE BANJO
their leisure because it
of worries for the future and able to fully enjoy
careful to note that
from their hard work. Paulding was
was such a relief
But he found himself reassured that
he was not "an advocate ofs fslavery"
the slaves had music and
drank "the bitter draught of slavery,"
as they
dance to console them.20
through the lens of debates about
These accounts were all refracted
that fit with their varied
Writers clearly picked out the details
a
slavery.
because of the fact that they come from such
positions. But precisely
they can give us a sense ofthe SOrange of perspectives, taken together
the late eighteenth cencial and ritual uses the banjo had taken on by
find a
together SO that they could, for a time,
tury. It gathered people
kinds of relationships with each other
constituted out of different
space
funerary rites, the banjo accompaand the world around them. During
in Afro-Atlantic
the
into the next world, one often perceived
nied journey
the waters to family and ancestors in
contexts as a journey home across
offered solace and a kind
Africa. There and in other contexts, the banjo
commenfor lost places and lost lives. It also accompanied
of mourning
sustaining a vision ofwhat life might
tary on life in slavery, in the process
be beyond or outside ofit.
*
debated whether the dancing ofthe enslaved signiWhile some writers
others looked to music to answer a different
fied happiness or desperation,
inferior? It is in the texts that take up
question: are Africans culturally
musical
and the
that we find the most details about
practice
this question
Some writers celebrated the musical
construction of musical instruments.
challenge the
using accounts of music to directly
abilities of Africans,
and infused slavery. For Wilideas of racial superiority that buttressed
"the natural equality of
writing in 1784 in order to prove
liam Dickson,
even if
97 the musical skill ofthe enslaved,
the Africans to the Europeans,
the very least helped to prove
their rationality," at
it did not "demonstrate
had lived in Barbados, compared the
their "humanity." Dickson, who
from the island to 'several an-
"banjay" along with other instruments
instruments" he found descriptions ofin a contemporary
cient musical
would "lose nothing" in the
history ofmusic. He argued that the banjay
with these venerable ancient instruments.1
comparison
in order to prove
liam Dickson,
even if
97 the musical skill ofthe enslaved,
the Africans to the Europeans,
the very least helped to prove
their rationality," at
it did not "demonstrate
had lived in Barbados, compared the
their "humanity." Dickson, who
from the island to 'several an-
"banjay" along with other instruments
instruments" he found descriptions ofin a contemporary
cient musical
would "lose nothing" in the
history ofmusic. He argued that the banjay
with these venerable ancient instruments.1
comparison --- Page 119 ---
109 Three Leaves
in North America, Thomas JefOne of Dickson's contemporaries he reflected on the question ofthe
ferson, also brought up the banjo as
State
first pubofblacks. In his Notes on the
ofVirginia,
musical capacities
admitted that blacks, who
lished in 1782, Thomas Jefferson grudgingly
than
inferior, were "more generally gifted
he otherwise described as quite
for tune and time." 19 They had,
the whites"in music, having "accurate ears
catch, 99 that is a
found capable of imagining a small
he went on "been
he added a footnote: "The instrushort piece ofmusic. To this sentence
hither from Afto them is the Banjer, which they brought
ment proper
ofthe guitar, its chords being precisely the
rica, and which is the original
in the
>
had little confidence
four lower chords of the guitar." Jefferson will be equal to the combroader musical talent ofblacks: "Whether they
harmony,
of a more extensive run ofmelody, or of complicated
to
position
the same time, he seemed ready
is yet to be proved," he wrote. At
the ancestor,
concede that the banjo was in fact the "original," presumably that were
And SO, in the midst of a run of commentaries
ofthe guitar.
of people of African descent, he almostly denigrating ofthe capacities
instrument, though
lowed for an African origin for a modern European 28
also regarded with little respect.
one he perhaps
discordant notes of the banjar, John
"Negroes are very fond of the
colony of Antigua. The
Luffman wrote in a 1789 account ofthe British but the bottom was
instrument was "somewhat similar" to a guitar,
wooden
of"one half of a large calabash, to which is prefixed a
formed
and
wire."' 99 Echoing Thomas, Jefferson's
neck, and it is strung with cat
gut
is the invention of, and was
comments, he noted: "This instrument
in the perforhere by the African negroes, who are most expert
brought
their own country
thereon." 79 These were, he added, "principally
mances
he "did not remember ever to
tunes" that is, songs from Africa-and from its touch." The music
have heard any thing like European numbers
the
market"in
played on Sunday afternoon, after
'great
was commonly
by the toombah,
town was over. To the music ofthe banjo, accompanied hundred or more
oftin or shells," one could see "a
a drum with "gingles
that while "not altogether graceful"
dancing at a time," with gestures
be "well received" back
agility and might even
were of"astonishing"
were introduced by "French or Italian
home-atleast, he specified, ifthey
created music, but not without
dancers.' 29 Luffman called what the banjo
skill
"ifit deserves the name.' 7 And he explained the
adding witheringly,
was over. To the music ofthe banjo, accompanied hundred or more
oftin or shells," one could see "a
a drum with "gingles
that while "not altogether graceful"
dancing at a time," with gestures
be "well received" back
agility and might even
were of"astonishing"
were introduced by "French or Italian
home-atleast, he specified, ifthey
created music, but not without
dancers.' 29 Luffman called what the banjo
skill
"ifit deserves the name.' 7 And he explained the
adding witheringly, --- Page 120 ---
THE BANJO
by attributing it to "their being habituated to
ofthe enslaved in dancing
than in colder latitudes."
climate, where elasticity is more general
a warm
ofthe functioning of a plantation in the
In an idealized 1800 description
McPherson wrote: "The dance
British Caribbean, meanwhile, Charles
the sound ofthe tom
the
went hand in hand with the labour;
and
song
the
Here-as it had
heard on
estate."
tom and the bangah was nightly
sound of the banjo was
been earlier in Thomas Grainger's poem-the
to the day's
oft the
order of slave life, a counterpoint
taken as a sign
good
labor that justified the way it was extracted.2"
who produced an
Edwards, a British-born planter in Jamaica
in
Bryan
British Caribbean colonies, first published
influential history of the
music of the enslaved. "An
1793, was harsher in his evaluation ofthe
organs pein Europe," 99 he wrote, "that they possess
opinion prevails
of musick [sic); but this I believe is an
culiarly adapted to the science
claimed, and while "as
ill-founded idea. 97 They were poor singers, he
labor and careful
musicians," there were some who "by great
practical
to bear an under-part in a pubinstruction, become sufficiently expert
"seen or heard of a Negro
lick concert," ' he could not recall ever having
instrument."
who could truly be called a fine performer on any capital the finest harand
noise to
"In general they prefer a loud long-continued in beating on a board with
and frequently consume the whole night
mony,
musical instruments." Among
This was, "in fact one of their chief
a. stick."
which was "an imthe others, he wrote, was "the Banja or Merrywang"
the
like
except that it is played on by
finger
perfect kind of violincello;
of four notes.' 9 Where Jefferson
the guitar; producing a dismal monotony
9 here it is described
had described the banjo as the "original ofthe guitar, "From such instrukind of degraded version of a European instrument.
as a
like a regular tune can be expected,
ments, ? Edwards concluded, "nothing
and
their "merry meetings,
is it
? He did note that during
nor
attempted."
where they
ballads
festivals," the instrument accompanied
midnight
for ridicule and derision, which is exercised
gave "full scope to a talent
at the expence of
each other, but also, not unfrequently,
not only against
their owner or employer.
recopied by other writers
Edward's description would be repeatedly
"Like all rude
the music ofthe slaves ofJamaica.
purporting to describe
>9 Robert Renny wrote
nations, they are fond of noisy music and dancing, borrowed Edward's
ofthe "negroes" ofJamaica. He
in an 1807 description
instrument accompanied
midnight
for ridicule and derision, which is exercised
gave "full scope to a talent
at the expence of
each other, but also, not unfrequently,
not only against
their owner or employer.
recopied by other writers
Edward's description would be repeatedly
"Like all rude
the music ofthe slaves ofJamaica.
purporting to describe
>9 Robert Renny wrote
nations, they are fond of noisy music and dancing, borrowed Edward's
ofthe "negroes" ofJamaica. He
in an 1807 description --- Page 121 ---
Three Leaves
words directly in describing "the
"African origin. 99 Edwards
banja, or merriwang," which was of
had described the music of the
"melancholy," and Renny
slaves as
expanded on this,
that
possible to hear this music, and remain
writing
it was "improduced by the Negro,
unaffected with the dismal melody
the
who, sitting in the door of his
coolness, and delighting in the stillness
cabin, enjoying
it with a melancholy
ofthe evening, accompanies
song, expressive of his
?
was such that it drew "tears from
feelings." Indeed the music
the
the contemplative" and
affectionate, the melancholy, or
affecting. >31
was, Renny acknowledged, "often extremely
Renny described the wide range of music
in which the
styles and
banjo was played. At
circumstances
lowed the slaves
their"merry meetings, 9 the songs alcule."
ofJamaica to "give a full scope to their talent for
They amused themselves at the
ridicolony, whether the "awkward
expense ofthe newa arrivals in the
and
new-come Negro," or the "buckera"
portrayed the "follies or foibles of their
(whites),
There were also "funeral
masters and mistresses."
wholesome
songs ofa heroic nature,
release from the calamities of
considering death as a
delightful and
life, and as a passport to the
which, while it neer-to-be-forgoaten, frees them
scenes oftheir nativity; an event,
their dear,
from bondage, restores them to the
long-lost relatives of Africa." In
society of
banjo accompanying melancholy
Renny's account, we see the
the dead from this world
songs, social satire, and the
of
to the next and from the new world passage
In an account oft the celebration of
to the old. 32
Caribbean
the abolition
on August 1, 1834, Nicholas
ofslavery in British
Bay,Jamaica,
Madden-who was in
serving as a "stipendiary
Montego
process of
magistrate" helping to oversee the
enancpation-docribed how a
done great justice to on a bonjoo and
well-known quadrille "was
kettle-drum of the
a gombah, the violoncello
negro orchestra." 79 The "Abolition
and
seemed to have "made the limbs ofthe
bill," he went on,
gentlemen as their ears; and there
dark-complexioned ladies and
ration ofthe
was no end to the pleasure and
evening, till the head of the
perspiand the last string ofthe
gombah was fairly beaten in,
In
bonjoo was scraped to
a letter published from Barbados
pieces."
Pinckard offered a
in 1816, the physician
more appreciative
George
struments ofthe enslaved, he
description of the banjo. The inwhat he described
wrote, were "a drum, a kind
as "the
ofrattle, and"
ever-delighting banjo," which was "a coarse
ration ofthe
was no end to the pleasure and
evening, till the head of the
perspiand the last string ofthe
gombah was fairly beaten in,
In
bonjoo was scraped to
a letter published from Barbados
pieces."
Pinckard offered a
in 1816, the physician
more appreciative
George
struments ofthe enslaved, he
description of the banjo. The inwhat he described
wrote, were "a drum, a kind
as "the
ofrattle, and"
ever-delighting banjo," which was "a coarse --- Page 122 ---
THE BANJO
of
17 As if catching himself being too positive,
and rough kind guitar."
the music and dance were "of a savage
Pinckard did add a series of caveats:
and devoid ofmelody."
nature" with "very simple" songs that were "harsh
the
acdescribe how the musician "strikes
banjo,"
But he went on to
musician who, 'sitting across the
companied by a rattle and by a third
beats and kicks
ofthe drum, as it lies lengthwise along the ground,
body
while another musician struck the body of
the sheep-skin at the end,"
and "on great
drum with sticks. These were accompanied by singing,
the
"drums, rattles and voices,"
occasions," were augmented by many more
the course of the
formed the foundation for a range of dances over
and
were not only slaves but at least one
day. Among those who participated the circle, and a Scottish soldier's
white soldier who pushed his way into
marked with surprise and
wife who looked on, though with "features
dissatisfaction." >34
in the British colonies
Frederick Bayley, who spent several years
Caribbean in the late 1820s, described the "wonderful
ofthe Eastern
slaves he encountered there. Their instruments
variety" of music played by
of
99 along
barrel" covered by a "large piece parchment,
included an "empty
gumbay or bonja," accompanied
with a "kettledrum, a tambourine, a pipe, a
terrific merriment." 99
"vocal efforts." ?? The result was "sounds of most
by
could not be accused ofthe "crime" of creating
The slaves, he wrote,
music. "On the contrary," they had
"inharmonious and nonaccordant"
with wonderful
ear for music, they sing or whistle
"generally a good
have heard, they dance in excellent time,
correctness any tune they may
connected with
very intelligent persons in any thing
and are altogether
music." >35
in the Danish colony of Saint-Croix,
The banjo was also popular
wrote the American
celebrations. It was "customary,"
notably at Christmas
the different plantations, attired in
traveler Sylvester Hovey, "for slaves on
house of their master, and to
their choicest dress, to go in a body to the
the music
his best
where they set up
receive admission to
apartments; >9
admission to the
of the banjo and commence dancing' This symbolic family to parmaster was also an invitation to the master's
house ofthe
and not unfrequently
"The family made it a point to be present,
ticipate:
But the event was also about showcasing the generjoin in the dance."
"This is the occasion, when presents
osity and paternalism of masters:
clothing, or even of money."
are distributed among them of provisions,
est dress, to go in a body to the
the music
his best
where they set up
receive admission to
apartments; >9
admission to the
of the banjo and commence dancing' This symbolic family to parmaster was also an invitation to the master's
house ofthe
and not unfrequently
"The family made it a point to be present,
ticipate:
But the event was also about showcasing the generjoin in the dance."
"This is the occasion, when presents
osity and paternalism of masters:
clothing, or even of money."
are distributed among them of provisions, --- Page 123 ---
113 Three Leaves
slaves towards their master, 27 Hovey noted, "depend
"The feelings oft the
times." >36
much on the treatment they receive at these
very
ofmusic offer us refracted details ofmoThese textual descriptions
and perhaps solace
of
conviviality, mourning,
ments
performance,
played a key role at the interface ofreamong the enslaved. The banjo
The instrument enlivened and
lationships between slaves and masters.
of masters. Slave
enslaved commentary, critique, and parody
at
supported
this and sought to channel and contain-and
owners understood
by bringing the celebrations
music it provided
times appropriate-the Whatever they saw was always just one side
to the plantation houses.
in different contexts had different
of the music: the same song sung
through in these depicand content. But what also comes
meaning
whites found themelves-sometimnes despite
tions is that at least some
of this unfamiliar but electrifying
themselves-drawn to the sound
instrument."
for the first time, the banjo appeared on canvas, painted by
In the 1790s,
One of them, Samuel Jennings, a Philadelphia
two very different artists.
the banjo into an abolitionist allegory
native living in London, inserted
Rose, was a southern plancelebrating the gifts of Fliberty. The other, John
one
himself a master of slaves, who nevertheless produced
tation owner,
visual artifacts of the cultural life of
ofthe most important and enduring
the enslaved in North America.
cultural institutions of
heard that one ofthe major
In 1790,Jennings
ofl Philadelphia, was moving into a
his home city, the Library Company
Franklin, the library housed
Founded in 1731 by Benjamin
new building.
ofbooks in Philadelphia and became a hub
the most important collection
a number of Quaker
intellectual activity frequented in particular by
ofi
move, Jennings wrote to the
abolitionists. On hearing of its imminent
he
of the institution offering to paint them an image-which
directors
displayed in the new reading room-that
hoped would be prominently
offered three
"Cliocelebrated learning and wisdom. He
possibilities: ofHarmony,
ofHistory, and Heroic Poetry. Calliope Goddess
Goddess
of Wisdom, & all the
Rhetoric and Heroic Poetry. Minerva-Goddes because Minerva wore
Arts." The latter, it seemed to him, would be best,
move, Jennings wrote to the
abolitionists. On hearing of its imminent
he
of the institution offering to paint them an image-which
directors
displayed in the new reading room-that
hoped would be prominently
offered three
"Cliocelebrated learning and wisdom. He
possibilities: ofHarmony,
ofHistory, and Heroic Poetry. Calliope Goddess
Goddess
of Wisdom, & all the
Rhetoric and Heroic Poetry. Minerva-Goddes because Minerva wore
Arts." The latter, it seemed to him, would be best, --- Page 124 ---
THE BANJO 114
Samuel Jennings, Liberty
Displaying the Arts &
Sciences (Or the Genius
of America), 1792.
Courtesy of the Library Company
ofl Philadelphia. --- Page 125 ---
115 Three Leaves
is grand, and would make a better
the best clothes: "The Dress ofMinerva
than either oft the others." >38
picture
Company liked the idea of the painting
The directors of the Library
direction. They suggested a
decided
needed a bit more
but
Jennings
main focus: "the figure of Liberty (with
different female figure as its
the arts of some of the most
her Cap and property Insignia) displaying Mechanics, Astronomy &
striking Symbols of Painting, Architecture,
of a Pedestal, a
She
in the attitude of placing on top
ca., whilst
appears
Commerce, Philosophy &
of books, lettered with Agriculture,
pile
Library." > And they added another request,
Catalogue of Philadelphia
in favor ofthe abolition
aimed at making the painting a clear statement and in the distant back
"A Broken Chain under her feet,
of slavery:
on the Earth, or in some attitude
Ground a Groupe of Negroes sitting
offering up a painting in
expressive of Ease & Joy." Jennings obliged,
white
All
gently, and clad in a
gown.
which Liberty is blond, smiling
instruaround her are the tools of learning and rescarch-scientific
of
and brushes, and a scattering
ments, a sheet of calculations, palettes
and the cataHomer, Virgil, Milton, and Shakespeare,
books including
which Liberty is picking up as a kind of
logue of the Library Company,
of all this knowledge a total of
offering. Yet every one ofthe recipients children, and one baby-are
fourteen figures, including men, women,
of the directors by
African-American. Jennings fulfilled the request
outside the library having a picnic, at which a group
depicting a group
went further, however, adding
dances around a "Liberty Pole. Jennings
ofthe painting
ofNegroes" - kneeling in the foreground
another "Groupe
Homage to Liberty, for the boundless
who, he explained, "are paying
blessings they receive through her."3
A bust in the foreground
The image refers to Africa in several places.
the chairman
abolitionist who was
Henry Thornton, an English
portrays
Founded in 1791, as, Jennings was painting,
ofthe Sierra Leone Company.
fulfilled-was to create a
the goal of this company-which was soon Africa. The painting insettlement of freed slaves on the coast of West
the top
turned to show the viewer the Atlantic world-on
cludes a globe
in the center the Caribbean and the
left are North and Central America,
bottom Brazil, and to the right is
northern coast ofSouth America, on the
Leaning against
is not visible on the globe.
Africa. Europe, interestingly,
in front of it, as if the instrument is
the globe is a Lyre, and stretched
,
ofthe Sierra Leone Company.
fulfilled-was to create a
the goal of this company-which was soon Africa. The painting insettlement of freed slaves on the coast of West
the top
turned to show the viewer the Atlantic world-on
cludes a globe
in the center the Caribbean and the
left are North and Central America,
bottom Brazil, and to the right is
northern coast ofSouth America, on the
Leaning against
is not visible on the globe.
Africa. Europe, interestingly,
in front of it, as if the instrument is
the globe is a Lyre, and stretched --- Page 126 ---
THE BANJO
of the Handel air "Come, Ever-smiling
reading the music, is a bit
Liberty"
centers around a banjo player.
The composition of the painting
the viewer is drawn to him. Jennings
Though he is small in the painting,
SO that the eye
that he had intentionally composed his painting
explained
the
"to the Negroes paying
would be "conducted" from
foreground
the
& Sky"in background.
homage to Liberty" and then to the "Shipping,
of the land, the river,
The banjo player is right there, at the crossroads him in the painting
and the sky above. No one: is looking at
the mountains,
behind him-and us. He is well-dressed,
except an admiring boy standing
The colors are no accident,
in a blue jacket, red vest, and white pants. itself. He is the only figure in
and one might in fact see him as America
But, strikingly,
all three of these colors together.
the painting wearing
African one: it is made of an oblong
the instrument he is playing is a very
pole. His
instrument is not flat but a rounded
gourd, and the neck ofthe
striking downward
hand is balled up in a fist, his fingers seemingly with those instruagainst the strings. Though the instrument contrasts culture like the
of classical
ments surrounding
Liberty--instruments
with dignity and
is depicted, as is the musician,
lyre, a telescope, maps-iti
agency."
oft the instrument is strikingly detailed and
Jennings's 1792 depiction
of the
and can't easily be traced to other visual representations
specific
since there were SO few of them. Jenbanjo in circulation at the time,
ofthe banjos in Jamaica,
nings could have seen Hans Sloane's engraving
and seems to
different from them: it has an oblong gourd
but his looks
flat neck. It is most likely that Jennings
have a stick neck rather than a
when he was growing
had in fact seen such a banjo someplace, perhaps
could experhaps even in London. Such a memory
up in Philadelphia,
music to animate the dance
plain why he was inspired to offer up banjo
asked to
And
of Liberty he had been
portray.
in celebration of the figure
from life, or at least from
it would mean that the instrument was painted
ended up oflife. A celebration of a library, and ofliberty,
remembered
of America's musical history as well.
fering an enduring document
both
and ideoDuring the same period, but far away
geographically John Rose
from the hub ofQuaker abolitionism in Philadelphia,.
logically
in South Carolina. The image he prowas also painting a banjo he saw
is powerful and unique
duced, now known by the title The Old Plantation,
portray.
in celebration of the figure
from life, or at least from
it would mean that the instrument was painted
ended up oflife. A celebration of a library, and ofliberty,
remembered
of America's musical history as well.
fering an enduring document
both
and ideoDuring the same period, but far away
geographically John Rose
from the hub ofQuaker abolitionism in Philadelphia,.
logically
in South Carolina. The image he prowas also painting a banjo he saw
is powerful and unique
duced, now known by the title The Old Plantation, --- Page 127 ---
117 Three Leaves
a
Rose, Beaufort County, South Carolina,
The Old Plantation, attributed to John
Probably 1785-1790, watercolor on laid paper.
Foundation. Abby Aldrich Rockefeller
Accession #1935.301.3,1 image #T1995-1. The Colonial Williamsburg
Folk Art Museum. Gift of Abby Aldrich Rockefeller.
of sound and performance among
for its careful depiction of a moment
and he owned land and
the enslaved. Rose was born in the early 1750s,
South Carolina, and later in Dorchester
slaves first outside ofBeaufort,
along the Ashley River. He
about twenty miles from Charleston
county,
and
the organ in his local church.
knew how to read music and sang played
he owned forty-nine
the 1790s, when he painted The Old Plantation,
By
in the watercolor. 42
slaves, some ofwhom he depicted
with Liberty Displaying the
Rose's painting is roughly contemporary allegory, it seems to have
Sciences and Arts. But, unlike that abolitionist
of critiquing
from life and without anyintention
been painted essentially
but one observed with a
slavery. It is, instead, a plantation scene,
Rose's work is
unique- -level of care and precision.
remarkable-indeed
contradictory ways in which slave masters, even
a striking reflection ofthe
also at times related to
sold, and exploited the enslaved,
as they bought,
The Old Plantation, Rose had painted
them in other ways. Before painting
the back of which he had
of one ofhis slaves, Breme Jones, on
a portrait
of critiquing
from life and without anyintention
been painted essentially
but one observed with a
slavery. It is, instead, a plantation scene,
Rose's work is
unique- -level of care and precision.
remarkable-indeed
contradictory ways in which slave masters, even
a striking reflection ofthe
also at times related to
sold, and exploited the enslaved,
as they bought,
The Old Plantation, Rose had painted
them in other ways. Before painting
the back of which he had
of one ofhis slaves, Breme Jones, on
a portrait --- Page 128 ---
THE BANJO
Milton: "Grave in her steps / Heaven in her
quoted a few lines from
eye's / And all her movement / Dignity and Love."45 and dance among a
The Old Plantation captures a moment of music
enslaved men and women, all from one plantation, many
group oftwelve
of them is painted with care, and they are
ofthem likely related. Each
notably the red and the blue
well-dressed. The colors of the clothes,
very
ofthe
stand out. There is a lot
ofthe man dancing in the center
painting,
and there is a rather
A
is standing behind the musicians;
going on: couple
the left. Across the river is a plantation,
complicated, physical triangle on
the hill. This visual perspecalong with smaller slave cabins lined up on
set
were traditionally
reversal, since many plantations
tive is a striking
could be observed from the great house.
up SO that the slave quarters
this scene based on observing
Given that Rose almost certainly painted conclude that the banjo player
his own slaves in their quarters, we can
Cain, Dick, Isaac, Mingo,
ofseveral men owned by Rose: Ansell,
was one
last of them tried for
Solomon, Tom, Young Tom, or Tybee-the
Peter,
burglary and hung for the offence in 1807.14
a stick
of the painting are three dancers, one holding
At the center
known in contemporary Africa
and two women playing an instrument enclosed in a net ofvariable length
a "rattle made ofa gourd
as a shegureh,
been woven." 1 As they danced, the women
into which hard objects have
would have
the
The beat of this instrument
would have shaken shegureh.
beside the dancers. And both
combined with the beat of the drum played
the strings of the
have interwoven with the music coming from
would
banjo. 45
tremendous, even loving, detail. We see
The banjo is rendered with
and the instrument
mounted into the calabash resonator;
the drumhead
shorter than the others, on a flat neck
clearly has four strings, one ofthem
attached to the piece
tuners. Itis a spike neck, with the strings
with peg
of the
and a bridge holding up the
sticking out of the bottom
gourd,
rendered: we
ofthe banjo player is also carefully
strings. The technique
the strings, while the rest of
can see his thumb and first finger plucking
Rose
a critical
to strum downwards. And
captured
his fingers are ready
holes carved into the side ofthe
detail about the instrument: the sound
One is in the form of a star
resonator are both functional and symbolic.
of square crosses.
But at least two others are in the shape
with six spokes.
in Sloane's late seventenh-century
Like the cross on the harp depicted
ourd,
rendered: we
ofthe banjo player is also carefully
strings. The technique
the strings, while the rest of
can see his thumb and first finger plucking
Rose
a critical
to strum downwards. And
captured
his fingers are ready
holes carved into the side ofthe
detail about the instrument: the sound
One is in the form of a star
resonator are both functional and symbolic.
of square crosses.
But at least two others are in the shape
with six spokes.
in Sloane's late seventenh-century
Like the cross on the harp depicted --- Page 129 ---
119 Three Leaves
other crosses found in a wide range of artistic proengraving, and like
cosmograms
world, these are probably
duction in the Afro-Atlantic
and human worlds. 46
the crossroads between the spirit
depicting
both the cycle of a perIn the Kongo context the cross represents between the world of the
son's life and the site ofthe ritual encounter
the border beand the world of the dead. Through the symbol,
living
and overcome: one part of the
tween the two worlds is both recognized
it. A drawing of a cross
is the boundary, the other the path across
cross
linking this world and the
creates "a map ofthe path from here to there,
world, the cross was
the seventeenth century in the Atlantic
other." By
together meansymbol, in some contexts bringing
also a many-layered
with those of the cross of Catholicism,
ings rooted in African tradition
culture of the Kongo starting in
which was a crucial part ofthe religious transcultural forms, it was conthe sixteenth century. In its multiple and
and the dead, beof the crossroads between the living
sistently a sign
and between humans and gods. Carved
tween descendants and ancestors,
served as a rethe
in this Carolina banjo, the symbol likely
into
gourd
incited and accompanied by music.
minder ofthe spiritual crossings
his
observing
Rose clearly witnessed a gathering on plantation,
techJohn
of material details, down to the
it long enough to glean these types
But what, precisely, is going
nical and aesthetic construction ofthe banjo.
Some
of the image have offered different answers.
on? Interpreters
tradition of leaping over a broomfamiliar with the Affican-American
ceremony
argued that it is a wedding
stick to celebrate a marriage-have: male dancer with one ofthe women
ofs some kind, perhaps bonding the
dance, with the stick
across from him. Others see a recreational
dancing
that it is in different carnival and performance
as an accessory, in the way
carnival marching music of rara
traditions in the Americas, such as the
evolved from these
North American baton twirling that
in Haiti-orthe
sexual encounter, as the woman on the
traditions. Rose's painting depicts a
with his hand on her breast. All
right has two male admirers, one of them
what he saw as a relathat Rose'si intention was to depict
ofthis suggests
the enslaved on his plantation, with
tively common, social event among
the
on hand at the feet of
dance, flirting, and drinking from jugs
music,
the musicians." 48
by The Old Plantation, offers a
But another painting, clearly inspired ofwhat was afoot. The work
rather different, and powerful, interpretation
the woman on the
traditions. Rose's painting depicts a
with his hand on her breast. All
right has two male admirers, one of them
what he saw as a relathat Rose'si intention was to depict
ofthis suggests
the enslaved on his plantation, with
tively common, social event among
the
on hand at the feet of
dance, flirting, and drinking from jugs
music,
the musicians." 48
by The Old Plantation, offers a
But another painting, clearly inspired ofwhat was afoot. The work
rather different, and powerful, interpretation --- Page 130 ---
THE BANJO
it has never been clearly dated though it was likely
ofan unknown artist,
We can think ofit usefully
done in the early to mid-twentieth century.
of the earlier painting,
as a kind of painted analysis and interpretation
beneath what Rose
for what was going on
one that offers one explanation
saw and depicted. 49
of the earlier one. Some of the figThis painting is clearly a copy
and the artist clearly either
drawn in
and then filled in,
ures were
pencil
The Old Plantation when the second
had seen, or was actually looking at, female dancers in the foreground
The male and
painting was composed.
in the earlier painting,
the same position as the two figuresi
are in roughly
the man holds a cloth rather than a
their clothes the same color, though
relatively closely.
other standing figures are also copied
stick. Two ofthe
are
balanced
both there, though now they separated,
The musicians are
the central dancers. And the
on both sides of the image, surrounding in the
are preincluding the river
background,
background and buildings,
has disappeared and
the boat on the water in the original
served, though
bank: three rather than the
slave
on the opposite
there are fewer
quarters
seven in the original.
in all; and the sexual overtones ofthe
There are also fewer figures
on the left. There
with the three figures
earlier painting are gone, along
The crowded, social sense
the central dancing pair.
are no couples except
all attention is on the dance and the music.
of the earlier picture is gone:
the same as in the earlier
The man on the left is depicted essentially
has added a detail to
collared shirt, but the painter
painting, with a white
the
her collar is decorated
the clothes oft the woman standing on
right: color of and quality of
of red. In the original painting, the
with a stripe
but they become part of a larger,
the clothes are carefully documented,
later
it is easier to
In the sparser landscape of the
painting,
jovial scene.
In Afroofthe clothes themselves as having significance.
see the colors
each ofthese colors-the white clothes
Atlantic religious ritual contexts,
blue and red ofthe male dancerofseveral participants and the striking
of connecting with particular spirits."
is a way
articulates the dance, and the space in which
The later painting clearly
Five objects
saturated with spiritual significance.
it takes place, as one
within the visual field that were not
are placed sharply and obviously
is the prominent frog
there in the earlier painting. The most imposing
and looking
directly between the dancers
in the foreground, positioned
.
In Afroofthe clothes themselves as having significance.
see the colors
each ofthese colors-the white clothes
Atlantic religious ritual contexts,
blue and red ofthe male dancerofseveral participants and the striking
of connecting with particular spirits."
is a way
articulates the dance, and the space in which
The later painting clearly
Five objects
saturated with spiritual significance.
it takes place, as one
within the visual field that were not
are placed sharply and obviously
is the prominent frog
there in the earlier painting. The most imposing
and looking
directly between the dancers
in the foreground, positioned --- Page 131 ---
121 Three Leaves
A
Unknown American Artist.
circa late 19th-early 20th century.
Plantation Scene,
Charlotte, North Carolina
Watercolor on laid paper. 1985. 83.1. Collection of the Mint Museum,
Gift of Mr. and Mrs. Donald Upchurch.
significance in a range ofCenthem. The frog has a strong spiritual
because
at
spirituality,
up
contexts, as well as in Afro-American the world of the living
tral African
creature" it "moves between 17 In the painting, it
"as an amphibious
the other side ofthe water."
and the dead on
the artist wanted
on earth
featured
clearly
and
prominendly"
is "unusually large
the first things a viewer noticed."1 in the
make sure it was among
that stand out
to
of a collection of objects
The enBut this is only one
the banjo player is an eye.
On the door right behind
as the subjects ofJohn
painting,
observed by masters,just:
the gaze:
slaved were used to being
however, reverses
painting were. This symbol,
watch. This symbol,
Rose's original
cabin, an eye is keeping
Marie
from the door to a slave
part of what
out
in the painting, is most likely
> These were
along with others
of"
symbolism."
as
describes practices "protective members from "physical
Franklin
individuals and community
meant to protect both
is an eye.
On the door right behind
as the subjects ofJohn
painting,
observed by masters,just:
the gaze:
slaved were used to being
however, reverses
painting were. This symbol,
watch. This symbol,
Rose's original
cabin, an eye is keeping
Marie
from the door to a slave
part of what
out
in the painting, is most likely
> These were
along with others
of"
symbolism."
as
describes practices "protective members from "physical
Franklin
individuals and community
meant to protect both --- Page 132 ---
THE BANJO
communi-
*invasion." 799 Linked to broader practices ofritual
and spiritual
well as with practices ofl healing, such
cation with spirits and ancestors, as
in an attempt to
created boundaries and altered physical spaces
and
symbols
world of violence
of safety in the midst of a plantation
create a zone
oft this eye, specifically its placeuncertainty. The particular composition
cosmology: simwithin a blue diamond, may connect it to Kongo
ment
in New Orleans.
ilar blue diamonds are painted on gravesites
symbolic figure.
On the doorframe next to the eye is another richly
the
kongo that are a key part of Vodou practice
It looks very like
pakèt
made of cloth filled
figures are usually
in Haiti. These anthropomorphic
with spiritual power. They are
with medicinal herbs and other materials
the
seems to
with feathers, as the object in
painting
also often topped
of a snake. The
here make what could be seen as the shape
be. The arms
with the lwa, or
includes some oft the symbols that are associated
could
figure
in Haiti. In the context ofSouth Carolina, it
god, of Grand-Bwa
number of spirits. Its placement alongside
ofanother
be a representation
that it was meant to serve, along with the
the door, however, suggests
That function is even more likely
eye on the door, as a form of protection.
the
book held by the
the third spiritual symbol in that area: open
of tradigiven
the door. This open book was part a
woman standing next to
Bible-in this way to "confuse" evil
the
tion of using texts-usually
and read the text and SO prevented
spirits, who would be forced to stop
function here in a
further with ill aims. Alternatively, it may
from going
knowledge and literacy of the
the spiritual
different way, emphasizing
woman.
the other door in the painting, is a final figure:
Across the way, on
and half red, like the man dancing in
one, half blue
a human-shaped
over its chest. This last detail is
the center. The figure has a small cross
has decorations on it;
particularly important, as the banjo itself no longer
is still in the
crosses originally on the instrument
but at least one ofthe
human form. So the cosmogram in
painting, now over the heart of a
has found its way into a
tied to the instrument,
the original painting,
different space.
this image, or why. Yet the painting
We don't know who painted
intricate
few clues. Clearly the artist had a relatively
itself does offer us a
within the African-American
knowledge of patterns ofritual symbolism
and saying
The artist, too, was interested in interpreting
community.
jo itself no longer
is still in the
crosses originally on the instrument
but at least one ofthe
human form. So the cosmogram in
painting, now over the heart of a
has found its way into a
tied to the instrument,
the original painting,
different space.
this image, or why. Yet the painting
We don't know who painted
intricate
few clues. Clearly the artist had a relatively
itself does offer us a
within the African-American
knowledge of patterns ofritual symbolism
and saying
The artist, too, was interested in interpreting
community. --- Page 133 ---
123 Three Leaves
Plantation image, which was both copied and
something about The Old
clear: the
ways. The message seems relatively
altered in such compelling
blind to some oft the
original painting captured the scene only partially, later
reofwhat was underway. The
painting
deeper ritual significance
It takes the ritual signs that are present
stores that symbolism to the scene.
and multiplies and scatthe
only around the banjo's resonator
in
original
rich with religious power and meaning.
ters them, creating a landscape
much more
that the music and the dance are something
And it suggests
of an attempt to communicate to
than recreation: rather, they are part
here by the river in
other worlds, perhaps to cross the water symbolized then, is that this
The broader message of the image,
the background.
this world, that it was part ofcommusic is also about something beyond
the same message that we get
with ancestors and gods. It is
municating
surrounding Haiti's banza.
when we turn to the sources
*
escaped his master and headed
In 1772 an enslaved man named Pompée
in the Affiches Americfor the sea. A month later an advertisement placed described him in this
aines, the largest newspaper in Saint-Domingue,
brand "with the letters NGDP," was "aged approximately
way: he had a
tall, with a rather pretty face, a scar
30 years," and was "5 feet 4 inches
his hips a little when
ofhis forehead, quite corpulent, swinging
on top
passenger shipin Fort-Dauphin"
he walks."Hel had exmpeldbyboarding"ar
a town on the border of
and had "since been seen in Ouanaminthe," advertisement went on, "he
Spanish Santo Domingo. "It is believed," the
final detail: "The said
claim he is free." And then it offered one
might
called the Banza very well."54
Nègre plays an instrument
from
large plantations of
When enslaved individuals ran away
very
likely
ofwhich had hundreds ofs slaves-masters
Saint-Domingue- -some
them. The escape itself forced them to
often didn't know much about
depending
information about them from other slaves, probably
gather
much activity on the plantations. In
on the enslaved drivers who oversaw
who were faced with the
the process, as did masters in North America
information, creating
they pieced together fragmentary
same problem,
would have remained invisible. Among the
traces oflives that otherwise
under the
for runaways-known
ten thousand or SO advertisements
away
very
likely
ofwhich had hundreds ofs slaves-masters
Saint-Domingue- -some
them. The escape itself forced them to
often didn't know much about
depending
information about them from other slaves, probably
gather
much activity on the plantations. In
on the enslaved drivers who oversaw
who were faced with the
the process, as did masters in North America
information, creating
they pieced together fragmentary
same problem,
would have remained invisible. Among the
traces oflives that otherwise
under the
for runaways-known
ten thousand or SO advertisements --- Page 134 ---
THE BANJO
the Affiches Americaines,
French term marrons in Saint-Domingne-in ethnic
are named.
more than two hundred African
groups
for instance,
because they were destined not only for
Such details were important,
people and free people of
other masters but also probably for enslaved
in a maroon.
descent who could also collect a reward for turning
African
music was probably an aid in
For Pompée, as for many other maroons,
and also a
into certain urban communities
flight, giving him an entry
these skills was also a good
possible source oflivelihood. But identifying
way of tracking him down.
was listed in the runaway
Twelve years later, another banza player
he lived
Américaines. His name was Cahouet;
advertisements ofthe Affiches
Le Cap and he worked as a
in the economic capital of the colony,
and was five feet
and twenty-six
coachman. He was between twenty-four
Cahouet was
face, stocky and bow-legged."
one inch tall, with a "large
who frequented "all
described as "a great bansa player" and "songster"
Mr.
that once belonged to
Roquefort.
the dances of the plantations
he seems to have had a particmusician,
Identified as a particularly good
plantations-in which he
ular zone- - a particular set ofinterconnected owned a
planhad once been
by particular
worked. These plantations
the advertisement suggested
tation owner, but no longer were. But
Cahouet's
a cultural community tied together by
they still constituted
Cahouet was
performances. What exactly were these performances? oft the blacks.
but also as an "enjoleur"
described not just as a songster,
is in fact misspelled in the
This term is relatively uncommon-it
who is a charmer
advertisement-but at the time it referred to someone
of this
the advertisement hinted through the use
or seducer. His songs,
from their plantations,
term, had the power to pull the enslaved away
that Cahouet was
other
There is a strong suggestion here
toward
spaces.
ofsome kind, attracting the
not, just a musician but also a spiritual figure
the "dances" on plantaenslaved to events ofs sound and spirit. After all,
ofthe banza
ceremonies, and the music
tions were often in fact religious
of drums and song aimed at
could well have been linked to the music
of existence than that of the sugar plantationaccessing other planes
Vodou religion
Plaine du Cap- -those ofthe Iwa ofthe emerging
covered
Guinée called up within it. 55
and of the mythical
player from Saint-Domingue
We learn the name of another banjo
in Havana, Cuba, at
document from 1802. In prison
from an intriguing
spirit. After all,
ofthe banza
ceremonies, and the music
tions were often in fact religious
of drums and song aimed at
could well have been linked to the music
of existence than that of the sugar plantationaccessing other planes
Vodou religion
Plaine du Cap- -those ofthe Iwa ofthe emerging
covered
Guinée called up within it. 55
and of the mythical
player from Saint-Domingue
We learn the name of another banjo
in Havana, Cuba, at
document from 1802. In prison
from an intriguing --- Page 135 ---
125 Three Leaves
named Lorenzo, who sought passage back home on
the time was a man
The reasons for his imprisonment are
a French ship that came into port.
in the streets ofHavana:
unclear, but he had a skill that he perhaps plied
neck"
made from a gourd with a very long
he "played a kind of guitar
His songs may acin French though always the same melody."
and "sang
and the instrument he played was clearly a
tually have been in Creole,
he likely had learned to play
banza. An older man, probably once a slave, he had in Cuba-in the planperhaps built the one
his instrument-and:
tations ofSainte-Domingue and Cahouet's names because they ran away,
We only know Pompée's
force them back into slavery. And
and their masters were determined to
because he had journeyed to
we learn ofLorenzo's musical abilities, too,
Ironically, too, the most
another island and found himself'imprisoned.
the banzas these
ofthe artistry involved in building
detailed description
the
of someone who hated
musicians played comes to us from
pen
two
hated the
who built it.
almost as much as he
people
the instrument
Henri Grégoire published a
In 1808 the abolitionist French priest
in the footsteps of
work called De la littérature des nègres. In it, following blacks were intelClarkson, he sought to refute the idea that
Thomas
survey of their cultural and
lectually inferior by offering a wide-ranging their musical skill as one of their
literary achievements. He emphasized description of the "poetical and
qualities, approvingly citing Stedman's
of eighteen handmusical genius" of the enslaved, and his cataloguing Stedman hadn't
and wind instruments. Grégoire added that
made stringed
balafone which he wrote "sounds
even counted the "famous balafou"
Thomas Grainger's 1764
little
7 The French priest also cited
like a
organ.
kind of guitar invented by the nègres, on
poem for its description of"a
that exude a soft and sentimental melancholy."
which they play songs
"the music ofwounded hearts."
What the slaves sang, Grégoire wrote, was
the
ofthe slaves
to add, aware that some pointed to
singing
He was quick
ofthe nègres for music does
as a sign of their contentment: "The passion
not prove they are happy."sz
book, as they had
Defenders of slavery were incensed by Grégoire's
from
Clarkson's work, and one of them-an ex-planter
earlier been by
Richard de Tussac- wrote a lengthy tome meant
Saint-Domingue named
the
ofblacks, one by one.
to refute all the priest's claims about
qualities
made by
based on observation
He offered this description, presumably
inging
He was quick
ofthe nègres for music does
as a sign of their contentment: "The passion
not prove they are happy."sz
book, as they had
Defenders of slavery were incensed by Grégoire's
from
Clarkson's work, and one of them-an ex-planter
earlier been by
Richard de Tussac- wrote a lengthy tome meant
Saint-Domingue named
the
ofblacks, one by one.
to refute all the priest's claims about
qualities
made by
based on observation
He offered this description, presumably --- Page 136 ---
THE BANJO
in the colonies, ofl how they built one particularly
him or other planters
"savage" musical instrument:
which the nègres call banza, this is what they
As for the guitars,
(the fruit of a tree we call the
consist of: They cut a calabash
This fruit is
callebassier) down the middle and longwise.
diameter. They extend over
sometimes eight inches or more in
side with little
skin, which they attach around the
it a goat
holes on this surface, and then a
nails. They put two or three
flattened, to make
of wood that has been rudely
board or piece
stretch three strings made of pitre
the neck ofthe guitar. They
as
filament taken from the agave plant, known colloquially
(a
the instrument is built. On it they play songs
pitre), and
which they repeat endlessly.
composed oftwo or three notes,
and melanThat is what the Abbé Grégoire calls 'sentimental 58
2 and what we call the music of savages.
cholic music,"
Saintdetailed account of life in eighteenth-century
In his richly
noted the importance of the banza
Domingue, Moreau de Saint-Méry
Writing in 1796, the Martinique-born
in the dances of the enslaved.
earlier. All nègres,
much like Labat had a century
lawyer sounded very
"America was their cradle" or they had
Saint-Méry announced-whether"
would travel great dis-
"seen the day in Africa"- loved to dance. They
9 Nègre
travelling all night long, to "satisfy this passion."
tances, sometimes
with those from Africa," >9 he wrote.
dance came to Saint-Domingue
attractive to the
He noted that it was this fact that made it particularly born in the colony,
slaves: "For this reason it is common to those
Creole
the day they are born.' ? The most popular
who sometimes practice it from
in the late sevendance carried the same name as it had in Martinique of drums made,
calenda. It was propelled by the music
teenth century:
wood covered with the skin ofa a
ideally, from a single piece ofl hollow
and SO called the
Shorter drums were made of bamboo
goat or sheep.
"monotonous and deafening sound" was
this
bamboula. Accompanying
half-filled with stones or grains of
another, made by "small calabashes
the hands. Around the
corn" attached to handles and tapped against
songs.
of women danced and clapped and improvised
musicians, a circle
Martinique of drums made,
calenda. It was propelled by the music
teenth century:
wood covered with the skin ofa a
ideally, from a single piece ofl hollow
and SO called the
Shorter drums were made of bamboo
goat or sheep.
"monotonous and deafening sound" was
this
bamboula. Accompanying
half-filled with stones or grains of
another, made by "small calabashes
the hands. Around the
corn" attached to handles and tapped against
songs.
of women danced and clapped and improvised
musicians, a circle --- Page 137 ---
127 Three Leaves
the
"When they want to
But sometimes, another sound joined percussion:
a kind
they associate with it a Banza,
make the orchestra more complete
>59
of rude violin with four strings that are plucked.
abilities ofthe
about the musical
Saint-Méry wrote at some length
audiences in homes as well
of whom played for white
enslaved, many
They preferred the
the
theatrical life of Saint-Domingue.
as in
thriving
learned to play by ear or from other
violin, he wrote, which they usually
But this didn't prevent
black musicians who had learned the same way.
also
tones, he admitted. They
them from mastering the instrument's in detail, a kind of mbira, made
played an instrument that he described
thin pieces of metal, and
with a plank of wood onto which were placed
with the
them bamboo or another material, and played
underneath
the
dances they also "exercised" their
thumbs. And, he repeated, at larger
in which
the banza. Saint-Méry described a context
musical abilities on
and well-integrated into the
this instrument was both quite common
around him in Saintcontinuum ofi music and dance that he saw
broader
the vital role played by
Domingue. His account enables us to understand
instruments was
and Cahouet. The sound oftheir
musicians like Pompée
ofsocial worlds. As it did in other parts
both produced by and a producer
the banza was
Caribbean and North America, in Saint-Domingue
ofthe
of connection, remembrance, solidarity,
an object that created moments
dance, the recalling and
and imagination as it spurred on motion through
of melodies and song. 60
in
composition
Descourtilz, who traveled to Haiti
The naturalist Michel-Etienne about the instrument in several of
the late 1790s, offered similar details
in 1803, he inofhis time in Haiti published
his works. In an account
Called "Dialogue créole,"i it
cluded a short scene written for the theater.
West Africa. They
the
of Evahim and Aza, two slaves from
tells
story
in their home in Guinée, but both were capwere engaged to be married
miracle, they find one another
tured and sold to European slavers. By
side ofthe Atlantic, on a plantation in Saint-Domingue.
again on the other
learned Creole and teaches
Aza, who has been there longer, has already
the
17 Aza sings
Evahim. In the "enchanted calm oft night,
it to his beloved
his banza." 7) He then
"beloved words oflovers, ? while "accompanied by
the
to make a song. In the scene, the
gathers the words together into phrases
the slave trade and also
broken by
banza helps to renew a relationship
. By
side ofthe Atlantic, on a plantation in Saint-Domingue.
again on the other
learned Creole and teaches
Aza, who has been there longer, has already
the
17 Aza sings
Evahim. In the "enchanted calm oft night,
it to his beloved
his banza." 7) He then
"beloved words oflovers, ? while "accompanied by
the
to make a song. In the scene, the
gathers the words together into phrases
the slave trade and also
broken by
banza helps to renew a relationship --- Page 138 ---
THE BANJO 128
vehicle for
and learning the Creole
literally as the
teaching
serves quite
for Aza and Evahim to find their way in
language and therefore a way
the New World.9
ofthe inDescourtilz included a detailed description
Decades later,
of a type of calabash he called the
strument as part of his examination
des Antilles. From these
"courge calebasse" in his work Flore pittoresque
Caribbean created
the "Creoles and Blacks" of the
calabashes, he notes,
instrument that the Blacks prepare
"bowls, goblets, and banzas, a nègre
longwise, to which
one of these calabashes or a large gourd
by sawing
made out of fibres of aloe plants."
they adjust a neck and sonorous strings
in a passage that
the banjo's cultural importance,
Descourtilz recognized
"Though it is not very harlikely drew on the writings of Saint-Méry: who make out ofit a kind
monious, this instrument pleases the Blacks,
their
that they use to charm their worries by accompanying dance
ofmandolin
their comrades
voices during the peace of night, or by making
funeral cerejoyous parties, or at the more lugubrious calendas,
during
celebrations. It is the custom to combine the sound
monies followed by
bamboula, a kind of drum that they
ofthe banza with the louder one ofthe
astride it. This drum is
with their fingers and fists, sitting
make resonate
covered over at both ends with a skin'
made with a piece ofbamboo
the Haitian banza got
visual trace ofhow
There is one tantalizing
ofa series oflandscapes made
people moving in an engraving that was part
1796 work. The
Moreau de Saint-Méry's
by Nicolas Ponce to accompany
in the north
focus of the image is the planned town of Bombardopolis,
ofthe colony.
far on the outskirts oft town,
But on the right edge ofthe engraving,
whites. And they are
They are being watched by two
a group is dancing.
visible, seated musicians. At
being driven in their motion by two barely
a stringed
his back turned to us, seems to be playing
least one ofthem,
Haitian banza.
instrument with a neck, pethape-probably--)
here, were
of the enslaved, like the one pictured
Many gatherings
and moments away
small, part of a process of finding openings
likely very
however, there were large
from the daily routines of slavery. Occasionally,
from
Years after the French were expelled
events held on the plantations.
Mollien wrote
the colony, one former resident named Gaspard-Théodore It included many
that was part history and part memoir.
a manuscript
of the vanished planter class of Saint-Domingue:
details about the lives
banza.
instrument with a neck, pethape-probably--)
here, were
of the enslaved, like the one pictured
Many gatherings
and moments away
small, part of a process of finding openings
likely very
however, there were large
from the daily routines of slavery. Occasionally,
from
Years after the French were expelled
events held on the plantations.
Mollien wrote
the colony, one former resident named Gaspard-Théodore It included many
that was part history and part memoir.
a manuscript
of the vanished planter class of Saint-Domingue:
details about the lives --- Page 139 ---
129 Three Leazes
"Bombardopolis Alexis Nicolas ou Bombarde dans l'ile de
Perignon,
St
Private
collection,
engraved by
Domingue," 1789, drawn by
ON Musée
Chatillon Marcel (Chatillon Jacquies Louis Copia.
Acquitine.
Collection). Photo by Lysiane Gauthier
and). M. Arnaud, --- Page 140 ---
THE BANJO
In it Mollien briefly describes a rather remarkable party that took place
in the years before the Revolution: "We even saw a slave of the Lefeuve plantation, the mistress of the plantation manager, host a dinner
on the feast ofSaint-Louis, with 400 settings, served on plates and enlivened by the singing of two public singers, Trois-Feuilles and Grand
Simone, whose banzas (guitars) were garnished with doubloons. >63
Packed into this one sentence are scintillating details. There is a clue
about the banza itself, "garnished" with "doubloons" whose role could
have been decorative but also sonic, creating a metallic buzz such as that
prized in African chordophones. The designation of the musicians as
"public singers" suggests-like the advertisement for Cahouet-the existence of a kind of profession of enslaved musicians who were paid to
play not for masters but for other slaves. But the most important detail of
all is the name ofone ofthe musicians: Trois-Feuilles. For in that simple
detail resides a world of potential implications. Trois-Feuilles translates
as Three Leaves, an expression that signifies a great deal in Haiti, symbolizing the role ofherbal knowledge within the system of physical and
spiritual healing that is Haitian Vodou.
Within the vast corpus of Vodou song, which makes up a rich archive, there is a very well-known song called Twa Fey, Three Leaves.
Sung in ritual contexts, it has also been interpreted by popular music
groups and is a kind ofkey anthem within Haitian music. Its core lyrics,
as sung by the contemporary Haitian group Ti-Coca, are as follows,
Tivafey
Three leaves
Twa rasin
Three roots
Jeté blyé
VI throw down Lforget
ranmassé songé
IfIgather them I remember
Mwen gen basin Iwa
I've got a basin lwa
Mwen twa fey tonbé ladan'n
My three leaves fell in it
The song, in a few short words and images, captures the power and
necessity of connection and memory. The "three leaves" are the knowledge of medicine cultivated in Haitian Vodou but also more broadly the
spiritual practice and tradition that are maintained ifthey are gathered as
people collect around them. The song is an injunction of sorts: don't forget
the knowledge. Hold onto it. As Ti-Coca explained to me when I asked
wen gen basin Iwa
I've got a basin lwa
Mwen twa fey tonbé ladan'n
My three leaves fell in it
The song, in a few short words and images, captures the power and
necessity of connection and memory. The "three leaves" are the knowledge of medicine cultivated in Haitian Vodou but also more broadly the
spiritual practice and tradition that are maintained ifthey are gathered as
people collect around them. The song is an injunction of sorts: don't forget
the knowledge. Hold onto it. As Ti-Coca explained to me when I asked --- Page 141 ---
131 Three Leaves
SICK SEAVES.
Chamberlain and G. Hunt.
"Sick Slaves," 1822, Engraving, Collection). Photo by Lysiane Gauthier and). M. Arnaud.
Private collection, Chatillon Marcel (Chatillon
Or Musée Acquitaine.
the leaves and roots are gathered when they are
him about the song,
been boiled to make the medicine, they
needed for healing. After they've
But they'l1 be needed again,
are thrown out and may even be forgotten. and leaves must be rememthe next time someone is sick, SO the roots
the song
can be returned to in time. More broadly,
bered SO that they
that the knowledge comes
telling listeners to remember
is also a metaphor,
the
to the world ofs spirits
from the lwa, the gods, who are a link to
past,
known as Guinée
that lives under the waters, and to a mythical Africa
within Haitian Vodou,.4
ofThe Old Planthe
players depicted in the two versions
Just as banjo
landscape, the eighteenthin a broader religious
tation were participants
was almost certainly
musician who called himself" Trois-Feuilles
Given
century
and healing using this name.
signaling his link to ritual practice
by life in various parts
role played by musicians in religious
the traditional
understood by many within
of Africa, this role would have been clearly
,
known as Guinée
that lives under the waters, and to a mythical Africa
within Haitian Vodou,.4
ofThe Old Planthe
players depicted in the two versions
Just as banjo
landscape, the eighteenthin a broader religious
tation were participants
was almost certainly
musician who called himself" Trois-Feuilles
Given
century
and healing using this name.
signaling his link to ritual practice
by life in various parts
role played by musicians in religious
the traditional
understood by many within
of Africa, this role would have been clearly --- Page 142 ---
THE BANJO
of the enslaved. It is a role, in fact, clearly documented
the community
Suriname, from the 1820s, depicting a
in a remarkable engraving from
group of sick slaves.5
kind of official, off to the
While they are being inspected by some
Both are
who clearly are offering a kind ofhealing.
side are two figures
instrument with a calabash resmusicians, one playing a bowed stringed
On his head, he carTo his right is a musician carrying a harp.
onator.
to make herbal remedies. He
basket ofl leaves, most likely
ries a massive
announcing their
have been selling these herbs, perhaps
could simply
musician himself may also have been
properties with his music. But the
music and herbs, the
healer, offering a medicine that brought together
a
spiritual and the physical.
those from any number
The type of harp depicted here resembles
decorated
West and Central Africa. Often such harps were
of parts of
This tradition of decengravings or sculptures.
with anthropomorphic
have been less common on the stringed
oration, interestingly, seems to
closely resembles that
lutes from West Africa whose construction more the banza collected
New World banjo. But the artisan who made
ofthe
this tradition by carving what looks like a
by Schoelcher tapped into
instrument. This artistry was
representation of face onto the neck ofthe
the
of tradition: on a Central African harp,
itself a kind of adaptation
ofthis size; and instead a head
rounded neck wouldn't allow for a carving
neck-as was done on
be sculpted on top of the
might, or a figure might,
in New Orleans in
Henry Latrobe in Congo Square
the banjo seen by
1819.
in 1850 in Suriname, now preserved in the
An instrument collected
Museen in Berlin, has a similar
Ethnology Museum of the Staatliche
Moravian missionary
the end ofthe neck. It was collected by a
carving on
time and was catalogued as a "Panja"
working in a plantation area at the
9 It is very similar in
of"Banja."
probably, just an erroneous transcription by Stedman in the same area
construction to the instrument collected
carved in the same
decades earlier, in the 1770s. It has a gourd resonator,
one
and a narrow flat neck with four strings,
way as the Stedman banjo, however, has a feature not on the Stedman
shorter than the other. It also,
the
ofthe neck. The
carved animal head, probably a ram, on
top
banjo: a
the description of the object
figure perhaps had a spiritual significance:
a song called
instrument that was used to accompany
notes that it is an
construction to the instrument collected
carved in the same
decades earlier, in the 1770s. It has a gourd resonator,
one
and a narrow flat neck with four strings,
way as the Stedman banjo, however, has a feature not on the Stedman
shorter than the other. It also,
the
ofthe neck. The
carved animal head, probably a ram, on
top
banjo: a
the description of the object
figure perhaps had a spiritual significance:
a song called
instrument that was used to accompany
notes that it is an --- Page 143 ---
133 Three Leaves
Detail of Neck.
by Pete Ross,
Haitian Banza, Reproduction
Photograph by Kristina Gaddy. --- Page 144 ---
THE BANJO
Ananhitori, which was part of funerary rites
plantations. 66
among Africans on these
The Haitian banza, along with those in New
did not have a figure carved
Orleans and Suriname,
who built
on the top ofthe neck.
it took advantage of the width
Instead, the artisan
image
of the flat neck to
staring out at those who listened to the
create an
looks like a face, or a mask. But it also
instrument. The engraving
kind offace: one
can easily be read as a particular
constructed out
haps there was even a direct ofTrois-Feuilles, or Three Leaves. Permusician who took this
connection between this banza and the
name. Perhaps it was even his
way of evoking his legacy as a musician.
banjo, or at least a
though, both the maker ofthe
Even if this was not the case,
banza and the
to have been
into
musician Trois-Feuilles seem
tapping
a similar well of symbolism
instrument.
surrounding the
Through these fragments we get a deeper sense
tapped into and helped to
ofhow the banjo
instrument that
generate spiritual power. The versions of the
incorporated anthropomorphic
another were
symbols of one kind or
drawing on instrument-making
common, especially in Central Africa.
traditions that were
tion, and coalition, of different
This was a powerful condensatraditions
African continent. It was
ofinstrument making from the
from those
perhaps a way of signaling to enslaved
regions-who were a majority in Haiti-that
people
instrument too. But it also served the
this was their
in Central Africa, which
same purpose such decorations did
was to remind musicians
the instrument was sacred,
and listeners alike that
sible to communicate
channeling a sacred sound and making it
with the dead. The fact that
posplayer called
one Haitian banza
three leaves himefTrohe-Feuilles, is
and that a symbol likely
found on an instrument from Haiti,
representing
instrument and its music were
makes clear that the
being linked to the symbolism
memory and healing, and
surrounding
memory as healing.
Like the banjo in The Old
hole in the shape of a
Plantation, the Haitian banza has a sound
cross, carved into the gourd. In
text, as elsewhere in the Afro-Atlantic
the Haitian conmeeting oft the world ofthe
context, this symbolizes the
spirits with that
at the center ofi much religious
ofthe living, the crossroads
practice on both sides
cross, more specifically, is also the
ofthe Atlantic. The
symbol ofVodou lva Gédé. And, as a
rounding
memory as healing.
Like the banjo in The Old
hole in the shape of a
Plantation, the Haitian banza has a sound
cross, carved into the gourd. In
text, as elsewhere in the Afro-Atlantic
the Haitian conmeeting oft the world ofthe
context, this symbolizes the
spirits with that
at the center ofi much religious
ofthe living, the crossroads
practice on both sides
cross, more specifically, is also the
ofthe Atlantic. The
symbol ofVodou lva Gédé. And, as a --- Page 145 ---
135 Three Leaves
named Erol Josué has related to me, there
Haitian oungan (Vodou priest)
that the instrument be
is at least one Vodou song in which Gédé requests
Troisfor him. The name of the musician who accompanied Vodou:
played
connection between the music and
Feuilles hints at another
thousands of lwa
have been the name of one ofthe
Grand Simone may
in Haiti. This
ofthe early nineteenth-century
in the religious landscape clear the banza was seen as part of the crosslayering of symbols makes
humans and the Iwa of Vodou,
roads between the living and the dead,
the here and the beyond.
instrument in Haiti, particularly
Today, the banjo is still a common
and celebrated
music. The most respected
in Twoubado, or Troubadour,
whose version of"Twa Fèy"is
interpreter oft this style today is Ti-Coca,
The music remains
the best-known modern recording ofthe song.
also
during more recrein rural Haiti and is occasionally performed
popular
ceremonies as well as rural festivals. Individual
ational portions ofVodou
the streets, notably in towns like
banjo players also frequently perform on
The
is fundamental
in the South and Le Cap in the North.
banjo
the
Jacmel
music: as Richard Hector, who has played
to the sound of7 Twoubado
three decades, put it, the instrubanjo in Ti-Coca's group for the past
He plays in a style that
"holds the system" oft the music together.
ment
with meandering but pulsing mecombines rhythmic, hard strumming
out the bass drum
lodic lines. And, as he plays those lines, he thumps
allowing
head itself. The banjo is the guide and center,
line on the banjo
languages, sometimes sound,
the soaring vocal exploration, sometimes five-string banjo with the
offered by Ti-Coca. Hector plays a Fender
locally seems
removed. The tradition of making banjos
short, top string
U.S.-made instruments. In
to have died out in Haiti, and musicians play
by
banza itself is rarely used for the instrument, replaced
fact the term
style kept alive in Twoubado
the English term banjo. But the playing
it has been
alive some older traditions, even as
inspired
music likely keeps
traditions."
by more recent banjo playing
of Richard Hector
The music of Ti-Coca and the banjo playing worlds that have
between the spiritual and music
embody the crossings
For enslaved Africans in the
long shaped the history of the instrument.
and the dead also
the boundary between the living
Americas, crossing
between here and there, between the
meant crossing the boundary
instrument, replaced
fact the term
style kept alive in Twoubado
the English term banjo. But the playing
it has been
alive some older traditions, even as
inspired
music likely keeps
traditions."
by more recent banjo playing
of Richard Hector
The music of Ti-Coca and the banjo playing worlds that have
between the spiritual and music
embody the crossings
For enslaved Africans in the
long shaped the history of the instrument.
and the dead also
the boundary between the living
Americas, crossing
between here and there, between the
meant crossing the boundary --- Page 146 ---
THE BANJO
that the symbols in the later
Americas and Africa. It was that crossing
meant to symof The Old Plantation, including the frog, were
version
meaning of the banjo was about the
bolize. In this sense, the spiritual
the kind of exile from
enactment of an impossible return, about refusing
demanded. The
and oneself, that the slave system
one's natal community,
these instruments in Haiti,
human figures and crosses that decorated
this instrument is
and South Carolina were a way of saying:
Louisiana,
that takes us back, an insistence on conour link, the part ofthe cross
ofbringing together
and survival. Because it did SO also as a way
nection
ofthe continent, it was also inventing Africa
people from different parts
that felt like-but
creating a new place
again and again as it sounded,
could never quite be-the old place.
ultimately
choices-rechnical, sonic, aesthetice-would
All ofthese
the
of making an instrument
have been made in order to serve
purpose
For a musiwelcoming, that could be a call to gathering.
that could be
would have been to make sure that all
cian like Trois-Feuilles, the key
would have
the diverse world ofthe enslaved in Saint-Domingue
within
The banjo had to
familiar in the sound ofhis playing.
found something
the collective of exiles before him, speaking
be heard and understood by
different spiritual traditions.
different musical languages, harboring many aesthetic work all at once.
deal ofcultural, sonic, and
It had to do a great
and other styles of construction-like
Its creation was not a linear tale,
the
with a rounded
in the Suriname engraving, or banjo
the harp depicted
the Sciences and Arts- -persisted
neck depicted in the 1792 Liberty Displaying
like The Old
common construction we see in images
alongside the more
banza. But, over time, the particular strucPlantation and in the Haitian
South Carolina, Haiti, and
ture we see in the images from Jamaica,
and embraced by musito have been adopted
Louisiana seems gradually
offer what they needed.
cians as the form that could most successfully of choices, of needs and
That form was the result of an accumulation
ofthe banjo. By
condensed in the structure
hopes, that were ultimately
the instrument was consolidated and
the end of the eighteenth century,
and North America.
present far and wide across the Caribbean
had been made
The first stage ofits history was complete. The banjo
different musical languages
and to travel, to bring together
to connect
old and new, traditional and welcoming
and traditions, to sound at once
Louisiana seems gradually
offer what they needed.
cians as the form that could most successfully of choices, of needs and
That form was the result of an accumulation
ofthe banjo. By
condensed in the structure
hopes, that were ultimately
the instrument was consolidated and
the end of the eighteenth century,
and North America.
present far and wide across the Caribbean
had been made
The first stage ofits history was complete. The banjo
different musical languages
and to travel, to bring together
to connect
old and new, traditional and welcoming
and traditions, to sound at once --- Page 147 ---
137 Three Leaves
dramatic transformations of the nineteenth
at the same time. Through the
in new hands. But it would
century, it would find itself in new places,
obscured legacy, the esif sometimes
carry forward, as a fundamental
that ofcreating the sound of
sential function that it was created to fulfill:
gathering and solidarity.
worlds together is captured in one
The power of the banza to bring
his world. The
folktale about a man who uses music to transform
Haitian
called Ti-Malice), is a fixture of many
main character, Malice (often
enable him to turn the tables on
Haitian stories, a trickster whose ruses
and
by Mimi
In a version of the tale collected
published
the powerful.
the descendent of Boton, the African
Barthelemy, Malice is described as
he plays
fox. As a result of this mixing,
hare, and Goupil, the European
him in his sad life-barefoot,
the banza. The instrument accompanies he dreams of something difof
in his stomach. But
poor, a pit hunger
The king and queen of the
ferent and one day seizes an opportunity.
secret from evwhose names have been kept
land have four daughters,
offered his fortune and one ofhis
in their kingdom. The king has
four
eryone
who can figure out their
daughter's hands in marriage to any subject
be
who try and fail will executed,
names. But there is a price: any
one. One day Malice
Malice is not just a trickster, but a very lucky
tree full of
river, where there is a beautiful papaw
wanders down to the
is about to crunch into it, he
fruit. He picks a papaw to eat, and just as he
bathing in the river.
and talking. It is the four princesses,
hears laughter
watches them undress, he drops his
Trembling with excitement as he
over who will
into the water. The four princesses begin to argue
apple
to the other "Makakofi, it's not yours!
eat it, and in the process one says
how he can learn all their names
It's mine!" Malice realizes that this is
each of
throw three more apples into the water, learning
and proceeds to
When he gets home, he composes a song
the princesses' names in turn.
names and then approaches
for his banza that recites the four princesses'
dressed in
and
SO that the King won't see he is
rags,
the palace at night,
stunned, asks him to sing the song
sings it under the window. The King,
the King, true to his
After having him bathed and dressed up,
again.
fortune and allows him to choose one ofhis
word, offers Malice halfhis
with the prinHe takes the money, spends a night
daughters to marry.
cellar and drinks all the alcohol, and
cess he has chosen, sneaks into the
for his banza that recites the four princesses'
dressed in
and
SO that the King won't see he is
rags,
the palace at night,
stunned, asks him to sing the song
sings it under the window. The King,
the King, true to his
After having him bathed and dressed up,
again.
fortune and allows him to choose one ofhis
word, offers Malice halfhis
with the prinHe takes the money, spends a night
daughters to marry.
cellar and drinks all the alcohol, and
cess he has chosen, sneaks into the --- Page 148 ---
THE BANJO
then leaves to go home. As do many Haitian folktales, the story ends with
another twist: the narrator, hiding and watching the story unfold, gets
discovered by Malice. "He invited me to follow him, and offered me a
banza concert that charmed me SO deeply that I listened to him for sixty
years, and have only now arrived in order to tell you this story." 69 --- Page 149 ---
The Sound of Freedom
Ir WAS "A SINGULAR SPECTACLE, wrote the British traveler George
Featherstonhaugh in 1844: on the banks ofthe New River in Virginia,
several hundred slaves were being marched toward the auction blocks of
Natchez, Mississippi. A few enslaved women and "a great many little black
children" were sitting on logs, "warming themselves on the fires of the
bivouac." "In front of them, and all prepared for the march, stood, in
double files, about two hundred male slaves, manacled and chained to each
other." The slave traders, white men with "broad-brimmed white hats"
were "standing near, laughing and smoking cigars. 79 Disgusted, Featherstonhaugh declared that the scene resembled "those coffles ofslaves spoken
ofby Mungo Park" in West Africa. But instead of African slaves being
carried to the sea, these were American slaves being torn from their communities in Virginia. "Black men in fetters, torn from the lands where
they were born, from the ties they had formed . driven by white men,
with liberty and equality in their mouths, to a distant and unhealthy
country, to perish in the sugar-mills ofLouisianal"
Throughout the early nineteenth century in North America, the sight
ofsuch slave coffles was common across the South. With the transatlantic
slave trade to the United States was outlawed, plantation owners seeking
--- Page 150 ---
THE BANJO
in the new territories opened up through the
slaves for the plantations
the slave communities ofVirLouisiana Purchase had one main source:
and traumatic
and other parts of the East Coast. The defining
ginia
life during the first half of the nineteenth
event in African-American
kind of slave coffles that had tracentury, this process brought the same
the North American
versed West and Central Africa for centuries to
and rural areas, and to its roads and crossroads.
continent, to its towns
of the enslaved and separated
It demolished established communities
from places like
often established over several generations,
families,
Virginia and the Carolinas.?
close to home, they looked
When the enslaved were still relatively
families. One ofthose
to escape and head back to their
for opportunities
had happened
had come the morning Featherstonhaugh
opportunities
coffle had to ford a large river. *This was one ofthe
upon the group: the
watchful to obtain their
situations, ? he noted, "where the gangs-always
that if one or two
liberty-often show a disposition to mutiny, knowing
free the rest." 9
wrench their manacles off, they could soon
of them could
techniques to try and quell the possibility
The slave traders had developed
"other negroes
of such revolt. One of these was to hire entertainers, amused by lively
to drive the rest, whom they
trained by the slave-dealers
to, and of the
boasting of the fine warm climate they are going
stories,
there to be had for nothing." As part oftheir
oranges and sugar which are
urging the men in chains
arsenal, these men were told to play the banjo,
Never Tire' >3
and sing along to the song "Old Virginia
to be merry
long been rooted in many ofthe comThe banjo had, by the 1840s,
the
often
of the enslaved in North America. On
plantations,
munities
drove dances and celebrations on the plancombined with the fiddle, it
in Jamaica
them. In holiday festivals, such as Junkanoo
tations and outside
explosive sonic assault. Just as it
and the Carolinas, it was part of a larger,
invention, the banjo
the Caribbean from the earliest days of its
had in
the
of a world of
for solidarity, to sound out
possibility
offered a space
freedom.
sadistic and cynical for the slave traders FeathIt was, then, particularly
sound that probably
erstonhaugh saw to use the sound of the banjo-a
from their
like home to many of the enslaved being torn
sounded
and dispersal. But
communities-as the soundtrack to sale, separation, elsewhere in the
was an extension of what was happening
the gesture
larger,
invention, the banjo
the Caribbean from the earliest days of its
had in
the
of a world of
for solidarity, to sound out
possibility
offered a space
freedom.
sadistic and cynical for the slave traders FeathIt was, then, particularly
sound that probably
erstonhaugh saw to use the sound of the banjo-a
from their
like home to many of the enslaved being torn
sounded
and dispersal. But
communities-as the soundtrack to sale, separation, elsewhere in the
was an extension of what was happening
the gesture --- Page 151 ---
141 The Sound of Freedom
brought onto the stage as a symbol
country, where the banjo was being
banjo music
of slave life. The white musicians who began performing ofthe planthemselves as expert interpreters
during this period presented
created the form that became known
tation music of the enslaved. They
ofthe nineteenth
blackface minstrelsy, the most popular entertainment
as
became a screen through which the
century. These performances rapidly
helping to create an
experience of slaves themselves was interpreted,
with their lot. In
but largely content
image of slaves as ignorant, funny,
ofthe
the late 1840s, the traveler Alex Mackay wrote
"light-heartednes" 97 The banjo,
slaves, who "make the present as merry as possible."
ofthe
accompaniment" to the joyful
he wrote, was the "chief Instrumental The slave traders Featherstonsongs sung at the end of their workdays.
real life into a
1841 were, in a sense, trying to transform
haugh saw in
"Old Virginia Never Tire" would
minstrel show, imagining that hearing
from
about their forced expulsion
somehow placate enslaved people
their home in Virginia.
Afro-American perforMinstrelsy brought together a deeply-rooted
with and communicated
tradition-one that had long grappled
mance
a need on the part of audiences to
the experiences of Fenslavement-with
itself. The banjo was
both confront and set aside the terrors of slavery
meanthe social and symbolic
central to minstrelsy, which incorporated
uses. As a result
carried by the banjo and put them to new
ings already
crossroads of the cultures of various
the sound oft the banjo, built at the
symbol ofs slave
in the New World, now became a popular
African groups
like the banjo itself, many things
life and slave culture. Minstrelsy was,
and a layering ofs symbols
a sound, dance and theatre,
at once: a practice,
with one another to both repand meanings that clashed and interlocked cultural impact runs SO deep
and transform the social order. Its
resent
difficult to track and enumerate. Indeed,
that its legacies are sometimes
of our cultural
never really ended as a central part
blackface performance
ofthe nineteenth century, notably the
life. The form shaped the literature Melville. And it had a profound culnovels of Mark Twain and Herman
at the time-and
on the waysin which people
tural and ideologicalimpacte
race, and music. As a resince-understood the link between slavery,
hall
of the banjo during this period is to enter
sult, to write the history
literature intermingle with, and
of mirrors in which performance and
social and cultural reality.
sometimes become indistinguishable from,
really ended as a central part
blackface performance
ofthe nineteenth century, notably the
life. The form shaped the literature Melville. And it had a profound culnovels of Mark Twain and Herman
at the time-and
on the waysin which people
tural and ideologicalimpacte
race, and music. As a resince-understood the link between slavery,
hall
of the banjo during this period is to enter
sult, to write the history
literature intermingle with, and
of mirrors in which performance and
social and cultural reality.
sometimes become indistinguishable from, --- Page 152 ---
THE BANJO
collision at work in a disturbing account of one slave's
We can see the
Slave traders sometimes used banjo
experience on the auction block. slaves for sale, to the point that the
music as part of the presentation of
the
table." 79 Sevblock itselfwas sometimes referred to as
"banjo
auction
in the 1930s remembered this vividly. Sam
eral former slaves interviewed
Carolina-who described slavery as
Mitchell, interviewed in South
that
he had
but "a murdering" of people - explained
though 7> The
nothing
sale himself, he had heard "tell ofthe banjo table."
never seen a slave
meanwhile, had seen slaves put on "the
former slave Lucretia Heyward,
Sam Polite, of Beaufort County
banjo table" and sold like "chicken."
of people sold on the
South Carolina, also recounted seeing "plenty"
the
17 He recalled how his uncle was placed on
platform,
"banjo table."
dollars for his owner.
bringing in a hundred
of such an event comes in a 1931 book
The most detailed account
Armstrong, which presents accalled OldMassa's People, by Orlando Kay
interviewed
from more than 200 ex-slaves
counts of slavery gleaned
like those ofthe WPA narratives
during the 1920s. Armstrong's text,
the black vernacular speech
during the same period, attempts to capture
that
the
It does SO, however, in a way
exaggerates
of those interviewed.
of black dialect in
difference of this language. In fact, the construction
of minstrelsy,
this and other works was shaped by the broader context
that supfor decades had promoted a certain idea, a vocabulary,
which
Nevertheless, these texts give
posedly captured black vernacular speech. individuals had of slavery,
and valuable access to the memories
us rare
how the ex-slave "Jolly old Uncle Buck"
decades on. Armstrong recounts
she added that he
recalled "an incident of the banjo table." Startlingly, When the estate on
"chuckles all the way through his account of it."
"chained to
which he lived was broken up, he was put in a warehouse could
it!
that buck
play
four other boys. 97 "One had a banjo-and how
all the
make him hush up SO the rest could sleep. Next morning
Had to
First boy up was Fred. *Get on de
people gathered to bid on the niggers.
but the auctioneer
Fred, de bossman say." Fred stood on the table,
table,
needed to fill out some papers. "So Fred jus'
wasn't quite ready to begin,
stan' on de table."
plunkety plunk! Dat nigger wid de
By-m-by-Plunk, plunk, bench waitin' to be sold, he plunk his
banjo settin' on the
all the
make him hush up SO the rest could sleep. Next morning
Had to
First boy up was Fred. *Get on de
people gathered to bid on the niggers.
but the auctioneer
Fred, de bossman say." Fred stood on the table,
table,
needed to fill out some papers. "So Fred jus'
wasn't quite ready to begin,
stan' on de table."
plunkety plunk! Dat nigger wid de
By-m-by-Plunk, plunk, bench waitin' to be sold, he plunk his
banjo settin' on the --- Page 153 ---
The Sound of Freedom
he rattle inter a real chune. Hi-yo! Fred 'gin ter
banjo. Den
feet, an' fine'ly he cain't stan' it no
shuffle roun' on his big
de
table,
dance. He slap his big feet on banjo
longer. He gotta
music. White men laugh an' clap
an we all pat wid de banjo
Wouldn't let de
dey han's. Make him dance some mo'.
Yo-ho! It
auctioneer start till Fred dance de buck-an'-wing,
he done
De white man what bought Fred say
sho'ly was funny!
could dance
hundrert dollars mo' 7 fo' dat nigger cause he
paid
like dat!s
about the whole story and the fact that
There is something uncanny
the volition of an auctioneer or a
with laughter. It is not
it was delivered
but rather the brilliant playing of another
buyer that makes Fred dance,
sold. In fact, Buck's telling ofthe
himself chained and ready to be
man,
practices of the late
have itselfb been shaped by performance
story may
African-American touring musical
nineteenth century: in 1892, one
included "banjo playing,
an "auction scene" that
troupe performed
in 1892, and others in the
laughing songs, negro dancing and patting" Through all these layers of
have offered something similar.
country may
wonder what the original
and interpretation, we can only
recounting
and
how the musician depicted
scene really looked like, and try
imagine
and why. But
and wonder what song he played,
understood the situation,
fuses with the most brutal asin this story, the joyful sound ofthe banjo
collusion between
of slavery, inviting us to dwell on the disturbing
pects
the two.
life is full of such
The history of the banjo in African-American wonders "whether
inscrutable texts. Saidiya Hartman
painful and perhaps
found in a
theatre is to be
no-longer-renenbered
the origin of American
bears the trace ofp punishment."
primal scene oftorture, and whether song
in minthe fantasy oft the plantation, as presented
How do we untangle
ofthe enslaved? How are we to understand
strelsy, from the actual culture
slavery
the link between the terror and uprooting ofi ninetenth-century on the
in the form of exuberant music and comedy,
and its presence,
that minstrelsy was in fact a continuaminstrel stage? Hartman argues
"amusements' 7 in which
tion of various kinds oflongstanding plantation
by the master
watched their slaves perform. "What was demanded
masters
she notes, but they also used performance
was simulated by the enslaved,"
untangle
ofthe enslaved? How are we to understand
strelsy, from the actual culture
slavery
the link between the terror and uprooting ofi ninetenth-century on the
in the form of exuberant music and comedy,
and its presence,
that minstrelsy was in fact a continuaminstrel stage? Hartman argues
"amusements' 7 in which
tion of various kinds oflongstanding plantation
by the master
watched their slaves perform. "What was demanded
masters
she notes, but they also used performance
was simulated by the enslaved," --- Page 154 ---
THE BANJO
conducted under the cover of nonsense, indirection,
as "acts of defiance
within these
>7 The intricate tactics deployed
and seeming acquiescence."
the aims of masters. This created a rich
performances turned them against
to deal with an
set of strategies of song and performance
and complex
situation in which performance served conambiguous and ever-shifting What for masters was a display of power
tradictory roles simultaneously.
of
and sometimes
for the enslaved was an opportunity for layers response caricature that would
The cycle of imitation and parody and
resistance.
then, in fact born much earlier. The
be the key to the minstrel show was,
"authentic" plantation culture
minstrel shows' claim to be channeling an
of practrue: but all that meant was that a sedimentation
was, in a sense,
carried on in a new setting."
tices ofi imitation and mirroring was being imbrication of forms is crysand unavoidable
This deep, troubling,
most
and enduring
tallized in the song that became one ofthe
popular Susanna." 97 Written
hits the United States has ever produced: "Oh!
Minstrels
pop
Foster in 1847, it was popularized by the Christy
by Stephen
work of music in America
and in time became probably the most popular
the world and still
the nineteenth century, spreading throughout
during
familiar and recognizable of our country's
kept alive as one ofthe most
for me; I come from Alabama,
airs. Its chorus: "Oh! Susanna, do not cry
familiar line in American
Wid a banjo on my knee" is perhaps the most
music.
and
his first years in Pittsburgh. When
Foster was born in 1826
spent
named Olivia Pise,
child, his family had a servant
he was a very young
Morrison as a "mulatto bound-girl." She
later described by his brother
probably a refugee from
the
ofa a "West India Frenchman,"
was
daughter
dance in Pittsburgh in the early 1800s. AcSaint-Domingue, who taught
few
old Pise took
when Stephen was just a
years
cording to Morrison,
colored people," where he enhim to services at "a church of shouting
a taste for "negro
and boisterous devotions" and gained
joyed "singing
channeled into his music. As a boy Stephen develmelody" that he later
in his family's carriage house
oped his love ofmusic and began performing that of a blackface performer
for local audiences. His repertoire drew on
When he was twentynamed T. D. Rice, notably his hit song "Jim Crow."
minstrel
"Susanna," 99 a song calibrated to join the
one, Foster composed
ofthe
sings in dialect, telling of his
repertoire. The black narrator
song
find in New Orleans.
search for his love Susanna, whom he hopes to
led into his music. As a boy Stephen develmelody" that he later
in his family's carriage house
oped his love ofmusic and began performing that of a blackface performer
for local audiences. His repertoire drew on
When he was twentynamed T. D. Rice, notably his hit song "Jim Crow."
minstrel
"Susanna," 99 a song calibrated to join the
one, Foster composed
ofthe
sings in dialect, telling of his
repertoire. The black narrator
song
find in New Orleans.
search for his love Susanna, whom he hopes to --- Page 155 ---
145 The Sound of Freedom
"Tll fall upon de ground. . But if I do
When he finds her, he says
when I'm dead and buried,
find her, Dis darkey'l1 surely die, / And
not
Susanna don't you cry."
the black narrator's freeThere is something odd about the song:
Alabama to Louiand comic journey in search ofSusanna from
wheeling
in the late 1840s, and audiences
siana would in fact have been impossible
obvious way
known that. At the time, however, the one very
would have
toward Louisiana was in slave coffles, or
that black men were traveling
heading to the state to try and
with white masters who were
else traveling
It is that experience that was
make their fortunes in the sugar economy.
influence on Foster's
ballad" that may have been an
told in a "slave
1835 in the published journal of an
lyrics. The lyrics were printed in
States and had heard the song
abolitionist who had toured the United
forced to go to
It was a comic lament about being
sung in Philadelphia.
"Il born in Sout Calina, fine country ebber
Louisiana with a slave master:
New Orlean' 9 The "boss"
/ I guine from Sout Calina, I guine to
seen
and set her on
7 and SO took his "mare, black Fanny"
was "discontentum,"
where "de hear de
He pushed on to Alabama,
the path to "Lousy-Anny."
And he must fudder go. The
cotton grow: But he spirit still contrary,
on to Louisiana, to
in
and pushed
master felt the same way Mississippi, last line of the song puts it: "Old
the chagrin of his slave. For, as the
/ Where de sugardat scarecrow for poor nigger,
debble, Lousy-Anny,
de
turn to sugar. >10
cane grow to pine-tree, and pine-tree the abolitionist publication, orFoster could have read these lyrics in
heard a
in Philadelphia in the 1830s-even
given that the song was sung
during his years growing up.
version of it somewhere in Pennsylvania
of the
is quite
of the story, and of at least part
journey,
The structure
from the perspective of a
similar. Foster may turned a song clearly sung oflovelorn wandering.
slave being forced to Louisiana into a comic story Carolina in the earlier
from his home in South
The slave brought away
Instead oflooking for a loved
would have likely left behind family.
song
the fact that he had been
he would have been mourning
one in Louisiana,
then, may be haunted by a plea to a
torn away from them. Foster's song,
Louisiana. And if that was the
loved one, sent by a slave sold away to
comic song is a song of
then somewhere hidden in this joyful
case,
a victim ofa slave system whose
mourning, a farewell to a family, by
ofthe banjo itself.
were as hidden but as persistent as the sound
meanings
Instead oflooking for a loved
would have likely left behind family.
song
the fact that he had been
he would have been mourning
one in Louisiana,
then, may be haunted by a plea to a
torn away from them. Foster's song,
Louisiana. And if that was the
loved one, sent by a slave sold away to
comic song is a song of
then somewhere hidden in this joyful
case,
a victim ofa slave system whose
mourning, a farewell to a family, by
ofthe banjo itself.
were as hidden but as persistent as the sound
meanings --- Page 156 ---
THE BANJO
have been the underside of"Oh! Susanna"
We can glimpse what may
Henson in his autobiography.
in a story told by the abolitionist Josiah
Beecher Stowe's character
Henson, who was the inspiration for Harriet
Henson was born
his story with the silencing ofsong.
Uncle Tom, began
Maryland, where his father was a
in 1789 on a plantation in Nanjemoy, his father sing. In fact his only
beloved banjo player. But he never heard
his "head bloody and his
of his father was of seeing him with
memory
and mutilated. As he later
back lacerated" after he had been whipped
his wife
his father had come upon a white overseer trying to rape
learned,
and had "sprung on the man like a
in an isolated area of the plantation
his father
Henson wrote, prevented
tiger. ? Only the mother's entreaties,
He fled into the woods to avoid punishment
from killing the overseer.
and those nearby
found. The slaves ofhis plantation
but was eventually
moral
as he was given
to watch "for their
improvement"
were summoned
the end ofwhich his right ear was nailed
lashes ofthe whip, at
a hundred
the
his father was never the same.
and sliced off. After beating,
to a post
and light-hearted man, the ringHe had once "been a good-humored
buffoonery. His banjo
and Christmas
leader of all fun at corn-huskings
would he
the life ofthe farm, and all night long at merry-making
was
dance." Now, he was "utterly changed."
play on it while the other negroes
could be done with him." Even
"Sullen, morose and dogged, nothing
the master
sold West had no effect, and eventually
the threat of being
and neither Henson nor his
did sell him. He disappeared to Alabama,
mother ever heard news of him again."
*
in the courthouse of Marion
In August of 1839, a tense crowd gathered
from the South, branOhio. A group of outsiders, white men
County,
in the center ofthe courtroom. They had come
dished pistols and knives
Bill, whom they claimed
a man known in the town as Black
to carry away
of the residents of the town, including a
was an escaped slave. But many
believed he was a free
abolitionists, weren't having it: they
few Quaker
slave traders. If Black Bill had SO
by unscrupulous
man being targeted
in his year living in the area he had
many allies, it was partly because
barber and a butcher, freworking as a
made himedrf"indispenabler
and cure meat and known in particquently hired in local houses to cut
claimed
a man known in the town as Black
to carry away
of the residents of the town, including a
was an escaped slave. But many
believed he was a free
abolitionists, weren't having it: they
few Quaker
slave traders. If Black Bill had SO
by unscrupulous
man being targeted
in his year living in the area he had
many allies, it was partly because
barber and a butcher, freworking as a
made himedrf"indispenabler
and cure meat and known in particquently hired in local houses to cut --- Page 157 ---
147 The Sound of Freedom
known for his
?7 He was also a musician
ular for his "Virginny sausage."
>12
"ability to play the fiddle and banjo.
tried to leave the courtsided with Black Bill. But as he
The court
him by the throat, and a melee
room, one ofthe white Virginians grabbed and managed to beat and drag
broke out. Bill's attackers were well-armed
toward the police station.
courthouse and down the street
Bill out ofthe
town's main street was under construction
Unfortunately for them, the
broken stones: the perfect
and had just been covered with a layer of small
with rocks, and
Local residents began pelting the Virginians
projectiles.
themselves in the police station, the infuriated
when they barricaded
arsenal. The riot ended when a
crowd demanded access to the local police
the release of Black Bill,
judge entered the police station and demanded
of several locals, he
the
With the help
who was able to leave
prison.
members ofthe
town and was hidden by sympathetic
managed to escape
to Canada. His case became a
Underground Railroad and soon spirited
hostile
beyond Ohio, a part oft the increasingly
flashpoint of controversy
in the decades before the Civil War.
national conflict over fugitive slaves
in the area, music had made
Despite Black Bill's relatively short residency
hands, ultimately been
visible. The fiddle and the banjo had, in his
him
for freedom, helping to set up a
in his own struggle
a critical weapon
that
a community against outpublic and quite violent conflict
pitted
siders claiming the right to kidnap.' 13
His name
famous case, music led to a free man's capture.
But in one
two men who
Northrop, and in 1841 he was tricked by
was Solomon
ready to hire him to play, then sold him
presented themselves as agents
ordeal, one he wrote about in
into slavery. The result was a twelve-year ofthe slave narratives ofthe
what was to become one ofthe most famous
in 1853. As he renineteenth century: Twelve Years a Slave, published
youth." 77 It
the violin was "the ruling passion of my
counted, playing
and after he was sold into slavery, "the
became a source ofhis livelihood
him and to himself. His acof consolation" ? both to those around
source
the
it offers us of music on
for
descriptions
count is particularly precious
written by an enslaved musician."
the plantations
one, proverbially," wrote
"The African race is a music-loving
fellow-bondsmen
adding that "many there were among my
Northrop,
developed, and who could thumb
whose organs oftune were strikingly
explained, had enabled
the banjo with dexterity." The violin, Northrop
slavery, "the
became a source ofhis livelihood
him and to himself. His acof consolation" ? both to those around
source
the
it offers us of music on
for
descriptions
count is particularly precious
written by an enslaved musician."
the plantations
one, proverbially," wrote
"The African race is a music-loving
fellow-bondsmen
adding that "many there were among my
Northrop,
developed, and who could thumb
whose organs oftune were strikingly
explained, had enabled
the banjo with dexterity." The violin, Northrop --- Page 158 ---
THE BANJO
can conceive how I would have
him to survive. Without it "I scarcely
tribute
ofbondage." 99 Northrop offered up a moving
endured the longyears
could be a form of escape at once
to the way a musical instrument
for work away from the field it
concrete-through the opportunities reminder of other worlds and other
afforded-and abstract, through the
possibilities:
houses-relieved me of many days'
It introduced me to great
for my
labor in the field-applied me with conveniences
and
and tobacco, and extra pairs of shoes,
cabin-with pipes
from the presence of a hard master, to
oftentimes led me away
and mirth. It was my companion-the
witness scenes ofjollity
loudly when I was, joyful,
friend of my bosom-triumphing
when I was sad. Often,
uttering its soft, melodious consolations
from the cabin,
when sleep had fled affrighted
at midnight,
disturbed and troubled by the contemplaand my soul was
On holy
tion of my fate, it would sing me a song ofpeace. allowed, it
Sabbath days, when an hour or two ofleisure was
bank
on the bayou
would accompany me to some quiet place
its voice, discourse kindly and pleasantly
and, lifting up
around the
me
indeed. It heralded my name
country-made
otherwise would not have noticed me- gave
friends, who,
feasts, and secured the
me an honored seat at the yearly
all the Christmas
loudest and heartiest welcome ofthem at
dancel15
happiness, rampant and
Northrop described the particular "genuine That holiday, he wrote,
unrestrained," he saw during Christmas dances.
enslaved develthe children of Slavery." The
was "a day of liberty among
and channeled that evaforms of sound and motion that expressed
oped
Junkanoo celebrations that stretched
nescent freedom. The Christmastime,
often started on the
from the Caribbean to the Carolinas, for instance,
and
outside them, creating sounds
gestures
plantations but soon spilled
but also imand disturbing, difficult to categorize,
that were disruptive
from. One man who saw them in 1797 in
possible for many to turn away
assault: "The confusion
Jamaica, described them as a sonic
the
Kingston,
of chains and slings from the wharves,
occasioned by the rattling
expressed
oped
Junkanoo celebrations that stretched
nescent freedom. The Christmastime,
often started on the
from the Caribbean to the Carolinas, for instance,
and
outside them, creating sounds
gestures
plantations but soon spilled
but also imand disturbing, difficult to categorize,
that were disruptive
from. One man who saw them in 1797 in
possible for many to turn away
assault: "The confusion
Jamaica, described them as a sonic
the
Kingston,
of chains and slings from the wharves,
occasioned by the rattling --- Page 159 ---
149 The Sound of Freedom
the postmens horns,
mock-driving of hoops by the coopers, winding and tabor, negroe
militia and negroe drums, the sound of pipe
beating
ofthe violin, and singing ofmen
flutes, gombas and djaw-bones, scraping
instrument, rede9 Performers made everything into an
and women."
over public space and using
ploying the tools of work and war, taking
and communithe holiday as an occasion for pleasure, experimentation, orchestration ofs swirling
cation. The banjo was one part of this broader
Year'sDay
resident Matthew Smith recalled how on New
sound.Jamaica
sounds ofthe drum and banjee" announcing a
1816 he heard "sudden
Canoe," 2 and SO he spent an
procession. "There was no resisting John
A visitor to the
afternoon in the "broiling sun" following and listening. master's house
1826 witnessed the slaves gathering in front ofthe
island in
"with their gombays, bonjaws, and an ebo
the evening of Christmas Day
of
stretched over it.
drum, made of a hollow tree, with a piece sheepskin in them, stuck
carried small calabashes with pebbles
Some ofthe women
rattled in time to the songs, or rather howls
on short sticks, which they
who arrived
77 The Baptist Minister James Phillippo,
of the musicians."
recalled seeing John Canoe, carrying a
in Jamaica in the early 1820s,
"beating banjas and tom-
"wooden sword," accompanied by musicians, black seed, called Indian
COW horns, shaking a hard round
toms, blowing
bones of animals together, which, added
shot, in a calabash, and scraping filled the air with the most discordant
to the vociferations of the crowd,
sounds. >16
celebrated in Jamaica as early as the mid-eighteenth
Junkanoo was
in the writings ofthe planter Edward
century and was first documented
enslaved men paraded
During the Christmas holidays, he wrote,
Long.
habits" with "ox-horns on their heads,
through the streets in "grotesque
vizor, or mask, which about
from the top of a horrid sort of
sprouting
terrific with large boar-husks." Followed by
the mouth is rendered very
refresh him frequently with a sup of
a crowd of"drunken women who would dance in front of each door
aniseed water," these costumed men
Long theorized, was
"John Connul" and dancing. The shout,
shouting
chieffrom Axim
in honor of a man named John Conny, a "celebrated" instead that the term "John
on the Guinea Coast. One linguist suggests
Ewe
used to
Conoe" came from a term in the West African
language this
in
tradition continues to
day
describe a sorcerer. The performance
Jamaica and other parts ofthe Caribbean."
unken women who would dance in front of each door
aniseed water," these costumed men
Long theorized, was
"John Connul" and dancing. The shout,
shouting
chieffrom Axim
in honor of a man named John Conny, a "celebrated" instead that the term "John
on the Guinea Coast. One linguist suggests
Ewe
used to
Conoe" came from a term in the West African
language this
in
tradition continues to
day
describe a sorcerer. The performance
Jamaica and other parts ofthe Caribbean." --- Page 160 ---
THE BANJO I 150
One of the defining features ofJunkanoo
dresses, wooden
became elaborate headsculptures that depicted
and
times offered a remarkable
ships
houses and someof slavery. Matthew Lewis condensation, and analysis, ofthe social order
doublet, and bearing
saw a "Merry-Andrew dressed in a
upon his head a kind of
striped
with puppets, representing,
pasteboard house-boat, filed
slaves
some sailors, others
on the plantation." 1 The three
soldiers, others again
soldiers, and slaves-were
groups depicted in the boat-sailors,
of Atlantic colonial
those whose lives and labor kept "the wheels
and commercial
notes. John Canoe
systems turning," as one historian
Atlantic
literally carried on his head those who carried the
economy through their work. 18
Junkanoo and similar celebrations
drawing on performance
were an elaborate form oftheatre,
dent
traditions of both Africa and
A resiofJamaica named Mary Nugent described their
Europe.
quality: "Nothing but bonjoes, drums, and
relentless, unending
and dancing and singing and
tom-toms, going all night,
madness, all the
pants, she noted, were "superbly dressed" morning." Some particispangles, beads." One
with "gold and silver fringe,
a sort ofleader
party of"dancing men and women" who
or superior at their head, who
"had
seemed to regular all their
91 sang a sort ofrecitative, and
"rude sort of drum, made ofl proceedings." bark
They were accompanied by a
their feet.' 23 There
leaves," on which "they beat time
was a party ofactors, and "a little
with
who was supposed to be a king, who
child was introduced,
dressed as "Henry 4th ofl France."
stabbed all the rest.' 9> One man was
"all began dancing with the
"After the tragedy" was acted out, they
greatest glee." Such
were observed again in 1825, when
theatrical performances
group of slaves
a man described being visited by a
fantastically "considering of musicians, and a couple of
dressed to represent kinds or
personages
white mask on his face, and
of
warriors; one of them wore a
reference
part the representation had
to the play ofRichard the Third; for the
evidently some
exclaimed, A horse, a horse,
man in the white mask
The celebration
my kingdom for a horse!' 19
called
was also practiced among North
it "John Koonering, 9 and it took
Carolina slaves, who
place on Christmas.
character," one doctor who visited a
"The leading
man whose get-up' consists in
plantation in 1829 wrote, is a ragend of each hangs loose and a costume of rags, SO arranged that one
"Two
dangles." He wore an elaborate
great OX horns, attached to the skin of a
headdress:
raccoon," with just holes
in the white mask
The celebration
my kingdom for a horse!' 19
called
was also practiced among North
it "John Koonering, 9 and it took
Carolina slaves, who
place on Christmas.
character," one doctor who visited a
"The leading
man whose get-up' consists in
plantation in 1829 wrote, is a ragend of each hangs loose and a costume of rags, SO arranged that one
"Two
dangles." He wore an elaborate
great OX horns, attached to the skin of a
headdress:
raccoon," with just holes --- Page 161 ---
151 I The Sound of Freedom
It was also a musical instrument: it was adorned
for his eyes and mouth.
of dried
horns" that
with "several COW or sheep bells or strings
goat's fantastimoment." 93 There were six musicians "arrayed
"jingle at every
boxes"-like those
cally in ribbons rags and feathers" and playing "gumba in West Africa during
maroons that became popular
played by, Jamaican
frames covered over with tanned
of"wooden
the same period-made
from the residents of the
sheep-skins." 79 The dancers demanded change while dancing. Though
house," andj Ijingled it for a while in the cup
hours the
"great
offered a reversal of roles: for a few
it was brief, Junkanoo
and playing drums, deenslaved occupied the master's house, dancing
documented in
In some versions of the celebration
manding money.
became white for a day. An 1833 account
Jamaica, the enslaved explicitly
false-face or mask," and
described performers in a "white
from Jamaica
"With white masks and powsometimes they wore white gloves as well.
turned plantation
writes one historian, "black laborers
dered faces,"
was at it seemed-a world of
society into a world in which nothing
confusion, and unlimited potential,"a
uncertainty,
ex-slave Harriet, Jacobs recalls the joys of what
In her autobiography,
on Christmas
? It took place on the plantation
she called "Johnkannaus."
attraction" of the day
morning, and the performers were the "greatest
have a net thrown
for the children. "Two athletic men, in calico wrappers,
Cow's tails
covered with all manner ofbright colored stripes.
over them,
and their heads are decorated with horns."
are fastened to their backs,
called a gumbo
Drummers played a "box, covered with sheepskin,
ofthe cel-
"triangles and jawbones." At the center
box" and others played
during the previous months, sung
ebration were songs carefully composed
the white masters and
demanded money and rum from
as the performers
carried back home to whet a continuation oft the
overseers. The rum was
themselves, away from the master's
celebration within the slave quarters
would be ridiculed
All the whites gave money, for ifthey didn't they
Got no
eyes.
down on his heels, SO dey say;
in song: "Poor massa, SO dey say;
God A'mighty bress you,
SO dey say; Not one shillin, SO dey say;
money,
SO dey say. >21
the most visible manifestations
Junkanoo celebrations were among with enslaved communities.
of a matrix of cultural and ritual activity observers. In 1838, a Virginia
Other practices were less visible to outside
in the local Farmer's
resident named William Smith published an account
the whites gave money, for ifthey didn't they
Got no
eyes.
down on his heels, SO dey say;
in song: "Poor massa, SO dey say;
God A'mighty bress you,
SO dey say; Not one shillin, SO dey say;
money,
SO dey say. >21
the most visible manifestations
Junkanoo celebrations were among with enslaved communities.
of a matrix of cultural and ritual activity observers. In 1838, a Virginia
Other practices were less visible to outside
in the local Farmer's
resident named William Smith published an account --- Page 162 ---
THE BANJO
focused around the wondrous ofRegister of one such smaller gathering,
found treasures in
tree. Residents of Virginia
ferings of the persimmon
and medicine with its
shoes and bedposts with its lumber
this tree, making
made ink, vinegar, sugar, brandy, pie
bark. From its leaves and fruit they
that, though nonaland most marvelously a kind ofbeer
and pudding,
with the music of the
became intoxicating when combined
coholic,
that persimmon
As Smith wrote: "Although I am ofthe opinion
banjo.
witnessed great glee, and highly pleasurbeer is not intoxicating, I have
of beer; but I
in our slaves, over a jug-gourd
able sensation produced
hilarity to the wild notes of the
ascribe this reverie or pleasurable >22
"banjor, 99 which gives zest to the beer.
an exto his own reverie about the banjo, seeking
Smith was driven
that made it SO wonderful
planation for what it was about the instrument in the tones of this rude
to. "There is indescribable something
to listen
delicate and refined here with pleasing
instrument, that strikes the most
ofits
produces a
twang or vibration
strings,
emotion; the uninterrupted
Smith caught somesound as it dies away, that borders on the sublime."
though he also
here about the attractive hum of the instrument,
culthing
how much he-an educated man, with
seemed a little disturbed at
he offered
it. As he sought an explanation,
tivated musical tastes-liked
"I never could account
another insight into the banjo's sonic achievement:
of distinguishing
for its wonderful effect on a well-organized ear, capable
that concord
agreeable sounds; unless it be admitted,
>23
and appreciating
harmony.
blended as to produce perfect
and discord are SO completely
the sound oft the banjo in this
The concord and discord produced by
contours Smith
also a
part of a larger social ritual, whose
case was
key
by the plantation because he'd
only partially perceived. He'd stopped
that the slaves
ofthe
99 and was told by the master
heard the "tones
banjor,
and had
been
barrel of
beer
requested-and
had brewed a
persimmon
dance." The event opened
"privilege" ofhaving a "beer
granted--the
who-za"-
with a song called "Who-zen-John,
with great ceremony"
Canoe. This was the opening for dancing
perhaps a reference to John
about family. Inside, meanto songs about love and songs
and socializing,
celebration, more focused around the
while, was another center of
in a chair on top of
persimmon beer itself. The "banjor-man" was sitting
red ribbon, or-
"A long white cowtail, queued with a
the barrel ofbeer.
down his back; over this he
namented his head, and hung gracefully
-za"-
with a song called "Who-zen-John,
with great ceremony"
Canoe. This was the opening for dancing
perhaps a reference to John
about family. Inside, meanto songs about love and songs
and socializing,
celebration, more focused around the
while, was another center of
in a chair on top of
persimmon beer itself. The "banjor-man" was sitting
red ribbon, or-
"A long white cowtail, queued with a
the barrel ofbeer.
down his back; over this he
namented his head, and hung gracefully --- Page 163 ---
The Sound of Freedom
decorated with peacock feathers, a rose cockade,
wore a three-cocked hat,
27 all ofit topped with "red pepper as a top
a bunch of ripe persimmons,"
chosen carefully and for a reason
knot.' 99 Each ofthese objects was likely
it had offered: a man served
the celebration ofthe tree and what
tied to
while two women put persimmon dough
up the beer to all those present,
music drove the movement
in the fire to make bread. The banjo player's
against theirl bodies
slapping palms
oftwo men who were dancing "Juber,"
unison with the notes of
heels on the floor "in perfect
and stomping
between the
the banjor.' 97 The song they sang offered a counterpoint
and what
labor- "Hoe corn, hill tobacco"
"double trouble" of plantation
From its fruit came bounty,
from the seed of the persimmon tree.
came
something the banjo's sound-and the
and a kind of independence,
and sustain.21
ritual attire ofthe player-helped to capture
complex and multiple roles on plantations.
Enslaved musicians played
Canadian writer
after on the plantation, as the
Instruments were sought
States in the 1830s, observed.
John Finch, who traveled to the United
"field
were
the "bandjo" as an instrument that
negroes"
He mentioned
ambition of every negro is
fond of, though he added that "the supreme
the money by saving
a real violin." 97 They gathered together
to procure
them, selling chickens, and robbing a little,
"a few pence which are given
he concluded, "seems necessary
"An instrument of music,"
if necessary."
to their existence. >25
in
along the
novel Swallow Barn, set on a plantation Virginia
The 1832
could play in
River, depicts the vital role a musician
banks of the James
named Carey, who played a "banjoe";
plantation life. Itincludes a character
into song past and
the inspiration of his own muse, weaving
"he sings
He is considered as a seer amongst the nepresent annals of the family.
Carey is represented in
the
As one historian has written,
groes on
estate."
that ofa West African griot, comthe novel as fulfilling a role not unlike
also, however, his
about his patrons"- who were
posing "historical songs
"annals oft the family" could well have
owners. But his recounting of the
different one to Africanversion to white audiences and quite a
offered one
was a "seer, it meant that he
American listeners. And if the musician
evoked a very
past and present in ways that probably
was able to connect
and beyond this world. 26
different set ofrealities both within
meanwhile, the
novelist of the period,
For one African-American
In the late 1850s Martin R.
sound of the banjo was the sound ofrevolt.
"annals oft the family" could well have
owners. But his recounting of the
different one to Africanversion to white audiences and quite a
offered one
was a "seer, it meant that he
American listeners. And if the musician
evoked a very
past and present in ways that probably
was able to connect
and beyond this world. 26
different set ofrealities both within
meanwhile, the
novelist of the period,
For one African-American
In the late 1850s Martin R.
sound of the banjo was the sound ofrevolt. --- Page 164 ---
THE BANJO
Delany wrote Blake; Or the Huts of America, the
born slave who seeks to start
story of a Caribbeanthe U.S. South
a slave revolution. He tours
trying to organize the enslaved, but
throughout
that he is able to launch
it is finally in Cuba
markable
an insurrection and become its leader.
scene, Delany connects the
In a reof reconnecting with African
project ofrevolution with the project
bration in Cuba for the
roots through the banjo. At a great celenovel's hero, Henry Blake, "the
Army of Emancipation and the
Leader of the
from
originator oft the scheme to redeem
slavery," a character named Pino
them
himself"master ofthe
Golias, a "black surgeon, : proves
favorite instrument
bango. 7 Others play the
ofhis father land, the African
instrument as well at the
woman named Ambrosina Cordora. The
gathering, including a
been the most
instrument surpasses what had
popular one before: the Spanish
be "a secondary instrument when
guitar, which proves to
oft the pathetic
in
compared with the touching melodies
bango the hands of this Negro artiste.' 27
Martin Delany was born in 1812 in western
a slave, but his mother was free; and
Virginia. His father was
child inherited the mother's
according to the law of slavery, the
status. Both
African born, and they traced their
Delany's grandparents were
ancestry to West
Delany wrote Blake while living in the
African chieftains.
ering place for
town ofMarshall, Canada, a gathmany who had escaped southern
Underground Railroad.
slavery through the
the music of the
During his life, he must have encountered
banjo, seeing how it created
escape on the plantation. On this basis,
spaces of sociability and
he took another
banjo music as a rebel sound that could
step, imagining
the
ultimately upend the
plantation, a space usually dominated by
landscape of
Blake was originally
rhythms and sound oflabor.
Anglo-African
published serially between 1859 and 1862 in the
Magazine and the Weelly
which the final chapters of the
Anglo-African. But the volume in
been lost, SO we don't know
book were published in May 1862 has
lution
how he ended the novel. Did Blake's
ultimately begin, and succeed? As it 1s, we're left with
revopromise ofwhat is to come, ofa
a perpetual
realized. But Delany's
redemption foretold and planned but not
the story ended. In his description of the banjo holds a clue about how
description of the
of
bango" in honor of Blake, he flashes
performance the "African
remembered later.
forward to the way the incident is
Having been "heretofore
the better class among them" in
neglected and despised by
favor of European instruments, the
and succeed? As it 1s, we're left with
revopromise ofwhat is to come, ofa
a perpetual
realized. But Delany's
redemption foretold and planned but not
the story ended. In his description of the banjo holds a clue about how
description of the
of
bango" in honor of Blake, he flashes
performance the "African
remembered later.
forward to the way the incident is
Having been "heretofore
the better class among them" in
neglected and despised by
favor of European instruments, the --- Page 165 ---
The Sound of Freedom
"the choice" for musical performance. Tied to-
"bango" in time became
with the evening of
"associations and remembrances"
gether through
had coalesced the project of antislavery revothe 'great gathering" that
thenceforth be seen in the parlors and
lution, the "Nigriton bango could
ofthis class of the inhabitants."
drawing rooms ofall of the best families
had in mind: one in
ofthe future Delany
In these lines, we get a glimpse
of African descent-ofall
which, having secured their freedom, people
the sound
also embrace their connection to Africa through
classes-would.
ofthe banjo. 28
*
Administration oversaw a project in
In the 1930s, the Works Progress
about their experiences.
which hundreds of ex-slaves were interviewed
from music
them recalled the sense of liberty they had gained
Many of
and Northrop's
and dance. In contrast to both theatrical representations slavery, however,
rendering of the place of music within
more positive
the sense of danger, surveillance, and
these ex-slaves often emphasized
to find a space for musical
constraint that surrounded their attempts
"slave patrols" who
Throughout the south, whites formed
The
gatherings.
for slaves away from their plantations.
traveled the roads looking
ofs sound as a weapon. In the
enslaved, in turn, cultivated a knowledge
sound traveled
agricultural landscape of the South,
nineteenth-century
the road signaled to those who were
far. The sound ofhorses' hooves on
and on roads,
that a slave patrol was nearing. In prairies
running away
but this was neutralized in the woods
horses gave an advantage to whites;
of the ear over the
spaces defined "by the precedence
and swamps,
horses offered runaways an "early-warning
eye." ?9 The tromping of the
who were trying to
that they could use to track the slaveholders
for
system
often "a more useful sense than sight
track them. ? Sound, too, was
used it to find
collective action over distance." Escapees
coordinating
their next move. And when the
one another in the woods, planning
constant watch for
for dances, they also had to keep
enslaved gathered
watch over them.29
those who were trying to keep constant
musical instruments, most
Many ex-slaves interviewed mentioned mentions. The second most popoften the fiddle, which had a total of205
And the most
the
with 106 mentions.
ular instrument was
banjo,
sense than sight
track them. ? Sound, too, was
used it to find
collective action over distance." Escapees
coordinating
their next move. And when the
one another in the woods, planning
constant watch for
for dances, they also had to keep
enslaved gathered
watch over them.29
those who were trying to keep constant
musical instruments, most
Many ex-slaves interviewed mentioned mentions. The second most popoften the fiddle, which had a total of205
And the most
the
with 106 mentions.
ular instrument was
banjo, --- Page 166 ---
THE BANJO
was banjo and fiddle. Percussion
common combination of instruments
third in the number of meninstruments of various kinds were ranked
the decades before the
The narratives make clear, then, that during
tions.
in rural communities of the enCivil War the banjo was well-anchored
and west to Arthe South, from Virginia to Georgia
slaved throughout
also offer rich details about the banjo's
kansas and Mississippi. And they
role in the lives ofthe enslaved.3
who played the banjo.
In a few of these accounts it was the master
South Carolina,
interviewed lin Spartanburg,
Cordelia Anderson Jackson,
his
and playing it SO
remembered her master taking out
banjo
in 1937,
with him: "Oh, Bob white, is your wheat ripe?
that she would sing a song
Greene recalled how whites
99 And Georgia-born Isaiah
No. no, not quite."
"In those days
would hire slaves to play music at their own gatherings.
to furnish
musicians who were always ready
there were many Negro fiddle for the frolics. If a white family was
music from their banjo and
they would hire
and needed a musician but didn't own one,
the
entertaining,
for them." And in Virginia,
a slave from another plantation to play
whites"-who he recalled
ex-slave Robert Williams recalled, some "po'
to the back
by wealthier whites, forced to come
were treated quite badly
-came to the dances
door of the house and living "just like stray goats" them from doing SO,
the slaves. Local white masters tried to stop
held by
have to steal in to see de dance.' >31
and they "would
recalled the way the banjo animated smaller
Many ex-slaves vividly
events that brought totheir
as well as larger
gatherings on
plantations
Looking back from
individuals from several different plantations.
gether
ex-slaves evoked the sense ofjoyous conviviality
nearly a century later,
In Florida, Louis Napoleon rememand solidarity at these gatherings.
where he and his parents
bered that in the evenings on the plantation cabins and "would sing
gathered in front of one of their
lived, people
or fiddle played by one of their
and dance to the tunes of a fife, banjo
between
Pierce Cody recalled, after marriages
number." In Virginia,
himself-there was a long night of celslaves-officiated by the master
music from the fiddle
"the
danced far into the night by
ebration:
guests
recalled: "On our place,
and banjo. 97 Cora Gillam, born in Mississippi, tamborine player. They
the slaves had a regular band: fiddler, banjo player,
Harve Osof
They would play for the dances."
played any kind song.
North Carolina, around
borne, born a slave on a plantation near Asheville,
number." In Virginia,
himself-there was a long night of celslaves-officiated by the master
music from the fiddle
"the
danced far into the night by
ebration:
guests
recalled: "On our place,
and banjo. 97 Cora Gillam, born in Mississippi, tamborine player. They
the slaves had a regular band: fiddler, banjo player,
Harve Osof
They would play for the dances."
played any kind song.
North Carolina, around
borne, born a slave on a plantation near Asheville, --- Page 167 ---
The Sound of Freedom
1825, delighted to tell
of"dancing to the music oft the
youth on the plantation where he lived. 32
banjo" during his
Marriah Hines, born in Virginia in 1835,
on the plantation were
described how evenings
spent quilting, making clothes,
singing "in the moonlight by the
tellingjokes, and
tune of an old
woman who was a slavein Norfolk
banjo picker." Another
were allowed to visit each
15 described how in the evenings "slaves
other," and
an old banjo." 99 She also described sometimes danced "by the tune of
where they would
Sunday services at a small log cabin,
"pray and sing in our own feelings and
singing songs that sounded out across the hills. These
expressions,"
freedom of expression, however,
small moments of
scribed the white
were always watched. She tellingly depreacher who attended their
As soon as the service
services as an "overseer."
was done, they all had to rush home
cooking the "white folks' dinner."
to begin
enslaved gathered in
Masters feared that anytime the
groups "for conversations," 9 they
plotting to escape or "to cause trouble of
might actually be
some kind. "
caught at night without a pass, Hines recalled,
Those who were
where they were caught, and
were "stripped and beaten"
whippings.
some never recovered from the
Although the masters
"severe"
gatherings of the
sought to contain and limit the musical
enslaved, they also took advantage of their
bringing those who they thought could
talents,
house" to entertain
sing and dance well to the
their guests. 33
"big
A Virginian ex-slave named Baily
was a German migrant and whose Cunningham, whose grandfather
ginia
grandmother and mother
slaves, was nearly a century old when he
were VirHe remembered hearing the
was interviewed in 1938.
at night,
banjo often as a child. "They had
sometimes. Somebody would play the fiddles
big dances
and sometimes had a drum. We did the
and some the banjo
would hold hands
'buck dance."' A boy and girl
andjump up and down and
with the music." 77 They drank
swing around keeping time
sometimes
"coffee, corn whisky or
ended up drunk. "We would
apple brandy," and
had to be ready for work the
dance and play all night but
any full escape from the
next day," he added. But there was never
eyes of masters. "We had to
master or misses to go to the dance,
get a pass from our
Rolers""the slave
as we were afraid that the 'Patty
patrols-"would get us." "The
eight or ten men on horses
master would have
was taken up and
watching and any one caught without a pass
punished, sometimes whipped." Whatever
sense of
We would
apple brandy," and
had to be ready for work the
dance and play all night but
any full escape from the
next day," he added. But there was never
eyes of masters. "We had to
master or misses to go to the dance,
get a pass from our
Rolers""the slave
as we were afraid that the 'Patty
patrols-"would get us." "The
eight or ten men on horses
master would have
was taken up and
watching and any one caught without a pass
punished, sometimes whipped." Whatever
sense of --- Page 168 ---
THE BANJO
circumscribed, shadowed by the
liberty these events granted was always
threat that a dance might lead to a whipping.
and
a code
their dances secret
developed
Slaves often tried to keep
had found out about a secret
for telling one another when the patrols
in the wheat, 77 they would
bugs in the wheat," or' "weevils
dance. "There's
Civil War, recalled how her
One woman, born just at the end ofthe
on
say.
had once planned to go to a "big dance." But
mother, a housemaid,
footman came to see her and, right
the day ofthe event, the plantation's
knew there were "bugs in the
of their mistress, asked her if she
in front
what he was talking about, and
wheat." 99 The mistress asked the footman
on: the "bugs in
"Nothin.' 79) But the message had been passed
he replied:
who had found out about the dance.
the wheat" were the patrollers,
she didn't, since
said she wouldn't go to the dance," and was glad
"Mother
broken the dance and whipped several
she'd heard the patrollers had
up said that all those at the dance
of the slaves there. Other slaves, though,
else
behind a
windows or
by hiding
had escaped by jumping out ofthe
look behind. Such stories of
door that the patrollers were "too dumb" to
dances themselves.
and tricking masters, in fact, were sung at the
escaping
born in 1842 in Texas, remembered fiddlers singing:
Harriet Robinson,
Fooled the overseer three / Hand me down
"I fooled Ole Mastah 7 years /
>35
banjo / And I'll tickle your bel-lee.'
my
how banjo playing had been
One man named James Davis described
interviewed at the
his life. When he was
important to him throughout
but he'd been born in
of 96, he was cotton farmer in Arkansas,
to
age
Christmas morning of 1840. "I went
Raleigh, North Carolina, on
he recalled, "and I
worms off tobacco,"
work when I was seven pullin'
learned to play the banjo. "I used
been workin' ever since." But he'dalso
He played for "white
one of the best banjo pickers. I was good."
to be
and corn shuckin's, oh lord, yes."
folks" at their dances. "We had parties
nigger / Oh grandhe continued: "Oh lousy
"Tll sing you a song,"
the old fence rider / Ask that pretty gal
mammy / Knock me down with
the coal." 1 At the age oftwentylet me court her / Young ggal, come blow
he sharply re-
"sold the speculator and sold to Texas"-
one, Davis was
and the currency it was paid in-but
membered his exact selling price,
Carolina, runand made his way back to North
ran away immediately
them back to his home.
ning across Sherman's troops and accompanying both during slavery
the musical gatherings where he played
To protect
"Tll sing you a song,"
the old fence rider / Ask that pretty gal
mammy / Knock me down with
the coal." 1 At the age oftwentylet me court her / Young ggal, come blow
he sharply re-
"sold the speculator and sold to Texas"-
one, Davis was
and the currency it was paid in-but
membered his exact selling price,
Carolina, runand made his way back to North
ran away immediately
them back to his home.
ning across Sherman's troops and accompanying both during slavery
the musical gatherings where he played
To protect --- Page 169 ---
The Sound of Freedom
another skill beyond banjo playing. "I've seen
and after, Davis developed
We'dbe
Klux in slavery times and I've cut a many a grapevine.
them Ku
the banjo and the grapevine strung
in the place dancin' and playin'
and run right into
the road and the Ku Klux come ridin' along
across
Davis here combines two historical
it and throw the horses down."
and the era of the
periods-that of slavery and that of Reconstruction
both in
the continuity between the two eras,
Ku Klux Klan, capturing
and the ways Affican-Americans
terms of the music that was played
them. Other ex-slaves
could sometimes defeat threats that surrounded
Turner, who
the Virginian Cecelia
recalled similar scenes, including
horses ended up sprawled on
remembered how both patrollers and their
watched from the
while the slaves who had set the trap
the ground,
Hartman writes, through such narratives
woods, laughing. As Saidiya
small-scale battles with owners,
these rural slave gatherings "appear like
local whites, and the law."90
threat ofthe slave patrols.
Musicians wrote songs about the constant
night dances
Williams, born in 1843, remembered Saturday
Robert
the
There was patting and
that took place in a "big barn" on
plantation.
of one ofhis songs
"dancin' for life," 99 driven by a banjo player. The chorus
let de
run, run nigger run / Don't
paddle
went like this: "Run nigger
>7 Williams noted that the master was
rollers catch you / Run nigger run.
far
and the music
listening, for he sat on his porch not
away,
probably
>9 The song was well-known throughout
could be heard "for half a mile."
Austin Pen Parthe words varied. Mississippi-born
the South, though
stories about the slave patrols and singing
nell recalled his father telling
'Run, nigger, run /
"Run, Nigger, Run" to him:
a version ofthe song
"That nigger run / That nigger
The pateroles'11 get you" the chorus rang.
couldn't remember
bust / His Sunday shoe." Parnell
flew / That nigger
hearing "the boys . . pick it out
the rest ofthe song, but he remembered
in
2 Henry Turner, also born into slavery
on the banjo and the guitar."
for the song: "Run nigger run,
Mississippi, remembered another verse
That
tore his
/ That nigger run, that nigger flow /
nigger
it's almost day
slave in Arkansas, remembered the
shirt into." 79 And Cresa Mack, born a
who would beat slaves
during the Civil War about patrols
song sung
without a pass." 37
"almost to death" if they were caught
memorable events.
the slave patrols, the dances clearly were
Despite
Williams, born in 1847, describedjoyously how
The former slave Nancy
guitar."
for the song: "Run nigger run,
Mississippi, remembered another verse
That
tore his
/ That nigger run, that nigger flow /
nigger
it's almost day
slave in Arkansas, remembered the
shirt into." 79 And Cresa Mack, born a
who would beat slaves
during the Civil War about patrols
song sung
without a pass." 37
"almost to death" if they were caught
memorable events.
the slave patrols, the dances clearly were
Despite
Williams, born in 1847, describedjoyously how
The former slave Nancy --- Page 170 ---
THE BANJO
and recalled bands with two fiddles,
every "gal had a beau" at the dances,
latter made
tambourines, two banjos, and two sets ofbones-the
two
the bones from out in the woods where
by"devilish boys" who gathered
dancing for religious
had
to die. Williams had since given up
cows
gone
enthusiasm how she had danced with her friend
reasons but recalled with
ofwater on her head without
Jennie-and the "devil" carrying a glass
shoes she had
wearing a yellow dress and yellow
ever spilling a drop,
would match her dress, shoes that hurt
painted with stolen paint SO they
her, though that didn't stop her from dancing. in 1938, recalled that
Misissippi-born Lewis Brown, interviewed
times,"
folks didn'thave much amusement in slavery
although the "grown
instruments. "They danced
they did have the "banjo, fiddle," and other
all such as that,' ?7 he
the cotillions and the waltzes and breakdown steps,
he recalled, adding an "U-umph," maybe
remembered. "Pick banjo,
it. Ninety-eightthe sound as he remembered
attempting to recapture
Davis also brought the sound ofsong with
year-old Arkansas resident Jim
he
to his
in Civil War times," explained
him. "I used to be a banjo picker
as I could a reel," he
interviewer. "I could pick a church songjust as good
well as that of
his own versatility as a musician as
added, emphasizing
one went like this, he said,
the banjo as an instrument. Used to pick
farewell, sweet Mary /
and launched into a forelorn love ballad: "Farewell,
don't like me /
I'm ruined forever / By lovin' of you / Your parents offered a verse
"I could pick anything, ? he went on, and
That I do know."
like I talked
Grace." "I used to talk that on my banjo just
his
of"Amazing
that his banjo had been, in a way,
it there," 97 he concluded, suggesting
voice. 39
and made sure to pass it on
Ex-slaves considered this music precious
Reeves, born
An Arkansas preacher namedJames
to the next generation.
talking about the
in 1870, remembered his parents and grandparents had in "slave time."
"breakdown dances with fiddle and banjo music" they
Arkansas
had them." A father in
"Far after slavery, : he explained, "they
with was passed
determined to make sure the music he had grown up
was
remembered it, he would pull out his
on to his children. As Kate Arbery
here and dance" and
fiddle and call to them: "You little devils, come up
that brought
Together, the family had an ensemble
have them "marchin"."
instruments- quills, played like a
together fiddle and banjo with other
called a "pack-five in a
instrument
flute, and an innovative percussion
"Far after slavery, : he explained, "they
with was passed
determined to make sure the music he had grown up
was
remembered it, he would pull out his
on to his children. As Kate Arbery
here and dance" and
fiddle and call to them: "You little devils, come up
that brought
Together, the family had an ensemble
have them "marchin"."
instruments- quills, played like a
together fiddle and banjo with other
called a "pack-five in a
instrument
flute, and an innovative percussion --- Page 171 ---
161 1 The Sound of Freedom
canes tied together just like my fingers. "Anyrow," made up off fishing
make music on 'em." >40
body that knowed how could sure
showed similar creativity
Curlett recalled in detail how slaves
Betty
"The only musical instrument we had was
in building their own banjos.
or
a long strip of
Some made their banjos. Take a bucket pan
a banjo.
twisted made the base string. 2 horsehairs twisted
wood. 3 horse hairs
twisted made the fourth and the
made the second string. 1 horse hair
all but drawn tight."
fifth string was the fine one, it was not twisted at
the
Sea
with beeswax. On
Georgia
The strings, she added, were greased
raccoon skins that were
Islands, drums and banjos were both made using
and smooth. They
tacked to the side of a house until they were dried
named
trunk to make drums. A woman
were then stretched over a tree
celebrate a
crop"
recalled how the music for dances held to
"good
Hettie
"guitah' " made with "coon hides stretched over
came from what she called
hoops."
vividly recalled hearing the banjo
Ex-slaves in other parts ofGeorgia
recalled how on the
Henry Bland, born in 1851,
on their plantations.
the slaves on the plantation celebrated
Fourth of July and Christmas,
also did "after the crops had
with song and dance, something they
violin, banjo and clapping
with music "furnished by
been gathered,"
with a violin given to him
ofhands." " Bland himself sometimes played,
her
Susan Castle recalled Christmas parties on
plantation, 3
by his master.
"ready to pick up the banjo. Berry
where there was always someone heard from her parents about planClay, born after emancipation, had
the chief form of entertaintation "frolics at which square dances were
>42
99 driven by the music of"banjo or fiddle'
ment,
with songs about love,
Marshal Butler, in an interview peppered
"frolicked" on Satand a stubborn mule, recalled how people
feasting,
music." He remembered an instrument that was
urday nights to "swell
attached to a tin can. One man
almost "like a banjo," made of strings
the
with "broom
"beat his hand" on the can, while another "beat strings" Grows the Willow
and "Green
straws." 99 They sang "Little Liza Jane"
head home. Ex-slave
Tree," until two in the morning, then scattered to the "young folks"
Carrie Hudson also recalled how, on Saturday nights,
and "picked the banjo. 7 Easter Huffsimilarly
stayed up far past midnight
musicians who played banjo and
recalled Saturday nights animated by
Another ex-slave, Sarah
"knocked on tin pans for music to dance by."
room
"beat his hand" on the can, while another "beat strings" Grows the Willow
and "Green
straws." 99 They sang "Little Liza Jane"
head home. Ex-slave
Tree," until two in the morning, then scattered to the "young folks"
Carrie Hudson also recalled how, on Saturday nights,
and "picked the banjo. 7 Easter Huffsimilarly
stayed up far past midnight
musicians who played banjo and
recalled Saturday nights animated by
Another ex-slave, Sarah
"knocked on tin pans for music to dance by." --- Page 172 ---
THE BANJO
"frolics," 3 held "anytime the slaves chose
Byrd, talked of Saturday-night
bones, and quills, and the dancing
to have them." > Musicians played banjo,
everyone was
that as the sun rose on Sunday morning
went on SO long
Emmaline Heard, born a few years
laying around or sitting on the floor.
"frolics" that included
also described plantation
before emancipation,
sometimes drew slaves from nearby plandancing and banjo playing and
who could 'buck dance' the
tations. "A prize was given to the person the head. A cake or a quilt
steadiest with a tumbler of water balanced on
2 Elisha Doc Garey recalled his childhood
was often given as the prize."
he and other children worked
plantation as a time where
on a Georgia
had dances where musicians played the
"like horses" but also sometimes
times."43
banjo and quills, creating 'stomp down good decades of slavery, and
Music had sustained communities through freedom finally came.
the celebration of the day
it also accompanied
remembered her aunt describing how, one
Violet Shaw of Arkansas
white man come,
in the field when "a great big
day, they were working
'Freedom! Freedom!" . : He told them
jumped up on a log and shouted,
at the house. "Some
free." 79 They stopped working and gathered
they was
had a time that day. They got
down and prayed, some sung. They
got
Some got in the big road just
the banjo and fiddle and set out playing.
walking, >44
William Eastman Johnson
On the eve ofthe Civil War, the painter
of the banjo in
images of the place
created one ofthe most enduring
he witnessed not
African-American life. He was taken by something
in
DC. In the painting
but rather in an alley Washington,
on a plantation,
for mothers and children, for a
he produced, a banjo player performs
behind a fence, listening
courting, and for a white woman lurking
couple
under the title Negro Life at the Southin. In time, Johnson's painting
and "the best-known painted image
became both his most famous work
from its original context,
of American slaves." 99 It was rapidly unhinged
life ofblacks in the
the indolent and slow-paced
taken by many to depict
under the title Old Kentucky Home,
South. Indeed, it long circulated
because In an Alley in Washpatently resituating its location, presumably
with the desired sense
DC, would not have endowed the painting
ington,
its
through American
ofdistance and nostalgia. But although longjourney vital here is that it serves as a
visual racial ideology is important, more
time, and sound.
visual archive of a particular place,
its original context,
of American slaves." 99 It was rapidly unhinged
life ofblacks in the
the indolent and slow-paced
taken by many to depict
under the title Old Kentucky Home,
South. Indeed, it long circulated
because In an Alley in Washpatently resituating its location, presumably
with the desired sense
DC, would not have endowed the painting
ington,
its
through American
ofdistance and nostalgia. But although longjourney vital here is that it serves as a
visual racial ideology is important, more
time, and sound.
visual archive of a particular place, --- Page 173 ---
163 The Sound of Freedom
Robert Eastman L. Stuart Johnson, Negro Life at the South, 1859,
Collection. Courtesy, of the New York Historical
Society.
Johnson lived in
looking for local
Washington, DC,
in
subjects to
beginning 1855,
on the block where
paint in the following
and began
he lived, on F
years. He found some
designed the city in the late
Street. When Pierre L'Enfant had
blocks, which led to the creation eighteenth century, he had created
spaces behind the houses became oflarge alleys behind houses. large
gathered. Outside his back
the areas where slaves worked, These
spaces. And he would
windows, Johnson would have
lived, and
intense, controversies have been quite aware of the
observed these
neighborhood
surrounding slavery in the ongoing, and often
southern
was a fashionable area that was
nation's capital. His
senators as well as to Massachusetts home to many proslavery
Sumner-who once found the
antislavery senator
step as a warning against his severed finger ofa slave left on his Charles
The center of
political activities. 46
doorman. It is this
Johnson's painting 1S the banjo,
"node" of sound that
played by an older
"generates the rest of the
painting's
observed these
neighborhood
surrounding slavery in the ongoing, and often
southern
was a fashionable area that was
nation's capital. His
senators as well as to Massachusetts home to many proslavery
Sumner-who once found the
antislavery senator
step as a warning against his severed finger ofa slave left on his Charles
The center of
political activities. 46
doorman. It is this
Johnson's painting 1S the banjo,
"node" of sound that
played by an older
"generates the rest of the
painting's --- Page 174 ---
THE BANJO
what "sets the narrative of the painting in moactivity": the music is
dancing with a child,
tion." 99 There is a couple flirting and an older woman
holds a small
her daughter. From a window, another woman take in the
perhaps
outside the window, perhaps to
child slightly precariously
this yard from a neighboring one
sound. From around a wall separating
and looking in, interpocomes a white woman, well-dressed, curious, the outskirts of the scene,
in a blue dress. But she is on
lated by a girl
but not welcome. The image captures a
affecting it only slightly, curious
system"
world that stands against the "dehumanizing
social and cultural
here, children are nurtured
of slavery: "all generations are represented found for communal cultural
by adults ofboth sexes, and time has been
in the an-
"inner strengths present
activities." 19 One gets a portrait ofthe 47
tebellum African American community."
as well as dignity, to the
and solidity,
There is a particular strength
looks like it has just struck down
himself. His strong hand
banjo player
and he is about to pick the top
the
with the back ofhis fingers,
on
strings
new and taken care of: this is something
string. His banjo looks relatively
he made. Along with his
bought, rather than something
the banjo player
be
a living from his music.
clothes, this suggests that he may making
of musical crefascinated by this particular image
Johnson was clearly
twice afterwards, entitling one
ation: he repainted this part ofthe image
the
he saw in
and Admiration. Those were feelings
version ofit Confidence
looking up and watching:
standing next to the musician,
the young boy
taking in the music.
the next generation,
*
banjo player named
One night in the early 1830s, an African-American "He was seated in
of dancing in a Tennessee tavern.
Ben drove a night
instrument, which he called Sal,"
the corner on his stool, holding his
ofthe affair. A white
Colonel David Crockett in his remembrance
wrote
"Uncle Ben, strike up!" and she and another
woman shouted out to him
whole house was up, knocking it
began dancing to his song. "Soon the
time with his feet, and
off-while old Ben thrummed his banjo, beat
started off
of an ill-fated journey-"I
sung." 97 The song told the story
for me / He began to
from Tennessee / My old horse wouldn't pull
from Tento cus an' whip / Walk jawbone
fret an' slip, / An I begin
his remembrance
wrote
"Uncle Ben, strike up!" and she and another
woman shouted out to him
whole house was up, knocking it
began dancing to his song. "Soon the
time with his feet, and
off-while old Ben thrummed his banjo, beat
started off
of an ill-fated journey-"I
sung." 97 The song told the story
for me / He began to
from Tennessee / My old horse wouldn't pull
from Tento cus an' whip / Walk jawbone
fret an' slip, / An I begin --- Page 175 ---
The Sound of Freedom
the song went on, and Ben inherited only
nessee." ? The "old horse died"
Ben offered instructions on
17 Interspersed with the verses,
"hisj jawbone."
an' hell an toe" or "Now, weed corn,
how to dance: "Now, back step
all life," Crockett wrote.
an' double shuffle." "The dance was
kiver taters,
asked for the song "Jim Crow,"
Dancers called out for more songs-one:
"limber" on the dance
one oft them for being
and Ben complimented
floor. 49
at other sites of public performance.
Whites could hear the banjo
River, for instance,
boatmen working on the James
African-American
their bateaux were lying at the landing on
often played the banjo "while
could listen in. And Virginia
where passersby
the river at Lynchburg,"
who made a career performing banjo
also had at least one banjo player
and a newspaper
white audiences. His name was Titus,
tunes for largely
at the
in 1818 described him as a regular performer
profile published
old slouched hat-a coat considerably
Richmond Racetrack. "With an
known the value of a good
which had not often
worse for wear-shoes
hand-he marched over the hill
under arm and stick in
offered the
polishing-banjo
races." " His songs
to Fairfield. to him the great day-ofthe
had
witnessed:
musical version of what they
just
crowd an improvised
before he commenced, and
"He usually waited until the race was over
"Every circumthe incidents of the struggle for victory."
then he sang
music. He named "every gentleman who
stance was brought in" to Titus's
for a comparison, the
owned a horse" and made him a "hero." Searching
Ancient
article reached for that of Pindar-the
author of the newspaper
those who triumphed at the Olympic
Greek poet who "immortalized
"which he evidently stole, it
games. 1 Titus sang one appropriate ballad,
ballad, which describes
nothing more nor less than the old English
being
Gray Mare, and the Noble Skewball."
the race between the 'Bonny
One of his songs offered
But Titus sang about more than horse races.
individual who
narrative of the acts and deeds of a certain
"an elaborate
whom he designates as
would otherwise have been lost to history,
that he shot
Mullen, whose story he commences by telling us
'Archie
the devil."So
ofTitus's repertoire, however, was about
The most remarkable piece
remembered in Richmond. He
an event that would have been vividly
a true and
had composed, "an entire piece, giving
played, and perhaps
as he calls him,
account of the capture of the 'nigger general,
graphic
.
individual who
narrative of the acts and deeds of a certain
"an elaborate
whom he designates as
would otherwise have been lost to history,
that he shot
Mullen, whose story he commences by telling us
'Archie
the devil."So
ofTitus's repertoire, however, was about
The most remarkable piece
remembered in Richmond. He
an event that would have been vividly
a true and
had composed, "an entire piece, giving
played, and perhaps
as he calls him,
account of the capture of the 'nigger general,
graphic --- Page 176 ---
THE BANJO
Gabriel.' 27 Eighteen years after one of the most important slave conspiracies in the history ofthe United States, which was organized at the time
oft the Haitian Revolution and led to the public trial and hanging of
the main organizer, Gabriel, Titus was telling his story. It was a bold
move: the threat of an insurrection of the enslaved was a constant fear
in the South, and Gabriel's vision-which was based on the idea that an
alliance between radical white artisans and enslaved people could overthrow slavery and create a new Republican order-was a serious threat
to the social order in Virginia at the time. 51
Unfortunately the words ofTitus's version were not noted by the author ofthe 1818 article. A few decades later, however, various versions of
a song called "Uncle Gabriel" appeared in the minstrel repertoire. Many
of them made no reference whatsoever to the events of 1800 in Richmond. One 1848 version performed by the Ethiopian Minstrels, for instance, had a chorus that asked "What will Uncle Gabriel say," recounting
the story of a comical hunt for a "coon" and its happy consumption at a
plantation frolic: "De niggers de come all around / and kick up a debil
of a splutter; Dey eat the coon and clar the ground, to dance the chicken
flutter, Dey dance all night till de broke ofday, to a tune on de old banjo. >52
But at least one minstrel act performed a version of"Uncle Gabriel"
which, like Titus's version, focused on Gabriel's rebellion: the Christy
Minstrels. They published sheet music to the song in 1848. The words
include a startling level of detail about the conspiracy of 1800, which,
there is reason to believe, may have even come from Titus's version. "Oh
my boys I'm bound to tell you," : the song began: announcing a kind of
necessity on the part ofthe singer to recount the story. The chorus sang
"Hard times in Old Virginy,' and from the focus and tone ofthe rest of
the song, the "hard times" were those ofthe enslaved and ofGabriel himself. The verses of the song were as follows:53
Oh don't' you know Old Uncle Gabriel,
Oh! Oh!
He war the Chiefof de Insurgents,
Way down in Southampton
It war a little boy betrayed him,
Oh! Oh!
I'm bound to tell you," : the song began: announcing a kind of
necessity on the part ofthe singer to recount the story. The chorus sang
"Hard times in Old Virginy,' and from the focus and tone ofthe rest of
the song, the "hard times" were those ofthe enslaved and ofGabriel himself. The verses of the song were as follows:53
Oh don't' you know Old Uncle Gabriel,
Oh! Oh!
He war the Chiefof de Insurgents,
Way down in Southampton
It war a little boy betrayed him,
Oh! Oh! --- Page 177 ---
The Sound of Freedom
A little boy by the name ofDaniel
Oh! Oh!
Betrayed him at the Norfolk landing,
Oh! Boys I'm getting done.
The whites dey fought him and dey caught him
Oh! Oh!
To Richmond Court House dey did brought him
Oh! Oh!
Twelve men sot up on de jury;
Oh! Boys I'm most done.
Hard times in Old Virginy
Dey took him down to de Gallows
Oh! Oh!
Dey drove him down, wid four grey horses,
Oh! Oh!
Brice's Ben, he drove de wagon,
Oh! Boys, I'm most done.
Hard Times in Old Virginy.
And dare dey hung him an dey swung him,
Oh! Oh!
And dey swung him and dey hung him,
Oh! Oh!
And that war the last of the Niger General,
Oh! Boys I'm just done.
Hard times in Old Virginy.
The song is far from critical of Gabriel's actions: it is more than anything a lament, with the guilty parties-even the four grey horses who
pulled the cart to the gallows-named, almost as if on trial. Gabriel had
made the headlines in 1800 by dreaming of a Virginia without slavery.
In the song, he was brought back to life long enough for his story to be
remembered and the names of others involved spoken. The lyrics themselves suggest whoever wrote the song understood it might be a bit hard
for people to hear-"Boys I'm most done," he repeats, almost from the
beginning, until in the last moments he announces "Boys I'm just done."
, with the guilty parties-even the four grey horses who
pulled the cart to the gallows-named, almost as if on trial. Gabriel had
made the headlines in 1800 by dreaming of a Virginia without slavery.
In the song, he was brought back to life long enough for his story to be
remembered and the names of others involved spoken. The lyrics themselves suggest whoever wrote the song understood it might be a bit hard
for people to hear-"Boys I'm most done," he repeats, almost from the
beginning, until in the last moments he announces "Boys I'm just done." --- Page 178 ---
THE BANJO
adds a few details about the boy
One verse in the printed song
link to Titus. The
Gabriel-and provides a possible
who "betrayed"
how he de do my Uncle Gabriel," to which
boy, the verse recounts, "Says
"My name it is
Gabric-threatened with being unmaked-responde Mullin." It is a curious deMcCullen, / Some dey calls me Archey
Jim
with the rest ofthe verses. But Titus, according
tail, somewhat at odds
"elaborate narrative" of the
the 1818 newspaper account, also sang an combined the two songs,
Mullin. Perhaps at times he
acts ofone Archey
combined them in this version.
someone who heard him play
or perhaps
to prove for sure, it seems very posThough it is obviously impossible
the 1818 performance by Titus
sible that there is some filiation between
trace hints
Minstrel version from 1848. That evanescent
and the Christy
African-American banjo players
at a much larger filiation: that between
in the 1830s.
musicians who founded the minstrel genre
and the white
*
Virginia, a white man named
Writing of his childhood in Lynchburg,
the banjo from
recalled how he had learned to play
Norman Eubanks
He remembered that his
the
where he grew up.
slaves on
plantation
told him that the banjo was "a wellfather-born in 1777-had often
"My father had an
instrument with the Negroes in the country."
known
banjo player," 99 he recalled. "The
old Negro, Davey, who was an expert
a Negro
horsehair for strings.
When I was a boy, Henry,
Negroes used
father's home, and
watched every horse that came by my
boy and myself,
ofstrings." 77 One can imagine that the
ifhe had a long tail we got a supply
that particular house.
horses oft the area might well have feared passing by
in the 1830s.34
himselfimitated the slaves and built his own banjo
Eubanks
the
But in the same area around the
Eubanks never took to
stage.
the banjo, with fartime, another young boy was learning to play
same
Walker Sweeney, and he was
His name was, Joel
reaching consequences.
in the tobacco country between Lynchburg
born into a farming family
At the time there were about
and Richmond, today Appomattox County. whites. Most of the latter owned
10,000 blacks in the county and 7400
The
farms, but there were a few larger plantations as well.
small tobacco
since the time of the American
Sweeney family had been in Virginia
the muMoses fought in the conflict-and
Revolution-the grandfather
, another young boy was learning to play
same
Walker Sweeney, and he was
His name was, Joel
reaching consequences.
in the tobacco country between Lynchburg
born into a farming family
At the time there were about
and Richmond, today Appomattox County. whites. Most of the latter owned
10,000 blacks in the county and 7400
The
farms, but there were a few larger plantations as well.
small tobacco
since the time of the American
Sweeney family had been in Virginia
the muMoses fought in the conflict-and
Revolution-the grandfather --- Page 179 ---
The Sound of Freedom
Several of his siblings also played
sician's father was a wheelwright.
learned to play
did some ofhis local cousins. As a boy, Sweeney
music, as
resident named P. C. Sutphin
the violin. He was SO good, as one local "chiefviolinist at a special dance
recalled much later, that he played as the
turned to
of the 'elite' of Lynchburg." But his attention
party of some
he "took a fancy to the banjo, which,
another instrument, wrote Sutphin:
99 Sweeney was, in
before that, had only been in the hands ofthe negro.
and intro-
"the first white person to play on it
Sutphin's estimation,
whites." By the age oftwelve, another residuce it to the society ofthe
proficient on the banjo and
dent recalled, Sweeney was already "quite
violin.' >55
teachers? Sweeney's father, John, was a
Who were Sweeney's banjo
few slaves when Sweeney was a
small farmer and probably owned a
Next door to their small
child-an 1850 census listed him as owning two.
Flood and
owned by Major Henry
plot, however, was a larger plantation
slaves in 1820, and 121
his son, Joel Walker Flood. They owned twenty
his son the
1850. The two families were close: John Sweeney gave
by
According to one researcher, the younger
two first names ofhis neighbor.
and learned to play
Sweeney got to know the coachman on the plantation
and "the music oft the African" from him.56
the banjo
Walker Sweeney learned to play, he probIfthis is indeed how Joel
on other sourcesably learned techniques and songs by drawing Sweeney began his
perhaps, the singing of Titus himself.
including,
wandering through central Virginia, playing
public musical career "by
sessions." >7 That was proband singing for crowds during county court his recollections of the
ably where Judge Pore, who in 1895 published
the doggeral
first heard him sing. "He was a one-man show, singing
boy,
or had improvised from their tunes,
[sid he had learned from Negroes
and roaring in imitation of anidancing, reciting, and crowing, braying
on the
played the banjo; he was equally accomplished
mals. He not only
influenced by other acts circulating
violin." Around this time, presumably
named T. D. Ricethe timethose of a performer
at
-particularly his face for these performances." In addition
Sweeney "began blacking
for dances
at the courthouse, he almost certainly performed
to performing
local
Tavern. In 1836, he had
in local homes as well as in the
Sunnyside
a blackface singer
on a concert stage when he joined
his first performance
Extravaganzas" at Richmond's
named James Sanford to present "Negro
enced by other acts circulating
violin." Around this time, presumably
named T. D. Ricethe timethose of a performer
at
-particularly his face for these performances." In addition
Sweeney "began blacking
for dances
at the courthouse, he almost certainly performed
to performing
local
Tavern. In 1836, he had
in local homes as well as in the
Sunnyside
a blackface singer
on a concert stage when he joined
his first performance
Extravaganzas" at Richmond's
named James Sanford to present "Negro --- Page 180 ---
THE BANJO
Sweeney found a few other gigs in
Terpsichore Hall. In the next years
1837 and 1838-at the
theatres but also performed in circuses and-in
York,
Within a few years, he would go on to New
Lynchburg racetrack.
the urban stage for the first time.7
where he would bring the banjo to
perform a song called
Norman Eubanks recalled hearing Sweeney
written by
the
racetrack. It was
"The Coaling Ground" at
Lynchburg
Moon and recounted an ill-fated journey.
another resident named Billy
though in the end the help
His cart was "broke in the coaling ground,"
with rum
allowed him to go on. He was even plied
ofvarious strangers
The song was an intimate one- mentioning
and cake at a friendly tavern.
and celebrating the fact of
of
and tavern keepers
names wheelwrights
But it also described the travails of
people helping one another out.
Eubanks recalled that
working people in a landscape in transformation:
for the local
had been - denuded ofall timber to make charcoal"
the area
the racetrack songs of Titus and
iron works. Though much distinguished, of local events and names and
Sweeney, sung decades apart, both spoke
places, using music to voice a specific experience.
the sound ofhis
Titus, however, was ultimately largely forgotten,
textual trace in a Richmond newspaper.
banjo left only in one fleeting
Bob Carlin calls "the Elvis
meanwhile, became what historian
BeSweeney,
who could
like a black man."
Presley ofhis time, a white man
sing and other Africanhe was white, he was able to do what Titus
cause
the banjo to the mainstream
could not: bring
American performers
when African American music and
of North America. "At a time
stages
to main street America,"
or inaccessible
musicians were unacceptable
"provided an acceptable version
writes Carlin, musicians like Sweeney
Sweeney brought
music for most listeners." "In the process, Joe
ofblack
and tunes, as well as their instrument, into
African Americans' songs
music. >59
American popular
African-American banjo, Cece Conway
In her pioneering study ofthe
who learned
that several minstrels truly did begin as "apprentices"
she
argues
enslaved people on plantations. There was,
to play the banjo from
the instrument at the time expoints out, no way to learn how to play
99 They had to "absorb tra-
"through oral transmission and imitation."
to them and
cept
banjo players by listening
dition" from African-American
but other minwith them. Sweeney is the most obvious example,
for
playing
from black musicians. Ben Cotton,
strels also learned to play directly
pioneering study ofthe
who learned
that several minstrels truly did begin as "apprentices"
she
argues
enslaved people on plantations. There was,
to play the banjo from
the instrument at the time expoints out, no way to learn how to play
99 They had to "absorb tra-
"through oral transmission and imitation."
to them and
cept
banjo players by listening
dition" from African-American
but other minwith them. Sweeney is the most obvious example,
for
playing
from black musicians. Ben Cotton,
strels also learned to play directly --- Page 181 ---
171 The Sound of Freedom
interview late in his life that while he was
instance, explained in an
he would visit slaves
riverboats as a young man
working on Mississippi
cabins and we would start the banjo
and "sit with them in front of their
air in their
their voices would ring out in the quiet night
twanging, and
me, 19 he went on. "I
weird melodies." 79 "They did not quite understand
did; but we were
the first white man they had seen who sang as they
was
. The style ofsynbrothers for the time being and were perfectly happy"
ofminstrel songs, as recorded in "methods"
copation present in early
that they had learned from
fered to aspiring banjo players, indicates helped to create a body of
African-American players. In time minstrels
tradition, a fact
notation meant to transmit the plantation music
musical
to the story: the minstrel tradition
that adds another layer of deep irony
the soundscapes of the
is in fact one of the few ways we have to access
therefore ofrecovering a crucial piece of African-American
plantation and
musical history." 60
had learned their music
Minstrels depended on the claim that they
ofthe way they marketed their perfrom blacks: this was a key part
sometimes called themformances. They were interpreters-or, as they
to white
the black music ofthe plantations
selves, delincator--bringing
and absorb. Though they acknowlaudiences in a form they could enjoy
and even debt, this never led to an incorporaedged this apprenticeship,
musical collaboration.
musicians into their acts or any public
tion ofblack
have wished to play alongside black perThough some minstrels might
the
this seems to
even invite their mentors on
stage,
formers, perhaps
in the antebellum theatre. The fact that
have been a cultural impossibility
white minstrels a tremendous
blacks were excluded from the stage gave
the broader
took advantage of. They negotiated
opportunity, one they
transmitting certain aspects of
racial landscape by simultaneously
some ofits
tradition and obscuring and transforming
Affican-American
unstable, contradictory, and
key elements. Minstrelsy was an inherently
a transformaform. It became both a conduit for, and ultimately
shifting
ofmusic, offering a layered and contradictory pattern
tion of, earlier forms
On the minstrel stage a song
ofincorporation, appropriation, and parody.
memory,
Run!"-devcloped as a form of critique,
like "Run, Nigger,
become a form of comic
and resistance within the plantation-would
of
the more overtly racist and insulting aspects
relief. And over time,
and influential
became more dominant. In his pioneering
minstrelsy
sy was an inherently
a transformaform. It became both a conduit for, and ultimately
shifting
ofmusic, offering a layered and contradictory pattern
tion of, earlier forms
On the minstrel stage a song
ofincorporation, appropriation, and parody.
memory,
Run!"-devcloped as a form of critique,
like "Run, Nigger,
become a form of comic
and resistance within the plantation-would
of
the more overtly racist and insulting aspects
relief. And over time,
and influential
became more dominant. In his pioneering
minstrelsy --- Page 182 ---
THE BANJO
study of blackface minstrelsy, Eric Lott described the contradiction of
the form as being the combination of"love and theft": an attraction
and even respect for a musical tradition that was ultimately expressed
and activated on the basis ofracist exclusion. For that reason, minstrels
have often been seen as cynical cultural appropriators, and the accusation of"minstrelsy" in contemporary popular culture continues to carry
a highly negative charge. 61
The banjo was, from the beginning, at the heart of the minstrel show.
Its sound, and the symbolism surrounding it, made possible the strange
transmogrification that sustained blackface minstrelsy. By the 1830s,
audiences had come to see this instrument as deeply tied to AfricanAmerican life. Sweeney was among the first who saw that this created an
opportunity, that carrying the instrument onto the stage would provide
kind of a badge of authenticity, a visible and material link to the black
musical tradition. But for audiences to accept that a white man could play
the banjo, he and other performers first made themselves black, tapping
into a long theatre performance tradition. It was the encounter between
the tradition ofblackface and the sound ofthe banjo that made minstrelsy
possible and in turn sent the banjo into a dramatically new chapter in its
winding story.
American life. Sweeney was among the first who saw that this created an
opportunity, that carrying the instrument onto the stage would provide
kind of a badge of authenticity, a visible and material link to the black
musical tradition. But for audiences to accept that a white man could play
the banjo, he and other performers first made themselves black, tapping
into a long theatre performance tradition. It was the encounter between
the tradition ofblackface and the sound ofthe banjo that made minstrelsy
possible and in turn sent the banjo into a dramatically new chapter in its
winding story. --- Page 183 ---
The Banjo Meets Blackface
MAYBE IT WAS QUEEN ANNE who started it all the day she decided
to paint herself black. At her 1589 wedding, a group of four naked
"Negroes" -whites in black makeup-danced in the snow. She was perhaps remembering this when, in 1605, she asked the author Ben Jonson
to write a play in which she and her court ladies could perform as "black
Moors." 99 He offered The Masque of Blackness, which features King Niger
and his twelve daughters, African "nymphs. They are told that because
they are black, they are not beautiful, though redemption beckons: ifthey
find their way to Britannia, they will become white. Niger protests, declaring that in fact they are "beautiful as well as black": they were the
"first form'd dames ofearth . in whose sparkling and refulgent eyes /
The glorious sun did still delight to rise : in their black the perfect'st
beauty grows. 99 In the end, though, the play celebrates the idea that the
British crown, expanding into a global empire, will absorb and control
black outsiders. Despite the comforting plot, however, there was something provocative and troubling about the spectacle. The Queen of
England, six months pregnant at the time, appeared in public with "her
face and arms coated with black grease. Everyone watching knew that
--- Page 184 ---
THE BANJO
the Queen. But what, exactly-with
the African nymph was actually
-was she doing?!
England beginning its long colonial expansion- characters: the buffon, or
European theater long included "black"
black devils in mediCommedia dell'arte and various
clown, in Italian
The actors playing these roles,
eval drama and vernacular performance.
and her court ladies did
however, usually wore black masks. The Queen
oftheir bodies in
different: they covered their faces and parts
something
washed off. It was, on one
black grease, which had to be painstakingly elsewhere in their lives, these
Indeed, here and
level, an act ofrebellion.
standards of female dewomen were rebels "who resisted patriarchal
the mistress of a prominent English
corum." 2? There was Penelope Rich,
Lady Arabella Stuart,
publisher and mother of four illegitimate children; for which she was
married to a Lord, a transgression
who was secretly
ofLondon; one Lady who would go on to
eventually sent to the Tower
1621 would be exiled from
her husband; and another who in
poison
novel. Queen Anne and the court
the court after publishing a romance
and perwanted to shock and disturb by commissioning
ladies probably
And what was probably most reforming in a play as black nymphs.
much the
plot
membered by those who watched was not SO
satisfying ofthe
British greatness but the pure and surprising spectacle
celebrating
ladies transformed, for a day, into Africans.?
country's leading
unusual for its time. But it repreQueen Anne's performance was
performance that would
sented the beginning of a tradition ofblackface
the course ofthe
expand and root itselfin English theater over
slowly
centuries. On stage, white actors increassixteenth and early seventeenth
African characters.
themselves black in order to depict
ingly painted of"blackness" was applied to many groups-including
Though the trope
ultimately coalesced around the "idea
Native Americans and the Irish-it reification and a reining in of that
of African difference." It was both a
ofthe cultural encoundifference, an attempt to deal with the meaning
in the slave trade.
of
increasing involvement
ters that were part England's
of symbols, a combination
From the first, blackface was a concatenation desire to be someone else.
and exoticism, ofracism and
of transgression
unruly, leaving audiences uneasy
Blackface performance was perpetually
because of it-it became
and destabilized. Despite that-or perhaps
ofthe
of
as part
landscape
increasingly popular, even institutionalized,
the Atlantic world.
not only in England but throughout
performance
the cultural encoundifference, an attempt to deal with the meaning
in the slave trade.
of
increasing involvement
ters that were part England's
of symbols, a combination
From the first, blackface was a concatenation desire to be someone else.
and exoticism, ofracism and
of transgression
unruly, leaving audiences uneasy
Blackface performance was perpetually
because of it-it became
and destabilized. Despite that-or perhaps
ofthe
of
as part
landscape
increasingly popular, even institutionalized,
the Atlantic world.
not only in England but throughout
performance --- Page 185 ---
175 The Banjo Meets Blackface
history of this form beyond the borUnderstanding the long and complex
and
it became the
United States is critical to grasping how
why
ders ofthe
North America.'
theatrical form in nineteenth-century
most important
1580s and 1590s that a few white actors in
It was during the late
ofblack characEngland began trying out the full-fledged "impersonation
of subthose from "the exotic and dangerous regions
ters," particularly
for such roles in travel
Saharan Africa." Playwrights found inspiration
with African slaves
narratives about Africa as well as through encounters
the ambassador
also
visitors, such as
in London. There were
high-profile
to London to negoMoroccan king Muly Hamet, who was sent
ofthe
Elizabeth I and was the subject ofi much fascination
tiate an alliance with
character appeared in the The
and commentary. The first such speaking Moor" who sees his blackBattle of Alcazar: a violent and tragic "Negro
Titus
inherited from his mother. But it was Shakespeare's
ness as a curse
established a set
Andronicus that, during the same period, most forcefully
The character of Aaron is a villainous
ofl long-standing racial tropes.
because he was evil, but evil because
"Black Moor," who "was not black
will have his soul black
9) The character declares: "Aaron
he was black."
by a white actor with a painted face:
like his face." Aaron was performed
play, he is set apart
sketch of a Shakespearean
in the only contemporary
The character is an adulterer
both in his color and his body language. him "the first in a long line
who has sex with a white woman, making
who flaunt their sexuof black male heroes (crafted by white authors)
and
inherent in their blackness." 97 The most legendary
ality as a quality
was the depiction of a "Moor" in
influential example ofthis, of course,
for the ensuing centuconsistently
Shakespeare's Othello, a play performed
rewritten as part
and North America and eventually
ries both in England
U.S. blackface theater."
of the nineteench-century
black figures in plays were often
By the early seventeenth century
that involved people
"bedtricksters," central players in romantic romps
intended
in bed with people other than those they
unsuspectingly getting
and lust frequently depended
to. These comical intrigues about adultery
white-black sexual
the additional charge of planned or unplanned
on
direction put it, a key turning point would be "A
encounters. As one stage
then
Blackamoor in it. s) The theater played with, though
bed discovered with a
sex with black women,
usually dispelled, the specter ofwhite men having fold. But these plays
back into the racial and marital
bringing everyone
central players in romantic romps
intended
in bed with people other than those they
unsuspectingly getting
and lust frequently depended
to. These comical intrigues about adultery
white-black sexual
the additional charge of planned or unplanned
on
direction put it, a key turning point would be "A
encounters. As one stage
then
Blackamoor in it. s) The theater played with, though
bed discovered with a
sex with black women,
usually dispelled, the specter ofwhite men having fold. But these plays
back into the racial and marital
bringing everyone --- Page 186 ---
THE BANJO L 176
of dealing with a reality that was increasingly wellwere an oblique way
culture: that in the Caribbean
known, if somewhat repressed, in English
sexual relations with
and North America, many white men were having
and African
black female slaves, and children of mixed European
their
ofthe colonial social world.5
ancestry were becoming a part
Thomas Southern's hit play
At the end of the seventeenth century,
role. The work was
Oronooko offered a very different kind ofblackface the
of an African
Behn's 1688 novel, which told
story
based on Aphra
and ended up in Suriname. Southern's
king who was sold into slavery and both it and the novel were popular
play was first performed in 1695,
and Orothe eighteenth century. The play was a romance,
throughout
and tragic figure. Along with ongoing
nooko was depicted as a dignified
play The Revenge, whose
performances of Othello and Edward Young's these works of theater
main character is a villainous slave named Zanga,
of the
blackface performance as a mainstay
anchored and popularized
English stage."
blackface could earn performers apCuriously, although wearing them thrown in jail if they did SO off
plause in the theater, it could get
used blackface to disguise themstage. Some outlaw groups in England
the "Waltham and Windsor
selves, notably a group of poachers called
ofland by the upper class.
Blacks," as part of protests against the enclosure
crime to "black"
law called the Black Act made it a capital
In 1723 a
out such behavior. The act remained
one's face as: a way oftrying to stamp
In both Europe and North
on the books into the nineteenth century.
part of a
this period, popular street celebrationsAmerica, throughout of"charivari" in which social roles were reversed
long-standing tradition
wearing blackface. In early nineparticipants
in public spaces-involved
for instance, callithumpian
teenth- century New York and Philadelphia,
New Years, *often
bands of young men wandered the streets around
whistles, horns,
masked in chimney soot and grease" playing "drums, and inferiors"
and kettles, taunting both their social superiors
pots, pans,
and residents, pelting "houses
by demanding money from passersby white
and getting in
with lime, flour, and other
powders"
and persons
vernacular use of blackface shaped theatrical
fights. The realm of the
a kind of subversion
too: the idea that blackness represented
practice
raffish one- became a critical part
and rebellion-at times an attractive,
of the popularity ofblackface?
masked in chimney soot and grease" playing "drums, and inferiors"
and kettles, taunting both their social superiors
pots, pans,
and residents, pelting "houses
by demanding money from passersby white
and getting in
with lime, flour, and other
powders"
and persons
vernacular use of blackface shaped theatrical
fights. The realm of the
a kind of subversion
too: the idea that blackness represented
practice
raffish one- became a critical part
and rebellion-at times an attractive,
of the popularity ofblackface? --- Page 187 ---
177 The Banjo Meets Blackjace
century, a few pioneers began to push the
During the eighteenth
themselves as
boundaries of blackface performance by presenting blacks in the Americas.
"authentic" interpreters ofthe culture ofenslaved channel and reprodonned blackface but also claimed to
These actors
and singing. The most prominent
duce black ways of moving, speaking,
for himselfby playing
Charles Dibdin, who first made a name
ofthese was
in the 1768 hit comic opera The Padlock. The
the role of a black slave
about an old miser who keeps
opera was based on a story by Cervantes
slave,
bride locked up. The miser's guitar-playing
his beautiful young
in to make love to the imprisLuys, however, helps a young man sneak
West Indian slave
oned wife. In The Padlock Luys became Mungo, a
of
the dialect and speech patterns
whose lines were written to reproduce
ofthe role.
Caribbean. English audiences loved Dibdin's interpretation
the
hearing black vernacular on the
They liked the idea that they were
lines outside
absorbed what they heard and repeated
stage, and they
dere, / Mungo everwhere," Dibdin
the theater. "Mungo here, Mungo
saying for
ofthe play, and the phrase became a common
sang in one part
about. The role helped launch Dibdin's
describing someone scurrying
whose songs celebrated Encareer as a solo performer and impresario
Italians, and Jews. But it
glish sailors and offered burlesques ofIrishmen, famous and successful. By
his imitation of blacks that made him
was
well that he opened his own theater in London,
1796 he had done SO
calling it "Sans Souci."
life in the Caribbean and
Dibdin drew on accounts of plantation cultural life of the enslaved,
of the social and
sought to portray aspects
African-born and Creole slaves. And
including the conflicts between
to
black
the first white performer to attempt present
he was perhaps
from 1795 called "Kickaraboo," a rough
music on stage. In a composition
the bucket, ?' Dibdin played the
equivalent ofthe modern phrase "kicking of another slave. He sang in what
role of a slave reflecting on the death
instrument he had
as black dialect, accompanied by a hybrid
he presented
ofthe pianoforte and the chamber organ,
built "combining the properties
and a gong. 29
he added "a set ofbells, a side drum, a tambourine,
to which
that makes the whole thing seem like a
There is a comic tinge to the song
in the confusion:
bit of a joke, but shards ofs something else come through that death erases racial
of the absence ofa future and the idea
a sense
and white be one colour a hundred years hence. The
difference: "Black
as black dialect, accompanied by a hybrid
he presented
ofthe pianoforte and the chamber organ,
built "combining the properties
and a gong. 29
he added "a set ofbells, a side drum, a tambourine,
to which
that makes the whole thing seem like a
There is a comic tinge to the song
in the confusion:
bit of a joke, but shards ofs something else come through that death erases racial
of the absence ofa future and the idea
a sense
and white be one colour a hundred years hence. The
difference: "Black --- Page 188 ---
THE BANJO
when the master finally dies and the ensong looks forward to the day
and then sing and a banjer thrum
slaved can celebrate: they'll "dance
instrument he invoked-the
thrum." >7 Dibdin didn't himself play the
in his footBut in time some of those who followed
banjo-on stage.
steps would do just that."
crossed the Atlantic, and this style of perEngland's blackface theater
Between 1751 and 1843
formance thrived in North America as well.
in which whites blackened
5,000 performances
there were approximately
Urban audiences had plenty of
themselves to play various roles on stage.
than one on the same
to choose from, sometimes more
such performances
numbers. Until the 1820s these
evening, and they attended them in large
from England.
operas, or pantomimes brought
were almost entirely plays,
in 1751 in North
of all was Othello, first presented
The most popular
in 1769 and was also featured
America. The Padlock was first performed
seen by most auAmerican stages. Mungo was likely
regularly on North
rather than West Indian, making him esdiences as African-American, black character in the history of North
sentially the first fleshed-out
there were several new blackface
American performance. By the 1790s
which featured
including The Happy African,
plays being performed, audience she was happy to be a slave. Some black
Cubba, who assured the
named Sambo in the play Laugh When
characters, including a musician
by being more moral than parYou Can, pushed against racial stereotypes
Mungo to Cubba and
odied white characters. All of these roles-from
characters who, in
critical precursors ofthe various black
Sambo-were
would increasingly take over the stages of
the early nineteenth century,
that one play, the 1777
North America. Blackface was popular enough black and becomes a
Polly, starred a main character who paints himselfl
"dead
he
and SO became
pirate: "I diguis'd myself as a black," explains,
to all the world."
focus on the English and
Most histories of blackface performance
tradition ofblackAmerican stages. But there was also a thriving
North
in the Caribbean colony of French Saint-Domingue,
face performance
influence on the later development ofblackwhich may have had an equal
called
et Thérèse
in North America. In 1758 a play
Jeannot
face minstrelsy
the economic capital ofthe colony.
premiered in the theater of Le Cap,
director named Clément,
and
The play's author, a well-known performer Le Devin du Village and transtook Rousseau's French blockbuster opera
Most histories of blackface performance
tradition ofblackAmerican stages. But there was also a thriving
North
in the Caribbean colony of French Saint-Domingue,
face performance
influence on the later development ofblackwhich may have had an equal
called
et Thérèse
in North America. In 1758 a play
Jeannot
face minstrelsy
the economic capital ofthe colony.
premiered in the theater of Le Cap,
director named Clément,
and
The play's author, a well-known performer Le Devin du Village and transtook Rousseau's French blockbuster opera --- Page 189 ---
The Banjo Meets Blackface
ferred it to a Caribbean
plantation. He referred to the
opus, 99
resulting play as a
Noo-Damat-lorige
and
opera.' It included dances
newspapers described it as a "Creole
described as "pas d'esclaves"
steps") and "pas nègres" ("black dance
("slave dance
was written entirely in the Creole steps"). Perhaps most strikingly, it
timid incorporation
language. This was not the kind of
Someone who didn't of"dialect" represented in a play like The Padlock.
really understand Creole
It was, in fact, one of the first
couldn't follow the play.
attempts to create an
language, and the earliest existing
orthography for the
literary work in Creole.' 11
Jeannot et Thérèse is a romantic comedy that
ters' jealous conflict and eventual
focuses on the characmain female character seeks
reconciliation. In
the
out
Rouseau'opera
errant lover back. In
a "magician" in her village to get her
Jeannot et Thérèse the village becomes a
complete with a "provision grounds" and a slave "hut"
plantation,
And the "magician' : becomes
depicted on stage.
Papa Simon. Thérèse asks an African-born religious specialist named
him for an ouanga, using a
practice for an object that condenses
term from Vodou
to her, Papa Simon
spiritual power. When he offers it
sings a song that evokes his home in
cluding such religious
"Dahomé." Infirst
practices in the play was fairly bold: the
performed in 1758, the same year that the
play was
Makandal, who terrorized whites
famous slave rebel
having spiritual
with poison and was credited with
powers, was burned to death in the
Cap. But white planter audiences loved
central plaza ofLe
Simon seems to have been
the play, and the character
one ofthe central
ofPapa
like the later
attractions oft the work. Unplantation scenes in blackface minstrelsy, which
developed and performed in the urban
were largely
tual
centers oft the North, far from acplantations, Jeannot et Thérèse was written and
center of the plantation world in the
performed at the epithe carriages on their
eighteenth century. Planters got in
into
plantations, driven by an enslaved
town to see a plantation not unlike
driver, and headed
Unlike
their own depicted on stage.
eightenth-century England and North
Domingue had a few actors ofAfrican
America, SaintLise-the sister
descent. A woman of color named
formed the role ofwell-known actress and singer Minette- once
ofThérèse, Most of the actors, however,
perperformed these plays in blackface. An
were white and
mance ofJeannot et Thérèse in
advertisement for a 1781 perforPort-au-Prince
would perform the role of
explained that an "amateur"
Papa Simon in the "real costume and color of
on stage.
eightenth-century England and North
Domingue had a few actors ofAfrican
America, SaintLise-the sister
descent. A woman of color named
formed the role ofwell-known actress and singer Minette- once
ofThérèse, Most of the actors, however,
perperformed these plays in blackface. An
were white and
mance ofJeannot et Thérèse in
advertisement for a 1781 perforPort-au-Prince
would perform the role of
explained that an "amateur"
Papa Simon in the "real costume and color of --- Page 190 ---
THE BANJO
for another local play, an actor playing
the nègre." ?? In a 1785 advertisement
known for perfectly
the role of a black character was described as "being 29 And a 1788 adverthe gestures and language of the Nègres.
the
imitating
by Clément provided perhaps one of
tisement for a different play
and oddness of blackface perfordefinitions of the power
most striking
would perform, "a visage noir pour
mance. The whites on stage, it noted,
black face in
d'avantage à P'illusion de se rapprocher du naturel""in
prèter
of
the natural."12
order to add to the illusion approaching
diverse. There were
The audiences in Saint-Domingue were quite and soldiers based
and local authorities, along with sailors
wealthy planters
also significant audiences of African
in the port towns. But there were
to
access to the thedescent. Though initially they had to struggle get
reserved
century they had access to significant
ater, by the late eighteenth
in the colony. Though seating was segseating in all the many theaters
but the theater itself
regated, socializing was not. Not only the hallways
spoke to the
with conversation, as young people"
were often noisy
conversations that could "offend the ears,
women of color sitting above in
mingled
those difficult to harm.' 77 During intermissions theatergoers
even
cafés such as "chez Yoyo," 99 run by, Jean-Baptiste dit
outside or at nearby
the
from France and adverYoyo, a black man who had come to
colony
make in Paris. Some
sauces and desserts he had learned to
tised the special
was cancelled bewhites were not pleased, and in 1784 a performance first boxes.' ?" In fact
of the bad behavior of"nègres sitting in the
cause
urban slaves as well as domesthe audience likely included some paying Orleans in 1809, just after the
their masters. In New
tics accompanying
in the city, one
arrival oft thousands of refugees from Saint-Domingue that henceforth
local theater posted an announcement explaining which suggests that
would have to buy tickets for their slaves,
masters
they could just bring them along for free.
prior to this most assumed
in the theaters ofSaintPeople of African descent were more present the audiences for perthan in most of North America. But
Domingue
and New York were also quite diformances in cities like Philadelphia
orchestra occupied by regular
with wealthier patrons in boxes, the
verse,
offering the least-expensive seats and
paying customers, and the galleries
hosting poorer patrons, including African-Americans." century, whether
blackface
of the late eighteenth
The
performances rich with contradiction. They were a
in England or the Americas, were
for free.
prior to this most assumed
in the theaters ofSaintPeople of African descent were more present the audiences for perthan in most of North America. But
Domingue
and New York were also quite diformances in cities like Philadelphia
orchestra occupied by regular
with wealthier patrons in boxes, the
verse,
offering the least-expensive seats and
paying customers, and the galleries
hosting poorer patrons, including African-Americans." century, whether
blackface
of the late eighteenth
The
performances rich with contradiction. They were a
in England or the Americas, were --- Page 191 ---
The Banjo Meets Blackface
way for audiences to grapple with, and sometimes
creasingly intense debates about
also to deflect, the inRevolution, and
the abolition of slavery. The Age of
particularly the Haitian
fear ofslave revolt,
Revolution and the expanding
reshaped the representation ofblacks
created new patterns of cultural
on stage. It also
circulation. A mass
from
Domingue to Louisiana in the early
migration
Saintnineteenth
population ofl New Orleans and
century doubled the
city. Part ofwhat was carried
profoundly reshaped the culture of the
was Clément'sjcamore et
performed under the title Papa
Thérèse, which was
Simon, ou Les Amours de Thérèse
emphasizing its African-born character.
etJeannot,
créole"i it was part ofa
Advertised as a "Vaudeville
fund-raising
was considered a surefire
performance, which suggests that it
attraction for audience
is just one small trace of possible
members. Though this
that the
transfer from the Caribbean, it is likely
cighteenth-century theatrical culture
nineteenth-century blackface
ofSaint-Domingue shaped
acknowledged
performance in North America in unways. Where a play like The Padlock featured
character, nearly all the characters
one black
African
in Jeannot et Thérèse were
descent. The advertisements and
people of
the attempt to incorporate the
content ofthe play suggest that
ofthe enslaved
gestures, music, intonations, and
went quite a bit further than even in
language
like Charles Dibdin. The
the work ofsomeone
Saint-Domingue theatrical
many ways more similar to the early
tradition was in
tion than any oft the
nincteenth-century minstrel tradiIn the
Anglo-American precedents. 14
early 1800s a slave rebel took to the stage in
America, occupying it for decades. His
England and North
main character in a work called
name was Jack, and he was the
Obi, or
on the true story of a Jamaican slave Thre-FingenedJade. It was based
who between
came a "bandit"
1779 and 1781 bethreatening both whites and
told at length in a 1799 book about
blacks. The story was first
was the inspiration for both
Jamaica, The Tieatise on Sugar, which
become
novels and plays about the
one ofthe mainstays ofthe Atlantic
character, who
Premiering in London in 1800 and
stage in the coming decades.
curious
in New York in 1801, the
object. At the height of the
of
play was a
the 1791 slave insurrection
age revolution, a few years after
in
and
Revolt in
Saint-Domingue
soon after Gabriel's
Virginia, a play foregrounding a
houses oflargely white audiences.
maroon played to packed
the specter of slave revolt
That is partly because the plot evokes
but then rapidly tames it: the play makes
no
Premiering in London in 1800 and
stage in the coming decades.
curious
in New York in 1801, the
object. At the height of the
of
play was a
the 1791 slave insurrection
age revolution, a few years after
in
and
Revolt in
Saint-Domingue
soon after Gabriel's
Virginia, a play foregrounding a
houses oflargely white audiences.
maroon played to packed
the specter of slave revolt
That is partly because the plot evokes
but then rapidly tames it: the play makes
no --- Page 192 ---
THE BANJO
communities, or ofHaiti for that matter,
mention of established maroon
victims of Jack along with
and enslaved people (who are depicted as
The
begins with
when Jack is caught and killed.
play
whites) delight
their "Massa"is: "When Buckra
happy slaves singing about how great
is foreheart Merry. 99 Still, the character of Jack
be kind, then Negro
way, also celebrated.
grounded and, in a subterranean and infiltrating
His actions often
Instead, he pantomimes and sings.
He never speaks.
the stage directions say
offstage and through sound: at one point,
happen
In fact his name itselfis uttered only
simply "A Noise by, Jack is heard."
and poses. 99 His presence
by" "hisses, gestures
in a whisper, accompanied
and magical. He lives in an "Obi
onstage is itself almost supernatural
through paths in caverns
Woman's Cave" and appears and disappears,
three
tunnels, with a kind of magical ability. His
fingers-two
and
account of Jack's life, in a
were cut off, according to the historical
him-became a
struggle with a Maroon who was trying to capture mutilation and
for the character, a mark of both
kind of trademark
survival.5
the play ended up traveling and popping up
Like Jack himself,
was performed
everywhere, echoing the "bandit's dangerous mobility."It in the midst of a
and North America for decades,
on stages in England
and terrified ofblack revolt. Jack was, in
culture that was fascinated with
he
Gabriel, he was perhaps even
asense, a proxy-he was Makandal, was could be displayed, observed,
Toussaint Louverture-a character who
with and the slave order
admired, before being dispensed
even briefly
reviewers and audiences seem to almost
returned to its regularity. Oddly,
least not openly-to Haiti or
never have directly made a connection--at)
for Africanrevolts. But, in time, the play became a vehicle
to other
in 1823 in New York City at
American performers. It was performed
black-owned and catered
Brown's "African Theater," which was
William
the
Later, in England, it was performed with
to black audiences in
city.
in the lead role. Jack gained
the African-American actor Ira Aldridge
abolitionist message, respeaking parts, and the play carried a powerful
West Africa and
slave raid that captured him in
calling the terror ofthe
calling for liberation and "due revenge.
for the fact
Jack was perhaps most significant
The play Three-Fingered,
vernacular performance into the
Caribbean
that it openly incorporated
called "Rejoicings ofthe Slaves"
plot. At the end ofthe first act, a scene
in England, it was performed with
to black audiences in
city.
in the lead role. Jack gained
the African-American actor Ira Aldridge
abolitionist message, respeaking parts, and the play carried a powerful
West Africa and
slave raid that captured him in
calling the terror ofthe
calling for liberation and "due revenge.
for the fact
Jack was perhaps most significant
The play Three-Fingered,
vernacular performance into the
Caribbean
that it openly incorporated
called "Rejoicings ofthe Slaves"
plot. At the end ofthe first act, a scene --- Page 193 ---
183 The Banjo Meets Blackface
clearly drawn from the muchincludes a character named Junkanoo, and North America during
observed character popular in Jamaica
ofbreach, one already
Christmastime festivities. This represented a kind
performance culture ofSaint-Domingue,
visible in the Creole-language
of the street and plantation found
in which the culture and characters
infiltration," 1 forms of public
themselves onstage. Through "vernacular
and
of the
and theater visible on the streets
plantations
performance
America became part of Anglo-American theater.'
Caribbean and North
Thérèse and Obi, which made a gesBut even in works like Jeannot et
remained
black vernacular music, the instrumentation
ture to performing
theater. That was the case even in Saintessentially that of European
ofthe musicians playing in the
Domingue, where many, indeed most, enslaved musicians. In the thetheater were of African descent, including
theatrical
scores rooted in French cighteenth-century
ater, they played
were on stage, but there was relatively
music. The simulacra ofblack people
blackface was still looking
at
black music. In a way,
little attempt imitating
find it outside the theater- -on
for its soundtrack. It would ultimately
the
itself.
the wharves, and farther afield on
plantation
the streets, along
in the early nineteenth century would
The great innovation to come
blackface perforof the theatrical culture that included
be the bridging
cultures that existed outside the themance with the vernacular musical
who realized
That bridging was the work ofa a few performers
ater walls.
could be the root ofa
and impersonation
that absorption, appropriation,
new world of performance.
*
the white audiMusic, after all, was everywhere. In Saint-Domingue, and
banzas
have avoided the sounds of drums,
probably
ences could not
lived. And many oft those of African descent
in the world in which they
the musicians themselves,
who enjoyed their time in the theater, including
in the
in other cultures of performance
almost certainly participated
There were occasional onstreets or plantations of Saint-Domingue. celebrations in the Northslaughts and outbreaks of sound in Pinkster
North Carolina. But
celebrations and Kingston and
east and Junkanoo
and wharves of the Atlantic world also
in fact, all year long, the ports
diverse audiences.
hummed with music, played in front of
not
lived. And many oft those of African descent
in the world in which they
the musicians themselves,
who enjoyed their time in the theater, including
in the
in other cultures of performance
almost certainly participated
There were occasional onstreets or plantations of Saint-Domingue. celebrations in the Northslaughts and outbreaks of sound in Pinkster
North Carolina. But
celebrations and Kingston and
east and Junkanoo
and wharves of the Atlantic world also
in fact, all year long, the ports
diverse audiences.
hummed with music, played in front of --- Page 194 ---
THE BANJO
trace oft the ongoing
W. T. Lhamon Jr. has analyzed one remarkable entitled "Dancing for
around music and dance: an engraving
encounters
Island on the shore of the East
Eels 1820 Catherine Market," on Long
man dancing, anRiver. The image centers on three black figures-a
To the side are three engaged
other drumming, and a third clapping.
in. Behind them
leaning in and clearly wanting to join
white onlookers,
white and black, taking in the dance. Behind
is a crowd of onlookers,
of flags of many ships, and beyond
the onlookers we can see the masts
the Atlantic. The engraving is a
that-undrawn-the river and, further,
ofsuch moments, of
of one moment among a multitude
rare photograph
of the bustling crossroads of
who took advantage
street performers
that drew diverse audiences towharves to create styles of performance
spaces of"street
Lhamon Jr. argues these were effectively already
gether.
and indeed the dancer in the engraving is already perculture as theater,"
from the boards ofa
the pier-a short step away
forming on boards-oft
white and black gazes and practices, vitheater. In such spaces, where
oflabor and trade, an
sions, and desires crossed regularly through a space
Atlantic performance culture was cultivated.'
created the painter
ofstriking portraits of musicians
by
Using a series
nineteenth century, Henry ChristoWilliam Sidney Mount in the early
the importance of a performance
pher Smith similarly emphasized
the Caribbean coasts, the U.S.
culture rooted in practice in sites "along
dances, and other
Atlantic coast, and the U.S. inland waterways." *Tunes,
along the
cultural memes, 7 he notes, "traveled by water"t to communities
"the
In these spaces developed, over the long term,
rivers and oceans.
that were ultimately brought
creole sounds, practices, and procedures"
and musical forms dethe
Over the decades, as new theatrical
to
stage.
creative interplay between the
veloped, there was "extensive, day-to-day,
9 And part of what drew
and the stage performance."
street performances
the "frisson," "the shock of recaudiences to forms like minstrelsy was
'their' performance
ognition," 7 felt by a working-class audiences seeing
wharves, decks
the music and dance they knew from the streets,
idiom,
and canals" performed on stage."
and the theater was
The interface between vernacular performance
in the 1820s
on in a popular work oftheater that emerged
taken up early
London. It rapidly crossed the Atlantic and
called Tom and_Jerry, or Life in
imitations and adaptationsbecame a staple in U.S. theaters, spawning
shock of recaudiences to forms like minstrelsy was
'their' performance
ognition," 7 felt by a working-class audiences seeing
wharves, decks
the music and dance they knew from the streets,
idiom,
and canals" performed on stage."
and the theater was
The interface between vernacular performance
in the 1820s
on in a popular work oftheater that emerged
taken up early
London. It rapidly crossed the Atlantic and
called Tom and_Jerry, or Life in
imitations and adaptationsbecame a staple in U.S. theaters, spawning --- Page 195 ---
185 The Banjo Meets Blackface
Life in New Orleans. The original
Life in New York, Life in Philadelphia,
men-with the delightful
version is the story ofthree white upper-class ofall, Bob
Hawthorn, and, best
Logic-who
names Corinthian Tom,Jerry
Tom and Hawthorn are "rakes"
go into town to do a little slumming. sidekick and guide. He brings
estate, and Logic is their
from a country
"All-Max," whose name is a play on the upperthem to a dive called
called African Sal and Dusty
social club "Almack's."In the bar, a duo
crust
number, described in one 1823 advertisement
Bob perform a blackface
Bob." 17 The upper-class visitors
de Deux by African Sal and Dusty
as: a "Pas
In one particularly
demand a "double shuffle" from the two performers.
tune,
Bob Logic asks the fiddler to play a "danceable"
layered moment,
and snuff." To encourage him, he walks
urging him on with some "gin
blackface to a white
his face." On stage, Logic applies
over and "begrimes
who attended the play were inactor already in blackface. Theatergoers
and laughing at their
to watch themselves both enjoying
vited in a sense
culture while getting to see that verown fascination with vernacular
mediations. 20
through a series of comforting
nacular culture performed
vernacular street music
Tom and Jerry openly sought to incorporate
enter a
early scenes, the three protagonists
into theater. In one ofthe
with "low characters"is
"Beggar's Hall" where a banquet populated Walters. The character
One ofthese is a fiddler named Billy
underway.
busker Billy Walters who in the
was based on a real musician: a black
small change outside Loncentury frequently played for
late eighteenth
who had fought during the
Theater. Walters was a sailor
don's Adelphi
made his way to London, where he began to
American Revolution then
Tom
Some ofthose watching
play the Strand for the tips of theatergoers. real Walters. And though
perhaps remembered the
and Jerry in England
one white actor
was dead by the time the play premiered,
the musician
at the news that some actually
who filled the role in the play delighted
thought it was Walters himself performing on stage. in New Orleans,
In 1837 a version of Tom and Jerry was performed black musician on
further actually featuring a live
and it went a step
by
and he had made his reputation as
the stage. His name was Corn Meal,
cornmeal, through the
who sang as he drove his cart, selling
a vendor
an extensive repertoire, perstreets of the city. In time he developed
of the city. A visin front oflarge crowds in the public spaces
forming
Orleans, Francis Sheridan, who heard
iting English diplomat in New
thought it was Walters himself performing on stage. in New Orleans,
In 1837 a version of Tom and Jerry was performed black musician on
further actually featuring a live
and it went a step
by
and he had made his reputation as
the stage. His name was Corn Meal,
cornmeal, through the
who sang as he drove his cart, selling
a vendor
an extensive repertoire, perstreets of the city. In time he developed
of the city. A visin front oflarge crowds in the public spaces
forming
Orleans, Francis Sheridan, who heard
iting English diplomat in New --- Page 196 ---
THE BANJO
Corn Meal sing in 1840, was enraptured by his
"He sings in a manner as
remarkable vocal range:
perfectly novel as it is
a deep bass & at every other 3 or 4 words of inimitable, beginning in
falsetto of power.' 99 One admiring
his song, jumping into a
reviewer ofone
mances effused about the
ofCorn Meal's perfor-
"great compass
to describe him as having several
ofvoice." Others found it easier
"voices" rather
ertoire included his signature
than just one. His repsong, "Fresh Corn Meal," the
song "Rosin' in the Bow," and his
well-known
Banner.' 9 There
own take on the
were clearly other types of
"Star-Spangled
topics were deemed
songs as well: a few of his
unsuitable to reprint in the
With Life in New Orleans, Corn Meal
newspaper.
African-American musicians
got an opportunity that other
rarely ifever
before him, and even ofl his
got: to perform on a major stage in
generation,
ican city. That this happened in New
a major North Amersocial makeup and
Orleans was no accident: the city's
exist in other
performance culture created an opening that did not
settings. Nevertheless, the limits around Corn
formance were clear: he remained
Meal's percuriosity, contained within
essentially a cherished and celebrated
with his
a particular kind ofr role. He
cart and horse to remind audiences
appeared on stage
cosm of minstrelsy writ
ofhis true status. In a microlarge, the event harnessed the
vernacular street performer in order to
popularity of a
theater. But the
bring paying customers into the
performance was such a success the
one was organized, and the
first night that a second
that "the celebrated
potential audience reassured by the
Corn Meal will come out with a
newspaper
comic Extravaganzas." The reviews
new effusion of his
time elapsed between his
were largely positive. When some
Corn Meal?
We miss the performances, writers worried: "Where is old
music of his Ethiopian
performing on stage until his death in 1842,
melodies." He kept
range,". with his obituary
and "fame outran his actual
appearing in New
We don't know what Corn
England newspapers." 23
though he himself
Meal was paid for these
did pay a price: on the second
performances,
1837, his
night of his debut in
horse-spooked by the odd
and was killed. It was, ultimately, circumstanees-fell off the stage
music, which a series of later
others who profited most from his
stage. Corn
performers drew on and adapted for the
Mealappearsi in an early history
who "furnished" one early minstrel
ofminstrelsy only as someone
the white
performer with "many airs," 3 which
performer "turned to account.' 99 Corn Meal himself
had not
performances,
1837, his
night of his debut in
horse-spooked by the odd
and was killed. It was, ultimately, circumstanees-fell off the stage
music, which a series of later
others who profited most from his
stage. Corn
performers drew on and adapted for the
Mealappearsi in an early history
who "furnished" one early minstrel
ofminstrelsy only as someone
the white
performer with "many airs," 3 which
performer "turned to account.' 99 Corn Meal himself
had not --- Page 197 ---
The Banjo Meets Blackface
been able to turn his talents "to account" for many reasons. Outside New
Orleans he would likely not have been allowed on stage at all. Even within
the city, his access to the capital and institutions that would have perhaps
allowed him to take further control ofhis work, to create a troop and go
on tour for instance, was simply not there. And sO, while he was lauded
in the New Orleans press ofthe time, his place in the broader history of
American music is that of a curious, local talent whose work required
appropriation by others to truly take flight. 24
Corn Meal's brief sojourn on the New Orleans stage is a ghostly
reminder ofwhat might have been: a tradition of African-American performance brought to the stage by African-American performers. That,
however, is not what happened. Instead, the racial order ofthe country
ultimately produced a remarkable and curious configuration: one in
which white performers, tapping into the long tradition of blackface
theater, created an extremely popular genre ofmusic and dance entirely
based on a bold attempt to be black and white at the same time. Blackface was reassuring in that it kept the stage as a space for white actors
only. But it was troubling, since it made clear that the stage was ultimately
made to be a place for black music and dance. In order for this strange
balancing act to work, it needed a particular kind ofsound, and a symbol.
It found it in the banjo.
About some twenty years ago
Old Butler reigned with his old Banjo,
Ah, ah,
Twas a gourd, three-string'd, and an old pine stick,
But when he hit it he made it speak.
Ah, ah.
Picayune Butler's comin, comin .
Decades after he performed in the streets and on the stages of New
Orleans, Picayune Butler was still famous and his memory kept alive. A
popular song about him was published in the 1858 Phil Rice's Method for
the Banjo: With or Without a Master, whose goal was to allow the aspiring
banjo player to learn even ifthere was no "master"musician to be found to
Twas a gourd, three-string'd, and an old pine stick,
But when he hit it he made it speak.
Ah, ah.
Picayune Butler's comin, comin .
Decades after he performed in the streets and on the stages of New
Orleans, Picayune Butler was still famous and his memory kept alive. A
popular song about him was published in the 1858 Phil Rice's Method for
the Banjo: With or Without a Master, whose goal was to allow the aspiring
banjo player to learn even ifthere was no "master"musician to be found to --- Page 198 ---
THE BANJO
teach him. It is fitting that Butler would, within its pages, get his due: for
he and other musicians like him were the often-forgotten founders of
the tradition of minstrelsy that became America's most important
popular and influential form of entertainment in the mid-nineteenth century. The song about Butler had a long and flourishing career: it became
a campaign song for a political campaign; inspired a series ofwhite men,
including Civil War generals and later musicians, to take on Picayune
Butler as a nickname; and was featured in the first minstrel performance
in Japan in 1854. In the 1850s, a white banjo player sought to channel
the legacy ofthe song and the musician by taking on the same stage name
and debuting a new Picayune Butler. 25
Beyond the song, we know almost nothing about Butler. But his evanescent presence in the written history ofthe banjo and of minstrelsy highlights the critical place New Orleans plays in this story. The city had a
unique cultural cartography at the crossroads of North America, the Gulf
Coast, and the Caribbean; and it was there that some of the critical encounters and collusions that lay the foundations for minstrelsy took place.
The 1858 song hinted at the ways his spirit hovers over American history.
Picayune Butler gwine to rise,
And meet his friends up in de skies
Some thing else am mighty true
De Banjo gwine to be dar too,
Ah, ah.
Now ladies all I'll hab you know,
Dar is no music like de old Banjo
Ah, ah,
And when you want to hear it ring,
Just watch dese fingers on de string. 26
Music in New Orleans was shaped and sustained by the cultural world
oft the surrounding Louisiana plantations. Théodore Pavie, who traveled
to the territory from France, described seeing a dance on a plantation,
part of the "second, nocturnal life" the slaves had after a long day of
working in the fields. "When everything was ready for the dance," Pavie
wrote, "one of them tuned a rude guitar, mounted on a calabash with
like de old Banjo
Ah, ah,
And when you want to hear it ring,
Just watch dese fingers on de string. 26
Music in New Orleans was shaped and sustained by the cultural world
oft the surrounding Louisiana plantations. Théodore Pavie, who traveled
to the territory from France, described seeing a dance on a plantation,
part of the "second, nocturnal life" the slaves had after a long day of
working in the fields. "When everything was ready for the dance," Pavie
wrote, "one of them tuned a rude guitar, mounted on a calabash with --- Page 199 ---
The Banjo Meets Blackface
cat gut, and began warming up as ifhe was
Another turned over a copper tub and
playing a Moorish mandolin."
signal ofthe guitar player," the dance drummed a beat. Then, "with the
to the
began. "The songs varied
inspiration ofthe musicians." >7 They included
according
upon which African slaves like to sigh for
"melancholy songs
négresses" repeated the
liberty," and when "the
words, a "monotone murmur"
young
circle of elders,
rose up from the
accompanying "this sad and
other hemisphere. 3 'Dance the dance
plaintive melody from anthe overseer as he
of the Congos for mel," ordered
approached the group
an instant, and they obeyed": "Three ofslaves, who were resting for
and others took up their drums.
elderly négres tuned their banjas, 99
ofmoves that were "almost
The dance, wrote Pavie, was made up
it. Pavie's
military," and the men threw
account seems to suggest a distinction between themselves into
struments, the first a "rude guitar" made
two such inthe "banja,' taken out
ofa calabash, and the second
the white
specifically for the "Congo dance"
overseer. Ifthese were indeed distinct
demanded by
suggests that there may have been a
of
instruments, then this
the time, including differences in how range construction styles in use at
strings the instruments
necks were built and in how
had,27
many
Within New Orleans, the banjo continued to
Like Latrobe, later visitors
sound in Congo
to New Orleans often made a
Square.
increasingly well-known space ofgathering.
trip to see the
early 1830s, the self-styled "Yankee"
Visiting New Orleans in the
seeing a particular instrument
Joseph Holt Ingraham described
another visitor
there: "Congo banjo. 99 Three decades
described seeing banjos there:
later,
hundreds may be seen in different
"Groups of fifties and
tom-toms, violins,
sections of the square, with banjos,
from which harsh jawbones, triangles, and various other
or dulcet sounds may be extracted."
instruments
with "fringes, ribbons, little bells, and shells
Dancers dressed
and flirting"
and balls," their
adding to the music. When dancers
"jingling
"down gracefully on the grass," were
grew tired, they sank
while others
fanned, and were offered a drink,
jumped up to take their places. 28
These varied musical and performance
the thriving Mardi Gras
traditions found a home in
tradition, the result ofthe
tion, and precipitation" ofvarious cultural
"collision, coordinaincluding plantation festivities
elements present in Louisiana,
(like those
among the enslaved, the influence of
ofJunkanoo), African practices
Caribbean traditions, the impact of
music. When dancers
"jingling
"down gracefully on the grass," were
grew tired, they sank
while others
fanned, and were offered a drink,
jumped up to take their places. 28
These varied musical and performance
the thriving Mardi Gras
traditions found a home in
tradition, the result ofthe
tion, and precipitation" ofvarious cultural
"collision, coordinaincluding plantation festivities
elements present in Louisiana,
(like those
among the enslaved, the influence of
ofJunkanoo), African practices
Caribbean traditions, the impact of --- Page 200 ---
THE BANJO
the
of the commerAnglo-American practices, and finally
pressures
in late
of leisure. These came together
cialization and theatricalization
New Orleans, condensing
eighteenth- and early nineteench-century
that were at once
an array of cultural practices
and institutionalizing
and deeply Creole
American and Afro-Atlantic,
African and European,
in all the senses ofthe word. 29
might have meant
different perspective on what the banjo
We get a
first published by George Washington
in Louisiana from a Creole song
folklorist Maud
in 1886 and later arranged by
Cable in CenturyMagazine that it had been sung "on a plantation in
Cuney-Hare, who explained
Là"-"Look at That
Charles Parish." 99 She called it "Gardé Piti Mulet
St.
subtitle "Musieu Bainjo," or "Mister Banjo.
Little Mulatto" -adding a
versions of the song, they all
Though there are texts of a few different
of a man who is "ina satirical portrait
use the banjo as a way ofoffering
Creole version published in 1887,
solent" or puts on a "saucy air." In a
Badine dan lamain, ti banjo!
milate, ti banjo!
the song calls out "Gardé piti
little banjo! A
ho côté, ti banjo - "Look at that little mulatto,
Chapo en
His hat cocked to the side, little banjo!"
cane in his hand, little banjo!
"crin-crin." 3 The 1921
His boots, the song goes on, are SO new they go fun of a man with a
version offered by Cuney-Hare is similar, making
"cricwith his hat "cock'do one side," shoes SO new they go
"saucy air,"
his vest," and a cane in his hand. Though
crac" as he walks, a "kerchiefin
know how old the song was
collected in the 1880s, it is difficult to
it was
in the latter half of the nineteenth century,
by then. Ifit was composed
the
had become enough ofan
a moment when
banjo
it probably registers
of aspiring to a higher social status,
urban phenomenon, and a symbol
make fun of the citified dandy.
that it could allow for rural people to
another marker ofthe
Whatever its moment of origin, however, it offers
evoked and deployed in Louisana song.
way the instrument was
of New Orleans and its surroundIt was out of this sonic landscape
who bridged the
Butler emerged as a tentative pioneer
ings that Picayune
streets and plazas with the more convernacular culture and sound ofthe
archive is light: there are
ofthe theater. His imprint in the
fined space
about Butler. The first is a critical
two fragments of written information Advertiser about a performer who
review published in the 1830 Louisiana
would not
The critic, hoping that the performer
had appeared on stage.
recommended that ifhe did: "we would
appear again to perform "Juba,
was out of this sonic landscape
who bridged the
Butler emerged as a tentative pioneer
ings that Picayune
streets and plazas with the more convernacular culture and sound ofthe
archive is light: there are
ofthe theater. His imprint in the
fined space
about Butler. The first is a critical
two fragments of written information Advertiser about a performer who
review published in the 1830 Louisiana
would not
The critic, hoping that the performer
had appeared on stage.
recommended that ifhe did: "we would
appear again to perform "Juba, --- Page 201 ---
The Banjo Meets Blackface
borrow old Butler's banjow, as an admirable accomrecommend him to
Butler, which
97 The reference must have been to Picayune
with his
paniment."
Orleans readers would have been familiar
suggests that New
from having seen him play on the
playing. That could have been simply
Butler had appeared on stage
although there is also a chance that
street,
would make him probably the first performer in
at some point-which
instrument onto the stage. Decades later, a
North America to bring the
Butler a small place in his
writer named T. Allston Brown gave Picayune Brown, it was Picayune
tale of"The Origins of Minstrelsy" According to
Nichols to
white minstrel named George
Butler who inspired an early
Crow." "Nichols
his act, centered on a character known as "Jim
develop
clown," Brown writes, "afterwards as a negro.
first sang 'Jim Crow' as a
darkie, a banjo player, known
He first conceived the idea from a French
Butler-a copper-colored
from New Orleans to Cincinnati as Picayune
'Picayune Butler
who gathered many a picayune by singing
>31
gentleman,
himself on his four-stringed banjo.
is Going Away," accompanying another early performer, one who ulButler seems to have influenced
His name was Thomas
timately had much more ofan impact than Nichols.
understood that
Dartmouth Rice, and he brilliantly and enduringly him could be
vernacular culture he saw around
the African-American
codified, and turned to theatrical practice-and
effectively translated,
he created a new
profit. Drawing on these Atlantic forms ofperformance, around the charperformance in the 1820s, centered
form ofblackface
character became SO popular and
acter of Jim Crow. In time the stage
ofthe
ofsouthern
central in U.S. culture that it became the name
system Rice had heard
The character's name came from a song
Rice
segregation.
performers, notably Picayune Butler.
played by Aftican-American the New Orleans banjo player in his first
explicitly indicated his debt to
Crow in 1830. One of the
recorded performance ofthe figure of Jim
with words
was "Jim Crow's Trip to New Orleans,"
songs he performed
career was based on his claim
by Picayune Butler. His entire performance
and dance, channeling
copying black gesture
that he was successfully
in crafting a new form
deeply rooted forms of vernacular performance
ofhis authenin blackface was at once a signal
oftheater. His appearance
ticity and an act ofselceransformuation the 1830s, Rice became the most popFor two decades starting in
the United States and Britain,
ular actor ofhis time, traveling throughout
with words
was "Jim Crow's Trip to New Orleans,"
songs he performed
career was based on his claim
by Picayune Butler. His entire performance
and dance, channeling
copying black gesture
that he was successfully
in crafting a new form
deeply rooted forms of vernacular performance
ofhis authenin blackface was at once a signal
oftheater. His appearance
ticity and an act ofselceransformuation the 1830s, Rice became the most popFor two decades starting in
the United States and Britain,
ular actor ofhis time, traveling throughout --- Page 202 ---
THE BANJO
black men. 17 By the 1840s he was the
by "blacking up and imitating and America. Rice has long perplexed
highest-paid actor in both Europe
who should be ighistorians: some have considered him an "anomaly"
is to conwhile others have felt that the only appropriate approach
nored,
black performance in enabling a
demn him for having appropriated his cultural imprint was undeniably
long tradition ofracist caricature. But
of
vernacfor he managed to bridge two styles performance:
profound,
in the enduring history
ular and high culture. He was a crucial pioneer
bringing the
cultural industries, which have thrived by
of American's
and streets to the stage, often to great
performance styles of the ports
in cycles ever since."
What Rice did in the 1830s has "recurred
profit.
blackness," writes W. T. Lhamon Jr., "is arguably
"Imitating perceived for what it is to be American." >33
the central metaphor
blackness in
White actors and audiences were drawn to performing social
shattering economic and
uppart because they were experiencing
and industry disrupted and
heaval, as changes in trade, transportation, urban whites were experiencing
disentangled communities. Many poorer
had
and dislocation that blacks
long experienced
forms ofmarginalization
from different European
in a much deeper and wider scale. Immigrants diverse neighborhoods,
cultures were thrown together in extremely ofcultures and languages.
trying to make do in the midst of a confusion
and bring
identities, which had been built precisely to bridge
In "black"
and Central African cultural forms, they
together a diversity of West
and shifting
map for navigating their own confusing
found a preexisting
developed over centuries in the spaces
landscape. The diverse strategies
for whites buffeted by
of the Afro-Atlantic world were "good guides"
the changes ofthe nineteenth century."
his way from sites of
Jim Crow would have a curious life, winding Rice. From there, he
vernacular performance to the stage, thanks to
and his name
theatrical icon;
would build a life as an endlessly repeated
legal system that was
would be adopted to refer to a post-emancipation
and
the very currents of transmission, sharing,
aimed in part to prevent
in his figure in the first place. Rice's
influence that had been embodied
and not easily sumCrow character was in fact exceedingly complex
what
Jim
He represented the opposite of
marized as a pure racial stereotype.
the deep and
today, in that the character emphasized
the term signifies
and European-American culunstoppable mixing of African-American
and his name
theatrical icon;
would build a life as an endlessly repeated
legal system that was
would be adopted to refer to a post-emancipation
and
the very currents of transmission, sharing,
aimed in part to prevent
in his figure in the first place. Rice's
influence that had been embodied
and not easily sumCrow character was in fact exceedingly complex
what
Jim
He represented the opposite of
marized as a pure racial stereotype.
the deep and
today, in that the character emphasized
the term signifies
and European-American culunstoppable mixing of African-American --- Page 203 ---
193 The Banjo Meets Blackjace
blacks and whites. He was a
ture and potential alliances between brotherhood" poorer
between these groups.
symbol ofthe potential of"demotic
much of Rice's audience
urban audiences who made up
The lower-class
than did elites, many of whom sharply
lived in far less segregated spaces
Rice's plays, Jim Crow came to
criticized his performances. Through
oceans," passing from "comwander not just across regions but "across
of"African royalty
and back again," a troubling figure
moner to royalty
Crow behaved like a sovereign."
in rags." "Dressed like a ragamuffin, Jim
where they pursued and
He and other black characters took center stage,
for doing
their own means and won support
achieved their own ends by
the audiences that thronged to see such performances:
SO from
Crow repertoire was a song, endlessly adaptAt the core ofthe Jim
of verses.
Crow, 97 for which Rice wrote hundreds
able, called "JumpJim
about an'turn about / And do jis' SO /
The chorus was simple: "I wheel
about, /
Crow." In a version published
And ebry time I wheel
IjumpJim
and oppositional. One
in 1832, some ofthe verses were frankly political, whites might create
invoked the possibility that conflict between
verse
blacks: "Should dey get to fighting / Perhaps de blacks
an opportunity for
freedom, / Is shining in deir eyes. Another
will rise, / For deir wish for
/ Aldough I'm
announced: "I'm for freedom, / An for Union altogether,
broder." 99 Such lines could be heard
a black man, / De white is call'd my
transmit antislavery sentiBut they could also
as farce or provocation.
Ricein the late 1830s called Flight to America,
ment. In a play performed by
and makes his way to
Jim Crow escapes slavery on a Virginia plantation
gives a speech
York, where-before catching a boat to England-he
New
oft the
has Jim Crow and other
celebrating freedom. The last scene
play
"Strike de bango
characters dancing to celebrate onrushing freedom: Bobolition for de nigger
dance and play / Freedom reigns o'er the plains /
>36
tamborine thrum / On dis happy day."
/ Beat big drum,
most clearly on display in his
Rice's transgressive politics were the first time in 1844. By this time,
rewriting of Othello, performed for
oft the dangers ofinterOthello was often cited by elites as confirmation 1833 with disgust of
John Quincy Adams wrote in
racial relationships.
and "thickDesdemona's "unnatural passion" for a "sooty-bosomed" the "cause of
wool-headed Moor' 9 The marriage ofthe two was
lipped
Rice titled his riposte and rejection
all the tragic incidents in the play."
7 There had already been other
of this vision "Otello: Burlesque Opera.'
4. By this time,
rewriting of Othello, performed for
oft the dangers ofinterOthello was often cited by elites as confirmation 1833 with disgust of
John Quincy Adams wrote in
racial relationships.
and "thickDesdemona's "unnatural passion" for a "sooty-bosomed" the "cause of
wool-headed Moor' 9 The marriage ofthe two was
lipped
Rice titled his riposte and rejection
all the tragic incidents in the play."
7 There had already been other
of this vision "Otello: Burlesque Opera.' --- Page 204 ---
THE BANJO
including an 1833 version in which
reworkings of Shakespeare's play,
further: his Otello was a
Othello came from Haiti. Rice took this a step
New York's nowho had settled in
runaway from a southern plantation
of
district. Rice transforms the tragic impossibility
torious Five Points
Shakespeare into full conceivable
the interracial relationship offered by
together. Not
In his version, Otello and Desdemona get
romantic reality.
with a face painted white
only that, they have a child who is presented
of the chorus
side and black on the other, to the acclamation
on one
direction commanded the "whole house"
and the audience. The stage
to celebrate at the final applause.
to dance together
and unmovable cultural comRice's career left behind an unending
constructed
that remains with us to this day. It was, however, largely
plex
all the impossible colluaround him as a star performer who condensed
his
the
Crow figure. Even as he was performing
sions embodied in
Jim
another movement was afoot,
provocative Otello in New York City,
would take
to build on his success. A new group of performers
and
seeking
it to create a new form of theater
what he had built and appropriate
an instrument that
music. They would do SO by bringing to the stage
Crow did: the
and its contradictions as richly as Jim
embodied history
tradition of musicians like Titus and
banjo. Building on the performance
front and center and turned
Butler, these pioneers put the banjo
Picayune
mainstay of cultural perit from an unusual instrument into a necessary Orleans, or elsewhere in
formance in America. They did SO not in New
that
the heart of New York City. It was in the Bowery
the South, but in
the banjo finally met blackface.
*
the stage in the hands of the Virginian Joel
The instrument came to
around his home in
Walker Sweeney. In 1839, after years of performing
South
farther afield and joined a circus in Charleston,
Virginia, he traveled
in a T. D. Rice producCarolina, in February of that year, appearing
New York in April
The circus traveled north, carrying Sweeney to
tion.
place for musicians: it was where summer
1839. The city was a gathering
out and also where traveling
traveling circuses assembled before heading
there much of the year,
wintered. A lot oftalent was gathered
troupes
for many minstrel groups. Despite the comand it served as an incubator
years of performing
South
farther afield and joined a circus in Charleston,
Virginia, he traveled
in a T. D. Rice producCarolina, in February of that year, appearing
New York in April
The circus traveled north, carrying Sweeney to
tion.
place for musicians: it was where summer
1839. The city was a gathering
out and also where traveling
traveling circuses assembled before heading
there much of the year,
wintered. A lot oftalent was gathered
troupes
for many minstrel groups. Despite the comand it served as an incubator --- Page 205 ---
195 The Banjo Meets Blackjace
arrived and quickly got a gig at the Old Italian Opera
petition, Sweeney
in between acts by "plate spinners,
House near Broadway, playing banjo
ear
97 He caught the eye and ofaudiences,
polka dancers," and "magicians"
Herald wrote that the "great feature"
and one reviewer from The New York
which is exceedingly
act was his "playing upon the 'banjo'
ofS Sweeney's
satisfaction." 19 He joined forces with a white
well done and gave general
Diamond, who was advertised as
dancer from New York named John
in his growing
"the Prince of the Darkies!" He was confident enough Barnum for a twothat he turned down an offer from P. T.
his
reputation
in New York and hone
week gig in Philadelphia, preferring to stay
with Broadway Circus
solo act. But in the spring of1840, Sweeney set out
it. 38
as one newspaper put
on a tour of New England, "banjoizing" 97 writes Dale Cockrell, "jan-
"Early minstrelsy's music (or, its noise),"
oft those who believed in music that was proper,
gled the nervous system
melodies." But
respectable, polished, and harmonic, with recognizable
first. In
even for the minstrels, at least at
the banjo seemed a little scary
called "the Louisiana Banjou
the mid-1830s, one performer offered a song
in "the true banjo
which he played
Style," >9 but performed it on a violin,
came to the show
warned audiences that ifthey
style." One 1840 playbill
and Organs, de BANJO."
they would hear "dat terror to all Pianos, Harps,
that this
the concern, of course, was the clear understanding 39
Underlying
instrument, straight from the plantation."
was an African-American
sought to domesticate the banjo
Promoters of minstrel music quickly
wild. 1841
audiences that the instrument was not too
By
and reassure their
celebrated the "scientific touches"
advertisements for Sweeney's concerts
redeemer:
and presented him as the instrument's
of his banjo playing
"know what music there is
only those who heard him play would truly
"magic music
99 His
inspired an effusive praise poemin a banjo.
playing
ofthe
comthrills those cords ofthine / Thou master
Banjo-string-ande of
famed lyre" and the music Paganini.
pared it favorably to "Orpheus'
fire / Breathes softly from thy
sweetness and melodious
"More witching
Banjo-string.
musician, was a great self-promoter
Sweeney, like many a successful
the banjo by adding
and claimed for himselfthe honor ofhaving improved
regarding the
fifth string to it. This has led to long-running confusion
a
the
ofthe instrument: some
on construction
extent ofSweneyvinfucnee
inventor" ofthe banjo. Sweeney had
have gone SO far as calling him the
it favorably to "Orpheus'
fire / Breathes softly from thy
sweetness and melodious
"More witching
Banjo-string.
musician, was a great self-promoter
Sweeney, like many a successful
the banjo by adding
and claimed for himselfthe honor ofhaving improved
regarding the
fifth string to it. This has led to long-running confusion
a
the
ofthe instrument: some
on construction
extent ofSweneyvinfucnee
inventor" ofthe banjo. Sweeney had
have gone SO far as calling him the --- Page 206 ---
THE BANJO
of course, and he also did not-as
in no way invented the instrument,
of the banjo, which
believed-add the short drone string on top
some
iterations in the Caribbean and North
was also present from its earliest
in Virginia, he had
America. By the time he was eighteen, still playing
above the short
however added a lower bass string to the instrument,, just
with this
banjo. Whether he had come up
string, making a five-stringed
else is hard to say. But
himself or had gotten the idea from somewhere
The five-string banjo
the new construction.
he definitely popularized
the instrument and therefore opened
offered a larger melodic range to
chords and songs. It became the
for different kinds of
new possibilities
standard during the nineteenth century."
transform the banjo from a
Sweeney's riveting performances helped
Over the
and anomaly on the stage to a near-necessity.
relative stranger
was codified by minstrel acts.
next few years, a new style of performance diverse musical and theatWhat had before been made up of a series of
ensemble
presentation by an
rical acts now morphed into a concert-like
authors oft that transband with the banjo at its literal center. The major
New York
Minstrels, who came togetherin
formation were the Virginia
named Dan Emmett,
1843. At the core of the ensemble was a man
in
Vernon, Ohio. After a stint in the army, Emmett
who came from Mount
what he later described as his "first
joined a circus and in 1838 authored
Crowder who disembarks
song, 7 about a black man named Bill
negro
on the example ofthe
in Cincinnati. The song was a hybrid, drawing
for Bill Crowder
already popular. Jim Crow and Gumbo Chaffcharacters
common
Jewish stock character more
but incorporating a stereotypical
in English theater. 42
him to learn to play the
Emmett's foray into songwriting inspired
in the spring
While his group was in the western part of Virginia
who
banjo.
named Archibald Ferguson,
of f1840, they came across a banjo player
all over' except in
Emmett later put it, "was very ignorant and 'nigger
as
the circus to hire him. Fercolor.' 99 Emmett, taken by his playing, pushed
told to
on
of ten dollars a month and was
"jump
guson accepted a salary
card we ever had," drawing
the wagon." 99 1e He turned out to be "the greatest
the circus landed.
the "talk ofthe town" wherever
crowds and becoming
from Ferguson. Once he got good
Emmett set about learning the banjo
the West
the favor, in classic showbiz fashion, by replacing
he returned
blackface performer
man. He then teamed up with an established
Virginia
99 Emmett, taken by his playing, pushed
told to
on
of ten dollars a month and was
"jump
guson accepted a salary
card we ever had," drawing
the wagon." 99 1e He turned out to be "the greatest
the circus landed.
the "talk ofthe town" wherever
crowds and becoming
from Ferguson. Once he got good
Emmett set about learning the banjo
the West
the favor, in classic showbiz fashion, by replacing
he returned
blackface performer
man. He then teamed up with an established
Virginia --- Page 207 ---
197 The Banjo Meets Blackface
from Baltimore. Brower had helped pionamed Frank Brower, who was
In their
to add percussion to minstrel performances.
neer the use ofbones
together banjo and bones, a
Emmett and Brower brought
performances, that would become central to minstrely.
combination
their act to New York City in the fall
Emmet and Brower brought
a dancer. The
of 1842, where they teamed up with a third performer,
"the
in The New York Herald as
great
Midwesterner Emmett was praised
became "the
Melodist," 7 while the Baltimorean Brower
Southern Banjo
Southern Negro characters." Emmett
perfect representation of the
offering "an exhibition' 7 of
appeared for a week at a Bowery theater
including one called
Banjo melodies and Negro dances,"
"enlivening
with Brower
Serenade." 97 In January of 1843 he performed
"Ethiopian
Holiday Sports in Carolina and Virginia."
in a performance called "Negro
understood that this was
Though neither ofthem was a southerner, they
to do that was to
and that the best way
what they needed to become
in blackface during their
become black. Both had probably performed
this tobut New York gave them an opportunity to bring
circus days,
with the sound of their music in a new way.t
gether
Emmett and Brower got to know another banjo player
In New York
Whitlock. Traveling in 1837 or 1838 through
and singer named William
Whitlock had met Joel Sweeney
the South as part of a circus company, from him. He later claimed he'd
in Virginia and took a few banjo lessons
night during his
also learned from watching Virginia slaves play: "Every
steal off to
south, when he was not playing, he would quietly
with
journey
hear the
sing and see them dance, taking
some negro hut to
darkeys all the merrier.' >> Whitlock impressed
him a jug ofwhiskey to make them
review described him as "quite
audiences with his banjo playing: an 1842
that
9 P. T. Barnum was SO impressed
equal if not superior to Sweeney."
regularly
him, and Whitlock was soon performing
he offered to manage
known for his dancing as well as his skillful
in New York, where he was
>7 In
article as "combustious."
banjo playing, described in one newspaper the role of"Sambo Squash,"
standard routines, Whitlock played
one ofhis
in the hopes of seducing "Dear Fanny."s
who played the banjo
out at the Bowery
One night Whitlock and Brower were hanging
bones, violin
house where Emmett was staying. "The banjo,
boarding
around loose, as ifb by accident, each one picked
and tambourine, lying
Dan Tucker, while Emmett
his tools and joined in a chorus of'Old
up
article as "combustious."
banjo playing, described in one newspaper the role of"Sambo Squash,"
standard routines, Whitlock played
one ofhis
in the hopes of seducing "Dear Fanny."s
who played the banjo
out at the Bowery
One night Whitlock and Brower were hanging
bones, violin
house where Emmett was staying. "The banjo,
boarding
around loose, as ifb by accident, each one picked
and tambourine, lying
Dan Tucker, while Emmett
his tools and joined in a chorus of'Old
up --- Page 208 ---
THE BANJO
It went well, and they repeated it without saying
was playing and singing.
oft the principal and origword. Each did his best, and such a rattling
a
band was never heard before.' Another muinal instruments in a minstrel
with the tambourine. "Charmed
sician, Pelham, stopped by andjoined in
about how well they fell
the soul" the music, buoyed and enthused
to
by
Bowery theater-probably a little
in together, they sauntered to a nearby idea of what was to follow," dedrunk-and, "without a ghost of the
that "he would succumb
manded a gig from the owner. They calculated
as they
the horrible noise" they were making
in preference to standing
later that evening in
together. They played their first engagement
played
hotel and soon after at the Bowery Theater.*
the nearby
advertised as a
One of their first performances was prophetically
original
"First Night of the novel, grotesque,
moment oft transformation.
band, entitled Virginia Minstrels,
and surprisingly melodious Ethiopian
combining the banjo, violin,
musical entertainment
being an exclusively
from the vulgariand tambourine, and entirely exempt
bone castanets,
features which have hitherto characterized
ties and other objectionable
was presented as "musical
Their performance
the negro extravaganzas.
kind of elevation over prior blackface enentertainment" and also as a
offered scenes, such
"melodious" and structured. They
tertainment, more
99 as well as comic interludes, but it was
as "Dan Tucker on Horseback;
ofa an "Ethiopian Conmusic that structured the evening. The program
list
in Boston in March 1843 was essentially a ofsongscert" performed
a story told by
interrupted by "A Negro Lecture on Locomotives,"
with one
included "Uncle Gabriel" and concluded
Whitlock. The songs
?7 billed as "a Parody, written by Old
called "Fine Old Colored Gemman,
himself on the
Dan Emmet, who will, on this occasion, accompany
with
that will make all guitar players turn pale
BANJO, in a manner
including an 1843 coldelight: 9 The group quickly released sheet music, shows several black
Banjo Melodies." The cover
lection of "Original
and three oft them are carrying banjo. The
figures dancing and singing,
head-butting a tree, has
instrument seems to be in danger: a large goat,
is trying to chomp
around one ofthem, while an alligator
his tail wrapped
down on the body ofhis banjo."
full
The use
was this invitation into a world
ofbanjos?
What exactly
itselfan interesting signal of what
ofthe term "minstrel" in the name was
"minstrels" had
was afoot. Before then, some troupes calling themselves
of "Original
and three oft them are carrying banjo. The
figures dancing and singing,
head-butting a tree, has
instrument seems to be in danger: a large goat,
is trying to chomp
around one ofthem, while an alligator
his tail wrapped
down on the body ofhis banjo."
full
The use
was this invitation into a world
ofbanjos?
What exactly
itselfan interesting signal of what
ofthe term "minstrel" in the name was
"minstrels" had
was afoot. Before then, some troupes calling themselves --- Page 209 ---
The Banjo Meets Blackjace
performed in the United States, but these
groups--and their imitators- -such
were European singing
German Minstrels who
as the Tyrolese Minstrels and the
catered to white,
the Virginian Minstrels
middle-class audiences. What
crafted for
sought to do was to take a medium that had
rowdy, popular theaters- -blackface
been
it the cast ofsomething that could be
performance-and give
the name "minstrel"
performed in a concert hall.
was a way of doing that. It was
Using
of burlesque, making fun of the
on one level a kind
naled "the
more respectable genre. But it also
possibility of accommodation." 948
sigHaving created this "novel ensemble," the
an experiment into a new medium-the
musicians rapidly"turned
tury." At its center was
jazz band ofthe nineteenth cenabandon,
Whitlock, who "played his banjo with
roughly striking the strings with the nail
complete
the early minstrels used this
ofhis forefinger' All
or"clawhammer,"
same style-what is known today as "frailing"
the backs
striking the strings downward and
of the fingers. The Virginia
rhythmically with
playbills that their "instruments
Minstrels announced on their
These banjos had a "mellower,
were manufactured by themselves."
bright and metallic
fuller, more resonant sound" than the
one we imagine today, and
more
tuned lower than the modern
their gut strings were
tuning.
Whitlock called his
neck" and-unlike instrument a "Congo banjo. It had a "long, thin
chords.
Sweeney's banjo -only four strings. He didn't
Instead, the banjo drove the melody for the
play
key accompaniment to the singing, the lead
songs, forming the
It also varied the main
instrument oft the ensemble.
melody by "inserting into it
two highest strings. 99 The motion of the
the open tones ofhis
ting tones on accented beats," :
song was "intensified by omitWhitlock added
creating a syncopated sound.
a beat by tapping or
his
Sometimes
The show consisted ofsongs
stomping
foot on the ground.
played by the ensemble,
banjo with other
bringing together the
kling,
instruments to create a sound that was
cackling, and
"scratchy, tinludes
humorously incongruous. 3 In between
played on just banjo and bones, like those
were interhad developed in their days in the
Emmett and Ferguson
solos, which
circus. Whitlock also performed
delighted the audiences. The
banjo
characters that allowed them
troupe developed fantastical
frequently
to showcase the banjo as well. Dan Emmett
performed a song called "The Fine Old
which depicted a "Tennessee
Color Gentleman,"
Negro Sambo' from the backwoods, who
scratchy, tinludes
humorously incongruous. 3 In between
played on just banjo and bones, like those
were interhad developed in their days in the
Emmett and Ferguson
solos, which
circus. Whitlock also performed
delighted the audiences. The
banjo
characters that allowed them
troupe developed fantastical
frequently
to showcase the banjo as well. Dan Emmett
performed a song called "The Fine Old
which depicted a "Tennessee
Color Gentleman,"
Negro Sambo' from the backwoods, who --- Page 210 ---
THE BANJO 200
small railroads wid a spoonful
was eleven feet tall, able to swallow"two
sung
the banjo and singing-"He
ofice cream," and constantly playing
>50
he scared the pigs and goats.
SO long and sung SO loud,
the
Minstrels, as perminstrel shows by
Virginia
The first complete
inspiring many imitators and
formed in 1843, were an instant hit, quickly
entertainments
what was to be the most popular of popular
'initiating
Immediately other bands formed with
for the next forty years or more."
They all consisted of
instrumentation, and approach.
a similar structure,
One ofthe most influenwhite musicians who performed in blackface. Minstrels, led by E. P.
minstrel troops was the Christy
tial subsequent
music he heard in New Orleans as a
Christy. He had been inspired by
were slaves,
He managed a ropewalk where the performers
young man.
their singing. He regularly visited Congo
and became fascinated with
their "queer words and
and listened to the music there, studying
Square
melodies." 19 In Buffalo in the 1830s he began persimple but expressive
drawing on the singing styles of a man
forming as a blackface entertainer,
church and whom
named Harrison, who sang in a local African-American Minstrels in the early
He founded the Christy
he visited frequently.
Minstrels-had actu1840s and later claimed he-and not the Virginia
that effect
the form. He went SO far as to get his claim to
ally invented
Court. Though historians have
endorsed by the New York Supreme
it is clear that the Christy
ultimately sided with the Virginian Minstrels,
minstrel form by the
Minstrels played a central role in codifying the
side
Christy had a man with a tambourine on one
mid-1840s. On stage
the other end, creating two "endand another playing the bones on
and Bones." 3 They created
men" who were often referred to as "Tambo
"the Interin which other musicians sat. At the center was
a semicircle
and often played the banjo.
locutor," who served as master ofceremonies enthusiastic audiences in
Minstrels garnered large and
The Christy
P. Christy had done 2700 performances
North America and beyond-E.
continued on without
by the time he retired in 1856, though the company
him after that. 51
off figures like T. D. Rice. Like
The minstrels built on the earlier acts
varin blackface and developed
him, these white musicians performed
something different and
characters. But they also offered
ious black stage
centered around the
structured than Rice's earlier performances,
more
"musical theater" as "theatrical music.' The
music. It was not SO much
P. Christy had done 2700 performances
North America and beyond-E.
continued on without
by the time he retired in 1856, though the company
him after that. 51
off figures like T. D. Rice. Like
The minstrels built on the earlier acts
varin blackface and developed
him, these white musicians performed
something different and
characters. But they also offered
ious black stage
centered around the
structured than Rice's earlier performances,
more
"musical theater" as "theatrical music.' The
music. It was not SO much --- Page 211 ---
201 The Banjo Meets Blackface
7 At least twenty-nine
printed programs looked "like concert programs. between 1843 and 1847.
performed in the United States
different troupes
varied, the troupes always had a banjoThough the instrumentation ensembles. Some troupes even had two
which was "at the heart" ofthe
player to accompany
players. All the minstrels had a tambourine
banjo
bones and fiddle players. Some had other kinds
the banjo, and most had
like accordions or flutes.2
of percussion, as well as instruments
an
moment in
The meeting of the banjo and blackface was epochal deploying
of American and, indeed, global popular culture. By
the history
concretized the idea that they were chanthe banjo on stage, the minstrels
and translators ofthe music
neling plantation music, serving as conduits
the
sound and symbolism provided
of the enslaved. The instrument's
of content and
combination ofsonic presence and romanticism,
perfect
and codified different
form. And the minstrel show, in turn, brought
strands ofthe banjo's history.
instrument that could
The banjo had been developed as a versatile
and fifty years,
diverse audiences; and for at least a hundred
bring together
through its sound within communities of
it had been creating solidarity
also increasingly present in
the enslaved. But by the 1830s the banjo was
of plantation life, as a key prop
various kinds ofliterary texts as a symbol
or not. It was,
slaves were happy
in debates over the question ofwhether
symbolic and
ultimately, in the meeting between these two realms-the
and its
ofthe instrument as a symbol of slave life,
discursive construction
the enslaved-that the
actual resonance as a source of music played by
emerged. Minand popular practice of blackface minstrelsy
powerful
already carried by
depended on the social and symbolic meanings
strelsy
also
them to new uses by bringing together a deeply
the banjo, but it
put
tradition with an urgent need on the
rooted Afro-American performance
the terrors of slavery itof audiences to both confront and set aside
part
slavery and the forms of music it had produced
self. The form absorbed
and important way
and became, for a time, perhaps the most widespread
and SOabout and experienced the central political
Americans thought
became by far the most popular and
cial question oftheir day. Minstrelsy
North America,
profitable form of entertainment in nineteenth-century frontier, and ultimately
the construction of theaters along the
Africa,
spurring
Latin America, South
had a global reach stretching to Europe,
and beyond,
performance
the terrors of slavery itof audiences to both confront and set aside
part
slavery and the forms of music it had produced
self. The form absorbed
and important way
and became, for a time, perhaps the most widespread
and SOabout and experienced the central political
Americans thought
became by far the most popular and
cial question oftheir day. Minstrelsy
North America,
profitable form of entertainment in nineteenth-century frontier, and ultimately
the construction of theaters along the
Africa,
spurring
Latin America, South
had a global reach stretching to Europe,
and beyond, --- Page 212 ---
THE BANJO 202
the minstrel show, the banjo had become
By the 1850s, thanks to
In New Orleans the comfamiliar sound on the American stage.
a deeply
two
to the city, a
Louis Moreau Gottschalk, the son of
immigrants
poser
and a mother from Haiti, wrote a piano composition
father from England
ofa series in which Gottschalk
in honor of the banjo. The piece was part
and Afro-Caribbean
from Afro-American
sought to draw inspiration
notably at Congo
which he had observed in New Orleans,
culture,
for his piece is still a mystery, though
Square. The direct inspiration
was attempting to
scholar has argued that Gottschalk most likely
one
musician from New
capture the banjo playing of an African-American document we have
making his composition "the most complete
Orleans,
African-American banjo tradition." Called
ofthe ninetenth-century
and subtitled "An American Sketch,"
"The Banjo, Grotesque Fantasy"
sound like a banjo,
is an attempt to make a piano
the composition
that would have been made on the instrument
capturing a kind ofsound
downstroke and picking.
through a skillful combination of percussive
"The Banjo"
and energetic flow of his composition
The enthusiastic
compositions, one that influenced
made it one efGatnchikybeaclened The illustration for the sheet
European composers, including Debussy.
the banjo had
the extent to which
music itself suggested powerfully
there, enough to spell out
taken over: there were banjos here and banjos
suggested, it
itself. And now, Gottschalk's composition
the word banjo
learn the music ofthis one-time newwas other instruments that had to
the American stage. In 1857
now established permanently on
comer,
Caribbean and played "The Banjo" to packed
Gottschalk toured the
In 1859, he brought the song to
audiences in Cuba and St. Thomas.
on
sounding out his piano composition
Guadeloupe and Martinique,
Labat had first noted the presthe islands where the priest Jean-Baptiste
earlier. 54
ofthe banza in the hands of slaves nearly two centuries
ence
electric enthusiasm many felt for the banjo
Mark Twain captured the
to Gottschalk's
the middle of the nineteenth century. In a response
to
by
out that even ifhe was trying hard
music, Twain ultimately pointed the end there was truly no substitute
make a piano sound like banjo, in
itself. "I like Gottschalk well
for the humming, thumping instrument
much out of the piano as
enough," 9 wrote Twain. "He probably gets as
does
out ofit is
But the frozen fact is, that all that he
get
there is in it.
instrument thicker and faster
'tum, tum." 1 He gets 'tum, tum, out ofthe
response
to
by
out that even ifhe was trying hard
music, Twain ultimately pointed the end there was truly no substitute
make a piano sound like banjo, in
itself. "I like Gottschalk well
for the humming, thumping instrument
much out of the piano as
enough," 9 wrote Twain. "He probably gets as
does
out ofit is
But the frozen fact is, that all that he
get
there is in it.
instrument thicker and faster
'tum, tum." 1 He gets 'tum, tum, out ofthe --- Page 213 ---
The Banjo Meets Blackface
than my landlady's daughter, Mary Ann; but, after all, it simply amounts
to 'tum, tum. 9 While the piano might be fine for "love-sick girls," 9 Twain
went on, it just wouldn't do for him. "[Glive me the banjo. 79 When you
want genuine music- --music that will come right home to you like a bad
quarter, suffuse your system like strychnine whisky ramify your whole
constitution like the measles, and break out on your hide like the pinfeather pimples on a picked goose,-when you want all this, just smash
your piano, and invoke the glory-beaming banjo!"55
*
In the years up to the Civil War, minstrelsy increasingly offered racist
visions of African-Americans, and a corresponding apologia for plantation slavery. Proslavery writers offered exuberant depictions ofhappy,
singing slaves, leaving U.S. abolitionists the unenviable task of"convincing the public that life under slavery was not like a minstrel show." An
1852 response to Harriet Beecher Stowe's Unde Tom's Cabin described this
happy scene on a plantation:
There were several of the slaves who were tolerable musicians,
and these having formed a band, played occasionally in the
summer evenings in the lawn before the hall, for the amusement ofthe family. These were now ranged apart from the rest,
near a sparkling fountain between the sycamore and the
mansion, and even to the refined ears ofthe Colonel and his
children, "discoursed most elegant music. 99 The leader of the
band was Jerry, who sat on top of a hogshead with his legs
hanging over the side, doing great execution with his "fiddle
and his bow.' The others performed on banjoes, bones and
other instruments, and were seated around their leader, some
on the ground and some on rude benches brought from the
cabins. 56
"No matter where they may be or what they may be doing,' wrote
D. R. Hundley of the enslaved in 1860, *whether alone or in crowds,
at work or at play, ploughing through the steaming maize in the sultry
heats of June, or bared to the waist and with deft hand mowing down
doing great execution with his "fiddle
and his bow.' The others performed on banjoes, bones and
other instruments, and were seated around their leader, some
on the ground and some on rude benches brought from the
cabins. 56
"No matter where they may be or what they may be doing,' wrote
D. R. Hundley of the enslaved in 1860, *whether alone or in crowds,
at work or at play, ploughing through the steaming maize in the sultry
heats of June, or bared to the waist and with deft hand mowing down --- Page 214 ---
THE BANJO
homeward in the dusky twilight after a
the yellow grain, or trudging
they are singing and happy,
day's work is done- -always and everywhere
heartily
free from all mental cares or troubles, singing
happy in being
which he claimed
the birds sing"' 97 He praised this music,
and naturally as
pleasantly entertained." He
no one could listen to "without being very
heading up
boatman" singing on a steamship
recalled hearing "negro
singers oft the day to "profrom Mobile and defied the reigning opera
melody than
duce, with the aid of many orchestras, a more soul-stirring found most
Africans then and there!" What Hundley
did those simple
of the slaves were the "wild cho-
"peculiar and striking" in the songs
with them from
lullaloos, which their fathers must have brought
ruses and
"even their tamest and most civilized efAfrica." But he admitted that
the music's days were
good." Still, he thought,
forts" were "surpassingly introduced to the true freedom that came with
numbered: once properly
enslaved "readily give up their banjos,
conversion to Christianity, the
and are eager to
and break-downs,
their fiddles, their double-shuffles,
>57
learn what is right and becoming.
traveled anew, this time in
Once the Civil War began, the banjo
The ex-slave
ofsoldiers and sailors on both sides ofthe conflict.
the hands
in 1936 in Edisto Island, South Carolina,
William Rose, interviewed
near the end ofthe Civil War
remembered going with his father into town
from Charleston
a train full ofConfederate soldiers heading
and watching
he recalls "all going down to die," and yet
north into battle. They were,
went. One ofthem,
cards, laughed, and played music as they
they played
and another was picking a banjo. Another
he recalls, played the fiddle,
in hell today." It was, Rose
called out: "Boys, we going to eat our dinner
do: laughing,
the "bravest" thing he had ever seen anyone
remembered,
>58
and singing, "on their way to die.'
their weapons into
While some soldiers carried banjos alongside instrument. In one
also played and listened to the
battle, sailors on ships
in the midst of the deck densely
1861 picture of the gunboat Mendota,
back at the camera. One
packed with sitting sailors, two musicians stare
drummer astride a
while next to him is a
of them is holding a banjo,
Union warships actually had
drum, his two sticks at the ready. Several
who were either proformed minstrel troupes, made up of sailors
its
fully
musicians. The Wabash was famous for
fessional or aspiring amateur
instrument. In one
also played and listened to the
battle, sailors on ships
in the midst of the deck densely
1861 picture of the gunboat Mendota,
back at the camera. One
packed with sitting sailors, two musicians stare
drummer astride a
while next to him is a
of them is holding a banjo,
Union warships actually had
drum, his two sticks at the ready. Several
who were either proformed minstrel troupes, made up of sailors
its
fully
musicians. The Wabash was famous for
fessional or aspiring amateur --- Page 215 ---
205 The Banjo Meets Blackjace
Inviting a Shot Before Petersburg, Dexter M. 1864. Ferryjr. Fund/
Winslow Homer, Defiance: of Arts. Founders Society purchase and
Courtesy of the Detroit Institute
Bridgeman Images.
fiddles, and other instruments
which sported two banjos, a guitar, helped to pass many a long
troupe,
music and amusing songs
and "whose good
>59
the Civil War is captured
evening. curious way that minstrelsy haunted Homer called Defiance:
The
1864 painting by Winslow
at Petersburg
in a striking if opaque
Homer spent several weeks
of
Inviting a Shot before Petersburg,
sketches of the shattered landscape
the battle and made several
he returned, he painted a work
during
and churned earth. When
frustrated with the
tree stumps
soldier who, manifestly
the disthat centers on a Confederate exposed on the earthworks taunting cover.
endless stalemate, is standing
other soldiers, taking
Around him are various
a banjo player
tant Union troops.
and somewhat surreal figure:
a kind of
But below him sits a striking
looking up at the man with
strumming out a tune,
in discussions
in uniform,
The musician, long ignored
theatrical and sardonic grin.
its
The banjo player
painting, is in fact the key to interpretation. like he is wearing blackface.
ofthe
he in fact looks
is, in some sense, a minstrel: alongside a trench in Peteraburg"
What is he doing sitting
other soldiers, taking
Around him are various
a banjo player
tant Union troops.
and somewhat surreal figure:
a kind of
But below him sits a striking
looking up at the man with
strumming out a tune,
in discussions
in uniform,
The musician, long ignored
theatrical and sardonic grin.
its
The banjo player
painting, is in fact the key to interpretation. like he is wearing blackface.
ofthe
he in fact looks
is, in some sense, a minstrel: alongside a trench in Peteraburg"
What is he doing sitting --- Page 216 ---
THE BANJO
culminated in the Battle of the Crater. A
The battle of Petersburg
holes beneath the Confederate
ofPennsylvania coalminers dug
regiment
explosive charge there. As they worked,
defenses and placed an enormous
tunneling and
Confederates began hearing noises from the underground
what was
shafts down into the ground to try and figure out
sent listening
breaks, some ofthe soldiers
going on. At times they heard music: during
the charge created a
played the banjo. When it was detonated,
tunneling
southern regiment in the process; but
massive crater, killing an entire
soldiers-including a regiment of black troops-charged
when Union
in the churning mud, and
into the crater, they found themselves trapped thousand dead. Hombattle became a fiasco that left more than six
the
and vivid memory of that battle:
er's painting evoked the traumatic
soldier was literally
would have understood that the defiant
viewers
keg that is ready to explode. But, as Homer
standing on top of a powder
underneath the Confederacy
the real "explosive charge"
was suggesting,
the
ofthe banjo-player,
itself, depicted here through presence
was slavery
the trench, a spectral emand waiting, He is "a ghost haunting
watching
origins oft the war.' >961
bodiment of the underlying
than the others
face is painted rather differently
The banjo player's
Homer painted in other
and than other black figures
in the painting,
"blacked
with painted lips, just as
works. It looks, in fact, like it is
up," This adds another cuthe face of a blackface minstrel would have been.
reference for
the
Minstrelsy was a well-known
rious layer to
painting.
Union soldier described two "darsoldiers fighting in the war: in 1861, a
that they "look
kies" he saw in his barracks in Virginia by declaring
deferral and
minstrels. " If minstrelsy was itselfa curious
exactly like our
in American culture, Homer's stateprojection oft the problem ofs slavery
but the counnot just the fact ofslavery,
ment here is even more complex:
had led to the catastrophe
try's vexed incapacity to confront it directly,
parallels a gun held
battles like Petersburg. Indeed the player's banjo
ofl
the instrument is a kind of weapon, perhaps, more
by a nearby sentry:
fate of the
perhaps just
powerful than a gun. For the
courageous-or In the distance
Confederate soldier is written in the painting.
foolhardyshots from the Union lines, bullets racing
can be seen the puffs ofs sniper
essentially functions as a Greek
to kill the defiant soldier. "The banjoist
the hero's downfall."
the macabre accompaniment to
chorus, providing
the banjo- --sought in this painting
Perhaps Homer-who himself played
is a kind of weapon, perhaps, more
by a nearby sentry:
fate of the
perhaps just
powerful than a gun. For the
courageous-or In the distance
Confederate soldier is written in the painting.
foolhardyshots from the Union lines, bullets racing
can be seen the puffs ofs sniper
essentially functions as a Greek
to kill the defiant soldier. "The banjoist
the hero's downfall."
the macabre accompaniment to
chorus, providing
the banjo- --sought in this painting
Perhaps Homer-who himself played --- Page 217 ---
The Banjo Meets Blackface
to write a kind of song of the war by placing the blackface minstrel as a
kind of apparition behind Confederate lines.62
Another Civil War-era painting depicts the banjo in a different light:
as one ofthe few possessions being carried out of slavery by the newly
freed who were seeking lives elsewhere. The 1864 work Old Virginia Home
by Pittsburgh artist David Gilmour Blythe depicts a dark, clouded, apocalyptic landscape. Walking out onto the road from a broken-down
house, a black man has a small bag of possessions over his shoulder and is
carrying a banjo. Trailing behind him, on the ground, are broken chains,
though his leg is still in a shackle linked to a part of the old chains. The
painting is clearly a send-up of the image ofthe southern plantation as a
space of peace and joy. Here, there is little but smoke and chains. But the
future of the departing slave, who looks out at us with tired and worried
eyes, is nothing if not uncertain. Still, the banjo is there, a precious
posesion-secmingly necessary for whateverjourney lies ahead. 63
is
carrying a banjo. Trailing behind him, on the ground, are broken chains,
though his leg is still in a shackle linked to a part of the old chains. The
painting is clearly a send-up of the image ofthe southern plantation as a
space of peace and joy. Here, there is little but smoke and chains. But the
future of the departing slave, who looks out at us with tired and worried
eyes, is nothing if not uncertain. Still, the banjo is there, a precious
posesion-secmingly necessary for whateverjourney lies ahead. 63 --- Page 218 --- --- Page 219 ---
Rings Like Silver,
Shines Like Gold
ON THE BANKS OF THE MISSISSIPPI, in the taverns that dotted a Cincinnati neighborhood known as Bucktown, the most popular song was
an epic about the new era offreedom. Lafcadio Hearn, one ofthe keenest
observers of popular culture in nineteenth-century America, heard the
songin 1871. It was sung by the roustabouts, the mostly African-American
men who worked the ports and boats ofthe Mississippi. Hearn described
them as "a society of wanderers who have haunts but not homes," who
found solace in music. A visitor to Bucktown could listen as "the sound
ofthe wild banjo-thrumming floats out through the open doors of the
levee dance houses." One of their favorite songs was called "Shiloh." 99 It
took twenty minutes to sing, as one man led with the verses and everyone
else joined in for the chorus, "chanted by twenty or thirty voices of
abysmal depth at the same time with a sound like the roar of twenty
Chinese gongs struck with tremendous force and precision. 9 The song
was "accompanied with that wonderfully rapid slapping of thighs and
hips known as 'patting Juba. >1
--- Page 220 ---
THE BANJO
battles ofthe Civil War and a critical
Shiloh was one oft the bloodiest
battle and told oft the desperate
Confederate defeat. The song recalled the
a black
in Columbus, Ohio. It celebrated
rebel soldiers in a prison camp
>7 And it named men who found
roustabout character named "Limber, Jim."
ofthe war:
in the midst of the chaos
their way from freedom to slavery
dash, / Las' time I saw
Morgan came to Danville and cut a might
"John
For the roustabouts who sang along,
him, he was under whip an' lash."
had come, an ode to
of how far they
the song was partly a reminder
obstacles and harsh realities.?
freedom that was hard won and full of new
for migraCincinnati, was a site of refuge and a magnet
Bucktown,
of"blacks and mulattoes from all
tion. The community was made up
and Eastern Virginia, where
ofthe States, but chiefly from Kentucky
parts
before Freedom."
of them appear to have toiled on the plantations
most
residents of the town went further back than to
The memory of some
resident "was said to be a hundred
the plantation: one recently deceased
to the States from Africa
old, and had been brought
and seventeen years
woman, SO that she remembered
by a slave-trader while a vigorous young and the strange animals, the
interesting things-the tropical trees
many
the roar of lions in the night, the cushive-shaped huts of her people,
>3
oftheir wild tongue."
toms of the tribe and some fragments
music from the plantations
The residents of Bucktown had brought
where they also
and Virginia to the banks ofthe Mississippi,
ofKentucky
talked of"levee life in
like "Shiloh' " and others that
created new songs
steamboats running on the 'Muddy Water,
Cincinnati, ofa all the popular
bank and in Bucktown."
favorite roustabout haunts on the river
and ofthe
shared their experiences and also passed
Through song the roustabouts
and down the river where
information about the various places up
and
along
with the capacious skills
they might end up. Hearn was impressed together when they perwide-ranging influences musicians brought
of
turning of the tables, given that a number
formed. In an interesting
several seemed to have speblackface minstrels were ofIrish background,
kind of imitation. One of the "negro singers,"
cialized in a particular
which
"can mimic the Irish accent to a degree ofperfection
Hearn noted,
could not hope to acquire." Anor German
an American, Englishman
to Hearn a "famous Irish
roustabout, sang
other, an African-American
musician, Hearn noted, "could cerditty" with a perfect accent. This
his mimfor Irish specialties in a minstrel troupe;
tainly make a reputation
veral seemed to have speblackface minstrels were ofIrish background,
kind of imitation. One of the "negro singers,"
cialized in a particular
which
"can mimic the Irish accent to a degree ofperfection
Hearn noted,
could not hope to acquire." Anor German
an American, Englishman
to Hearn a "famous Irish
roustabout, sang
other, an African-American
musician, Hearn noted, "could cerditty" with a perfect accent. This
his mimfor Irish specialties in a minstrel troupe;
tainly make a reputation --- Page 221 ---
Rings Like Silver, Shines Like Gold
and he possesses a voice of
icry of Irish character is absolutely perfect,
flexibility, depth and volume." >54
great
brought him to a "well-conducted"
One night, Hearn's wanderings roustabouts. It cost ten cents to get in and
establishment that catered to
disorder. When
on hand to contain any potential
had a local policeman
he noted, the place was "overthe boats came in from New Orleans,
muby a "well-dressed, neatly-built
flowing." " The music was provided
the
>7 another who played the fiddle "remarkably
latto" who "picked banjo,"
"short, stout negress, illy
? and Anna Nun, a
well and with great spirit," natured face and a bed shawl tied about
dressed, with a rather good
and that with no inexperienced
her head" who "played the bass viol,
politihand." The crowd included a prominent local Affican-American attacked by a mob
Moore, who the previous year had been
cian, George
in the
of defending himself. That
at his home and killed a man
process
to Hearn. Around
though, he danced-and quite well, according
night,
including a "lithe quadroon
him were people of many backgrounds, eyes" and "very fair skin,"
named Mary Brown, with auburn hair, gray
all found solidarity
and several white women. In Hearn's telling, though, ofinfluences and types
in the music, which brought together a wide range
the crowd an evanescent piece ofheaven:
to bring
musicians struck up that weird, wild, lively air, known
The
readers as "Devil's Dream, 99 and in
perhaps to many of our
the
ghost of
which "the musical ghost of a cat chasing spectral
succession of"miauls" and "squeaks"
a rat" is represented by a
double
at first,
the fiddle. The dancers danced a
quadrille,
on
but warming with the wild spirit ofthe
silently and rapidly;
each other off the floor,
music, leaped and shouted, swinging
shook the building
and keeping time with a precision which
old
the music.
Then the music changed to an
in time to
became wild; men patted
Virginia reel, and the dancing.
danced with the most
juba and shouted; the negro women
incredible curves
fantastic grace, their bodies describing almost
backward; limbs intertwined rapidly in a wrestle
forward and
the room presented a tide of
with each other and with the music;
Once more
bodies and tossing arms, and flying hair.
swaying
withthe chorusthemusic changed- tos oxomepopularnegroair
and keeping time with a precision which
old
the music.
Then the music changed to an
in time to
became wild; men patted
Virginia reel, and the dancing.
danced with the most
juba and shouted; the negro women
incredible curves
fantastic grace, their bodies describing almost
backward; limbs intertwined rapidly in a wrestle
forward and
the room presented a tide of
with each other and with the music;
Once more
bodies and tossing arms, and flying hair.
swaying
withthe chorusthemusic changed- tos oxomepopularnegroair --- Page 222 ---
THE BANJO
"Don't get weary,
I'm goin' home."
dancers joined in; and the
The musicians began to sing; the
feet, "patting
dance terminated with a roar of song, stamping
Even the curious spectators
juba," 7) shouting, laughing, reeling.
the
drunkkept time with their feet; it was
very
involuntarily
intoxication of dance. Amid such scenes
enness ofr music, the
and this heaven is certainly
does the roustabout find his heaven;
not to be despised.?
communities in the midst ofr major
Bucktown was just one of many
With the agrarian life of
in the wake of the Civil War.
transformations
the North industrializing, and settransformed,
the South fundamentally
transformation, the banjo was
tlers flowing into the Midwest in steady
down new ones. It
up some ofits roots and setting
on the move, pulling
migrants like those who contraveled in the hands of African-American
who continued to perin Bucktown, as well as the minstrels
new
gregated
the sound of the banjo. But it also found
form "plantation songs" to
York City and in the railroad tunhomes, in the upscale parlors ofNew
The banjo, created in the
nels and mountainsides of the Appalachians. the realities of a new era of
midst of exile and upheaval, spoke easily to
of musical spaces and
and motion, finding a place in a multiplicity
dispersal
it would be transformed as an object, more
musical forms. In time,
built and the way it was sold
mechanized both in the way it was
and more
And it would find a new life in a kaleidoscope
and deployed in sound.
and condensation ofwhat
ofs symbols, presented as the very expression
America had been, and was to be.
*
had made minstrelsy. But, in turn, minstrelsy
The sound of the banjo
As the instrument gained
transformed the sound and shape ofthe banjo.
Profesaudiences, it also gained more and more players.
ever-expanding
did increasing numbers of amasional musicians needed banjos, but SO
Banjo makers in
who wanted to play the songs they heard on stage.
teurs
New York began to fulfill that need and in
Baltimore, Philadelphia, and
what
ofs symbols, presented as the very expression
America had been, and was to be.
*
had made minstrelsy. But, in turn, minstrelsy
The sound of the banjo
As the instrument gained
transformed the sound and shape ofthe banjo.
Profesaudiences, it also gained more and more players.
ever-expanding
did increasing numbers of amasional musicians needed banjos, but SO
Banjo makers in
who wanted to play the songs they heard on stage.
teurs
New York began to fulfill that need and in
Baltimore, Philadelphia, and --- Page 223 ---
Rings Like Silver, Shines Like Gold
with new ways of constructing the instrument,
the process experimented
of the structure and sound of the banjo.
resulting in the transformation
a unique piece
Until the 1840s banjos were all made individually,
muand
but constructed for a particular
based on traditions
prototypes sound of the instrument, which varied
sician. That fact governed the
By the early
of different types of construction.
remarkably as a result
North America and the Caribbean
nineteenth century, some people in
and instead using rounded
were trading the traditional gourd body
sifters or box covers, for
wooden hoops made for other purposes-for
recalled that
make the resonators. One resident of Virginia
instance-to
banjos were made with a piece of maple
in the early nineteenth century,
in the 1880s
"rim of a sugar box." 99 A Michigan ex-slave interviewed
or the
made a banjo we would first of all
recalled about his youth: "When we
known in the north as a woodchuck.
catch what we called a ground hog,
of timber fashits hide, it would be stretched over a piece
After tanning
if not most, ofthe
ioned like a cheese box," 99 he added. Nevertheless many, The first printed
instruments were still made with gourd resonators.
in the sheet music of one ofhis songs published
portrait ofJoel Sweeney,
with a gourd resonator." 6
in 1840, seems to show him playing a banjo
and dried; and they
Gourds have to be carefully grown, harvested,
task. Changes
the drumheads onto them is a delicate
are fragile. Tacking
stretch or slacken a head, which puts
in temperature and humidity can
the head or damage the resotension on the tacks and can potentially rip
techwooden frames, the tacking of head to body poses
nator. Even on
worse in colder and wetter
nical difficulties. These problems are made wreak havoc on drumclimates, where the changes in weather could
that, centuries
stretched across resonators. This was one reason
skins
had largely avoided the use of
earlier, European musical instruments
bodies. Preserved in African
drumheads in favor of wooden instrument World banjo, this form of
musical culture and maintained in the New
into North American and European popular
construction had erupted
level of demand for the
minstrelsy. The result was a new
culture through
members sought to learn to play the
instrument, as enthused audience
of
had seen on stage. In the 1840s a pioneering family
instrument they
had
to Baltimore found the
instrument makers who
migrated
European
demand,
the way for an increasingly largekey to fulfilling that
opening
scale and standardized production of banjos.
heads in favor of wooden instrument World banjo, this form of
musical culture and maintained in the New
into North American and European popular
construction had erupted
level of demand for the
minstrelsy. The result was a new
culture through
members sought to learn to play the
instrument, as enthused audience
of
had seen on stage. In the 1840s a pioneering family
instrument they
had
to Baltimore found the
instrument makers who
migrated
European
demand,
the way for an increasingly largekey to fulfilling that
opening
scale and standardized production of banjos. --- Page 224 ---
THE BANJO
Friedrich Wilhelm Esprit Boucher, was
The family patriarch, Johann
but the family moved to
born in 1790 in the Alsace region of France,
he
to the
when he was a child. From there migrated
Hanover, Germany,
ofi instrument making with him. In
United States, carrying knowledge
for making
Baltimore, he and his sons set up shop and gained a reputation
the
drums were made with ropes holding
excellent drums. Traditionally,
But in 1837 a drum maker patskins to the bodies of the instruments.
rod. Combined with
technology called the metal tensioning
ented a new
it held the skin of a drum to its body
made of wood or metal,
a hoop
tension
and keeping it taut. The
tightly and firmly, distributing the
equally
Their
used this technique in their drum manufacturing.
Boucher family
in Baltimore
the instruments in a neighborhood
business produced
performed, and
a theater where minstrel acts regularly
that included
for banjos. One day
they likely got occasional and increasing requests idea: to use the techin their workshops had a revolutionary
someone
their drums to make a new kind ofb banjo.
nology they had been using on
looking at a banjo
imagine the moment when, perhaps
One can almost
held onto the round hoop with small
that had its drum head precariously
drum and said
of the artisans looked from that to a nearby
tacks, one
breakthrough. Stretching
"Aha!" However it happened, it was a significant
rim with screws and brackets kept it much more taught,
the skin across the
in humid climates. It also
that made the banjo easier to play
something
solid and easier to transport. Three
made the instruments much more
1847, deposited in
made in the style oft those from 1845 through
In
banjos
1890, showcase the artistry ofthese instruments.
the Smithsonian in
the skin, the necks were
addition to the new method for attaching usually in an *S" shape.
elegantly carved with a distinctive peg heads,
examples of the
Boucher banjos are today among the most treasured
collectors."
instrument among
sold artisanal, handcrafted banjos
The Boucher music stores
in batches.
the nineteenth century, producing the instruments
throughout
the
for other businesses to start making
But their innovation opened way
As more and more builders
banjos in a more industrial, largescale way. the best wood for banjo necks,
began producing banjos, some sought out
the maple, and later
particular trees-certain pear trees,
identifying
rosewood--as ideal for strength and
tropical woods like mahogany and
parts, many of
developed and patented various new banjo
sonority. They
banjos
The Boucher music stores
in batches.
the nineteenth century, producing the instruments
throughout
the
for other businesses to start making
But their innovation opened way
As more and more builders
banjos in a more industrial, largescale way. the best wood for banjo necks,
began producing banjos, some sought out
the maple, and later
particular trees-certain pear trees,
identifying
rosewood--as ideal for strength and
tropical woods like mahogany and
parts, many of
developed and patented various new banjo
sonority. They --- Page 225 ---
Rings Like Silver, Shines Like Gold
them focused on improving the attachment of the skin
Banjo builders
to the
sought not just to make the
resonator.
also to improve the tone ofthe
instruments more solid but
instrument. The
production ofthese instruments
increasingly industrial
and instruments
helped to standardize the
were produced in larger and
construction,
lower price, putting the
larger numbers and at a
players,
instrument in reach of many more
spreading the banjo far and wide within
potential
The mass production
American culture.9
ofbanjos was as much
was a commercial one.
a cultural project as it
During the late nineteenth
became known as
century, the
"America's instrument," 3
banjo
achievement,
celebrated as an
creating a sound more
indigenous
than that ofEuropean
appropriate for the country's music
instruments. When Walt
an "American Opera' should sound
Whitman imagined what
"put three
like, he started with the
banjos (or more?) in the
instrument:
(at times
orchestra-and let them
exclusively) the songs ofthe baritone or tenor.' 3
accompany
context ofthe nineteenth
Yet in the racial
century, those who wished to
strument as "American"
celebrate the inconfronted a cultural conundrum.
popularity was based on its association with
The banjo's
ture that was both disdained and
an African-American culthe experience of
fetishized. It was its very rootedness in
slavery that made it particularly American
European. The reason it was seen as an
rather than
new forms of American
instrument that could invigorate
music was because it was
pression of"musical primitivism,"
understood as an exup
a product ofa a black
made
of"emotional, not very rational,
population
"far from industrial life.' >9 The
instinctively artistic souls" who lived
banjo's
to find a way to absorb and channel nineteenth-century boosters tried
they distanced it, and
the power ofthe instrument even as
themselves, from the
offered it to them. Over the
people and culture that had
course ofthe second half of the
century, performers, critics, teachers, and
nineteenth
to find a way to make the banjo
banjo manufacturers all sought
"elevate" the banjo by
suitable for upper-class audiences, to
bringing it "out of the
into the bright light ofofficial culture." >10
sentimental shadows and
At the center of this process were a series of
Brothers, Frank Converse, and Samuel
figures-the Dobson
Swaim
ways changed both the literal
Stewart-who in different
cultural
shape of the banjo and the contours ofthe
imagination that surrounded it. Their cultural work
interconnected: strands ofd distortion:
involved two
presenting the gourd banjo as nothing
levate" the banjo by
suitable for upper-class audiences, to
bringing it "out of the
into the bright light ofofficial culture." >10
sentimental shadows and
At the center of this process were a series of
Brothers, Frank Converse, and Samuel
figures-the Dobson
Swaim
ways changed both the literal
Stewart-who in different
cultural
shape of the banjo and the contours ofthe
imagination that surrounded it. Their cultural work
interconnected: strands ofd distortion:
involved two
presenting the gourd banjo as nothing --- Page 226 ---
THE BANJO
for the "true" banjo as created by
more than an inspiration or prototype
the musical styles and abiliartisans starting in the 1840s, and portraying
As these figures
players as essentially primitive.
ties of African-American
but it was only in the hands
saw it, the banjo had always had potential, became what it was always meant
of white makers and players that it truly
to be.
the virtuosity of
to "elevate" the banjo was by showcasing
One way
competitions. In 1857, a "banjo tournacertain players through public
Old Chinese Assembly Rooms on
ment" was held in New York at the
of a crowd of three
contestants competed in front
Broadway. Twenty
of their
Many players were there as representatives
thousand people.
two from Brooklyn neighneighborhoods-one was from the Bowery,
called "the
another from an East Side uptown neighborhood
borhoods,
their
(sometimes sevHook"--and when they took the stage
supporters had to offer five
whooped and cheered. Each player
eral hundred strong)
The best-known banjoa waltz, schottische, polka, reel, andjig.
pieces:
last. The first of them was Picayune
ists in the competition performed
the
name of the legwhite musician who had taken on
stage
Butler-the
enthusiastically, SO much
New Orleans banjoist. He was greeted
endary
the roof would fall off." Unfortunately,
SO that one observer "thought
influence ofliquor; SO much SO
however, Butler was "a little under the
during his trial" and gave an underwhelming
that he broke two strings
Plummer, who played "five tunes as
performance. He lost out to Charles
>> Plummer
into another. without stopping'
a medley, running one tune
banjo" and the title of"champion
received a "one hundred dollar prize
banjoist of America. >11
audiences attending minstrel
By the late 1850s, with enthusiastic
realized there was
savvy musicians
shows and such banjo competitions,
the banjo to aspiring
made selling manuals on how to play
money to be
its movement from the stage to the
amateur musicians. The banjo began
had
minstrel troupes and individual composers
page. During the 1840s
musicians and amateurs could learn
sold sheet music SO that both other
manuals did something
and sing their songs. But the new banjo
to play
who had never played an indifferent: they promised to teach someone
offered tips on how
strument how to master the banjo in easy steps. They
the
with musical notation laying out
banjo
to play the instrument, along
transition in the
to popular songs. This was a significant
accompaniment
musicians. The banjo began
had
minstrel troupes and individual composers
page. During the 1840s
musicians and amateurs could learn
sold sheet music SO that both other
manuals did something
and sing their songs. But the new banjo
to play
who had never played an indifferent: they promised to teach someone
offered tips on how
strument how to master the banjo in easy steps. They
the
with musical notation laying out
banjo
to play the instrument, along
transition in the
to popular songs. This was a significant
accompaniment --- Page 227 ---
Like Silver, Shines Like Gold
Rings
Previously banjo players had always
way banjo playing was transmitted.
transmitted from one musilearned by ear, with playing styles and songs
different way
Musical notation communicates in a very
cian to the next.
of
especially on an inall the intricacies playing,
and can't easily capture
is much that isn't conveyed: precisely
strument like the banjo. There
as well as varthe
oft the drumhead,
how hard strings are struck,
tapping
complexities.
of stretching notes, not to mention rhythmic
ious ways
lost in translation to written music, the
Although certain things were
styles
to shape banjo playing
manuals also gave musicians an opportunity The first banjo manual, pubnew styles of playing.
and to popularize
collected minstrel songs and
lished under the name Phil Rice in 1858,
later,
style favored in their playing. But two years
taught the down-stroke
waltzes, schottisches,
Buckleysbook expanded to include European
the
James
for the banjo, helping to expand
and marches that he had arranged
repertoire ofbanjo players.2
travel faster and further, placing it
The manuals enabled the banjo to
with
the 1860s America's cities were ringing
in many new hands. By
New York City in 1866, one writer debanjos. Writing a dispatch from
dozen banjos in this city, and they
clared: "In 1844 there were not halfa
today there
to be met with in grog-shops or bagnios [brothels);
were only
and the rich melody ofits five strings
instruments in use,
are over 10,000
of Fifth Avenue down to the slums of
reaches from the marble fronts
favorite, and a banjo
street. The - instrument has become a universal
Baxter
the minds of even the most aristocratic and prefever seems to possess ? The new demand led to an "extensive comtentious ofMetropolitans?
and the creation of a "veritable banjo
modification" of the instrument
music also wanted to play the songs
culture" in which audiences for banjo
the banjo was a way
homes. To purchase and learn to play
in their own
ofbecoming, in a sense, one's own minstrel.3
culture was
influential voices shaping this emerging
One ofthe most
two popular and inmusician named Frank Converse, who published
a
in 1865. He urged students to learn a picking,
fluential banjo manuals
the
three or four finthan down-stroke, style for playing
banjo:
rather
while the thumb picked downgers were to be used, picking upwards, "soften" the sound ofthe banjo by
wards. He also recommended ways to
them close
the strings with the nails, as well as picking
avoiding touching
the drumhead. His tutor
instrument rather than over
to the rim ofthe
ofthe most
two popular and inmusician named Frank Converse, who published
a
in 1865. He urged students to learn a picking,
fluential banjo manuals
the
three or four finthan down-stroke, style for playing
banjo:
rather
while the thumb picked downgers were to be used, picking upwards, "soften" the sound ofthe banjo by
wards. He also recommended ways to
them close
the strings with the nails, as well as picking
avoiding touching
the drumhead. His tutor
instrument rather than over
to the rim ofthe --- Page 228 ---
THE BANJO
the banjo, as he saw
was, in a sense, a manual for a sonic transformation:
to something
from being loud, resonant, rhythmic
it, needed to change
and cultural space." 14
suitable for a different kind of tradition
more
this was part of a much larger project of"elevating"
For Converse,
about
back decades later in a series ofreminiscences
the banjo. Looking
himself: as a key player in the elevation
his life and career, he presented
Converse, "was in
the
"The first banjo I ever heard," wrote
of
banjo.
mulatto-whose name I have
the hands of a colored man-a bright
villages,"
Elmira and the
neighboring
forgotten." "He frequently played
and passing his hat for collecConverse continued, "playing and singing
with his comicalities,
tions. His repertoire was not very extensive, but,
sufficed to gain him a living."
I learned anything from his execution, which,
I cannot say
limited to the thumb and first finger,
though amusing, was
with both. He was quite conpulling or picking the strings
I believe),
his abilities
in banjo players,
ceited as to
(pardonable
of them,
his listeners with a due appreciation
and to impress
circumstance as the
he would announce that such a trifing
and SO,
being out of tune caused him no inconvenience
banjo
careless fumbling of the pegs, he would
with a seemingly
de banjo out * tune," he said-but
disarrange the tuning--fro
the second string a semitone higher. : . His
merely pitching
only the first finger ofthe left
fingering was unique, requiring the first string at the first fret
hand for stopping the strings-on fret. With the right hand he
and the second string at the second
used only the first finger and thumb. 15
he visited southern plantations and saw
Years later, Converse wrote,
"characteristic of
"manner of fingering," which he wrote was
the same
he insisted, were "of
colored
But such banjo players,
the early
player."
they played was "ofthe rudest conand the instrument
rare occurrence,"
skin stretched over the
with a coon
struction, often a divided gourd
he would
for the drum." "With this for accompaniment
large part
79 he added, 'generally mentioning
improve his song as he went along,
77 In these lines, Converse
his massa or missues or some local incident.
were the first
acknowledged the fact that Affican-Americans
grudgingly
he insisted, were "of
colored
But such banjo players,
the early
player."
they played was "ofthe rudest conand the instrument
rare occurrence,"
skin stretched over the
with a coon
struction, often a divided gourd
he would
for the drum." "With this for accompaniment
large part
79 he added, 'generally mentioning
improve his song as he went along,
77 In these lines, Converse
his massa or missues or some local incident.
were the first
acknowledged the fact that Affican-Americans
grudgingly --- Page 229 ---
Rings Like Silver, Shines Like Gold
he loved. But he did SO in a way that sought to
players ofthe instrument
claiming there weren't that many
contain and downplay their influence,
and limited.1
and presenting their playing as primitive
banjo players
his readers he had not "learned anything" from
Even as he assured
remember, Converse offered up
this player, whose name he didn't even
cultivated style of
of what was in fact a complex and carefully
a portrait
that
this man play was, in a sense,
playing. And he also admitted
hearing
of awakening and
event in his life. It was a moment
the most important
in the sound of that banjo --crudely
conversion. "There was something
never before experithough it was-that gave me a delight
>>
manipulated
one and play it dates from that time.'
enced, and my eagerness to possess
Presbyterian" who had
Converse's father was a "super-conscientious
SO that the "instruabout the banjo,
"imbibed the prevailing prejudice"
of but
>7 He considered it "an instrument
ment was tabooed in our home."
and upon which
consideration not susceptible to any improvement,
trifing
thrown away." Converse persisted,
labor and time would be foolishly
for
79 He "dein the stable, his "only safe refuge practice."
secretly playing
the banjo and "applying to it theovoted all his spare time" to studying
ofs study bounded
retical musical principles, arranging a complete system studies." With a few
musical rules acquired from his piano
on correct
he tried and failed to be a lawyerill-advised: linterruptions-at one point
of the banjo for the rest
he defined himself entirely through his playing
favorite instrument
his life. He sought to "elevate the position of his
of
"those musicians who, through
and its music" by seeking to convert
it."
oft the instrument, have spoken against
ignorance ofthe capabilities
wasn't enough; he adtimes when his missionary zealj just
There were
in Colorado met with failure:
mitted that his efforts in an "Indian village"
met
indifferent to the banjo. 77 But, elsewhere, Converse
"they were quite
the banjo and gain in the rewith more success in working to redeem
spect he thought it deserved."
on that of
claimed to have modeled his own playing partly
Converse
Butler, whose drunkenness had gotten
the well-known minstrel Picayune
Butler, then "heralded as the
second place in New York in 1857.
him a
brought his musical troupe to the
greatest banjo player in the world,"
Converse watched Butler
when Converse was a teenager.
town ofElmira
below his window" listening to
at his concert but also sat "unobserved
whose name
Unlike the playing ofthe "colored gentleman"
him practice.
that of
claimed to have modeled his own playing partly
Converse
Butler, whose drunkenness had gotten
the well-known minstrel Picayune
Butler, then "heralded as the
second place in New York in 1857.
him a
brought his musical troupe to the
greatest banjo player in the world,"
Converse watched Butler
when Converse was a teenager.
town ofElmira
below his window" listening to
at his concert but also sat "unobserved
whose name
Unlike the playing ofthe "colored gentleman"
him practice. --- Page 230 ---
THE BANJO 220
a style he admired and sought to imitate.
Converse forgot, Butler played
anything I had
with the thimble, his execution-unlike
"As he played
impressed me, and in my
heard, powerful and brilliant-s strongly
ever
favored mortal on earth." Converse
enthusiasm I thought him the most
a few tips from
to introduce himself and garnered
got up the courage
Butler a foundation that had to be
Butler. Still, he ultimately considered
while effective, was far from
surpassed and left behind. "Butler's playing,
walkarounds and
and his repertoire limited chiefly to jigs, reels,
artistic,
with a
ill-fitting
He wore blackface, along
"patched,
his comic songs.
collar, slouch hat," and played
plantation get-up of old boots, exaggerated
thrown across the
ditties" while "sitting with one leg
his "plantation
other. >18
audiences
sensitive to the fact that many upper-class
Converse was
In fact his whole life as a musician
disdained this kind ofbanjo playing.
in the face ofthose who rewas shadowed by a kind of nagging anxiety
with blackface minjected the instrument because of its association
that "even at
As he looked back at his long career, he lamented
strelsy.
it has shown in all that goes
this day, despite the marvelous development there still exists a species
an instrument a musical instrument,
to make
shut their ears to fact when the
with 'souls SO dead' that they obstinately
the old prejudice. The
to cherish and hug
banjo is in question, preferring
the one 'black sheep" among
fact that the banjo had been "singled out as
for the fact ofits oriinexplicable," except
instruments was "well-nigh
having first domiciled with
gins: "the senseless reason that the instrument
have originated
on the plantation, it necessarily must
the ignorant negroes
being of SO humble an origin, could
there and therefore, by inference,
this
merit. 77 He sympathized and understood
possess no intrinsic musical
ofthe music played on the banjo on
interpretation, given the low quality
the slaves
"True enough, there were no players among
the plantation:
and its destiny seemed fulfilled
capable of arousing its slumbering powers, that told of the cotton fields,
to the darkey songs
as an accompaniment
tobacco posies, or 'Gwine to Alabama
cane brakes, 'possum hunts, sweet
because it
etc." 79 But that was, he suggested, only
wid banjo on my knee,
the instrument's true
incapable of realizing
lay trapped in a social group
embraced by its "white adpotential. What the banjo needed was to be
awakened its
in the North, 97 who were the ones who ultimately
mirers
"inherent beauties." >19
of the cotton fields,
to the darkey songs
as an accompaniment
tobacco posies, or 'Gwine to Alabama
cane brakes, 'possum hunts, sweet
because it
etc." 79 But that was, he suggested, only
wid banjo on my knee,
the instrument's true
incapable of realizing
lay trapped in a social group
embraced by its "white adpotential. What the banjo needed was to be
awakened its
in the North, 97 who were the ones who ultimately
mirers
"inherent beauties." >19 --- Page 231 ---
Rings Like Silver, Shines Like Gold
whites who had awakened the slumIn order to argue that it was
to
ofthe instrument, Converse went to great lengths
bering possibilities
origins. For him the
minimize both its African and its African-American
but rather
the
wasn't really even a banjo,
instrument played on
plantations
banjo." "History informs
"what may be called its protorype": "the gourd
from Africa to
us," Converse wrote, that this instrument "was brought But it was in
by the negro slaves in the days ofthe slave ship."
America
one that "did not originate in Af
fact a much more ancient instrument,
Converse found a way
rica. >7 With slightly nervous and convoluted prose, moving to a much
the African roots of the banjo by quickly
to skirt
longer history.
its
would extend research to pre-historic
To trace germ
the musical twang
times-to the time when first was heard
for instruments with characteristics essentially
ofthe bowstring; doubtless, akin to it-are included among the
banjo--and SO,
the beliefthat all our
earliest discoveries-a fact strengthening
derived from
instruments had one common ancestry; are
stringed
ifyou like-and
the same common root, or germ-inspiration, its evolution
modifications developing throughout
the many
needs and musical requirements of
consistently with the taste,
various peoples. 20
of
instruments was, ofcourse, corConverse's brief history stringed
that although
But it served here as a way of suggesting
rect in principle.
oft the instrument to the Americas, that
Africans brought the "prototype"
dulled and diffused the story
just happenstance. Converse
was essentially,
a combination of aborigin, deflecting its impact through
of an African
that the instrument shouldn'tbe
and forgetting. And he insisted
sorption
in their hands, where its true musical potential
condemned to remaining
he sought to create a distance
would never be unleashed. In his manuals,
from the rhythmic
tradition by moving away
from the Affican-American
he considered to be a more deliand louder "stroke-style" playing to what
of other banjo manuals,
of
Along with authors
cate style fingerpicking.
styles increasingly common. In
he did manage to make fingerpicking
new and different pieces
took advantage ofthis, offering
turn, composers
often drawing on
for the banjo that were seen as more sophisticated,
, where its true musical potential
condemned to remaining
he sought to create a distance
would never be unleashed. In his manuals,
from the rhythmic
tradition by moving away
from the Affican-American
he considered to be a more deliand louder "stroke-style" playing to what
of other banjo manuals,
of
Along with authors
cate style fingerpicking.
styles increasingly common. In
he did manage to make fingerpicking
new and different pieces
took advantage ofthis, offering
turn, composers
often drawing on
for the banjo that were seen as more sophisticated, --- Page 232 ---
THE BANJO
European traditions. The result was that the
comed into parlors of the middle
banjo was increasingly welceptable instrument for elite
and the upper classes, seen as an acchanges also meant that
young men and women to play. These
the
people began looking for
construction of the banjo itself. The
something different in
distance between
size and length ofthe neck, the
strings: all these things could affect
pick the strings rather than stroke
how easy it was to
the
them. The rise of
changing repertoire oft music
fingerpicking and
of"great technological
played on the banjo generated a period
1885. And the
experimentation and innovation" " from 1860 to
expansion of a wealthier base of
the construction ofr more
customers encouraged
expensive and decorative
At the center of this period ofinnovation instruments.2
brothers: the Dobsons. An 1866
was one family of five
portrait ofthe
a way that parallels Converse's
family tells their story in
reminiscences,
helped to redeem and elevate the
insisting that they had
ment, the writer
banjo through their work. The instruclaimed, was at first just an
some nigrous savage in Africa," which
"offshoot of the brain of
kidnapped slaves." It had
was "brought to this country by
the
long "remained the
Southern negro, ? but thanks to
peculiar property of
and its singular richness in
minstrelsy "the peculiarity ofthe banjo
man." Among them
melody attracted the attention of the white
was Henry Dobson, who had
minstrel shows at the Ethiopian
frequently taken in
sion for the banjo which
Opera House and there "imbibed a pasLater
pervaded his soul like the dream
on, working at the Astor Hotel, he
of a maniac."
cloakroom from his
got some banjo lessons in the
African-American
to the point that the banjo
co-workers. He was infatuated,
and found it almost
gave him insomnia: he "went to bed nights,
impossible to sleep, for the mellow
were continually ringing" in his
notes oft the band
ears. "All his
were "tinged with rich music" and all "his
thoughts and impulses"
ownership of the instrument.' 1
energies were bent toward the
himselfe
"When I finally secured one,' 7
explained, "the first touch ofits
Henry
ration of a prophet.' But he also had strings thrilled me like the inspiverse, he felt a disdain for the
ambitions for the banjo. Like Con-
"common
the instrument
negro jigs" and instead
finding a home in "the mystic
imagined
He dreamed ofa banjo
realms of operatic music."
plished violinists
repertoire "as varied as those of the most
and pianists." In time, he
accomcalled a "classically educated
developed what the writer
banjo.' "New chords were developed, and
its
Henry
ration of a prophet.' But he also had strings thrilled me like the inspiverse, he felt a disdain for the
ambitions for the banjo. Like Con-
"common
the instrument
negro jigs" and instead
finding a home in "the mystic
imagined
He dreamed ofa banjo
realms of operatic music."
plished violinists
repertoire "as varied as those of the most
and pianists." In time, he
accomcalled a "classically educated
developed what the writer
banjo.' "New chords were developed, and --- Page 233 ---
Rings Like Silver, Shines Like Gold
? Henry, in this
bell tones of the harmonies were increased."
the peculiar
full
Thanks to him, the
had brought the banjo to its
potential.
>22
account,
music in the world flows from its recesses."
"richest banjo
the Dobson family. Henry's brother George
The love ofbanjo ran in
female students
banjo instructor. One of George's
became a well-known
he
a "simplified method":
didn't know how to read music, SO developed
the
that had five lines, one for each string on
banjo,
a form of notation
for different kinds of notes-those
and two different kinds of symbols
with an open
on the left hand, and those played
played with a finger
version ofwhat is now known
string. He used this method, a kind ofe early
he
the
with students for years. In 1874 presented
as "tab," informally
Method and Thorough School
audience in his Simplified
method to a broader
the earlier books by Rice, Buckley,
for the Banjo, which largely replaced
claimed, was a "little inand Converse. Learning to play music, George
than any other."
vestment" that yielded "far more satisfactory returns need never be
For, "he or she who can perform up on any instrument The banjo could
friend is ever at hand."
at a loss for company: a congenial
hinted, but it could also itfriends around the performer, George
gather
selfl become a true, loyal friend.23
history of the instrument
George Dobson offered a more nuanced
is wrapped
like Converse. "The early history ofthe banjo
than did figures
account was
George began, and the "commonly accepted"
in obscurity,"
their mistresses playing on the
that "negro slaves, seeing and hearing
characteristic of
seized that emulative and imitative spirit
guitar, were
by
of their own out of a hollow
the race, and proceeded to make a guitar
"This story is unstretched across for a head."
gourd, with a coon-skin
that some believe the name
doubtedly true, 99 George went on, adding
of guitar." At the
from bandora, which he called "a species
banjo came
that it was necessary to go back fursame time, however, George argued
origin of the instrument."
ther in time to find the "real, primitive
reading about the
Drawing on what seems to have been fairly extensive
had an inof Africa, he wrote that the "Nubians"
musical instruments
much like the banjo - while "the negroes
strument called "the kissar, very
instrument with head
of Eastern Africa" had "the nana, a five-stringed
instruments: "the
and skin." 99 He also mentioned West African
ofwood
the boulou with ten strings, and in Senegambia
omlic with eight strings,
to the United
the bania, which it is sometimes claimed was imported
reading about the
Drawing on what seems to have been fairly extensive
had an inof Africa, he wrote that the "Nubians"
musical instruments
much like the banjo - while "the negroes
strument called "the kissar, very
instrument with head
of Eastern Africa" had "the nana, a five-stringed
instruments: "the
and skin." 99 He also mentioned West African
ofwood
the boulou with ten strings, and in Senegambia
omlic with eight strings,
to the United
the bania, which it is sometimes claimed was imported --- Page 234 ---
THE BANJO
and became the banjo.' 4 "Wherever the inspiStates by the negro slaves,
came from," George conration for its construction and development
from "southern
in America the instrument had clearly come
cluded,
negroes. 24
however, all that was, in a sense, only anecdotal
For George Dobson,
look
different. "From the
history. The future of the banjo was to
very
"the instrument
contrivance which they put together, he effused,
rude
and improvement?" 17 In its more dehas undergone a steady development
it is even superior to the
veloped form, "in its perfection and elegance,
and piano. In his
of
with the violin
guitar" and was capable competing
the importance of what he
1874 Simplified Method, George acknowledged
which he acknowlmusic made by the stroke,"
called "the genuine banjo
and "much admired by all
"characteristic of the instrument"
edged was
most ofthe songs
77 But, following Converse's example,
lovers ofthe banjo."
Method were geared more toward a
in the second half of the Simplified
"the rich music ofthe guitar in
picking style, which George described as
ofhis
silver strains." ' George Dobson and other banjo entrepreneurs
soft,
between different banjo traditions in a way
generation carefully navigated
and a narrative of progress, with
that ultimately confirmed a hierarchy
and the picking styles seen as more complex,
stroke style as "traditional,"
be
to those seeking
modern, and ultimately something to aspired by
more
the instrument. This, in turn,
others with the way they played
to impress
ofbanjos, notably in the increasing presence
influenced the construction
for those learning to play from
offrets, which were particularly important
instruction books. 25
Henry Dobson spent
While his brother George focused on teaching,
for banjo
developing, and patenting, new techniques
much ofhis energy
Boucher's innovation of using drum techconstruction. By this time,
had become
the skin to the body of the instrument
nology to attach
Dobson brothers, many banjo makers seeking
standard. In the era ofthe
as
modilooked to the guitar as a model they
to improve the instrument instrument. They put a lot of energy into
fied the neck and pegs of the
it "more powerful and
changing the tone ofthe banjo, seeking to make
maker. With the increasing popularity
finer" in the words of one banjo
for
such as parlors
offingerpicking styles as well as new venues playing,
Sevsought a tone that was sharper and cleaner.
of private homes, many
rid ofp
brackets, making
eral banjo makers found ways to get
protruding
ilooked to the guitar as a model they
to improve the instrument instrument. They put a lot of energy into
fied the neck and pegs of the
it "more powerful and
changing the tone ofthe banjo, seeking to make
maker. With the increasing popularity
finer" in the words of one banjo
for
such as parlors
offingerpicking styles as well as new venues playing,
Sevsought a tone that was sharper and cleaner.
of private homes, many
rid ofp
brackets, making
eral banjo makers found ways to get
protruding --- Page 235 ---
Rings Like Silver, Shines Like Gold
streamlined and smoother, in part SO
the body of the banjo itself more
in the costumes of perthat the banjo was less likely to get caught up
dresses
women who were increasingly
formers as well as the
ofVictorian and patented a closed-back
taking up the instrument. Henry developed
and projecting the
with the intention of creating more resonance
banjo,
the front ofthe instrument. This was, interestingly,
sound more through
model, since resonators built of gourds
a return of sorts to the original
Henry Dobson's closedenclosed by their very nature.
are essentially
models on the market in
backed banjo became one oft the most popular
the rim that
makers continued to work on and improve
the 1870s. Banjo
and attached it to the body of the instrument.
held the drumskin down
made of metal, and
Originally made of wood, these were increasingly the tone ofthe intheir manufacture seen as a crucial part of defining
Mastertone banjo featured a particularly
strument. In time the Gibson
The instruments were often
sophisticated rim that used ball bearings.
on the necks. One
works of art, with beautiful carvings or pearl inlays
carving of a
made
Henry Dobson featured a beautiful
1873 banjo
by
nestled up against the metal rim
banjo on the neck of the instrument,
surrounding the drumhead: a banjo within a banjo.
into
century, builders poured energy
Throughout the late nineteenth
construction. There had been one patent applicainnovations for banjo
In 1869 four were filed for new banjo contion in 1859, anotherin 1862.
the trickle became a flood:
structions. Between 1880 and 1900, however,
for banjos but also
were filed. There were patents
135 patent applications
resonators, drumheads, leg rests,
for any number ofbanjo parts: tailpieces,
and ingenious designs for
bells, bridges, and brackets. "Dozens ofbizarre
and inbanjo heads were patented,"
new methods of evenly tightening variation of screw, nut, and boltventors developed "every conceivable
since makers
brackets." 99 There was a push for more brackets,
operated
number would help distribute the force more evenly
thought that a greater
the drumhead tighter. As is SO often
around the rim and therefore keep
created new problems: after
the case, the proliferation of new technology
makers
bracket had to be tightened one by one. So some banjo
all, each
"wildly elaborate methods of
aimed for newfound simplicity, producing
of a single large screw."
tightening all the brackets at once by means control over the everDriving all these new inventions was a desire for
This could go to
drumhead that made the banjo a banjo.
shifting, pesky
force more evenly
thought that a greater
the drumhead tighter. As is SO often
around the rim and therefore keep
created new problems: after
the case, the proliferation of new technology
makers
bracket had to be tightened one by one. So some banjo
all, each
"wildly elaborate methods of
aimed for newfound simplicity, producing
of a single large screw."
tightening all the brackets at once by means control over the everDriving all these new inventions was a desire for
This could go to
drumhead that made the banjo a banjo.
shifting, pesky --- Page 236 ---
THE BANJO
were added to many banjos in an atextremes: "Internal electric lights
>27
the calfskin head uniformly tight and dry."
tempt to keep
and the history ofbanjo
Some banjo makers were a bit too inventive,
that have ended up in the dustheapdesign has many developments
desire to make the banjo even
probably for the best. The ever-present
add bells and buzzers
than it might otherwise be led some to
more exciting
musician to liven up his
to the instruments to "enable the enterprising heavier, SO companies
The new banjos were significantly
performance."
instrument stands, as well as finger guards to prooffered armrests and
or torn by an inopporthe crucial members from getting gouged
tect
the instrument. And, having made banjos
tunely placed piece of metal on
instrument makers almost
brighter and brighter and louder and louder,
of mutes that could
offered countervailing cures: a variety
immediately
the sound of the strings. Perhaps the most amazing
be used to dampen
in the nineteenth century was a unique
accomplishment in banjo making
in the 1850s,
It was built on a whaling ship
piece, never to be replicated.
its drumhead and
and neck carved entirely out of whalebone,
its body
strings made from the skin of a porpoise.
altered the
changes in banjo construction profoundly
All ofthese
encroachment
sound of the instrument. They represented a significant
of wood,
that had long been made essentially
of metal on an instrument
that is almost inevitably associskin, and gourd. The metallic brightness
which
today was the result of these modifications,
ated with the banjo
ofthe older instrument
transformed the mellow and rounded resonance
hear today. In
familiar bling and blang that we usually
into the more
eternal: it is difficult today for
time the change would come to seem
sounded like for the first
to imagine what the banjo actually
most people
from something fabricated alcenturies of existence, before it changed
with metal.
from plants to something festooned
most entirely
banjo maker and
with the Dobsons, the most important
Along
Samuel Swaim Stewart. Stewart carried
booster for the instrument was
99 that is, the minstrel
what he called a "crusade" against the "ham,
out
fat mixed with burnt cork to make their
performers who used ham
who learned to play
Stewart derided the "ham" as someone
blackface.
only the old minstrel songs, igthe banjo by ear and who performed
on the instrument.
all the other music that could be produced
noring
about Stewart's criticism of this music,
When some wrote to complain
the most important
Along
Samuel Swaim Stewart. Stewart carried
booster for the instrument was
99 that is, the minstrel
what he called a "crusade" against the "ham,
out
fat mixed with burnt cork to make their
performers who used ham
who learned to play
Stewart derided the "ham" as someone
blackface.
only the old minstrel songs, igthe banjo by ear and who performed
on the instrument.
all the other music that could be produced
noring
about Stewart's criticism of this music,
When some wrote to complain --- Page 237 ---
Rings Like Silver, Shines Like Gold
that his attack against "hams" was "a purely
he responded trenchantly
one. "We saw, long ago, that
humanitarian act"- -or at least a banjo-itarian
the "ham, that ham
was done to save the banjo from
unless something
and the rise ofthe banjo impeded for
fever' would become contagious,
another generation."
three intertwined missions.
Stewart successfully brought together
became the
company that ultimately
He built a banjo-manuficturing United States. He performed himmost successful and important in the
which he published and
self and wrote updated banjo playing manuals,
the major voice for
himself. And, importantly, he became
distributed
and what it should mean in the United
and interpreter of the banjo
and
which
Stewart's Guitar
BanjoJournal,
States. Through his newspaper
two books-The
from 1884 to 1899, as well as through
he published
1886 and The Banjo! A Dissertation from 1888Banjo Philosophically from
had found its true fulfillment in
he codified the idea that the instrument
He claimed in The
and musicians.
the hands of white manufacturers
origin, but instead
Philosophically that the banjo was "not of negro
Banjo
and took its name from the lute-like
came from Spanish instruments
he had accepted the possibility
bandore. Two years later, in The Banjo!,
was indeed the
of the banjo, but added that ifit
ofan African origin
the instrument that was, just evicase that Africans had first developed
into the world through
dence of the fact that "truth has often come
lowly channels. >30
and vision ofthe instrument was proStewart's influence on the place
embraced
century, the banjo was broadly
found. By the late nineteenth
that it had also become thoroughly
instrument"- -meaning
as "America's
instrument. In 1883 the Georgia-born jourappropriated as a "white"
Harris wrote an article denying that
nalist and folklorist Joel Chandler
in the South,
that much by African-Americansi
the banjo was even played
the
was a thethat the whole idea ofits origin on
plantations
suggesting
he noted, "an entire scene
atrical fantasy. In any minstrel performance, with his banjo. 77 The stage is
is devoted to the happy-go-lucky darkey cork, is black, and sleek, and
cleared, the banjo player "disguised in burnt
his shoulder." 3 The instrument, he added,
saucy" and "carries his banjo on
dollars. As Harris noted saris "inlaid with silver" and cost seventy-five "various allusions that savor
donically, the banjo player would then make
of New York
through which the back alleys
strongly of the plantations
rel performance, with his banjo. 77 The stage is
is devoted to the happy-go-lucky darkey cork, is black, and sleek, and
cleared, the banjo player "disguised in burnt
his shoulder." 3 The instrument, he added,
saucy" and "carries his banjo on
dollars. As Harris noted saris "inlaid with silver" and cost seventy-five "various allusions that savor
donically, the banjo player would then make
of New York
through which the back alleys
strongly of the plantations --- Page 238 ---
THE BANJO
were played on the plantations that
City run" and play songs "just as they
the United States, "this
exist on the stage." 99 For audiences throughout with their idea of the
because it falls in
scene is real and representative,
had written to a
>9 One woman from Massachusetts
plantation negro.
"shocked to learn that the negroes of the
newspaper that she would be
Somehow it has been a great comfort
South know nothing of the banjo.
The only problem, Harris
them with that instrument.
to me to associate
it. Through all his years growing up in
wrote, was that they didn't play
played by "plantaGeorgia, he wrote, he had seen plenty ofinstruments "But I have never seen a
99 fiddles, flutes, pipes, trumpets.
tion negroes,
of bones in the hands of a plantation
banjo, or a tambourine, or a pair
by writers who assured
17 Harris's essay incited various responses
negro."
playing the banjo.
him that they had seen southern Affican-Americans minstrelsy had inhighlighted the ways in which
The debate, though,
of the mind in which
deed become its own world, a kind of plantation
it in 1884,
role. As another commentator put
the banjo played a central
law unto itself, and ceasing to be
"the negro minstrel is getting to be a
ofthe exact facts of plantation lifer"o1
an imitator
the banjo and the plantation, to depict
Such attempts to disaggregate
phantasm, also prothe minstrel stage as nothing more than an outworn
the instrufor a new way of configuring and imagining
vided an opening
think that the whole plantation origin
ment. It was freeing, in a way, to
the banjo could be
for the banjo was made up. If that was true,
story
You didn'tneed to blacken your face to play
anything, in anyone'sl hands.
all the
universiclubs" at
Ivy League
it. By the 1890s there were "banjo
Women began playing the
ties and many other colleges and universities.
known as "Little
numbers on stage: Lotta Crabtree,
banjo in increasing
banjo in CaliLotta" or "*Miss Lotta," got her beginnings performing
career as a
before embarking on a successful
fornia gold-mining camps
opened the way for many other
performer on the East Coast. Her example and in bands. Many women
who played both solo
female banjo players
orchestras oft their own: one
also took up the banjo as amateurs, forming
of ten
inincluded seven banjos out
stringed
of these, from the 1890s,
called The Banjo Lesson,
struments. In 1894 Mary Cassatt produced a pastel
the banjo. A 1910
to a girl how to play
showing a woman demonstrating
described the sad fate
called "Banjo Nell," by James Hopper,
short story
husband forbade her to play her
of a woman who, after her missionary
female banjo players
orchestras oft their own: one
also took up the banjo as amateurs, forming
of ten
inincluded seven banjos out
stringed
of these, from the 1890s,
called The Banjo Lesson,
struments. In 1894 Mary Cassatt produced a pastel
the banjo. A 1910
to a girl how to play
showing a woman demonstrating
described the sad fate
called "Banjo Nell," by James Hopper,
short story
husband forbade her to play her
of a woman who, after her missionary --- Page 239 ---
Rings Like Silver, Shines Like Gold
"starved" of the "tinklings and sounds of
beloved banjo, died of being
mirth ? of the instrument. 32
called "The Song of the
In 1894 Rudyard Kipling wrote a poem
home in the hands of
Banjo," in which the instrument has found its true
itself, which
British Empire. The poem's narrator is a banjo
a soldier ofthe
ofinstruments. "You must leave a fiddle in
presents itself as the toughest
"couldn'traft an organ up the Nile,
the damp." the banjo crows, and you
marches everywhere:
/ And play it in an equatorial swamp. ? But the banjo
and the
and pails," 97 between the "coffee
"I travel with the cooking-pots
the
to a walk!" Kipling
pork," offering a sound that can "spur rearguard the "pilly-winkythe
sound in his poem, offering up
tried to make
banjo
the "tumps-tumpa-humpa
sweinky-winky-popp." and the "smmpiy-hmpy"ande
lineage: "The
ofthe instrument. He recognized its complex
tumpa-tump!"
the
the banjo reminds us, allowing
grandam of my grandam was Lyre," centuries" even as it sings "the
the instrument to the "wisdom ofthe
and Torment," the
Wonder-song of Youth!" "I am Memory
everlasting
vividly evokes the instrument as an inbanjo claims. But Kipling most
"in the silence ofthe camp before
spiration for imperial conquest. It plays
: "I'm
/ When it's good to make your will and say your prayer.
the fight
Absurd, / Of the Patently Impossible and
the prophet of the Utterly
con1
that what
seem
Vain." The banjo teaches
might
unimaginable-the within reach. "There
nation-was in fact
quest of the globe by a small
chorus, / I-the war drum
never voice before us tillIled our lonely
was
the world!" And ultimately its vocation, in
of the White Man round
a global one: "I draw the
Kipling's imagination, is-like that ofempireto the way in
link by link.' 17 Kipling's poem is testament
world together
the banjo had become a powhich, by the turn oft the twentieth century,
no
It could be many things to many people:
tent and malleable symbol.
in the right hands it could-in
longer a clear symbol ofthe plantation,
to the
serve as the sonic accompaniment
the ultimate irony--actually
imperial conquest of Africa.
and changing the image of the
By both building and selling banjos Stewart turned the banjo into
instrument, figures like Henry Dobson and
ofthe culture and
instrument, sending it into all corners
al mass-produced
and beyond. By the end of the nineteenth
landscape of North America
Park Avenue mansions and Miscentury, "the five-string banjo adorned
in the hands of minstrels
shotgun shacks." 99 But while it sounded
sissippi --- Page 240 ---
THE BANJO I 230
many Cacatt
Mary Cassatt. The Banjo Lesson, 1893.
Brooklyn Museum, Bequest of Mary T. Cockcroft, Elizabeth Varian Cockcroft, and Elizabeth
Cockcroft Schettler.
on stage and amateurs in Victorian parlors, the banjo also remained a
deeply vernacular instrument, embedded in the music of varied rural
communities. The banjo was, increasingly, everywhere: it was relatively
easy to acquire, a familiar sound. It could accompany old songs and new
songs, voices singing in whatever intonation, providing melody and
BANJO I 230
many Cacatt
Mary Cassatt. The Banjo Lesson, 1893.
Brooklyn Museum, Bequest of Mary T. Cockcroft, Elizabeth Varian Cockcroft, and Elizabeth
Cockcroft Schettler.
on stage and amateurs in Victorian parlors, the banjo also remained a
deeply vernacular instrument, embedded in the music of varied rural
communities. The banjo was, increasingly, everywhere: it was relatively
easy to acquire, a familiar sound. It could accompany old songs and new
songs, voices singing in whatever intonation, providing melody and --- Page 241 ---
Rings Like Silver, Shines Like Gold
ofits life, it kept doing what it had originally
rhythm. In this new phase
Caribbean and North America:
been built to do on the plantations ofthe
A brand
amidst landscapes of dispersal and movement.
create solidarity
still could manage to sound
shipped from Stewart's factory,
new banjo,
Despite all the atold. It could still create the sound of a community. the center of the
the instrument's history, its origins at
tempts to erase
vital and alive. For it was that origin, its
experience of slavery remained
and diverse cultures
foundational ability to bring together the disparate
that made it cain the midst ofthe pressures of the plantation,
of Africa
it went and creating a sense of
pable of finding new homes everywhere
home along the way.34
*
Swannanoa Tunnel / That's my home, baby, that's
"I'm going back to the
in the 1930s by
home." 79 The song "Swannanoa Tunnel"-recorded
my
the story of an impresBascom Lamar Lunsford-tells
the banjo player
that connected the east of
sive, but deadly, feat of railroad engineering
hundred feet
mountain communities. Eighteen
North Carolina to its
between Old Fort and Ashelong, the tunnel was the longest on a stretch
laborers, many of
built by five hundred convict
ville, North Carolina,
1887 and 1889. A hundred and twentybetween
them Affican-American,
and blasted out the rock in the
five of them died as they hammered
sawdust,
concocted out ofnitroglycerine,
tunnel with an explosive paste
earlier, in 1871, a convict named, John
and cornmeal. Almost two decades
Mountains; and
Henry had raced a steam drill in Virginia's Appalachian
captured in
and enduring myth,
in time that story became a powerful
Swannanoa Tunnel, conBy the time of the construction of the
song.
and singing his story. In turn, they
victs themselves were likely recalling
Tunnel" recalled the
left traces of their experience in song. "Swannanoa the
the tunnel got
that killed many workers over years:
kind ofaccident
The words served as memory and
"all caved in, baby, all caved in."
dying,
hear that hoot owl squalling / Somebody
memorial: When you
baby, someone's dying. >35
and the infinitely
archive, but one made of fragments
Songs are an
and alteration. As Greil Marcus
layered practice of absorption, repetition,
97 that are "drawn
frequently bring together "verbal fragments"
writes, they
of disconnected verses, couplets," and
from a floating pool of thousands
that killed many workers over years:
kind ofaccident
The words served as memory and
"all caved in, baby, all caved in."
dying,
hear that hoot owl squalling / Somebody
memorial: When you
baby, someone's dying. >35
and the infinitely
archive, but one made of fragments
Songs are an
and alteration. As Greil Marcus
layered practice of absorption, repetition,
97 that are "drawn
frequently bring together "verbal fragments"
writes, they
of disconnected verses, couplets," and
from a floating pool of thousands --- Page 242 ---
THE BANJO
with enough songs
"one-liners." > By the end of the nineteenth century,
but also
performance,
in circulation through various media-vernacular)
were
minstrel shows, circuses, and other venues-"there
the circulating
in the land to reach a kind of critical mass,"
enough fragments abroad
between blacks and whites as common
back and forth
bits ofsong "passing
within the matrix of a
more fragments, to sustained
coin, to generate
infinite
of performances.
single musical language an almost
repertory
powerful
ofsong and memory was particularly
This kind of Faccumulation
control, where as Scott Reynolds
in contexts of social oppression and
of
was often used to speak experiences
Nelson notes "coded language"
openly.
that were too dangerous to articulate
of violence and suffering
and transformed,
circulated, it became "mangled
As such language
Experiences, secreted
and richly metaphorical."
while growing stronger
from mouth to ear again, for many
away into the code of song "moved
musical notes. People sang in
who sang could read neither lyrics nor
and to recycle old
repeating lines for emphasis, to aid memory,
form of regroups,
And songs were everywhere, a
stories for new purposes."
of the social world. People sang in
membrance but also of analysis
and tobacco factories."
churches but also "at work, in cotton fields
and tell them
to mules, cOWS and pigs to get their attention
"They sang
crowded roadhouses between sips of
what to do. They sang at night, in
children to sleep. Children
applejack brandy, and they sang to put their
their
walked, in high and warbling tones, to make
presence
sang as they
"Field hollers" rang out to call people
known to parents and neighbors.
into regular talk and stretched
home at the end ofthe day. *Song blended
>36
into praise. It was omnipresent.
such as "John Henry" and
The songs of the nineteenth century,
twentieth century, often
Tunnel," weren't recorded until the
"Swannanoa
to circulate. But in them we have a
decades after they first began
many
experiences of the poor, the miregistry-often the only one-ofthe
of railconvict who sowed fields and built the new landscape
grant, the
also have an archive of their encounter with
roads and towns. And we
Tunnel"- -sung by - Roscoe
music itself. In later versions of"Swannanoa
cel-
"Swanno Mountain," : there are lyrics
Holcomb under the name
the song. "Got
the instrument that had long accompanied
ebrating
99 Holcomb rejoices in an inimitable
sixteen brackets / on my banjo!,
almost like a banjo. The song, a
high, piercing voice- --one that sounds
sowed fields and built the new landscape
grant, the
also have an archive of their encounter with
roads and towns. And we
Tunnel"- -sung by - Roscoe
music itself. In later versions of"Swannanoa
cel-
"Swanno Mountain," : there are lyrics
Holcomb under the name
the song. "Got
the instrument that had long accompanied
ebrating
99 Holcomb rejoices in an inimitable
sixteen brackets / on my banjo!,
almost like a banjo. The song, a
high, piercing voice- --one that sounds --- Page 243 ---
Rings Like Silver, Shines Like Gold
here also becomes an ode to the new
celebration ofs survival and return,
and skin spread out more
technologies that made the sound of string
the sound
than ever. Holcomb luminously captures
loudly and powerfully
it "rings like silver, shines like gold!97
ofthe banjo:
nineteenth century, the banjo found a
During the second halfofthe
resonated
Mountains. Its sound probably
new home in the Appalachian
the region to more industry and
in some of the tunnels that opened up
and holand in time the banjo sounded in the mountaintops
migration;
and towns, the prisons, and evenlows, the streets and taverns ofjunctions
the
It became
the radio that carried sound from and to
region.
tually on
came to think that the banjo
SO at home in these regions that many people
the instrument of
from the mountains, that it was quintessentially
came
This was at once a curious erasure oft the
whites from the Appalachians.
ofthe power with which
instrument's history and a curious confirmation
World had endowed
makers on the plantations of the New
its original
borders, harboring a seemingly infinite
it to be an instrument without
sound.
the mountains? There were probably some
How did the banjo get to
going back to the
played by slaves in different parts ofthe region
banjos
widely in the region only
eighteenth century. But it seems to have spread
when many
late nineteenth century and early twentieth century,
in the
African-American migrants
people were on the move there, including in labor and lumber camps
and laborers. The banjo was probably heard
But it also circurural towns and larger cities in the region.
as well as in
minstrelsy, as troupes traveled through
lated through the region through
As it sounded out in these
and
the instrument.
these regions
popularized
in the region. All these processes, of
various contexts, it put down roots
another in the playing of
rooted one way or
course, were ultimately
through railroad laborers
African-Americans, whether that came directly
itself: the mountain
the detour of minstrel playing
and migrants or through
embraced and taken in by white musicians.
banjo is a black instrument,
anchored in many mounBy the early twentieth century it was firmly
part of
into musical life, and a cherished
tain communities, integrated
it in 1947, the banjo "found
and dances. As Alan Lomax put
gatherings
else had grown tired ofit, in the loneits final home, after everyone
99 Mountain musicians "sat
hollers of the Southern mountains."
some
and worked on it until they had produced a
down with the contraption
rel playing
and migrants or through
embraced and taken in by white musicians.
banjo is a black instrument,
anchored in many mounBy the early twentieth century it was firmly
part of
into musical life, and a cherished
tain communities, integrated
it in 1947, the banjo "found
and dances. As Alan Lomax put
gatherings
else had grown tired ofit, in the loneits final home, after everyone
99 Mountain musicians "sat
hollers of the Southern mountains."
some
and worked on it until they had produced a
down with the contraption --- Page 244 ---
THE BANJO 234
kind of music that was neither
nor a transcription of their old African-American, nor minstrel style,
of all oft these.' >38
tunes, but a peculiar cand wonderful mix
Though much ofthe spread off the banjo into the
sible because of the industrial
mountains was posproduction of
mountain players still made their
inexpensive banjos, many
to make fretless necks,
own instruments. This allowed them
bought
preferred by most musicians there. When
banjos were used, they were often modified
storefrets or else by putting tin or Formica
by shaving offthe
banjo is home-made,"
to make the necks smooth. "The
Louise Rand Bascom explained in
cleverly fashioned too, with its drum head
1909, "and very
ofhickory
ofcat's hide, its wooden
(there are no frets)." In 1962
parts
that his first
banjoist Edgar A. Ashley recalled
banjo was a "homemade banja. Killed a
made the head, and he carved
cat, tanned its hide,
maker
out the rest ofit." The
Frank Proffitt recalled how he'd
musician and banjofrom his father,
learn to make the instrument
going into "the woods
making." 99 He would select
to get the timber for banjothe right tree "by its
and
sounding," by "hitting a tree with a hammer
appearance
by
the sound
or axe broadsided to
ifit's straight grained.' 3 The
tell by
wood for a banjo" and
boy watched him "shaping the
came to "love the smell of the
they gathered on the floor of our cabin."
fresh shavings as
and the pegs turned and the musical
"When the strings was put on
upon my father
notes began to fill the cabin, I
as the greatest man on earth for
looked
derful thing out ofa piece of wood,
creating such a wonThe "mountain
a greasy skin, and some strings." 939
clawhammer
style" ofbanjo playing often used the
technique, striking the strings with the
frailing or
and popping the high string with the
back oft the fingers
styles of picking,
thumb. But there were also various
including dropping the thumb to hit
fingered and three-fingered
strings, and twobasis for bluegrass
picking, which would ultimately become the
banjo styles. Many musicians
left hands,
played notes with their
hammering or pulling off the strings as
picked with the right,
they strummed or
styles coexisted,
creating a rhythmic cascade of sound. All
and there were many
these
on the individuality ofeach
variations, with a premium placed
particular player. "Can
one joke common
you read music?" asks
among mountain
my playing,' 9* Banjo
banjo players. "Not enough to hurt
and
playing was learned by ear and eye, and
unique styles cultivated and appreciated. As
particular
a result there was a pro-
their
hammering or pulling off the strings as
picked with the right,
they strummed or
styles coexisted,
creating a rhythmic cascade of sound. All
and there were many
these
on the individuality ofeach
variations, with a premium placed
particular player. "Can
one joke common
you read music?" asks
among mountain
my playing,' 9* Banjo
banjo players. "Not enough to hurt
and
playing was learned by ear and eye, and
unique styles cultivated and appreciated. As
particular
a result there was a pro- --- Page 245 ---
Rings Like Silver, Shines Like Gold
fusion of different kinds of tuning, often
musician to play a chord by
"open" forms that allowed the
music
striking all the strings at once.
uses pentatonic scales that
Much of this
tradition,
were part of the
a
creating sound that is often
Anglo-American ballad
those who haven'th heard this
"haunting and unfamiliar" to
style before. The remarkable
styles has made the archive ofr mountain
range ofp playing
own, a place to which
banjo music a vast country ofits
mysterious tunes and contemporary banjo players return to find many
tunings, and a well
sound.40
ofever-unfmiliar. and sustaining
Like song lyrics, the melodies, lines,
tions that constitute banjo music
developments, and configuraof fragments that
are themselves part of a
can be called up, evoked, and
circulating set
ingly infinite ways. We get a sense ofthis
reconfigured in seemby Clarence Ashley of the
tradition in a 1929 recording
1895 in Tennessee,
song "The Coo Coo Bird." Ashley, born in
played with minstrel
and
When he recorded the
troupes
medicine shows.
thirties; he sounded song, writes Greil Marcus, he was "in his midseventeen, or
died seventeen or
sechundedandsoontcem: as ifhe
ew-hudhrabantacontomy years
mance of the song "made one
before." His perforhe
thing clear: however old
wasn't as old as the song." Ashley's
the singer was,
wavers, playing offt the
singing "rises and falls, dips and
rhythm his banjo makes like
a bank again and again." 9 The sound
a tide eddying up to
is clear, a clarion,
ofthe banjo in "The Coo Coo Bird"
beckoning but also inscrutable.
from another song or another world.
"The banjo could be
in the middle of
The music seems to have been found
some greater song; it is inexorable. The
closing flourishes ofthe
opening and
make
banjo seem false, because the
no progress, go from no one
figures in the music
before the singer started
place to any other; the sound was here
and it will be here when he's
somehow the perfect
gone." And it is
coalesce around
accompaniment to a set off
a theme:
fragmentary lyrics that
"displacement, restlessness,
"cadence of Clarence Ashley's
homelessness." The
banjo," writes
point and
Marcus, "is both
contradiction to any law. 941
counterMany other banjo players have
different lyrics and a different
interpreted this same song, often with
sound. The
ture of the song stretch and refract
cadence, intonation, and strucin different
ferent musicians. What,
ways in the hands of difultimately, makes it the same
Through an analysis of a series
banjo song at all?
ofrecordings of the song, David Garner
lessness,
"cadence of Clarence Ashley's
homelessness." The
banjo," writes
point and
Marcus, "is both
contradiction to any law. 941
counterMany other banjo players have
different lyrics and a different
interpreted this same song, often with
sound. The
ture of the song stretch and refract
cadence, intonation, and strucin different
ferent musicians. What,
ways in the hands of difultimately, makes it the same
Through an analysis of a series
banjo song at all?
ofrecordings of the song, David Garner --- Page 246 ---
THE BANJO
and a few aspects of consistency, parts that
found both wide variation
Coo Coo Bird" as song, a parmight constitute the definition of"The
not the song. And yet
without which the song was
ticular phrase or two
stretched and delicate, a song
this kinship is tentative, a community another one, with the same
always on the verge of spinning out into
familiar but
different name, constituted out of fragments
name or a
also estranged." 42
left rural areas for cities ofthe South
As residents from the mountains
itself--traveled along new
other
this music-and the banjo
and
regions,
it was recorded and marketed as
routes. In the early twentieth century One ofthe most important ve-
"mountain music" or "hillbilly music."
main stars
Dave Macon, who became one ofthe
hicles for this was Uncle
Born in 1870 in Warren County,
at the Grand Old Opry in Nashville.
run by his parents,
Tennessee, Macon had grown up in a boardinghouse
started playing
musicians and performers frequently stayed. Macon
where
medicine shows as a teenager and absorbed
in vaudeville acts and traveling
the time he started playing at the
a wide range of songs and styles. By
not
range of folk material" gathered
Opry, he carried "an encyclopedic
miners, and riverboatmen
but from railroaders,
just from "entertainers
too, a panoply of banjo styles
both black and white." "He brought,
77 Macon
folk banjoists are still struggling to absorb."
which contemporary
waistcoat" and a "black felt hat," and
always wore a "double-breasted
satire, anecdote, laughter,
offered an "uninterrupted patter ofsong, story,
9 along
seasoned with wry social and political commentary,"
and joke,
playing. In a 1924 song called "All
with his fast, percussive, bright banjo
"I am a billy and I
I've Got is Gone / Hill Billie Blues," Macon sang:
title.
hills." ? It was the first use ofthe term "hillbilly" in a song
live in the
presented Appalachia as
At the time, writers and folklorists increasingly that their traditions proofisolated white communities, arguing
a place
centuries ofl European migrants to the Amervided a link back to earlier
and marketed as, the ultimate
music was conceived of,
icas. Appalachian
and American roots, with the Africanexpression ofthese deep European
This
code the banjo as
ofthe story largely elided.
helped
American part
the music of figures like Macon was deeply
*white, ?? despite the fact that
the blues musician John
tradition. When
rooted in African-American
about Uncle Dave Macon, JacksonJackson was interviewed and asked
he was black. 43
having heard but never seen the musician-assumed
l European migrants to the Amervided a link back to earlier
and marketed as, the ultimate
music was conceived of,
icas. Appalachian
and American roots, with the Africanexpression ofthese deep European
This
code the banjo as
ofthe story largely elided.
helped
American part
the music of figures like Macon was deeply
*white, ?? despite the fact that
the blues musician John
tradition. When
rooted in African-American
about Uncle Dave Macon, JacksonJackson was interviewed and asked
he was black. 43
having heard but never seen the musician-assumed --- Page 247 ---
Rings Like Silver, Shines Like Gold
What is striking about all this history, though, is the way that the
sound oft the instrument ultimately carries through and beyond such categories. The banjo has called to audiences and musicians, over and over
again, called them to play and keep playing, to find a way to make the
instrument sound out what they needed and wanted to hear. Musicians
have brought all kinds of traditions to it but also their affinity for individual styles, tunings, and musical motion. In a recent recording ofthe
song "Swannanoa Tunnel"byJoe Newberry, that ongoing rootedness is
celebrated. In its last lines, the recording combines earlier verses by Lunsford and Holcomb to issue a warning to any ofthose- -numerous as they
are, notably among friends and family ofbanjo players-who think they
can somehow get rid of the banjo, drown it out:
This old banjo, rings like silver, shines like gold.
Take this banjo, throw it in the river!
It rings right on baby shines right on. 44
A similar sense ofthe indestructability and ongoing resonance ofthe
banjo comes to us in the form of a short African-American song called
"The Other Side ofJordan,' recorded in 1927 by Uncle Dave Macon:
Rain forty days and rain forty nights,
Rain forty days and rain forty nights,
Rain forty days and rain forty nights,
Johnny kept a-pickin' on the banjo. 45
banjo, drown it out:
This old banjo, rings like silver, shines like gold.
Take this banjo, throw it in the river!
It rings right on baby shines right on. 44
A similar sense ofthe indestructability and ongoing resonance ofthe
banjo comes to us in the form of a short African-American song called
"The Other Side ofJordan,' recorded in 1927 by Uncle Dave Macon:
Rain forty days and rain forty nights,
Rain forty days and rain forty nights,
Rain forty days and rain forty nights,
Johnny kept a-pickin' on the banjo. 45 --- Page 248 --- --- Page 249 ---
Black Banjo
In AN 1889 DRAWING the banjo is leading the way. African-Americans
are leaving behind slavery and the plantation in what the newspaper The
Freeman called "The Great Southern Exodus. 99 The image depicts what
is driving them away: a white man whipping a black woman, a scene of
a lynching, and a dog chasing an escaped convict. In the corner, with a
caption entitled "In Dixie's Land," a black banjo player sits on a barrel
playing for a group of dancing whites. Now the banjo is heading north.
At the front ofthe giant but orderly crowd ofblack migrants making up
the exodus is a man with a banjo, guiding them with song.'
Throughout the late nineteenth and early twentieth centuries, the
banjo remained central to the musical life of African-American communities. Ex-slave Fanny Randolph remembered occasions when people
got together in one of the log cabins, warmed by a "big log fire,' and
danced to the music of fiddle, banjo, and bones. When a man called the
sets, "feets would fly!" And she remembered dances that took place when
people gathered to help a fellow farmer shuck a harvest of corn. "When
there was a big barn full of corn to be shucked," Henry Rodgers similarly remembered, "the neighbors gladly gathered in, shucked the corn
for the owner, who had a fiddler and maybe someone to play the banjo.
--- Page 250 ---
THE BANJO
41 WHY THEYARE LEAVING THE SOUTHO
a
THE PIEGRO. IN KANSAS
S
ihe ASyPert sohthern EEx O5ls.
"The Great Southern Exodus," ?? The Freeman,
November 5, 1892.
The corn was shucked to gay old tunes and
When the work was done, the
piled high in another barn."
farmer provided supper for
sometimes a dance was held in the cleared barn.
everyone, and
labor and accompanied the
Music helped with the
ment was also played in celebration when it was done. The instrunorthern
1889 the instrument sounded
African-American communities. In
in a celebration of
took place in Jamaica, New York: "A band
Emancipation Day that
banjos sang through the
of vocalists with guitars and
all who heard
village in the afternoon, to the great
them. Their voices
delight of
excellent.' : The instrument's
harmonized finely and the effect was
tion: it was not far from there presence was a continuation of a long tradithat, in 1736,
a Pinkster celebration,
banjos were played as part of
of the instrument
generating what was the first recorded
in North America.2
appearance
took place in Jamaica, New York: "A band
Emancipation Day that
banjos sang through the
of vocalists with guitars and
all who heard
village in the afternoon, to the great
them. Their voices
delight of
excellent.' : The instrument's
harmonized finely and the effect was
tion: it was not far from there presence was a continuation of a long tradithat, in 1736,
a Pinkster celebration,
banjos were played as part of
of the instrument
generating what was the first recorded
in North America.2
appearance --- Page 251 ---
Black Banjo
Late nineteenth-century engravings and paintings registered the
ongoing presence of the banjo in African-American communities. An
1878 engraving called Scene on the Mississippi shows a group of AfricanAmerican roustabouts resting among merchandise, while one plays the
banjo and another dances. In the 1881 work A Pastoral Visit, by Richard
Norris Brooke, a rural family listens to a visiting preacher, gathering
around the table. Laid out next to the father, as ifit had just been set down
from playing when the visitor appeared, is a well-built but also clearly
well-played banjo. A decade later the African-American painter Henry
Ossawa Tanner produced one ofthe most powerful and enduring images
of the banjo, and of generational connection and transmission, in his
work the Banjo Lesson. Here the banjo is a clear reference point, a source
of gathering and memory.
Banjos also sounded out in African-American churches. In 1887 a
letter from the town of Grenada, Mississippi, published in the New
Orleans Daily Picayune described the ministry of a female AfricanAmerican preacher known as Scinda, whose church of"High PriestWorship" included "Singing, Dancing and Banjo Music.' : The church,
on the outskirts of town, had a massive following of about eight hundred
participants and included some local whites, though in a reversal ofusual
Jim Crow practice they were required to sit in the back of the church.
Her services began at eight in the morning on Sundays and lasted all day.
The writer of the letter described the interwoven music and preaching
that drew such large crowds in this way:
Long before we reached the church we could hear the picking
of the banjo and the shuffling of feet. Alighting,
SCINDA,
arrayed in gorgeous red and yellow, came to the door to
greet us and welcome us in. The church is a small structure
made of pine logs. Around the walls hang her paraphernalia
used in her marches through the country. In the center of
the room stood a little table covered with a red cloth of
grotesque figures of white sewed on it. This is where the
members speak.
that drew such large crowds in this way:
Long before we reached the church we could hear the picking
of the banjo and the shuffling of feet. Alighting,
SCINDA,
arrayed in gorgeous red and yellow, came to the door to
greet us and welcome us in. The church is a small structure
made of pine logs. Around the walls hang her paraphernalia
used in her marches through the country. In the center of
the room stood a little table covered with a red cloth of
grotesque figures of white sewed on it. This is where the
members speak. --- Page 252 ---
THE BANJO
his inspirations of the
When we arrived a "soldier" was telling
danced and
about ten minutes, then they
day. He consumed
shouted. When dancing begins
sung and played the banjo and
hands until a circle is
they all stand up and as many as can, join
their own
march around and around, singing
formed. They
a
stopping and each one goes through
chants, occasionally
lasts about
"shuffle" to the music of a banjo. This performance
another preaches, then a dance and SO on
ten minutes, then
break up for the day. Then
until a few minutes before they
the house.
voice is hushed and a stillness pervades
every
from her seat Scinda, the
Rising slowly and deliberately
religion, proceeds to
priestess oft this new, original and strange
stand. Every one watches her with wide-eyed
the appointed
syllable of her utterances.
wonder and is eager to catch every
cleanliness, the
Scinda's sermons touched on many topics-virtue, with "considerof debts-and they ended as they began,
prompt paying
single file, each one
that was "marked by a procession,
able ceremony"
moving under the music of the
carrying a symbol marked by design,
assemble in solemn awe
fiddle and banjo. After rounds ofr marchings they
Scinda." 7 This particular church was part oflarger
around their priestess
South,
movements in the late nincteenth-century
matrix of evangelical
of the spiritual arsenal
of which likely also used the banjo as part
many
and holy sound.*
continued to play in southern comAfrican-American banjo players
A postcard from 1905
the early twentieth century.
munities throughout
the fiddle and one on the banjo. A capshowed two musicians, one on
Smith-former: slave, had a whip
tion described the banjo player as "Billy
Russell, and the
his back.' ?) The fiddle player was named Billy
>9
scar on
1900s" and were "Great old men."
for dances in the early
two "played
in animating dances and
Such musicians had a crucial role not just
stunning
also in cultivating memory. One of the more
gatherings but
by a banjo player
of how they did this is a song performed
examples
named Sid Hemphill. He was interviewed by
from northern Mississippi
the songs he played was one called
Alan Lomax in 1942, and among
that had happened
Mob.' ?? It told the story of a lynching
"The Strayhorn
on
1900s" and were "Great old men."
for dances in the early
two "played
in animating dances and
Such musicians had a crucial role not just
stunning
also in cultivating memory. One of the more
gatherings but
by a banjo player
of how they did this is a song performed
examples
named Sid Hemphill. He was interviewed by
from northern Mississippi
the songs he played was one called
Alan Lomax in 1942, and among
that had happened
Mob.' ?? It told the story of a lynching
"The Strayhorn --- Page 253 ---
Black Banjo
had demanded
decades before. A lynch mob from the town ofStrayhorn in the town of
prisoner be released from a jail
that an Affican-American
killed him, broke into the
Senatobia; and when the jailer refused, they
him. As the
the
back to their town and hung
prison, and took
prisoner
trial. Hemphill's song
everyone was acquitted at a subsequent
song notes,
listing many members ofthe mob by
described every detail ofthe event,
involved in the lynching who
name. It was, in fact, one ofthe white men
Yet Hemphill's song
asked Hemphill to write the song.
had originally
It served as "testimony and an
was more than an ode to its perpetrator.
For
narrative" for African-Americans.
accusation masked as a simple
99 Hemphill himself
them, it "kept alive the memory of white terrorism." musical
in the form of his
practice.
kept and cultivated deep memory
Henry" but also put down
When Lomax met him, he sang the song "John
Dream" on a
a remarkable version of"Devil's
his banjo and performed
by a drum, channeling a
type of flute known as the quills, accompanied
with roots
music kept alive in Mississippi,
deep tradition offife-and-drum
that likely stretch back to Central Africa.5
North Carostring band music of Virginia,
The Affican-American
has often been overlooked because very
lina, and other parts ofthe South
who recorded and released
little ofi it was recorded commercially. Those
twentieth century premusic in the early
string band music as "hillbilly"
and for the most part
sented it as the music of white rural communities
recording
string bands. At the same time,
didn'trecord African-American
music, often under the term "race
labels that presented African-American
instead on newer styles they
music," 17 also excluded this music, focusing "This left black string bands
considered more attractive to black audiences.
bebanned from the hillbilly catalogues
in a double bind: They were
because they played
were black, and from the race catalogues
cause they
Sheiks, found a commusic." 5 Some groups, like the Mississippi
hillbilly
while continuing to play string band
promise by recording blues songs
embraced this style of music
music for black audiences, many of whom
they considered very much part oft their roots."
band music had
choices that excluded black string
The commercial
both the place of the banjo
enduring consequences, helping to obscure
in shaping
music and the place ofblack performance
in African-American
styles. But Bill Monroe, who
white "hillbilly" and later "bluegrass"
in a small rural
born in 1911 and grew up in Rosine, Kentucky,
was
Mississippi
hillbilly
while continuing to play string band
promise by recording blues songs
embraced this style of music
music for black audiences, many of whom
they considered very much part oft their roots."
band music had
choices that excluded black string
The commercial
both the place of the banjo
enduring consequences, helping to obscure
in shaping
music and the place ofblack performance
in African-American
styles. But Bill Monroe, who
white "hillbilly" and later "bluegrass"
in a small rural
born in 1911 and grew up in Rosine, Kentucky,
was --- Page 254 ---
THE BANJO
blues muwas influenced early on by an African-American
community,
whom he first heard play for a dance as
sician named Arnold Schultz,
and fiddle. Though he admitted
part of a string band with guitar, banjo, he "tried to keep in mind a little
he could never quite play like Schultz,
I could salvage to use in my music." And Affican-American
ofit-what
offer music for dances throughout the South,
banjo players continued to
Roberts, Lucius Smith, and Sid
and several of them-including Dink
preserved
recorded by folklorists, their banjo playing
Hemphill-were
In the 1960s and 1970s they offered a crucial
in the Library of Congress.
musicians like
musical styles, inspiring contemporary
link back to early
in the 1970s the folkMahal in his embrace of the banjo. Starting
Taj
interviewed many ofthese players and documented
lorist Cecelia Conwayi
Records. The
their music on Folkways
their history, as well as releasing
revived when fiddle player
sustained and
tradition was ultimately
Carolina Chocolate Drops, who
Joe Thompson helped to mentor the
band music to rapt and eager
in recent years have brought black string
audiences?
music in another way,
The banjo left its traces on African-American
that link most
blues music. We can see
through its influence on early
1883 in the Mississippi Delta,
clearly in the story ofGus Cannon. Born in
and piano
slaves, Cannon learned to play fiddle, guitar,
the son offormer
he built his own banjo with a guitar
boy. When he was twelve,
as a young
and
for two years with a
neck and a bread sifter as a body
apprenticed
the banks of the
Old Sum Russel, a hunter who lived on
man named
Cannon then found
Sunflower River and was an excellent banjo player.
These shows
medicine shows in the region.
work performing in touring
and hucksters to sell their wares
for various doctors
were an opportunity
featured music and comic acts as a way to
to rural people and frequently
site of
for itinerant
drum business. They were a crucial
employment
up
role in maintaining various performance
musicians, playing an important
throughout the late
including minstrel music and vaudeville,
traditions,
the
of a doctor from Mississippi,
nineteenth century. Under
employ
white, and recalled that
Cannon had to blacken his face and paint his lips
a
in those conditions was to drink
the only way he managed to perform
himselfinto playing the banjo,
beforehand. Drunk, he threw
lot of alcohol
and tonic to the crowd.
wandering around and selling soap
business. They were a crucial
employment
up
role in maintaining various performance
musicians, playing an important
throughout the late
including minstrel music and vaudeville,
traditions,
the
of a doctor from Mississippi,
nineteenth century. Under
employ
white, and recalled that
Cannon had to blacken his face and paint his lips
a
in those conditions was to drink
the only way he managed to perform
himselfinto playing the banjo,
beforehand. Drunk, he threw
lot of alcohol
and tonic to the crowd.
wandering around and selling soap --- Page 255 ---
Black Banjo
medicine show circuit, Gus Cannon teamed up
After years on the
a few songs. He called himwith the blues guitarist Blind Blake to record
called the Cannon'sJug
Joe," and soon formed his own band
self"Banjo
their name from the bass
Stompers. The "jug bands" of this period got
sounded a bit like
which
blowing into a half-fulljug,
sound provided by
from the medicine shows,
tuba. Cannon recruited an old companion
a
and guitar, and the group recorded a seElijah Avery, who played banjo
with several banjos. On some songs,
ries of songs in the late 1920s, often
Cannon used a bottle to
"Poor Boy, Long Ways from Home,"
including
To make the slide work, he placed dimes
slide up and down the banjo.
sustain. Though Cannon
under the strings in order to give it the proper
the last
blues numbers, he was among
was able to use the banjo to record
in this style
musicians playing
musicians to do SO. Affican-American better suited the vocal styles
turned instead to the guitar, whose sound
than the banjo,
The guitar has longer sustain
they were developing.
the sound lasts longer, SO it
meaning that when its strings are strummed
lower
slower singing. It also had a mellower,
could better accompany
banjo was in some ways less
sound. The fact that the rwentieth-century
of the curious and
well-suited for new vocal styles, however, was one
in the
of the way the banjo had been transformed
ironic consequences
more metallic-sounding
The higher-pitched,
late nineteenth century.
The older styles of
instrument made it less useful as an accompaniment.
would have offered a different tonality
banjos, notably those with gourds,
the blues. But by the twentieth
that may have in fact suited it better for
in the space beultimately did better work, filling
century, the guitar
that can almost beat like a drum.
tween blues lyrics, offering bass notes
instrument was traded
The influence of the banjo lived on even as the
and open
however, in the kinds of right-hand playing
for the guitar,
used. The use of the back ofthe fintuning that many blues musicians
banjo style on a
is a way to play clawhammer
gers in a rhythmic pattern
guitar." 9
playing and found work
After 1930 Cannon for the most part stopped
collector. Then, in 1963, the Roof Top Singers
in Memphis as a garbage
songs, the 1929
and most exuberant
did a version of one ofhis greatest
musicians released versions
"Walk Right In." It became a hit, and other
retirement,
the world in the next years. Cannon came out ofr
throughout
uning that many blues musicians
banjo style on a
is a way to play clawhammer
gers in a rhythmic pattern
guitar." 9
playing and found work
After 1930 Cannon for the most part stopped
collector. Then, in 1963, the Roof Top Singers
in Memphis as a garbage
songs, the 1929
and most exuberant
did a version of one ofhis greatest
musicians released versions
"Walk Right In." It became a hit, and other
retirement,
the world in the next years. Cannon came out ofr
throughout --- Page 256 ---
THE BANJO
band music with the legendary Stax Records
did an album of jug
again until his death in 1979.
company in Memphis, and played banjo
listeners heard Cannon's
Meanwhile, through the remakes of his song,
itselfcelebration of what music- and the banjo
invitation, the ultimate
sit right down," and "let your mind
were meant to do: to "walk right in,
roll on." >10
*
in American theatre," the African-
"The real beginnings of the Negro
in his 1930 Black
James Weldon Johnson wrote
American composer
minstrel
>* In the wake ofthe Civil
Manhattan, "were made on the
stage."
for getting
musicians and actors found they had one option
War, black
and performing as minstrels. As
access to the stage: putting on blackface
the performance pattern as
Johnson noted, they "accepted almost wholly white minstrels during the
it had been worked out and laid down by the
1 Still, once they were on stage, they
preceding twenty-five years.
fresh and original to the stage." If
"could not help bringing something
enough to become a founblackface minstrelsy was ultimately capacious
Johnson
Affican-American performance,
dation for rwentieth-century black musicians were actually, through
argued, it was because in a sense
minstrelsy,
with their roots. "Negro
a curious detour, reconnecting
the slaves ofthe old south.
ought to know, had its origin among
and
everyone
had its talented band that could crack negro jokes,
Every plantation
ofthe banjo and bones.
When
sing and dance to the accompaniment
his
he needed
owner wished to amuse
guests,
the wealthy plantation
minstrels.' There was,. Johnson wrote,
only to call for his troupe ofblack
became
and
"a record of at least one oft these bands that
semi-professional
around from plantation to plantation giving performances."
travelled
the filiation with these "original plantation artists,"
Johnson emphasized
continuity from plantation persecking to present a kind ofinterrupted
music and dance. Of
Affican-American
formance to ninetenth-century
than that: it left black
the interruption of minstrelsy was more
course,
and enduring, situation. The plantation permusicians in a very strange,
ofthe "expedient" ofblacking
formers,J Johnson notes, had never thought their music for the stage would.
their faces, as the whites who appropriated
to the stage in the wake
musicians who came
But the Affican-American
these "original plantation artists,"
Johnson emphasized
continuity from plantation persecking to present a kind ofinterrupted
music and dance. Of
Affican-American
formance to ninetenth-century
than that: it left black
the interruption of minstrelsy was more
course,
and enduring, situation. The plantation permusicians in a very strange,
ofthe "expedient" ofblacking
formers,J Johnson notes, had never thought their music for the stage would.
their faces, as the whites who appropriated
to the stage in the wake
musicians who came
But the Affican-American --- Page 257 ---
Black Banjo
inherited this new layer of practice. Working through
ofwhite minstrelsy
recent scholars note, these musicians
excruciating contradictions," as two
the rights to their own creative
"began the long process of reestablishing
identity"
Yuval Taylor and Jake Austen have recently
The story of what
and difficult one. It forces us to
dubbed "black minstrelsy" is a complex
in the United
confront a curious fact: the history ofblack performance
tied to the history of blackface performance.
States is fundamentally
have alternately embraced, ex-
"Since emancipation, black performers
often besubverted, and turned stereotypes inside out, quite
ploited,
successful with both black and white audiences
coming tremendously
for the
9 This tradition created a foundation
performance
in the process."
centuries. "The black
of the twentieth, and even twenty-first,
practices
umbilical cord that feeds contemporary performers
minstrel tradition is an
ancestors." As Taylor and Austen
both the genius and frustrations of their William Henry Lane, known
note, already in the 1840s the famed dancer
and was a "black
"Master]
19 had toured with white minstrel troupes
as
Juba,
as a black man." In a sense,
man performing as a white man performing
chose to do in the late
that is what many African-American performers
on the music
nineteenth century: they were blacks in blackface, drawing channeling
ofwhites in blackface, who themselves were
and performance
cultures of masking and imitation.
much older theatrical and vernacular
sedimentation of
Black minstrelsy was one more stage in the vertiginous
cultures. 12
Atlantic performance
of this process were particularly high
The stakes and possibilities
of minstrelsy: the banjo.
when it came to the instrument at the center that had been deployed as
Blackface, after all, was a European tradition
creation of minstrelsy. But the banjo was an African-American
part ofthe
into theatrical culture, and physinstrument, now thoroughly integrated
manufacturers of the
transformed through the work of the banjo
ically
in the wake ofthis, to be an African-American
North. What did it mean,
banjo player?
banjo players performed on stage in
Many, many African-American
in all kinds
the second half of the nineteenth century. They performed ofall-black troupes,
ofvenues and in all kinds offormats. Some were part
One
into larger minstrel groups or circus performances.
others integrated
career stretched through most
oft these banjo players, Ike Simond-whose
, and physinstrument, now thoroughly integrated
manufacturers of the
transformed through the work of the banjo
ically
in the wake ofthis, to be an African-American
North. What did it mean,
banjo player?
banjo players performed on stage in
Many, many African-American
in all kinds
the second half of the nineteenth century. They performed ofall-black troupes,
ofvenues and in all kinds offormats. Some were part
One
into larger minstrel groups or circus performances.
others integrated
career stretched through most
oft these banjo players, Ike Simond-whose --- Page 258 ---
THE BANJO
book recounting his
ofthe late nineteenth century-wrote: a remarkable
ofhis
several hundred other black banjo players
experiences and naming
banjo performance is
era. And yet this history of African-American of the history oft the
strangely lacking from the common understanding the banjo has allowed
instrument. The gap in our sense of who played
represented a kind ofbreak
for the received idea that blackface minstrelsy from black to white that
in the history of the instrument, a transition
Thomas, is that
never been reversed. The idea, writes Tony
has essentially
created by European American
"negative images of black banjo playing
Americans to abandon the
minstrelsy and racist propaganda led African
who gave
79 But, as he notes, "no one can point to a single banjoist
did
banjo.'
Affican-American musicians
up the banjo for this reason." Though the
in the mid-twentieth
embrace the guitar rather than banjo
increasingly
disappeared from these comcentury, the instrument never completely
broken.3
and the transmission and lineage was never really
munities,
before the Civil War,
There were a few black minstrel performers
who
in
called the Alabama Slave Minstrels
performed
including a group
short-lived experiments. In 1865, howBrooklyn in 1857, but these were
including the very sucfive black minstrel troupes were founded,
ever,
They advertised themselves by playing
cessful Georgia Minstrel Troupe.
and "natural" black men. Theater
up the fact that they were all ex-slaves
themselves, realized there
owners and managers, as well as black musicians
who many now conin showcasing black musicians
was an opportunity
whites in blackface. In 1870 an Africansidered more "authentic" than
Charles Hicks, took a company
American former slave from Baltimore,
and Ireland.
of black musicians on tour in Germany
made up entirely
musician, James Bohee, ended up staying in
Another Affican-American
instructor for the Prince of
England and becoming the personal banjo would
and profit
Wales. There were always conflicts over who
manage under the
with many black performers ending up
from these troupes,
over
of white managers. There was, too, a constant tug-of-war
control
life and black music was to be put on stage. It was
what vision ofblack
discussion, subject to currents and
then, as it is now, a never-ending
and regimentacrosscurrents of artistic and aesthetic experimentation
tion, market forces, and desire." 14
ex-slaves
Fisk Jubilee Singers,
In 1871 the first tour ofthe legendary
Affican-American
to raise money for Fisk University, brought
on a mission
performers ending up
from these troupes,
over
of white managers. There was, too, a constant tug-of-war
control
life and black music was to be put on stage. It was
what vision ofblack
discussion, subject to currents and
then, as it is now, a never-ending
and regimentacrosscurrents of artistic and aesthetic experimentation
tion, market forces, and desire." 14
ex-slaves
Fisk Jubilee Singers,
In 1871 the first tour ofthe legendary
Affican-American
to raise money for Fisk University, brought
on a mission --- Page 259 ---
249 Black Banjo
religious music to the stage for the first time. Their
the United States, in Europe, and later
massive success in
toured in the
in South Africa-where they
1890s-helped to reshape the contours and
musical performance. Many
horizons ofblack
African-American minstrel
quently incorporated spirituals into their
troupes subsefered a different way oft
repertoire, and these songs of
transmitting and
the enslaved and of
condensing the experience of
post-emancipation
States. They brought elements of
Affican-Americans in the United
stories about animal characters African-American folklore, including
they
such as Brer Rabbit, into the shows.
performed classic plantation
When
their meaning, evoking
songs, they sometimes sought to shift
who had
bygone days ofchildhood and family and
passed on, and avoiding the sentimental
friends
mistresses that were often featured
songs about masters and
changes
in earlier minstrelsy. Whether
registered with most audiences is, of
these
but it signaled an
course, difficult to
attempt on the part
know,
performance and connect with
ofperformers to shift the terrain of
different way. In the long
African-American musical traditions in a
term, the rise
able a small number of
ofblack minstrelsy helped enmusicians to rise to
lay the foundation for the
prominence and fame and to
musical and theatrical
continuing and expanding black presence in
Some
performance in the early twentieth century.' 15
and successful African-American musicians were able to craft
musical careers during this era. One
wide-ranging
lock, who told his life
ofthem was). R. Matland. He
story in 1877 while he was on tour in New Zeaexplained that he had been born in 1839,
a cotton plantation in Tennessee.
one of 350 slaves on
block but also the music.
He recalled the whippings and auction
On Saturday evenings there
cert, ifthe overseer don't interfère."
was "a weekly conMusicians
as well as tin cans, clappers,
played fiddles and banjos,
forming 'jubilee
andjawbones made of a mule's jaw,
songs and plantation
')
perwith strings "made of horse-hair," walk-rounds." Banjos were built
boxes." "
and a frame made out
During the Civil War, Matlock traveled
of"cheese
nessed the battle of Shiloh. He
with his master and witUnion soldiers from Illinois
escaped and defected to a regiment of
he found
and in 1864 found his way to
work as a waiter in a hotel. There,
Chicago, where
drummer" from Missouri, he formed
along with a "young
of blacks who
what he called a "zouave
played military music for
company"
Charles Hicks arrived in
Chicago audiences. In 1864
Chicago "in search of black talent to form
a
Civil War, Matlock traveled
of"cheese
nessed the battle of Shiloh. He
with his master and witUnion soldiers from Illinois
escaped and defected to a regiment of
he found
and in 1864 found his way to
work as a waiter in a hotel. There,
Chicago, where
drummer" from Missouri, he formed
along with a "young
of blacks who
what he called a "zouave
played military music for
company"
Charles Hicks arrived in
Chicago audiences. In 1864
Chicago "in search of black talent to form
a --- Page 260 ---
THE BANJO 250
beginning a decades3 and Matlock decided to join him,
minstrel troupe,
the United States and
who traveled throughout
long career as a musician
of
that went into
the world. Matlock' 's story suggests the layers experience of the late ninethe musical careers ofthe African-American musicians of fiddles and banjos
He had grown up hearing the music
teenth century.
the war before arriving in Chicago,
on the plantation and experienced
influences. The creative process
where he drew on new urban musical
ofheritage and exone, for sure, at the crossroads
here was a complex
It brought together the world of
pectation, of tradition and invention.
not a simple
vernacular music with that of existing theater, representing forms that had
in the circulation of
evolution but rather one more cycle
minstrelsy in the first place. 16
ninegenerated
African-American banjo player of the late
The most celebrated
who in Ike Simond's words "made
teenth century was Horace Weston,
Weston was the son ofa Conbanjo player in the land lay chilly."
a
every
musician namedJube Weston and played
necticut dancing teacher and
with the accordion, then moved
wide variety ofinstruments. He began
but finally settled on the
along with trombone and guitar,
on to violin,
He made his first banjo himselfand began
banjo as his major instrument.
In 1861 Weston tried to join the
in the streets.
earning a living playing
black volunteers were accepted
Union Army and was turned away-no
He carried his banjo with
the time; but he was able to join the Navy.
at
month from each sailor of
him onto the ship, receiving "fifty cents per
able to
? He eventually was
join
the crew for playing for their amusement."
Volunteers. He
oft the famed Massachusetts Fifty-Fourth
the army as part
in 1863 and began playing
several times and was discharged
was wounded
Minstrels and then the Georgia Colin minstrel troupes, first Buckley's
in a production
ored Minstrels in the 1860s. In 1878 Weston performed attraction: a
Cabin, where his banjo playing was a major
of Unde Tom's
were devoted to his solo banjo perfull thirty minutes ofthe production
and sometimes
His wife, Alice Weston, was also a banjo player
formance.
1884 Horace had become well-known
performed with him on stage. By
novel called The Black
that Samuel Swaim Stewart published a
Weston
enough
Banjo Playerk based on Weston'slife.
Hercules; of, The Adventures ofa
in Europe. When
boasted fourteen medals won in banjo competitions effects of a wound sufhe died in 1890-in part because of the lingering
him
"the
New York newspaper declared
perhaps
fered during the war-a
and sometimes
His wife, Alice Weston, was also a banjo player
formance.
1884 Horace had become well-known
performed with him on stage. By
novel called The Black
that Samuel Swaim Stewart published a
Weston
enough
Banjo Playerk based on Weston'slife.
Hercules; of, The Adventures ofa
in Europe. When
boasted fourteen medals won in banjo competitions effects of a wound sufhe died in 1890-in part because of the lingering
him
"the
New York newspaper declared
perhaps
fered during the war-a --- Page 261 ---
Black Banjo
world has ever heard." He went into the ground in
greatest banjoist the
with wreaths of flowers," and followeda "black walnut casket, decked
the
he had carried to new
imagine -by the sound of
banjo
we might
heights through his life of playing"
Weston, black minstrel
Thanks to the brilliance of musicians like
the Genuine Coltremendous popularity. One ofthem,
troupes gained
for six weeks in New York and drew 60,000
ored Minstrels, performed
the next year for a longer stretch and
people to their shows, continuing
In the 1880s, a "Colossal
tour" of England.
then going on a "triumphant
hundred performers traveled the
Colored Carnival" with more than a
in 1883 with two
There was a "minstrel festival" in Cincinnati
country.
banjo players, twenty song and dance men,
hundred performers: "twenty
writes Robert Toll, "travand sixteen vocalists." The black minstrels,
hundred in
and in companies of over one
eled in small rag-tag groups
frontier settlements, in the
their own railroad cars. They played in small
backthe
theaters. They entertained poor,
largest cities, and in
greatest
command performances for
farmers, black and white, and gave
for
country
and managers were always on the lookout
English royalty." Troupes
in New York asked for "Colgood banjo players: an 1891 advertisement desire for "Banjo Players who
Performers," and specified a
ored (Black)
toured far and wide for decades in the
are Good Singers." Musicians southern states. Several troupes also
United States, including in many
New Zealand, and Southtraveled abroad, to Europe but also in Australia,
in
By 1890,
Charles Hicks died in 1902 while on tour Java.
east Asia:
there were 1490 "Negro actors and
according to the federal census,
These numbers were probably
showmen." In 1910 there were 3088.
had other, jobs. In
to include those who worked part-time or
low, failing
an advertisement saying he
1894 a promoter in New York published
contenders appeared at
needed forty black minstrels. More than 2,000
his office.s
their winters in New Orleans, playing
Many black minstrels spent
was a "musical center,"
in the numerous concert halls. Memphis, too,
And the Mislocals on to fame elsewhere in the country.
sending many
both a route between different places
sissippi and Ohio rivers provided
for musicians. "All
a regular source ofemployment
and, on its steamboats,
board," wrote Simond, and "in
the large boats had a concert party on
and New Orleans gave
fact all the principal boats between St. Louis
minstrels. More than 2,000
his office.s
their winters in New Orleans, playing
Many black minstrels spent
was a "musical center,"
in the numerous concert halls. Memphis, too,
And the Mislocals on to fame elsewhere in the country.
sending many
both a route between different places
sissippi and Ohio rivers provided
for musicians. "All
a regular source ofemployment
and, on its steamboats,
board," wrote Simond, and "in
the large boats had a concert party on
and New Orleans gave
fact all the principal boats between St. Louis --- Page 262 ---
THE BANJO
29 Another crossroads for musicians was Chicago,
nightly entertainments."
minstrel show playing at the Grand
which in the 1880s had a massive
minstrel men in town at
House. There were "over three hundred
there
Opera
at another concert hall where
the same time," often congregating
banjo playing"
scene ofr revelry; it was singing, dancing,
was a "nightly
77 Many Affican-American
until "until late at night.
from the morning
there,"
performers took their first banjo lessons
its following in part beEarly minstrelsy got its energy and gained
themand novelty of white men transforming
cause ofthe transgression
they had inherited
for a while, into black men. Though
selves, at least
in black face, in time some Africanthe roles developed by white men
constraints oft this form. One
American performers sought to escape the
blackface, and "quit the
player, Sam Lucas, grew tired of wearing
banjo
' Ike Simond wrote, "that he would never
minstrel stage. "He told me,
him in nearly every city of the
black his face again, and as I have met
has." ? Lucas went on
States since that time I don't think he ever
United
both the
and in film. In time,
the role ofUncle Tom on
stage
to perform
musicians would search for a way out
more and more African-American
seeking to use the stage to
of the traditions of blackface performance, aesthetic. In the early 1890s the
offer a different vision and a different
"refined and elevated"
William Foote sought to offer a more
manager
setting aside "plantation melodies
performance by Afican-Americans,
historical approach
dialect" and instead focusing on a more
and peculiar
He created a troupe to go on a tour in Europe,
to the black experience.
Talent." >> He added applicants
advertising that he needed "Genuine Negro
want
Descent," ?? and that he didn't
any
"Must Be Unmistakable African
7 Instead, he was seeking
who played the role of"Freak" or "Monstrosity.
Class.' >20
performers who were "High
Affican-American muStill, throughout the 1880s and 1890s many
offered the stock
locked into performances that
sicians found themselves
contrasted "the happy, contented
stereotypes of minstrelsy, which often
97 The
Northern Negro."
ofthe South with the "unruly, inept
"darky""
the era of the Great Migration of
contrast was a meaningful one in
and minstrelsy provided
Affican-Americans from the South to the North,
had
and anxieties this migration
a theater through which the experiences
of black men on the
created were laid out and performed. The presence
could often
rather than undermining racial stereotypes,
minstrel stage,
that
sicians found themselves
contrasted "the happy, contented
stereotypes of minstrelsy, which often
97 The
Northern Negro."
ofthe South with the "unruly, inept
"darky""
the era of the Great Migration of
contrast was a meaningful one in
and minstrelsy provided
Affican-Americans from the South to the North,
had
and anxieties this migration
a theater through which the experiences
of black men on the
created were laid out and performed. The presence
could often
rather than undermining racial stereotypes,
minstrel stage, --- Page 263 ---
253 Black Banjo
be used to confirm them. And
integrated minstrel
alhough there were a number of
troupes, black and white performers
racially
separately on stage. The black musicians
usually performed
older minstrel numbers and "dressed were often confined to playing
to one account. And black
in the old-time style," according
swirl
minstrels found themselves part of a
ofexoticism: one troupe in Cleveland offered a
larger
white minstrel stars, 15 male and
show made up of"35
minstrels," >3 and for good
female Japanese, 35 genuine colored
the minstrel
measure "13Moorah-Bedouin Arabs." 77
performances in the city was one called "The
Among
Voudoos." Some of the flavor ofthese
Feast of the
note from a New York
performances is captured in a short
newspaper from 1890: "Tom
captivating work with his banjo. The
Williams is doing
By the mid-1890s several
Egyptian jugglers are doing well." 21
fication, ) and also
large productions offered a kind
perhaps an apotheosis, of black
of"puri-
"theatrical extravaganza" called Black
minstrelsy. A massive
a Brooklyn park, advertised
America was performed in 1895 in
as "a Panorama ofthe
gles of Africa to the Civilization of
Negro, from the Junfree-born African-American
America."' It was the brainchild of a
minstrel named
nanced by the promoter of Buffalo Bill's
Billy McClain and was fitogether five hundred
Wild West show. He gathered
and members ofthe famed performers, including sixty-three vocal ensembles,
African-American:
"Buffalo Soldiers." 77 One advertisement
cavalry unit known as the
ence the best entertainment
claimed audiences would
be
on offer since ancient times:
experi-
"More Fun, Jollity, Humor and
in the park would
Massive Lyric Magnitude forthe Character presented in Marvellously
Audiences could stroll
Millionsthans sincethe days ofCleopatra."
through a reconstructed southern
plete with transported cotton
plantation, comto depict slave
plants with blooming buds and log cabins
offered
quarters. The performers didn't wear
a varied repertoire of
blackface, and they
"folklore"
spirituals and showcased the "home life"
of"Southern Colored People." 3 On one level
and
sought to fulfill minstrel
the show clearly
tions ofwhite audiences stereotypes, which deeply shaped the
and critics. But it also insisted that expectaterpreters of minstrel music were
the best inin blackface, they were "southerners Aftican-Americans: for unlike whites
advertisements assured visitors
whose act was no act at all." The
that they would see
Southern Plantation," 9> and not
"Real Blacks from the
"Northern
other African-American
negroes." In the next years
performers would mount other large-scale
and
sought to fulfill minstrel
the show clearly
tions ofwhite audiences stereotypes, which deeply shaped the
and critics. But it also insisted that expectaterpreters of minstrel music were
the best inin blackface, they were "southerners Aftican-Americans: for unlike whites
advertisements assured visitors
whose act was no act at all." The
that they would see
Southern Plantation," 9> and not
"Real Blacks from the
"Northern
other African-American
negroes." In the next years
performers would mount other large-scale --- Page 264 ---
THE BANJO
simultaneously to play to minstrel stereotypes
productions that sought
In 1898 A Trip to Coontown,
and to carve new spaces of performance.
in New York. It was
black musical comedy, opened
the first full-length
Bob Cole, who was the son of
written by the Georgia-born musician the role ofa white man named
former slaves. In the play Cole performed
wore
the tradition of blackface on its head,
Willie Wayside and, turning
white critics, the play was a
Though attacked by some
white makeup.
and other cities. Other similar musicals comhit and toured to Chicago
followed, including the
posed and performed by African-Americans of African-Americans
which told the story of a group
1902 In Dahomey,
the rulers of the Kingdom of Dawho return to Africa and become
to the United
homey. It had a successful run in New York before touring 22
the United States for several years.
Kingdom and throughout
dynamics at work in this process in
We can see the complex cultural named W. P. Dabney. Born near
the life ofthe musician and composer
By the late 1880s he
Richmond in 1865, he studied at Oberlin College.
Rhode
the banjo during a sojourn in Newport,
began learning to play
Banjo and Guitar Club,
Island. Back home, he formed the Richmond Unde Tom's Cabin. It was
local
ofa play called
which put on a
production
by "colored people in
the "first drama" produced
advertised as being
delineation of the most
and a "faithful portrayal and accurate
Virginia"
*7 In its form, the production offered
important epoch of Negro History"
music,
music from plantation songs to religious
the spectrum of common
But for Dabney, this was clearly an
along with string band dance songs.
dwelling on
to produce art by and for African-Americans,
ofhis
opportunity
a
of one
The event included presentation
their history collectively.
Richmond Banjo and Guitar Club,
played by the
own compositions,
>23
called "Phantasmagoria Waltz.
composers and inDabney was inspired, as other Affican-American
in 1893 by
about American music published
tellectuals were, by an essay
who came to the United States in
Antonin Dvorak,
the Czech composer
ofMusic in New York. Dvorak
1892 to head the National Conservatory
to incorporate
had long insisted on the need for European composers "future music" of
and folk traditions into their music. The
vernacular
be "founded upon what are called the Negro
America, he argued, had to
of America, and your composers
melodies." >9 These are the folk songs
that was needed
" he announced. They had everything
must turn to them,"
were, by an essay
who came to the United States in
Antonin Dvorak,
the Czech composer
ofMusic in New York. Dvorak
1892 to head the National Conservatory
to incorporate
had long insisted on the need for European composers "future music" of
and folk traditions into their music. The
vernacular
be "founded upon what are called the Negro
America, he argued, had to
of America, and your composers
melodies." >9 These are the folk songs
that was needed
" he announced. They had everything
must turn to them," --- Page 265 ---
Black Banjo
noble school of music.". At the conservatory Dvorak
to create a "great and
whose "compositions are based
student
trained an African-American
the other students thought this was
upon Negro melodies," and though
invited to do a concert
7) Dvorâk disagreed. In 1894,
"not in good taste,"
showcase "Negro music," with
Madison Square Garden, he chose to
at
African-American musicians. In
all but one of his solo singers young
and at first tried to impress
1895 W. P. Dabney came to meet Dvorak
Then he began playing
by other musicians.
him by playing compositions
known as 'Uncle
"little plantation melody of my own composition,
a
the Czech composer lit up
Remus," written in E minor." Immediately
He invited
to
to his piano and begin composing,
and was inspired go
the
musician went "carrying
Dabney to his house that night; and
Virginia
and his family
the
with the Czech composer
my banjo" and spent evening
airs for which the banjo is the in-
"playing the many melodious minor
adapted." 924
strument most conveniently
with the question of music
African-American writers who grappled
In 1878 James
culture tended to judge the minstrel tradition harshly.
and
Music and Some Highly Musical People, which
Monroe Trotter published
musicians, particularly those
chronicled the history of African-American de Gregoire a century earclassical music. Like the Abbé
who performed
in order to critique the racial order
lier, Trotter used their achievements
criticized minstrel music and
and the cultural stereotypes it produced. He
from his genealogy. In
excluded the black musicians who performed it
the
his famous thoughts on
centrality
1903, W. E. B. Du Bois published
Unlike Dvorak, who
music to American music.
of African-American
minstrel music and its "plantation
seemed relatively comfortable seeing
folk culture, Du Bois
of African-American
melodies" as an expression
celebrated the contributions of
suspicious of this genre. He
was deeply
And, like Dvorak, he
the Fisk Jubilee Singers as a contrast to minstrelsy.
of Africanthe need for the cultivation and transmission
emphasized
the
true American music.25
American music, which he also saw as
only
AfricanThese debates shaped the work of early twentieth-century that drew on
who sought a way to create music
American composers,
at the center of American musical
folk roots but also could find a space
in this regard was James
culture. One ofthe most important innovators Alabama, in 1881 to a father
Reese Europe, who was born in Mobile, Church and a mother who
who was a former slave active in the Baptist
relsy.
of Africanthe need for the cultivation and transmission
emphasized
the
true American music.25
American music, which he also saw as
only
AfricanThese debates shaped the work of early twentieth-century that drew on
who sought a way to create music
American composers,
at the center of American musical
folk roots but also could find a space
in this regard was James
culture. One ofthe most important innovators Alabama, in 1881 to a father
Reese Europe, who was born in Mobile, Church and a mother who
who was a former slave active in the Baptist --- Page 266 ---
THE BANJO
Church. Music was integral
was the daughter of a leader ofthe Episcopal
When Eulives, and he learned to play piano as a child.
to their religious
DC, where he
was still a boy, the family migrated to Washington,
then
rope
brass-band leader John Philip Sousa. He
studied with the famous
himself as a musician
made his way to New York, where he established of the Clef Club, an
In 1910 Europe led the formation
and composer.
musicians whose goal was to lobby
organization for African-American for better wages and treatment as
on behalf of black musicians, pushing
and also to showmore access to venues. In order to raise money,
well as
them, the group organized a large
case the range of talent among
black musicians." 26
symphony-sized concert made up entirely ofl
orchestra that
Europe's dream was to create an African-American the United States, as a
could perform on the most prestigious stages of
and most lucrative
from the highest
way of gaining access to and respect
want to do SO playing traofthe cultural sphere. But he did not
by
levels
music. Instead, he sought to develop an
ditional European classical
believed that the popularity
African-American orchestral sound. Europe
as
"a fun name given to Negro
of ragtime- - which he described just
proved
Caucasian brother musicians many years agorhythm by our
music at the highest levels ofculthere was a space for African-American
ofa a
called the "Memtural life. In New York in 1905, he was part
group student and none
-although "none ofits members was a
phis Students"
orchestra consisting of
from
twenty-one-member
hailed
Memphis"--a
several banjos, that created a "tightly
strummed instruments, including
rhythmic and syncopated.7
coordinated aggregate" that was powerfully
of
of music was, in Europe's mind, a true expression
This kind
colored
have our own
African-American culture. "You see, we
people
of
in 1914. "It's us; it's the product
music that is part of us," he explained
and miseries of our race. 7)
our souls; it's been created by the sufferings
musicians and
Rather than turning their backs on this, Affican-American
conmake their mission to adapt this music to a new
composers should
to crOSs racial lines in musical
asserted that it was a mistake
text. Europe
orchestra never tries to play white folk's
performance. "Our symphony
such a thing. We are no more
music. We should be foolish to attempt
music." 28
orchestra is fitted to play our
fitted for that than a white
orchestra sound like? For deBut what should an Affican-American understood black music to
had defined what audiences
cades minstrelsy
conmake their mission to adapt this music to a new
composers should
to crOSs racial lines in musical
asserted that it was a mistake
text. Europe
orchestra never tries to play white folk's
performance. "Our symphony
such a thing. We are no more
music. We should be foolish to attempt
music." 28
orchestra is fitted to play our
fitted for that than a white
orchestra sound like? For deBut what should an Affican-American understood black music to
had defined what audiences
cades minstrelsy --- Page 267 ---
Black Banjo
was to both draw on and escape this legacy,
be. The challenge for Europe
that had been
with it. He did SO by taking on the instrument
to conjure
banjo-and deploying it in a new way.
central to the minstrel sound-the
given the structure of
a virtue out of necessity:
This was partly making
still dominated, there were
the music industry, in which black minstrelsy
than
playing banjo and guitar
playing
many more African-Americans
the rhythm ofthe banjo, alongside
oboe or French horn. But for Europe
mandolins, created a more
instruments like guitars and
other strummed
in 1914, "although we have
African-American sound. As he explained
the mandolins and
violins, the place ofthe second violins is taken by
>7
first
stead strumming accompaniment
banjos."' ? The result was "that peculiar
on
and, in a
also took the bold move of putting ten pianos stage
Europe
used not the grand pianos audiences
subtly provocative cultural move,
black musicians tended to play
accustomed to but the uprights that
were
of chords which are esin hotels and bars. The result was "a background
sentially typical of negro harmony."2
he was asked to perform
In 1912 Europe got a golden opportunity: The event was a benefit
Hall with his symphony orchestra.
at Carnegie
the Music School Settlement for Colored
concert for a project called
free music school in Harlem. EuPeople, whose goal was to establish a
"plantation
wide-ranging program that included
rope put together a
ensemble known under the
songs," religious music, a banjo and guitar
and larger orchesname of the Versatile Entertainers Quintet,
sound.
pleasing
rhythmic
tral numbers showcasing his signature hard-strumming of the tickets had been
before the performance only a third
By the day
Then an editorial appeared in the Evesold, mostly to Afican-Americans
and declaring: "The Negroes
calling attention to the concert
ningJournal
music of our own that is American-national,
have given us the only
became a not-to-be-missed
original and real." Suddenly the performance
ofthe concert. It
and Carnegie Hall was packed the night
cultural event,
the first time, the crowd was
watershed: for probably
was also a social
and the audience was mixed together.
about half black and half white,
dress in seats next to
leading white citizens sat in evening
"Some ofthe
colored citizens, who were also in evesome of our highly respectable There was, he went on, "no calamity,"
ning clothes," one reviewer noted.
both the whites and blacks
though he added that this was probably because
>30
the best elements of their race.
in attendance "represented
. It
and Carnegie Hall was packed the night
cultural event,
the first time, the crowd was
watershed: for probably
was also a social
and the audience was mixed together.
about half black and half white,
dress in seats next to
leading white citizens sat in evening
"Some ofthe
colored citizens, who were also in evesome of our highly respectable There was, he went on, "no calamity,"
ning clothes," one reviewer noted.
both the whites and blacks
though he added that this was probably because
>30
the best elements of their race.
in attendance "represented --- Page 268 ---
THE BANJO 258
CLE
Orchestra, Ca. 1911. Photograph.
and his ClefClub
James Reese Europe of the Maryland Historical Society.
Eubie Blake Collection. Courtesy
to conduct his
coming out on stage
the
The night began with Europe which launched into their anthem,
ClefClub Orchestra,
had "sections of banjos,
125-person "Clef Club March." The orchestra
filled the stage,
syncopated
strings, and percussion that entirely sound, a 'tang'
mandolins, guitars,
"an absolutely distinctive
described
wrote one reviewer, creating amid other fruits." Another reviewer
and
like the flavor of pineapple
imposing and seductively rhythmic,"
the orchestra's sound as "very
soft sound ofthis strange conglom- its
at "the beautiful,
with
noted his "surprise"
The "Clef Club March,"
eration of unassorted instruments." ?? ended with the orchestra bursting
attack and infectious rhythm,"
its feet, and at the end of the
"biting This brought the audience to
of the first piece of
into song.
became a tumult." 17 By the end
piece the "applause --- Page 269 ---
259 Black Banjo
-
FOCUB
music, those in attendance,
the fact that their city had according to one observer, had awoken
The success ofthe just gained "something new in music. >31 to
career. He played again Carnegie there Hall concert helped to
widely. The
in the
propel Europe's
year 1913 was the fiftieth following years and began to tour
slavery, and
anniversary of the
to
celebrate. Affican-American promoters organized
abolition of
also featured Europesorchestra; played in one
major cultural events
a pageant on the
ofthese in New
Du Bois. They
history ofblack
York, which
toured to other East
people written by W.
pation celebrations,
Coast cities as part ofthese E. B.
offering concerts that garnering large audiences
emancioccasional
included the large
everywhere they went,
tion
banjo solo. In the
orchestra pieces as well as an
with two white dancers, ensuing years, notably through
became one ofthe hottest Vernon and Irene Castle,
collaboraacts ofthe time. When
Europe's orchestra
they traveled, he asked
these in New
Du Bois. They
history ofblack
York, which
toured to other East
people written by W.
pation celebrations,
Coast cities as part ofthese E. B.
offering concerts that garnering large audiences
emancioccasional
included the large
everywhere they went,
tion
banjo solo. In the
orchestra pieces as well as an
with two white dancers, ensuing years, notably through
became one ofthe hottest Vernon and Irene Castle,
collaboraacts ofthe time. When
Europe's orchestra
they traveled, he asked --- Page 270 ---
THE BANJO
be racially integrated-a request granted
that seating at their concerts
the example of the
except Richmond, Virginia- carrying
everywhere
other venues. To the driving sound ofthe banjo,
Carnegie Hall concert to
cultivated; and Europe's project
a new kind of theatrical life was being thrived-for a time. 32
orchestra
of creating an African-American
became the leader ofa celWith the arrival of World War I, Europe
his
band. He died in 1919, but his example-notably
ebrated military
instrument-had an impact
strategic use of the banjo as a core rhythm
Orleans in what would
ofthe new bands that emerged in New
on some
of
jazz. Many street bands in the citycome to be seen as the birth early,
instruments,
called "spasm bands" ' used homemade stringed
sometimes
with thread and fishing-line strings," as part
including "tin-bucket banjos
by Louis Armstrong,
The first instrument played
of their instrumentation.
made from a cigar box with
similar: a "gitbox"
in fact, was something
established bands also included
four copper wires for strings. Some more
which featured Charles C.
banjo players, such as the Big Four String Band,
"won
who according to an 1908 newspaper had already
great 33
Henderson,
before he joined the band.
fame with his banjo' 2 playing in New Orleans
recalled, when he was
Lawrence Marrero
But as the jazz banjoist
1910, most ofthe bands used guitars
growing up in New Orleans around
possible thanks
instrument. Then, around 1915-with
as their rhythm
few musicians began switching to the
to the influence of Europe-a
Both Lawrence and his brother
banjo, including his brother, John Marrero.
more fansbetter: once they started playing it, they got
liked the banjo
too." 97 "When you playing jazz you make
"white and colored, and girls
he
In that same year
anything as long as you make it right," explained.
the "Jelly
Roll Morton's first compositions,
the sheet music for one ofJelly
player on the cover. The
Roll Blues," featured a tuxedo-wearing banjo
of banjo playing that
brothers would help develop a style
two Marrero
created the rhythmic core of early, jazz.
from New Orleans
The most celebrated jazz banjo player to emerge whose story also ilmusician Johnny St. Cyr,
was the African-American
became SO central to the music. St. Cyr
lustrates how and why the banjo
him to play flute and
born in 1890, his father a musician who taught
was
and started working at the
guitar. As a boy he apprenticed as a plasterer
he worked construcof fifteen; and for much ofhis musical career,
in small
age
and then played music at night. He played
tion during the day
jazz.
from New Orleans
The most celebrated jazz banjo player to emerge whose story also ilmusician Johnny St. Cyr,
was the African-American
became SO central to the music. St. Cyr
lustrates how and why the banjo
him to play flute and
born in 1890, his father a musician who taught
was
and started working at the
guitar. As a boy he apprenticed as a plasterer
he worked construcof fifteen; and for much ofhis musical career,
in small
age
and then played music at night. He played
tion during the day --- Page 271 ---
261 I Black Banjo
bands throughout his teen years and at nineteen
of New Orleans's best
was to play guitar in one
ofPiron's
groups, led by A.J. Piron. St.
hit songs, Mama's Baby Boy, Around
Cyr co-wrote one
banjos are getting
1917 Piron told him: "John,
popular now.
You're
suppose you get a regular banjo and make pretty good at woodworkuse the same
a guitar neck for yourself. You'd
fingering you use on the guitar neck." St.
purchased a tenor banjo with four
Cyr could have
market, but that would have
strings, which was easy to find on the
required learning his
anew. Instead, on Piron's
chords and techniques
created his
suggestion and using his skills at
he
very own "banjo guitar." 9> St.
carpentry,
banjo-"one of the best
Cyrbought a Stewart five-string
banjos made," he
banjo neck and replaced it with
recalled-then removed the
first
one he handmade out ofoak. "I
banjo player in New Orleans," 79 St. Cyr
was the
ofPicayune Butler and many other
claimed-stirring up the ghost
meant
he was the "first banjo
forebears-but then specified that he
Orleans. 35
player to play in a dance orchestra in New
In 1918 St. Cyr was hired by a bandleader
begin playing on a riverboat
named Fate Marable to
boats offered
alongside a young Louis
These
patrons the chance to spend an
Armstrong.
sissippi, dining, and dancing.
evening cruising up the Misthe
Banjo player Danny Barker claimed
inspiration for having bands on riverboats had
that
the roustabouts, the descendants of those
initially come from
Hearn.
described in 1871 by
Passengers on the upper decks sometimes
Lafcadio
singing and playing below and
heard the roustabouts
That
"they would come
gave one boat owner the idea of
downstairs" to listen.
passengers. The boats served
hiring musicians to play for
as a giant, floating
everyone came alone, but left with
"hook-up scene"; "Most
recalled. The dance floors
someone on their arm,' 9 one observer
come up to three thousand were enormous-on one ship they could welthey
people at a time-and were much
were wide. Playing for such a crowd, the band
longer than
ating a "coordinated attack that could
had to be loud, creWithout
reach as many dancers as
amplification, a guitar simply couldn't hold
possible."
instrument in this context. A banjo,
up as a rhythm
powerfully. To increase the sound however, could cut through more
ofhis banjo, St.
picks out oftoothbrushes or combs,
Cyr crafted his own
on manufactured
which gave him a "better grip" than
picks. He and other banjo
described as "chord men,' 2 whose hard
players were what he
strumming drove the music and
had to be loud, creWithout
reach as many dancers as
amplification, a guitar simply couldn't hold
possible."
instrument in this context. A banjo,
up as a rhythm
powerfully. To increase the sound however, could cut through more
ofhis banjo, St.
picks out oftoothbrushes or combs,
Cyr crafted his own
on manufactured
which gave him a "better grip" than
picks. He and other banjo
described as "chord men,' 2 whose hard
players were what he
strumming drove the music and --- Page 272 ---
THE BANJO
the bass and bass drum players
held the band together. On most songs
and piano players,
solid two-beat rhythm," while the banjo
played "a
four-beat. For the last, "hot"
along with the snare drummer, played
rhythm. The music was
chorus, everyone got together to play a four-beat riverboats dancing and
setting the massive crowds on the
electrifying,
business. Most nights on the riverbringing in a steady and profitable
but some boat owners
boats, the bands played to all white audiences,
On these nights
night cruises for black customers.
offered special Monday
themselves that "there was now, because
the passengers could remind
And the music ofthe riverthere had always been, a black Mississippi."
like St. Louis and
onshore and shaped musical life in towns
boats moved
foundations for later generations of musical
Memphis, helping to lay the
innovation and invention. 36
and throughout
the riverboats consolidated St. Cyr'sstyle;
The time on
of the best bands in New Orleans, inthe 1920s he played with many
Roll Morton. His playing
those of Louis Armstrong and Jelly
cluding
recordings. At the time recording techalso drove a series ofkey early, jazz
recorded all together by one debasic, with bands
nology was relatively
in this context: drum sets
instruments were difficult to record
vice. Some
other instruments, and guitars were too
the
were too loud, overpowering
stringed instrument for a
soft. The banjo turned out to be the perfect
band, and it
studio. It could hold its own as part of a larger
recording
in the absence of the drum sets used in
also provided a strong rhythm
were made with
St. Cyr's most famous recordings
live performances.
and Hot Seven recordings in Chicago in
Louis Armstrong's Hot Five
"Oriental
these songs was one of his own compositions,
1925. Among
a new idiom for jazz" and in time
Strut." 1 These recordings "crystallized
in the history of the music.
founding documents
became legendary,
"soaring solo style,"
for Armstrong's'
Though they are most remembered
As one French
ofSt. Cyri is central to these recordings.
the banjo playing
entire rhythm section" that drove
critic has noted, he made up "an
jazz
the music. 37
instrument in most of
The banjo played a pivotal role as a rhythm
twenties,
Orleans jazz bands of the late teens and early
the major New
bands and the Original Tuxedo, Jazz Band.
including Edward "Kid" Ory's
who could serve as its
ensembles needed "a musician in the group
These
chord
for the collective improvisations
the
changes
nerve center, cueing
these recordings.
the banjo playing
entire rhythm section" that drove
critic has noted, he made up "an
jazz
the music. 37
instrument in most of
The banjo played a pivotal role as a rhythm
twenties,
Orleans jazz bands of the late teens and early
the major New
bands and the Original Tuxedo, Jazz Band.
including Edward "Kid" Ory's
who could serve as its
ensembles needed "a musician in the group
These
chord
for the collective improvisations
the
changes
nerve center, cueing --- Page 273 ---
Black Banjo
and serving as a base for the close haramong the front line instruments
77 The piano could serve this role,
monies that make the great jazz band.'
its portabands. But the banjo had a major advantage:
and did in some
Johnny St. Cyr, the bandleader
bility. Recalling the work ofbanjo player
oft the piano in the real
noted: "His banjo used to take the place
Kid Ory
essentially an "outdoor piano' during
old days." It was, writes Al Rose,
mainly for picnics, parades,
jazz's early days, when the music "was played nineteenth century, resiin the late
funerals and lawn parties." Starting
on the banks ofLake
dents of New Orleans gathered for Sunday picnics
dances at
the tradition of the weekly public
Pontchartrain, continuing bands in New Orleans vied for attention
the Place Congo. The best
for such
Because the banjo was perfect
among the Sunday picnickers. instrument for all the bands ofthe era.
outdoor concerts, it became a key
could handle the chording
"It could beat the rhythm. It was loud. It
those flying
the crowd loves about watching
and there is something
fingers." >38
George Guesnon joked in an
It could be hard work: as banjo player
beborn
he would be a trumpet player,
interview, ifhe was to be
again
St. Cyr, occa-
"get to rest." 97 Banjo players, including, Johnny
cause they
while continuing to play. Banjoist, Johnny
sionally fell half-asleep on stage
during the days, once put
Dave, who like St. Cyr worked construction When the band started up
down his banjo on the floor during a break.
the rhythm-but
he immediately woke up and started strumming
again, was still on the floor in front ofl him.39
his banjo
ofNew Orleans musicians. Danny
The banjo connected generations
in the midst of the burst of
Barker was born in 1909 and came of age
amidst all the mujazz in the city. He later described growing up
early
calls from street vendors, including
sical sounds of New Orleans-the
the river; the singing of
his mother, who sold food to the workers along
few hundred
named Blind Tom, who gathered crowds a
a guitar player
"Ballad of the Titanic"; and the music
strong and sang a twenty-minute
Barker was on the banks of the
at banquets and picnics. One evening, band start to play on one ofthe
Mississippi when he heard Fate Marable's
started with drums, then
riverboats, before it set out on the river. Barker
found his calling when an aunt bought
switched to clarinet, but ultimately
left it around the house.
and, after trying to play for a bit,
a banjo-ukulele
but a
did and came by every
Barker didn't know how to tune it,
neighbor
music
strong and sang a twenty-minute
Barker was on the banks of the
at banquets and picnics. One evening, band start to play on one ofthe
Mississippi when he heard Fate Marable's
started with drums, then
riverboats, before it set out on the river. Barker
found his calling when an aunt bought
switched to clarinet, but ultimately
left it around the house.
and, after trying to play for a bit,
a banjo-ukulele
but a
did and came by every
Barker didn't know how to tune it,
neighbor --- Page 274 ---
THE BANJO
for him. Barker created a band called the
evening to tune the instrument
and tambourine, and
"Boozan Kings," 99 with a washboard player, kazoo,
and when he was
in local bars;
his banjo-ukulele as the lead. They played
for Kid Rena's band was
fourteen, he got a lucky break: the banjo player
banjo,
asked Barker ifhe could play a traditional
too drunk to play. They insisted he take to the stage, tuning the banjo
and though he said no they
like a hero." His uncle soon
in the ukulele style. He played well and "was
from Chicago, and he began a rich career playing
got him his own banjo
including Louis Armin the city, going on to record with jazz greats and Sidney Bechet. 40
Jelly Roll Morton, and later Cab Calloway
strong,
the
relatively early in his career,
Though Barker switched to
guitar
life. Along
for the rest ofhis
he continued to play the banjo occasionally
and recorded songs in
player George Guesnon, Barker played
with banjo
ofNew Orleans's linguistic and musical
Creole, preserving a critical part
became famous not just as a muculture in the process. In time Barker
ofjazz, creating an
ofthe
raconteurs of the history
sician but as one
great
New Orleans musicians who
archive that recorded the history of many
have been forgotten.
never made recordings and therefore might otherwise styles, including
the influence ofwhat he called "Spanish'
He emphasized
the
describing how
from Cuban music, on
history ofjazz,
those coming
and Spanish' 17 instrumentation. He
the banjo offered a mix of"African
ofCuban background, whose
recalled the banjo player Willie Santiago,
favorite
leaves." Another ofBarker's
hands were as flexible as "poplar
who played in one of
banjo players was a man named Saint-Thomas, the entire rhythm for a band
the town's parade orchestras and could carry
moved through the streets. 41
as they
into most oft the great, jazz ensembles of
The banjo was incorporated
bands, the Washingtonians,
the period. One of Duke Ellington's early
After Ellington took
and first led by banjoist Elmer Snowden.
was created
Fred Guy, who stayed with the band
over in 1925, he hired banjo player
in London with a backfor the next two decades. In 1930 they performed
In the same year
decorated with huge pictures of banjo players.
drop
for the banjo in a jazz club
Danny Barker witnessed the ongoing passion "What I saw and heard I
in New York City called the Rhythm Club.
contest" among
' he later recalled. It was a "wild cutting
will never forget,
were three ofthe top banjo players
dozens of musicians. Around the piano but the crowd insisted that anin the city. Each ofthem played choruses,
he hired banjo player
in London with a backfor the next two decades. In 1930 they performed
In the same year
decorated with huge pictures of banjo players.
drop
for the banjo in a jazz club
Danny Barker witnessed the ongoing passion "What I saw and heard I
in New York City called the Rhythm Club.
contest" among
' he later recalled. It was a "wild cutting
will never forget,
were three ofthe top banjo players
dozens of musicians. Around the piano but the crowd insisted that anin the city. Each ofthem played choruses, --- Page 275 ---
265 Black Banjo
other musician, a man named Seminole, show
Seminole picked up one of the
them how it was done.
he flipped it around and
banjos; but because he was left-handed,
"started wailing on the
down, that is playing
banjo playing it upside
everything backwards." " He'd taught
everything this way and silenced the other
himselfto play
impressed by his solos and after
banjo players, who were deeply
rhythm. 42
that just accompanied him playing
In time technological changes gradually
in jazz recording and
undermined the banjo's place
performance. In 1927
an electric
Western Electric
microphone that could capture individual
developed
guitar makers developed louder
instruments. In 1934
1937 the electric
guitars with larger bodies, and then in
guitar was invented. The
cut through the music of brass and
banjo's capacity to carry and
The electric guitar
drums was no longer an advantage.
essentially spelled the demise of the
jazz as well as in other popular ensemble
tenor banjo in
to the point that during World
music. Banjo sales plummeted,
War II residents offered
banjos to local
up their unused
foundries SO they could be melted down and turned
weaponry. How many banjos, one author has
into
build a tank? The cycle ofboom and
wondered, did it take to
the banjoist Earl
bust, ofcourse, was a boon to some:
Scruggs, who would define the
1940s, recalled that in the late 1930s,
bluegrass style of the
literally filled with
pawnshops in the Carolinas
some oft the most valued
were
vious decades-beaurifiul Gibson
instruments made in the preMastertone and Fairbanks
banjos going cheap. 43
Whyte Ladie
The bebop jazz music ofthe 1940s didn't
of the prominence given the
use banjo, in part because
cymbal in the
music. In terms of timbre,
percussive landscape ofthe
and
cymbals and banjos have a
putting them together is a kind of"musical
common energy,
aside the banjo was also a very visible and
redundancy." Leaving
with past, jazz traditions and strike
audible way to make a break
American
out in a new direction. A few
banjo players continued to showcase the
Africanwork, notably Elmer
instrument in their
Snowden, who had started
tieth century in
playingin the early twenWashington and Baltimore and
record called "Harlem
in 1960 released a
formed in
Banjo. But the instrument was
venues structured by nostalgia, like
increasingly perOrleans. The fossilization of
Preservation Hall in New
in time,
banjo playing in New Orleans meant
many people forgot the energy and
that,
dynamism the instrument
American
out in a new direction. A few
banjo players continued to showcase the
Africanwork, notably Elmer
instrument in their
Snowden, who had started
tieth century in
playingin the early twenWashington and Baltimore and
record called "Harlem
in 1960 released a
formed in
Banjo. But the instrument was
venues structured by nostalgia, like
increasingly perOrleans. The fossilization of
Preservation Hall in New
in time,
banjo playing in New Orleans meant
many people forgot the energy and
that,
dynamism the instrument --- Page 276 ---
THE BANJO
the early 1960s the brilliant banjoist
had brought to the birth ofjazz. By
called the
could only find work playing on a riverboat
Johnny St. Cyr
When he was interviewed in 1958, LawMark Tivain-at Disneyland.
the instrument in a long
Marrero admitted that he had not played
rence
banjo in God knows how long. Stroking
time: "I haven't touched my
he was described as the
those chords was nice." When he died in 1959,
would be
archaic
77 Still, he had hopes the banjo
last ofthe "real
jazzmen." In a 1953 letter to a young, aspiring
picked up by another generation. wrote: "Just keep on your banjo.
banjo player named Bill, Marrero afraid or scared of anyone just play
Keep up the good work : don'tbe
like hell."4
*
crossings, also became a global instrument.
The banjo, born of global
had already brought the inMinstrel troupes in the nineteenth century
and
music oft the
of the world. The ragtime
jazz
strument to many parts
with the production and distribution
early twentieth century, combined of all kinds, helped to spread the inofincreasingly inexpensive banjos
this period that the banjo
strument into new musical realms. It was during
becoming a staninto Irish music, in time
was most likely incorporated bands. It found its way into almost every corner
dard instrument in many
with accordions in France, Gerof Western Europe, played side-by-side
Fallone, 97 which toured in
and Scandinavia. In 1902 the "Troupe
many,
of Europe, featured a young girl playing the
Belgium and other parts
love with the instrument during this pebanjo. One oft those who fell in
in 1910 and raised in
Reinhardt. Born in Belgium
riod was Django
ofRomani ethnicity and as a young boy got hold
France, Reinhardt was
heels: he used to sleep with the inof a guitar-banjo and fell head over
in banjo competistrument. By the age of twelve, he was performing
most
switched to the guitar, becoming one ofthe
tions. He eventually
oft the twentieth centuries. The pascelebrated European jazz musicians
1930 advertisement for a
sion for the instrument continued in France: a
and answers
in Paris asked a series of questions
banjo method published
that they really could do it: "Are
banjo players
meant to reassure potential
be black to
the banjo?" "No."
black?" "No." "Is it necessary to
play
you
music?" "No matter." "Can you learn to play
"Do you know how to play
ed to the guitar, becoming one ofthe
tions. He eventually
oft the twentieth centuries. The pascelebrated European jazz musicians
1930 advertisement for a
sion for the instrument continued in France: a
and answers
in Paris asked a series of questions
banjo method published
that they really could do it: "Are
banjo players
meant to reassure potential
be black to
the banjo?" "No."
black?" "No." "Is it necessary to
play
you
music?" "No matter." "Can you learn to play
"Do you know how to play --- Page 277 ---
Black Banjo
months?" "Yes!" In 1936 some workers on strike in
the banjo in three
ofJames Reese Europe, composed of
Paris formed a band almost worthy
They performed for
an accordion, and five banjos!
a violin, a saxophone,
in the courtyard of their factory.
a large crowd ofworkers gathered France led to a kind ofl homecoming for
The popularity ofbanjos in
musicians led by Alexandre
the instrument, when a group of Martinican
of music from the
Stellio arrived in Paris in 1929. Drawing on traditions dances and marAntilles and Guiana, they had played for social
French
silent movies, in their home island for
riages, as well as accompanying
of drums, cello, violin,
nearly a decade. They used an instrumentation
records and sought
and clarinet. The group had heard ragtime
trumpet,
into their music. In Paris they encountered
to bring some oft their styles
including that performed
rich culture of"black transnational music,"
a
musicians as well as performers from Cuba and
by African-American, jazz
their repertoire of sounds, and of
Haiti. In this context, they expanded
would become standard in
instruments, adding a banjo. The instrument
to be known as beguine, providing a strong rhythm
the music that came
recorded 130 songs in the next deas it had in early jazz music. Stellio
figure in a wave ofmusic
the 1930s he was the leading
cade. Throughout
the Bal
popular in Paris dance clubs, particularly
that was extremely
of upwards of five hundred people night
Nègre, which drew crowds
Caribbean, they often included
after night. When bands returned to the
the island were still
It is likely that some rural residents on
a banjo.
first observed by Labat and later by Laffamiliar with the instrument
traditions of making homecadio Hearn and perhaps had maintained
form ofl beguine that
made banjos. But it was ultimately the circulating
music in the
the sounds ofthe instrument back into popular
brought
other
of the French empire: an unAntilles. It also traveled to
parts
probably
from the Indian Ocean island ofRéunion,
dated photograph
shows a band called "La jeunesse
taken in the early twentieth century, workers of Bagatelle" playing
ouvriere de Bagatelle" "The young
what looks like
accordion, and banjo outside a house alongside
drums,
a cane field.40
in Jamaica with a music known as
Something similar happened rural music and dance and influmento. Rooted in various forms of
in the 1940s and became espeenced by calypso music, the style emerged
as a central rhythm
in the 1950s. It, too, featured a banjo
cially popular
band called "La jeunesse
taken in the early twentieth century, workers of Bagatelle" playing
ouvriere de Bagatelle" "The young
what looks like
accordion, and banjo outside a house alongside
drums,
a cane field.40
in Jamaica with a music known as
Something similar happened rural music and dance and influmento. Rooted in various forms of
in the 1940s and became espeenced by calypso music, the style emerged
as a central rhythm
in the 1950s. It, too, featured a banjo
cially popular --- Page 278 ---
THE BANJO
the instrument was useful because mento
instrument. As in New Orleans,
and the instrument's sound
bands often played outdoors in rural areas,
their instruments
the musicians usually acquired
could carry. Although
influenced by, jazz and ragtime sounds,
from the United States and were
some memory and
inJamaica, as in the French Antilles, there was likely
echo of the
traditions. Indeed, in a curious
link back to earlier banjo
in time became seen as consumsituation in the United States, mento
showcased in
"rural" music and also a form that was particularly
like
mately
That was also true in the Bahamas, where musicians
tourist settings.
made careers playing local music on
Blind Blake and Nathaniel Saunders
But mento banjo had a
the banjo for North American visitors at resorts.
who developed the
influence: several of the early guitarists
the
long-lasting
foundation for reggae music had previously played
styles that were a
often muffed the strings to create a sharp
banjo. On the electric guitar they
and used the instrument as
sound not unlike that of the banjo
percussive foundation for the music. 47
the rhythmic
ofthe Caribbean, some individuals conIn Jamaica and other parts
banjos. In 1934 a jourtinued to make their own instruments, including
board a tram. The
saw a man and his wife come on
nalist in Kingston
made of"a long bamboo fixed into the
man was carrying an instrument
stretched. A rough wooden screw
halfofa gourd, across which a skin was
the
wire." He
of the cane served to tighten or slacken
single
at the top
voice," 99 stamping his feet on
"thrummed" it and sang in a "high-pitched
danced as he finished
the floor of the car, and eventually stood up and
in an age of
The
was pleased to see this "troubadour"
his song.
journalist
could "boast a pretty long cata-
"canned music," and added that Jamaica
99 but that the
musical instruments, including the "banjar,"
logue" of native
preferred storemost ofthese was fast fading as musicians
skill ofmaking
such traditions of making instrubought instruments. In fact, though,
in the mid-1950s,
vanished. Working in Kingston
ments have never
named
Barrett, who lived in
anthropologist Sidney Mintz met a man
Percy
abolished
community founded when slavery was
Sturge Town, a hilltop
of
and took brass pieces
in 1838. He made a body for the banjo out plaster frets. Ethnomusiused for weighing vegetables to make
cut from a scale
and
musicians
has interviewed
photographed
cologist Kenneth Bilby
of whom continue to make and play
throughout the Caribbean, many
their own banjos.
,
vanished. Working in Kingston
ments have never
named
Barrett, who lived in
anthropologist Sidney Mintz met a man
Percy
abolished
community founded when slavery was
Sturge Town, a hilltop
of
and took brass pieces
in 1838. He made a body for the banjo out plaster frets. Ethnomusiused for weighing vegetables to make
cut from a scale
and
musicians
has interviewed
photographed
cologist Kenneth Bilby
of whom continue to make and play
throughout the Caribbean, many
their own banjos. --- Page 279 ---
269 I Black Banjo
as well. In South Africa
The banjo had other kinds ofhomecomings
century, then
the visits of minstrels to Cape Town in the mid-nineteenth
perSingers, and later of African-American troops
ofthe Fisk Jubilee
mark on the culture. These visits
"Coon Songs" all left a deep
forming
street carnival that brings
contributed to the development of a remarkable
with Islamic feselements of North American theatrical culture
together
ofsound and theater known as the "Coon
tivals to produce an explosion
each year. A swirling and
Carnival" on the first and second of January
parade
of minstrel styles and tropes-many
slightly surreal repurposing
faces and lips that were a cenin the ill-fitting suits and hats and painted
kind ofliving
"Coon Carnival"isa
tral part ofthe minstrel get-up-the
cultures that
of the curious sedimentation of performance
museum
States in the nineteenth century. The fescame together in the United
mandolin, violin, and
with small ensembles playing guitar,
tival begins
which are then joined by layers
banjo and singing old minstrel tunes,
Malaysian
songs,
of other migrant music- Portugure-ladeneian global minstrel
pulled into a kind of never-ending
choir music-all
repertoire." 49
ofthe main instrumentaElsewhere in Africa the banjo became part
including a
dance bands in Central and East Africa,
tion of colonial-era
These included the Dar-es-Salaam] Jazz
series recorded in the early 1950s.
"Swahili rumba" and used
Band, who played a style of music known as
the Lake Vicinstrument. In Nairobi, Kenya,
a tenor banjo as a rhythm
in the Dholuo language. And
toria Band showcased a banjo and sang
dance music coming
Dance Band, which was influenced by the
Chippy's
playing quickstep and singing a tune
from South Africa, had two banjos,
and another in the Shona
in English called "Love Is a Merry-Go-Round"
was based on the
Another of their songs
language called Ndinokuziwa.
known as the thumb piano.
sounds oft the Shona mbira, more commonly tremendous migration set in
In the 1950s these regions were places of
in which bands
colonial exploitation, sites ofartistic creativity
motion by
the move. And SO it was fitting that they found
had to speak to people on
the instrument back home to
an ally in the banjo in the process bringing
to bring people toAfrica, taking advantage of its long-rooted capacity
gether through its sound. 50
for the banjo has been in
Perhaps the most remarkable homecoming
where starting in the 1940s the instrument was incorporated
North Africa,
ira, more commonly tremendous migration set in
In the 1950s these regions were places of
in which bands
colonial exploitation, sites ofartistic creativity
motion by
the move. And SO it was fitting that they found
had to speak to people on
the instrument back home to
an ally in the banjo in the process bringing
to bring people toAfrica, taking advantage of its long-rooted capacity
gether through its sound. 50
for the banjo has been in
Perhaps the most remarkable homecoming
where starting in the 1940s the instrument was incorporated
North Africa, --- Page 280 ---
THE BANJO I 270
into a range of musical styles, notably the celebratory chaabi music
performed at weddings in Algeria and Morocco. The instrument,
according to one theory, arrived in the hands of U.S. soldiers during
World War II. The Algerian musician Dahmane El Harrachi, considered
the "Father of the Algerian banjo, ?) has recorded many albums and performed for decades on the instrument. And the Orchestra El Gusto performs with a variety of Arabic lutes but also a row ofbanjo players, and
their performances include banjo solos. It was in North Africa-in
Marrakech-too, that in the late 1920s Claude McKay wrote his ode to
the instrument, Banjo. He would later be the first American to write
about Gnawa music, recognizing the filiation between the lutes played
in this ritual music in North Africa and the banjo carried in the hands
ofhis character. In these new journeys that are also returns, the layers of
the banjo's history come together. After a journeyh hundreds ofyears long,
from the Arabic lutes to West and Central African instruments, to the
Caribbean and North American slaves who made a new instrument, to
the blackface minstrels and the black minstrels and jazz musicians who
followed them, the sound of the banjo, that sound of strings humming
over skin, returned in new form to North Africa.51 --- Page 281 ---
Sounding America
"I WOULD LIKE TO BUY A BIG BANJO and play in the very little jazz
band up here that has just been started," a teenage Pete Seeger wrote to
his mother in 1932. He had been borrowing a banjo from the music
teacher at his boarding school, but it had become "awful awkward to keep
borrowing it.' ? Pete was learning fast: "It's not halfso hard to play one as
I thought and I've already learned about ten chords last week. I'm having
lots of fun." 99 Perhaps missing his banjo a bit, Pete's teacher told him it
would be easy enough for them to drive over to a pawnshop in Hartford
and pick one up for a few dollars. "Will you let me get one?" he asked
his mother. "Please?"1
So it was that Pete Seeger got his banjo, a four-string tenor ofthe
kind that had been played in many jazz bands in the 1920s. But several
years later, he switched to a five-string banjo made by the Stewart banjo
company. He'd bought it in a pawn shop-for five dollars. He took it on
a trip across the country, playing it in bars and homes and camps until
the day he was jumping off a freight train and smashed the instrument. When Seeger got back to New York, he paid ten dollars for a fine
replacement-a Fairbanks Whyte Laydie banjo. That one lasted him nearly
a decade. But in the meantime banjos were becoming more popular, in
--- Page 282 ---
THE BANJO
influence. In 1949 he left it in an unlocked car
part because of Seeger's
When he headed back to the pawnin New York, and someone stole it. banjos were
he discovered "how expensive
shop to get a new banjo,
hundred dollars apiecel"s
getting--they had gone up to several
rather than
had made their own banjos
Once upon a time, people
opted to tap into that venergetting them cheap in pawnshops.
. But in the meantime banjos were becoming more popular, in
--- Page 282 ---
THE BANJO
influence. In 1949 he left it in an unlocked car
part because of Seeger's
When he headed back to the pawnin New York, and someone stole it. banjos were
he discovered "how expensive
shop to get a new banjo,
hundred dollars apiecel"s
getting--they had gone up to several
rather than
had made their own banjos
Once upon a time, people
opted to tap into that venergetting them cheap in pawnshops. Seeger
resonator- direct and
skin-covered
able tradition. He got a "pot"-the
company. And
cost" from the "nice man" who ran the Vega banjo
"at
oflignum vitae, a hardwood long cherished
then he got a nice long piece
is
to the Cafor its solidity and heft. The tree indigenous
by carpenters
used centuries earlier by those who built
ribbean and may well have been
and Haiti. Seeger got a guitarthe earliest banjos in Martinique,. Jamaica,
from the piece of wood,
maker in New York to "rough out" the neck
needed to varnish
and then he took a rasp and "rounded it off." He never
don't need
vitae "takes a natural shine and you
the wood, since lignum
maker, who added frets. The
to." He then brought it back to the guitar
at the time. Seeger
with a much longer neck than usual
result was a banjo
for the rest ofhis life.3
kept playing the same instrument
"looks like, and in a sense
"Pete Seeger," writes Robert Cantwell,
of anomalies in
77 The instrument sings out the "anomalies
is, his banjo.'
he had built for himThe particular banjo
his anomalous personality."
original,
elongated variety ofits ninetenth-century
self was "an oddly
three extra frets had
fixed halfway up a neck to which
with a tuning peg
more
and "exposed the
been added." This "permitted him to play
keys" in which man and
arms, and banjo neck,
conspiracy of elongation, legs,
collusion, confluence, and
involved." The
instrument were passionately
and singer, was the result
conflagration ofbanjo and man, ofi instrument
ifin some ways
between an individual and a powerful,
of an encounter
There was, at the time, somehidden, accumulation ofcultural symbols. the "instruabout the banjo: it was an "enigma,"
thing a bit mysterious
In picking it up, Seeger was carrying
ment that history had left behind."
the
an inof"cultural scavengery," bringing to
foreground
out an act
unfamiliar to many audiences. As
strument that had become somewhat
for independence
the banjo was a kind ofrebel act, a search
such, playing
But the banjo also offered to Seeger
from the reigning musical landscape. the result ofi its long and complia deep well of meanings and symbols, strands of American history, and
cated history.
it was an "enigma,"
thing a bit mysterious
In picking it up, Seeger was carrying
ment that history had left behind."
the
an inof"cultural scavengery," bringing to
foreground
out an act
unfamiliar to many audiences. As
strument that had become somewhat
for independence
the banjo was a kind ofrebel act, a search
such, playing
But the banjo also offered to Seeger
from the reigning musical landscape. the result ofi its long and complia deep well of meanings and symbols, strands of American history, and
cated history. It brought together many --- Page 283 ---
273 Sounding America
who "spun the fibers of
it enabled him to craft a character as a performer >4
diverse cultural traditions into a continuous thread.'
that saved
saved the banjo. Or maybe it was the banjo
Pete Seeger
son, educated at boarding
him. The transformation of a musicologist's
and rootedness would
school and Harvard, into an icon of American roots
the
without the instrument. When he picked up
have been impossible
and made it his own.
banjo, he drew on its on strength, and symbolism,
into tradicreative invention as it was a journey
It was as much an act of
that somehow ignited many of
tion. It was, too, an act ofbrilliance, one the instrument on a new set
the latent possibilities of the banjo, setting enabled Seeger to channel
ofjourneys, into a new set ofhands. The banjo
all at once,
of American music and American protest
and condense a sense
instrument. As such, Seeger made
creating new solidarities through the
and promise as something
the instrument live again its original purpose
sound that could allow people to sing out against opthat produced a
completed a circle
and imagine new worlds. In this sense Seeger
pression
of the Americas by enslaved people
begun long ago on the plantations
harmonious.
solace, community, and the promise of something
seeking
*
from the first, intertwined with one of the great
Pete Seeger's life was,
the study and recording
cultural projects ofthe early twentieth century:
was his
vernacular music. At the center of this movement
of American
friend named Alan Lomax. Both of
father, Charles Seeger, and a family
American music was
these men believed that collecting and preserving
that no one fulof
America. It was a mission
ultimately a way changing
than Pete Seeger.
filled more dynamically
German immigrant who arrived
The Seegers were descendants ofa
with America after
in the United States in 1787, having become "obsessed
on the
of the U.S. Constitution that had been peddled
reading a copy
where his father was working
streets." 91 Charles was born in Mexico City,
where he got a degree
and made his way to Harvard,
as a businessman,
conductor and composer. While conducting
in music and began work as a
Constance de Clyver Edson, a
in Europe, he met Pete Seeger's mother, Tunisia. The two soon moved
violinist who had grown up in France and
music
Charles became the chair of the
department,
to Berkeley, where
obsessed
on the
of the U.S. Constitution that had been peddled
reading a copy
where his father was working
streets." 91 Charles was born in Mexico City,
where he got a degree
and made his way to Harvard,
as a businessman,
conductor and composer. While conducting
in music and began work as a
Constance de Clyver Edson, a
in Europe, he met Pete Seeger's mother, Tunisia. The two soon moved
violinist who had grown up in France and
music
Charles became the chair of the
department,
to Berkeley, where --- Page 284 ---
THE BANJO
and offering the first course in musicology in
expanding its curriculum
department, he found 1,200
the United States. In Berkeley's anthropology
Listening to them
recordings of Native American songs.
wax cylinder
music, and he began to argue against
spurred his interest in non-European
classical music was
dominant idea in his field that only European
the
worthy ofs scholarly study.3
He visited ranches
Charles Seeger also began to speak out politically.
of
laCalifornia and was shocked by the condition migrant
in Northern
in World War I after
borers. He also spoke out against U.S. involvement
Legion,
Alan, who had volunteered for the French Foreign
his brother
the Berkeley administration, and,
died in combat. His activism angered
The family moved to
he resigned his academic position.
under pressure,
was born. The one-time professor
New York, where in 1919 Pete Seeger
a wooden
He devoted a year to building
now embarked on a new project.
The plan was for the family
trailer with a canvas top and a portable stage.
>16
"travel around bringing music to rural Americans."
to
Carolina, in 1921, though, Charles Seeger had
Near Pinehurst, North
visited the farmhouse of
As Pete Seeger told it, the family
a realization.
them "the good music, Bach and
called the McKenzies to play
a family
said, 'Oh, that's
Beethoven." 17 The McKenzies were very polite. They
and fiddles
little music too.' They took down banjos
very nice. We play a
79 Years later, Charles told his son Pete
offt the wall and fiddled up a storm.
made him realize, for the first
that the stay with the McKenzie family had
didn't need my
"that people had a lot of good music in them. They
time,
>) Pete laughed when he told that story,
good music as much as I thought.
that defined his entire
the twist in consciousness
which encapsulated
he played in Chapel
career. Years later, in 1995, after a concert
musical
from the McKenzie family. She
Hill, Pete met a great granddaughter talking about that family from
told Seeger: "My mother never stopped >7
New York that spent the winter with them.
music to the masses"
"grand scheme oftaking classical
Charles Seeger's
trailer, which collapsed
on his family as well as on his rickety
was a strain
marriage had collapsed
in Richmond. By 1929 Charles and Constance's the first woman to reSoon afterwards he met Ruth Crawford,
as well.
The two were married in
in musical composition.
ceive a Guggenheim
halfbrother, Mike Seeger, who
1932, and among their children was Pete's
collectors and inhis brother would become one ofthe great
alongside
music of the late twentieth century."
terpreters ofl banjo
classical
Charles Seeger's
trailer, which collapsed
on his family as well as on his rickety
was a strain
marriage had collapsed
in Richmond. By 1929 Charles and Constance's the first woman to reSoon afterwards he met Ruth Crawford,
as well.
The two were married in
in musical composition.
ceive a Guggenheim
halfbrother, Mike Seeger, who
1932, and among their children was Pete's
collectors and inhis brother would become one ofthe great
alongside
music of the late twentieth century."
terpreters ofl banjo --- Page 285 ---
275 Sounding America
of a
of composers who asCharles and Ruth Seeger were part
group
He helped
write music that would help spur political change.
pired to
collective whose goal was to introduce classical
animate a composer's
"that would reflect proletarian intermusic to workers and write pieces
should be musically revests." They believed that "music for revolution
listeners' habits and
olutionary" and composed songs meant to challenge
wanted to
that few people actually
expectations. It turned out, though,
the music was supnot the workers to whom
listen to them-particularly
concluded that this project
Over time, the Seegers
posed to be geared.
where workers were struggling
too "rarified"i in a context
was ultimately
The workers don't seem to like our music,"
for daily survival. "Let's faceit.
Ifwe want to
recalled his father saying. "Let'sl learn the vernacular.
Pete
with the music that people already know."
create new music, let's start
thinkers had considered verThis represented a departure, as many leftist
the
threw
reactionary." But Seegers
nacular and rural music "hopelessly
y
themselves into this new project with gusto."
the project of rePete Seeger grew up quite literally surrounded vernacular by
music. All
documenting, and channeling American
covering,
childhood home, were recordings and a bewildering
around him, in his
mother left musical inof musical instruments. "I remember my
array
the house, ?? including "a marimba, and a squeezebox,
struments all around
Seeger recalled, "she
whistle." 7 When he was eight years old,
and a penny
into fretted instruments ever since." His
gives me a ukulele and I've been
when he was
allowed him to buy his first banjo from a pawnshop
mother
wasn't satisfied, and soon asked ifhe might
school. But Pete
at boarding
nice tone and
"Td like
banjo with a
everything?"
be able to get a "good
think that it would be worth it behe added, "and honestly I
to a lot,"
the banjo and I'd like to learn how to play
cause I'm awfullyinterested: in
it really well."0
school, Pete Seeger
In the summer of 1936, after he finished high
Dance Festival
south with his father to attend the Folk Song and
traveled
The festival was created in 1928 by the muin Asheville, North Carolina.
the
of bringing visitors to
Bascom Lamar Lunsford with
goal
sician
culture. Lunsford
Asheville and celebrating and promoting Appalachian
the 1927 "I
banjo player; among his recorded songs was
was a celebrated
whose words alight upon rolling,
Wish I Was a Mole in the Ground,"
heard Lunsford play in Ashebanjo melody. When Pete Seeger
captivating he "fell in love with the old-fashioned five-string banjo,
ville in 1936,
festival was created in 1928 by the muin Asheville, North Carolina.
the
of bringing visitors to
Bascom Lamar Lunsford with
goal
sician
culture. Lunsford
Asheville and celebrating and promoting Appalachian
the 1927 "I
banjo player; among his recorded songs was
was a celebrated
whose words alight upon rolling,
Wish I Was a Mole in the Ground,"
heard Lunsford play in Ashebanjo melody. When Pete Seeger
captivating he "fell in love with the old-fashioned five-string banjo,
ville in 1936, --- Page 286 ---
THE BANJO 276
rippling out a rhythm to one fascinating
after
rhythms. I liked the melodies,
song
another. I liked the
time-tested
liked the words.' 99 The
by generations of singers. I
songs, sung in a "strident vocal
meat oflife in them." "They
tone" had "all the
"Above all, they seemed
sang ofheroes, outlaws, murderers, fools."
his
frank, straightforward, honest." 77 Pete left behind
four-stringed tenor banjo for the
home to his father's house, which
five-stringed instrument. He went
was full
ings ofs southern banjo music. He
ofLibrary ofCongress recordon the turntable and slowed
borrowed a banjo, put the recordings
them down with his
out each note and try to play what he
finger SO he could pick
kered," Alan Lomax
heard. "Hours and hours he tinsouthern
recalled, "trying to figure out by ear what
banjo aces were playing." In the next
those
grimages to meet great banjo players,
years Seeger made pilCrisp. "It is a fine
including the Kentuckian Rufus
thing to watch his
out, ? Seeger wrote,"!
finger fly" and "let the strings ring
After two years at Harvard-where he
sociology professor who announced
was particularly put offby a
world"-Pete
to students "You can't change the
dropped out and moved to New York.
gave his first public concert,
In April 1939 he
lads" for a
presenting "a group of authentic
balsquare dance group. He met folklorists who
banjo
"folk songs with teeth,' >7 written
had been collecting
by "Irish miners and
Negro cotton farmers from the deep south >> and
railroad workers,
He began "learning songs of
white "backwoodsmen."
Kentucky miners,
and Texas farmers," 9 and
Wisconsin lumberjacks,
performing them. That summer
group called the Vagabond
he joined a
York presenting
Puppeteers, who traveled through rural New
songs and skits for milk farmers who
against the Milk Trust, which
were on strike
loved Pete's
set prices for their products. Audiences
banjo playing, and he transformed the ballad
Polly" a haunting song about the murder ofa a
song "Pretty
Farmer," a cautionary tale about
young girl-into "Mister
cheated by the
a dairy farmer who was "seduced and
big-money boys." The Puppeteers didn't
money of their own: they netted a grand total
make much
whole summer. But Pete had found
of$13.34 in profit for the
songs could warm and
a vocation as a banjo picker whose
That fall Alan
encourage political protest. 12
work
Lomax invited Pete to come down
as his assistant, going
to Washington to
lumbia Records
through piles of records discarded
and other labels to "set aside the
by Coschmaltz, and pick out
was "seduced and
big-money boys." The Puppeteers didn't
money of their own: they netted a grand total
make much
whole summer. But Pete had found
of$13.34 in profit for the
songs could warm and
a vocation as a banjo picker whose
That fall Alan
encourage political protest. 12
work
Lomax invited Pete to come down
as his assistant, going
to Washington to
lumbia Records
through piles of records discarded
and other labels to "set aside the
by Coschmaltz, and pick out --- Page 287 ---
277 Sounding America
access to a seemingly inexthe best.' 19 Thanks to Lomax, Seeger gained
by Uncle Dave
archive ofmusic. Among them were recordings
haustible
with his intricate, driving banjo playing
Macon, who fascinated Seeger
coalminers. Lomax
and a song he sang about an 1892 rebellion among
and Woody
collected a series of protest songs and gave them to Seeger
had
them and eventually published them as a book.
Guthrie, who transcribed
his adopted instrument.
Lomax encouraged Seeger to continue studying
" Lomax later recalled.1
"He just looked like a banjo,
called Seeger and invited him to meet
One day in New York, Lomax
went to the apartment of
someone and told him to bring his banjo. They
William Ledbetter,
Affican-American singer Huddie
the legendary
was a humorous clash of styles:
known as Lead Belly. The encounter
shed
Harvard updressed down, "trying my best to
my
Seeger was
clothes other than blue jeans," > he
bringing, scorning to waste money on shirt and starched collar, wellrecalled. "But Lead Belly had on a clean
shoes." ?9 Seeger was taken by Lead Belly'sp playing:
pressed suit, and shined
he
as in the notes he
"his genius was not SO much in the notes played with the banjo,
didn't play." He was inspired to take up the guitar along
modeling his style on that ofthe blues musician."
alongstumbled along the way. In 1940, at an early performance
He
folksingers ofthe day, Seeger froze up
side Lead Belly and other leading
the wrong
I didn't know how to play the banjo, I was playingit
on stage.
froze on me. Tried to do it too fast. Forgot words.
way, and my fingers
up
retired in confusion." But another of
I got polite applause for trying, and
Guthrie. Seeger recalled
the performers that night was the singer Woody
the back ofhis
headed guy with a cowboy hat shoved on
how this "curly
he didn't much care ifthe audihead" sang and told stories "as though
his
with
or not. >> At one point he cleaned fingernails
ence was listening
As Seeger recalled: "One song
his guitar pick. But the audience was rapt. of New York intellectuals."
after another was a revelation to this audience
"I could find the
Guthrie took the young banjo player under his wing.
9 Seeger remembered, and "didn't
right notes to accompany him anytime,
try anything too fancy." >15
out to Oklahoma to
Guthrie invited Seeger to join him on a trip
from New
They made a curious pair, an "intellectual
visit his family.
intellectual" from Oklahoma. "He was
England" alongside a "self-made
Seeger later wrote about the
determined not to let himselfbe changed,"
. of New York intellectuals."
after another was a revelation to this audience
"I could find the
Guthrie took the young banjo player under his wing.
9 Seeger remembered, and "didn't
right notes to accompany him anytime,
try anything too fancy." >15
out to Oklahoma to
Guthrie invited Seeger to join him on a trip
from New
They made a curious pair, an "intellectual
visit his family.
intellectual" from Oklahoma. "He was
England" alongside a "self-made
Seeger later wrote about the
determined not to let himselfbe changed," --- Page 288 ---
THE BANJO
99 For him Guthrie's genius was rooted in
journey. "I was eager to change.
damn fool can get complicated,
his understanding of a basic truth: "Any
voracious obGuthrie was a
but it takes a genius to attain simplicity." he discovered Rabelais and
and reader. "T'll never forget the week
server
volume in a couple of days. During
read through the two-inch-thick
with some of the
weeks I could see him experimenting
the following
Rabelais used, such as paragraphs full ofimages,
techniques ofstyle that
On the road together,
after adjective getting more fantastic."
adjective
including "66 Highway Blues"
Seeger and Guthrie wrote a few songs, chorus: "Oh, you can't scare me,
and "Union Maid," with its resounding
the Union 'til the day I
I'm sticking to the Union. : I'm sticking to continued on his own,
die." >7 When Guthrie arrived to see his family, Pete
into a bar, sling
with advice from his mentor. "Pete, if you go
fortified
Guthrie told him.
back but don't play it right away,"
your banjo on your
can. "Sooner or later, somebeer" and "sip it slow as you
"Buy a nickel
that thing?' Now don'tbe too eager.
body's gonna say, 'Kid, can you play
beer." Eventually, someone
Say 'Maybe a little, and keep on sipping your
tune. 1 That was
would
"Kid, I got a quarter for you if you pick us a >9
say
and "play your best tune. Seeger made
the moment to "swing it around"
He
travel that way and honed his skills as a performer.
enough money to
of evicted sharecroppers in Missouri,
also heard new songs. In a camp
church." "I began there to really
he heard "beautiful" music in their "little
>16
work on my banjo.
after and teamed up with the singer
He returned to New York soon
and
know the
in December 1940. "I know some songs,
you
Lee Hayes
musician, they formed a group
banjo, 77 Hayes said. Along with another
for one oftheir early
called the Almanac Singers. The handwritten poster balladeers" singing
described them as "Rhythmic, rarin' banjo
concerts
"Free-All Welcome!" The group at times
"Hot labor & defense songs!"
Guthrie and a man named
added other musicians, including Woody voice," 99 and a "sharp sense of
Arthur Stern, who brought "a big booming
materialism." All the
humor," along with "a strong sense of dialectical
had sympathies with the Communist
members of the Almanac Singers
Communist League at
Seeger had been a member of the Young
Party.
the Communist Party itself.
Harvard and in New York and now joined
who tried to guide us
"We had weekly sessions with a nice young man
he recalled, "but
a little more about dialectical materialism,"
in learning
added other musicians, including Woody voice," 99 and a "sharp sense of
Arthur Stern, who brought "a big booming
materialism." All the
humor," along with "a strong sense of dialectical
had sympathies with the Communist
members of the Almanac Singers
Communist League at
Seeger had been a member of the Young
Party.
the Communist Party itself.
Harvard and in New York and now joined
who tried to guide us
"We had weekly sessions with a nice young man
he recalled, "but
a little more about dialectical materialism,"
in learning --- Page 289 ---
279 Sounding America
about becoming great Marxist
none of us were really that enthusiastic
know
the right
"trusted the Communists to
generally
scholars." They
for," and all read the party newspaper, The
thing we should be pushing
in the world. It had a
Daily Worker. "It was one of the best newspapers
stories about
section." ?9 The Daily Worker published positive
great sports
"America Is in Their Songs."
the group, including one that announced
"If there were six
Theodore Dreiser extolled their work, proclaiming
teams like you, we could save America." >917
more
defined itselfas anti-fascist and supThe Communist Party had long
Stalin signed a nonaggresthe Republicans in Spain, but in 1939
ported
Communist Party line, therefore, was that war
sion pact with Hitler. The
struggle that ignored the
with Hitler was "an imperialistic, capitalistic
class.' 79 The Almanac Singers wrote antiwar songs,
interests ofthe working
the draft.
Franklin Delano Roosevelt for pushing through
attacking
seeing the song as clever
Eleanor Roosevelt offered a restrained response,
asked an advisor
"but in poor taste, while Franklin himself apparently described the Almanac
"Can't we forbid this?" A Harvard Professor
subversive
"Poison in Our System" and their songs as "strictly
Singers as
attacked the Soviet Union in July 1941, the
and illegal." When Hitler
heard the news while playing at a gathparty line shifted. The group
be
any more
and Guthrie noted: "Well, I guess we won't singing
ering,
without skipping a beat,"
songs. 7) "The Almanac Singers flipped
Allies
peace
about supporting the
against
and quickly produced a series ofsongs
"no-strike" pledge.
the Nazis and encouraging unions to sign a wartime "Round and Round
They went on CBS radio and sang one ofthese songs,
however:
some,
Hitler's Grave." ) They were still seen as a menace by
on
with the headline "Commie Folksingers Try
one newspaper ran an article
CBS
It was the last
Radio" the day after their
appearance.
to Infiltrate
network radio show." 18
time the group appeared on a
songs, including
continued to write and play strong prolabor
They
Union" that was essentially a singing manual
one written called "Talking
roof
loft with his
a union. Sitting on the
ofthe group's
on how to start
verses: "Ifyou don'tlet Red-baiting
banjo, Seeger wrote the final, rousing
hatred break you up, ?9 Seeger
break you up," and "ifyou don't let race
and the CIO
"You'll win." 9 The song was an instant hit,
proclaimed,
national tour of unions. The William Morris
sponsored the group on a
offer them
and
approached the Almanac Singers to
representation
Agency
loft with his
a union. Sitting on the
ofthe group's
on how to start
verses: "Ifyou don'tlet Red-baiting
banjo, Seeger wrote the final, rousing
hatred break you up, ?9 Seeger
break you up," and "ifyou don't let race
and the CIO
"You'll win." 9 The song was an instant hit,
proclaimed,
national tour of unions. The William Morris
sponsored the group on a
offer them
and
approached the Almanac Singers to
representation
Agency --- Page 290 ---
THE BANJO 280
the
Rainbow Room in
them more shows, including one at
upscale
but
get
thought they could use the band,
Rockefeller Center. The manager
and we can put the
we'll have to put all the men in overalls,
"of course
not taken with the idea, and
in sun bonnets. 9> Woody Guthrie was
girls
a song that joked that at the Rainbow
the group immediately improvised
Oil." Not surprisingly, they
Room, they stirred the salad "with Standard
urinated on the balthe
"I've forgotten whether Woody
did not get gig.
"but I know he swiped some ofthe
cony or not, 9 Seeger remembered,
friend from William
silverware; and a couple of weeks later when our
as we
he ruefully saw this silverware on our table
Morris was visiting us,
both for their "radical
served him dinner.' 17 The agency gave up on them,
>19
unconventional ways in hotels."
reputation" and "Woody's
events at local parties. They
The group mainly performed at political for their loft in Union
sometimes held "rent parties" to raise money
used there for such
Square. On a trip to Seattle, they learned a new term the term, and in
"hootenanny" The group adopted
fundraising parties:
fixture of the folk music scene to describe any
time it would become a
The music ofthe Almanacs was
informal, participatory musical gathering.
for the folk
to lay the groundwork
an opening, and an invitation, helping later. Out of the cultural crossrevival that would take shape a decade
from 'different
Greenwich Village at the time, musicians
roads that was
later wrote, "to work out a new
places" had come together, as Seeger
new." The group's
new. Somewhat old and somewhat
form-somewhat
outlook, which saw the music
"antiesablishment" and "anticommercial"
would shape
ofthe corrupt capitalist system,
industry itself as an extension
the ethos of the folk revival as well.20
with his future
The Almanac Singers also brought Seeger together
Amerthe
of a
father and an
wife, Toshi Ohta. She was
daughter Japanese in New York. In
mother who had met in Germany, and grew up
ican
the Almanac Singers. Her mother
early 1942 she volunteered to catalog
Square by herself at
insisted that she couldn't walk across Washington done, and "pretty
walked her home when the work was
night, SO Seeger
he recalled. He was drafted a few weeks
soon we were going steady,"
7 They were married in Greenwich
later, and she said "I'll wait for you.
would work as a filmmaker,
Village while he was on furlough in 1943. She
often in collabfolklorist, and producer in the coming decades,
activist,
borrowed money from friends and
oration with Pete. In 1949 the couple
Square by herself at
insisted that she couldn't walk across Washington done, and "pretty
walked her home when the work was
night, SO Seeger
he recalled. He was drafted a few weeks
soon we were going steady,"
7 They were married in Greenwich
later, and she said "I'll wait for you.
would work as a filmmaker,
Village while he was on furlough in 1943. She
often in collabfolklorist, and producer in the coming decades,
activist,
borrowed money from friends and
oration with Pete. In 1949 the couple --- Page 291 ---
281 Sounding America
the Hudson River, in Beacon, New
family and bought a plot ofland along
lived for the rest oft their lives.21
York. They built a house there, where they
with his banjo.
drafted in 1942, he went to war
When Seeger was
which consisted mostly of"long
During his early days in the service,
and
was very popular,
waiting," 79 he played for other soldiers. "My banjo
bucks." He later
the boys took up a collection for me, some 5
in fact once
that took him to Hawai'i and once there
entertained troops on the ship
Oahu, he played the banjo in a
was recruited to perform for troops. In
skit. In
dissolute Mountaineer" in one popular
role of the "perennially
and learned songs from the local
Saipan, he played for groups of children
music was his vocation: "I
The war confirmed his sense that
population.
and that is music and I can get quite
have got one helluva dissipation
he wrote
too and lost in it-I hope you are a patient wife,"
drunk on it,
he recalled, joyously a night of music among
to Toshi in 1945. Years later
mechanics at Keesler Field, Missoldiers when he was studying aircraft
the
ofthe barin 1943. Seeger was "sitting with a banjo on
steps
A
sissippi,
when a small cluster gathered."
racks, picking a few tunes to myself,
would bring the banjo over
forward and asked Seeger ifhe
man stepped
and there's a buddy of mine plays a
to the barracks. "I got a mandolin,
there were a few guitar
fiddle." 1) Once at the barracks, it turned out
good
started "playing up a storm." 17 Just then the sergeant
players too. They all
"Hell, we're just getting warmed
shouted that it was time for lights out.
the
The
they "adjourned to
latrine."
up." the soldiers responded-so
walls made us sound SO great,
sound quality was perfect: The echoing
then thirty,
didn't want it to ever stop. 99 Soon there were "twenty,
we
in it, standing in the shower stalls, sitand finally almost forty people
other
and toilet seats." Seeger never saw the
musicians
ting on sinks
was it I made some ofthe best
again, but "ifanyone ever asks me where
made in my life, I'm liable to reply: 'In a latrine"
music I ever
home he was, as the New Yorker later put it,
When Pete returned
also sings,
ex-G.I. who looks like a telescope,
"an enormous young
on a banjo." Seeger was
accompanying- y-or rather, encourging-himwife also served during the war, in
reunited with Woody Guthrie, who had
Africa. Both men had learned and written songs along
Europe and North
"louder, faster, better than ever,"
the way. Seeger, Guthrie recalled, played
and longings ofthe GIs
singing "songs ofs satire, wit, anger, protest, hope
now that
with and sang with out in the Pacific." "By
that he had played
telescope,
"an enormous young
on a banjo." Seeger was
accompanying- y-or rather, encourging-himwife also served during the war, in
reunited with Woody Guthrie, who had
Africa. Both men had learned and written songs along
Europe and North
"louder, faster, better than ever,"
the way. Seeger, Guthrie recalled, played
and longings ofthe GIs
singing "songs ofs satire, wit, anger, protest, hope
now that
with and sang with out in the Pacific." "By
that he had played --- Page 292 ---
THE BANJO
had become a steel stallion that could gallop out
right hand on the banjo
and Seeger
77 remembered Alan Lomax. Guthrie
any kind of rhythm,"
called People's Songs in order to offer
decided to create an organization
the "bosses" had long "paid artists
music for workers. As Guthrie put it,
offer music
crap. >7 The only way to
supporting
to play their complacent
"to all
together in one big songrather than sapping resistance was
get
the name
union, and we will call our union by
writers and song singers
all hell and melted tearof People's Songs. And if we all stick together,
97 Seeger
can't
us, nor atoms hold us back." "We envisioned,"
gasses
stop
a nationwide folklater wrote, "a singing labor movement spearheading
song revival." >23
version of what Pete's
People's Songs was in some ways an adapted
with his ComposCharles Seeger, had attempted decades earlier
father,
and it faltered in similar ways. As Seeger himself admitted,
er's Collective,
connections between music and
union leaders "could not see any
War
many
1947 and 1948 the Cold
pork chops.' * Perhaps more importantly, by
strains and splits within
politics in the United States was creating new
with
wary of associations
the labor movement, which was increasingly like Seeger. The result
Party and therefore with figures
the Communist
from its own history: the
that the labor union cut itselfofff
was partly
"Which Side Are You On," Seeger opined, was
classic union song
miners union local."
"known in Greenwich Village but not in a single
the funds necesSongs closed its doors, unable to raise
By 1949, People's
And yet, as Seeger also noted brightly
sary" "to pay printers and landlords."
had ended up having
looking back on the experience, the organization
from the union
The "banishment" of singers
unintended consequences.
concerts in schools and colleges.
circuit meant that they began playing
which "were good
And the kids they played to remembered the songs, them themselves,
fool could plainly see," and began to play
songs, as any
the
Songs bulletins or the magazine
looking to publications like
People's
in 1950, for lyrics. 24
Sing Out!, which Seeger helped publish starting
ofthese songs to
Seeger's second group, the Weavers, brought many of the Almanac
the stage. The group was in some ways a continuation other musicians.
featuring Lee Hays alongside Seeger and two
Singers,
including songs collected during the
They drew on a broad repertoire,
including "Michael, Row
People's Songs project and traditional tunes, The Weavers wrote and
from the Georgia Sea Islands.
the Boat Ashore,"
or the magazine
looking to publications like
People's
in 1950, for lyrics. 24
Sing Out!, which Seeger helped publish starting
ofthese songs to
Seeger's second group, the Weavers, brought many of the Almanac
the stage. The group was in some ways a continuation other musicians.
featuring Lee Hays alongside Seeger and two
Singers,
including songs collected during the
They drew on a broad repertoire,
including "Michael, Row
People's Songs project and traditional tunes, The Weavers wrote and
from the Georgia Sea Islands.
the Boat Ashore," --- Page 293 ---
Sounding America
made some
its political overtones
recorded "IfI Had a Hammer." Though
familiar classic of the folk
nervous at the time, it ultimately became a
"Goodnight,
The Weavers also recorded a song by Lead Belly,
revival.
massive hit, selling two million copies. By the
Irene," which became a
and making good money
early 1950s the group was extremely popular Their success helped to open
from their record sales and performances. for folk music. The Weavers
in the commercial music industry
up: a space
in the business," according to Time,
became "the most imitated group followed in the 1960s by popular
creating a model that would later be
the center ofthe Weavers,
like the Kingston Trio. Pete Seeger was
groups
from his driving banjo, his passion welding
"the fire, the flames leaping
the group. >25
solo
by Pete Seeger, Alan
In the liner notes for a 1950
recording
by the musician.
the transformation being wrought
Lomax captured
and stinging in perfect
Seeger was the sound of "the banjo rippling
on the hometo gallop, rolling into a tearing run
time, beginning
into a finale of Spanish rasgados
stretches of song and then thundering milled, bunched and stopped,
just as ifa herd ofwild horses had suddenly
Lomax saw the whole
trembling' ' In Seeger's playing ofthe instrument,
across
of the Americas condensed: "What happened
musical history
melodies tropically stimulated by
three hundred years to Anglo-Scots land of America has happened to
with African music in the new
contact
of contact with southern singing and
Yankee Peter Seeger across years
banjo-playing. 26
of American Folk Music,
Smith released his Anthology
In 1952 Harry
of the People's Songs project. Made
which was a kind of sonic version
the 1920s and 1930s, it gathered
up ofi rare commercial recordings from
to enter into
curious collection and made it an offering
and codified a
home and a real exile.' > It became
what Greil Marcus calls an *imaginary
The Smith andocument ofthe American folk revival."
"the founding
ofmusicians have
thology provided a rich archive to which generations confusion, and
inspiration, finding complexity and
returned, seeking
recordings and make them
dreaming that they could channel long-lost ofs some oft these songs is, in a
live in the present. The depth and mystery
and never fully realwhat enabled a profusion of never-ending,
sense,
form ofthe folk revival. In the playing ofbanjo players
ized, returns in the
Lamar Lunsford included in the
like Clarence Ashley and Bascom
The Smith andocument ofthe American folk revival."
"the founding
ofmusicians have
thology provided a rich archive to which generations confusion, and
inspiration, finding complexity and
returned, seeking
recordings and make them
dreaming that they could channel long-lost ofs some oft these songs is, in a
live in the present. The depth and mystery
and never fully realwhat enabled a profusion of never-ending,
sense,
form ofthe folk revival. In the playing ofbanjo players
ized, returns in the
Lamar Lunsford included in the
like Clarence Ashley and Bascom --- Page 294 ---
THE BANJO
the instrument found inspiration, a horizon
anthology, new converts to
of possibility.? 27
back from the dead," Woody
"I saw Pete carry the five string banjo
"Pete went over his first
Guthrie wrote in 1953. He had been there when
him
folks." 97 But now he saw before
Blue Ridge smelling in after banjo
Though
all-around oldtime five-string banjo picker."
"our champion
like Uncle Dave Macon,
Guthrie admitted there were "a few champs"
Pete on some
Lunsford, and Earl Scruggs who could "outplay
Bascom
out ahead
99 he argued that Seeger 'pulls away
special tricky tune or two,"
hard allnite drags." 79 He now
ofthem all, like Joe Louis does, on the long,
in his "Calypso
kind of dialect of a voice" in his singing,
heard "every
and Korean songs to march along by or to
and Spanish and West Indian
and to work by in every
lay down to take a little nap by, to jump up by
Union. All Free. All
land for the better world sees yonder coming. All
hearts." *28
ofhis
he carried "all ofour fighting
Singing" "In the sound
banjo,
instrument in the largest conSeeger would sound the
For decades,
classes and colleges, and on
cert halls and in the streets, in kindergarten would take the banjo on many
records that carried music into homes. He
from
demonstration of sitar technique
in India he got a
new journeys:
returned the favor by teaching the Inthe legendary Imrat Khan, then
Mountain" on the banjo. And
dian musician how to play "Sourwood
his instruction manual,
many new players their start with
Seeger gave
first
in 1948 and would
the
Banjo. It was
published
How to Play 5-String
to play and emmany editions, teaching a new generation
go through
Alan Lomax noted, the modestly titled book
brace the instrument. As
the first one) of our most significant
was in fact "a brilliant analysis (and
small
it had only
instrumental style." 77 At first it circulated among a
group:
and in
1951. But by 1963 it sold 20,000 in one year,
sold 100 copies by
edit, Sing Out!-which feathe same year the magazine Seeger helped the instrument-reached
tured many banjo songs and articles on playing eternal sound would never
circulation of25,000 a year. The banjo's old,
a
quite be the same again.
of music, and song, to change
Seeger believed deeply in the power
Wilkinson, that
He realized early on, writes biographer Alec
the world.
people to a cause, 99 because they could
songs were "a way of binding
measure except his
feel powerful when he isn't by any
"make someone
read once or twice, but
determination." 79 "A piece of writing might be
tured many banjo songs and articles on playing eternal sound would never
circulation of25,000 a year. The banjo's old,
a
quite be the same again.
of music, and song, to change
Seeger believed deeply in the power
Wilkinson, that
He realized early on, writes biographer Alec
the world.
people to a cause, 99 because they could
songs were "a way of binding
measure except his
feel powerful when he isn't by any
"make someone
read once or twice, but
determination." 79 "A piece of writing might be --- Page 295 ---
Sounding America
?
mission, then, was to be "an im-
"a song is sung over and over. Seeger's
succeeded, in
song. 19 He always tried, and usually
plement for delivering
rather than sitting and listening as was
getting audiences to participate
99 which he joked should be
done in the "European fine arts tradition," 1964 reviewer described
cruel and unusual punishment." A
"ruled to be
song" to an audience by saying "You
how he would lintroduce a "strange
somehow true. "His
all know this one, 77 in the process making it seem
to
was "not a command, but an invitation
inevitable "Sing it with me',"
ofthe
specHis
were "one
phenomenal
share in his joy"1 performances
Carter put it: "When
As British music critic Sidney
tacles of our time."
that he is singing part of you." ""His perforhe sings, you feel, in a sense,
Cantwell, because "unlike
mances have changed lives," wrote Robert
privacy beof
who have secured their personal
the great mass performers
makes in performance, I believe
hind a façade of public masks, Seeger
revelation." 79 In revealing
innocently and unconsciously, a most intimate
them
his audience's hearts and spirits, gathering
himself, he opened up
into a kind of communion. 30
on what
about music and politics, reflecting
Seeger wrote extensively
these
he spoke of chanthe social role of a singer should be. In
writings, much
than
tradition ofmusic that was
larger
neling a vast and powerful
feeling" he sometimes got
him, or any of us. He described the "funny
?? It was "emhim for "some little banjo piece."
after someone applauded
listen to him rather than listening to
barrassing" to have SO many people
to emulate and
of the great banjo players he was seeking
the recordings
putting out an LP of"nothing
learn from. He looked forward to someone
Uncle Dave Macon" SO
but the singing and banjo picking of the late
models. At the
could delve directly into the music of one ofhis
the
people
valuable about performing
same time, however, there was something
to audiences to whom
3 He could "introduce music
role of"intermediary."
And he
stuff would seem too raw, crude, or unintelligible"
the straight
offolk music than any true folk musicould also offer "a broader picture
at his or her own kind of
cian could," since they might be "a genius
Still, hearing him
music-but that one kind is liable to be all he knows."
hear it done
his audience should "go on and
should just be the beginning:
since they were knee high, who
who have been raised on it
by people
whose music blends in with their lives, the way
have it in their bones,
music always ought to. >31
seem too raw, crude, or unintelligible"
the straight
offolk music than any true folk musicould also offer "a broader picture
at his or her own kind of
cian could," since they might be "a genius
Still, hearing him
music-but that one kind is liable to be all he knows."
hear it done
his audience should "go on and
should just be the beginning:
since they were knee high, who
who have been raised on it
by people
whose music blends in with their lives, the way
have it in their bones,
music always ought to. >31 --- Page 296 ---
THE BANJO
creativity as being at the heart of tradiSeeger celebrated ongoing
new traditions out of
tion. "We are all in the process of building up will. But we will do a
old ones, and as folks change, folk music
learn the
many
traditions when we take time to
better, job ofbuilding up new
debates about what constituted
best oft the old." As he wrote in 1960,
lead to dangerous
"folk" music versus "pop" music could easily
true
those that "fascist racists have in defining the
dichotomies, not unlike
races." 99 He quoted the blues singer
difference between colored and white
he'd
was a "folk
who when asked if something
sang
Big Bill Broonzy,
heard horses sing it." The only solusong" replied: "It must be. I never
and categories within
those bent on creating divisions
tion in confronting
through an open and generous apmusic was to "confound the enemy"
A folk song in a
"A song is ever moving and changing.
proach to music.
in a bird book. The
book is like a picture of a bird in midflight, printed continued flying afbefore the picture was taken, and
bird was moving
to think that the picture is the
terwards," 19 and "no one is SO foolish as
would continue
had been changing for generations and
bird." Folk songs
we trust." 99 To briefly capture it
to change "for many generations more,
was the mission oft the
in time, sound it out, and pass it on
in a moment
performer." 32
audiences, with enduring conseWhat Seeger passed on to many
It was that sound
the sound of-and love for-the banjo.
quences, was
The instrument traveled with him
that allowed his songs to take flight.
critic wrote in 1954,
he went a lot of places. As one
and
everywhere--and
"heard in every one ofthe 48 states
his banjo had been in concerts
decided, right then and
Canada." Many who saw him perform
all over
the instrument. For Roger Abrahams,
there, that they had to learn to play
ofhis
folklorists
generation,
who would go on to become one ofthe great
Seeing
in 1953 was an awakening.
hearing Seeger play at Swarthmore
recalled, we realized that
that concert with a friend, Abrahams later
lives.' 1 The first step
what we wanted to do for the rest of our
this was
"went out to buy banjos." Robert
was obvious: they both immediately
encountering Seeger.
Cantwell had a similarly transformative experience
who
his
at a summer camp thanks to a counselor
He first heard
songs
address system. Cantwell heard
played the Weavers songs over the public
77 When he got to the
"a kind of neighborliness, which I never forgot.
of Michigan, "all my friends had guitars or banjos.
University
, Abrahams later
lives.' 1 The first step
what we wanted to do for the rest of our
this was
"went out to buy banjos." Robert
was obvious: they both immediately
encountering Seeger.
Cantwell had a similarly transformative experience
who
his
at a summer camp thanks to a counselor
He first heard
songs
address system. Cantwell heard
played the Weavers songs over the public
77 When he got to the
"a kind of neighborliness, which I never forgot.
of Michigan, "all my friends had guitars or banjos.
University --- Page 297 ---
Sounding America
long-necked banjo, the 'Pete Seeger' model,
Il had a beautiful
white face, white as table linen, a whiskery
with a smiling
that crossed it like the
surface, and a set ofshining steel strings
and I played it constantly. I had a sweetheart
Golden Gate Bridge,
for
and we
who
me a Pete Seeger album my birthday,
too,
gave lonesome banjo tunes carry us out over the yellow
let one ofhis
of tender new caresses where we
hinterlands beyond the bower
Orchestra Hall, and
lay. At last Pete Seeger came to Chicago's
me. It
wide his arms as we sang to him, and it changed
spread
back. 33
ago, and I have not changed
was thirty years
in the folk-music revival are, in varying
"All of us who participate
children," 99 wrote one reviewer in 1964. "It was
degrees ofkinship, Pete's
and told us, 'Here, this thing is simplehe who first put a banjo in our lap
And such was his convicahead and play it. You'll sound great!"
just go
and his conviction became our own: by God,
tion, we did as we were told;
we did sound goodl"ss
these individual conversion exReplicated throughout the country,
boom that
enough that they created a new banjo
periences were common
sickness. "Rash of Banjo Fever Breaks Out
one, journalist diagnosed as a
announced. "Record Hits Start
in the U.S.," a 1955 article from Billboard
Instrument Shortage a
the subtitle read, "TV carries 'Bug;
Epidemic,"
almost could be something straight out of
Problem." 7) The alarming tone
brilliant parody of the ways
Ishmael Reed's 1972 novel Mumbo Jumbo, a
been
music and dance have periodically
African and Affican-American
from a byline in New York,
seen as a threat to the body politic. Reporting
Bill Simon described the scene:
An instrument long regarded as a relic
The banjo is back, by jingo!
shows and even Civil
ofthe ragtime and flapper eras, minstrel
windows
is
fast from hock shop
War days, the banjo disappearing records and on TV.
and showing en masse on phonograph
the fever, and as the supply of
Kids on campuses are catching
have resumed
used instruments is dwindling, manufacturers
of new
of new banjos, including a wide variety
production
models. 35
as a threat to the body politic. Reporting
Bill Simon described the scene:
An instrument long regarded as a relic
The banjo is back, by jingo!
shows and even Civil
ofthe ragtime and flapper eras, minstrel
windows
is
fast from hock shop
War days, the banjo disappearing records and on TV.
and showing en masse on phonograph
the fever, and as the supply of
Kids on campuses are catching
have resumed
used instruments is dwindling, manufacturers
of new
of new banjos, including a wide variety
production
models. 35 --- Page 298 ---
THE BANJO
various causes for the sudden epidemic and atThe article laid out
instrument maker was out ofthe
tendant panic. "Seven years ago every
a series of recordings:
business," ? the author noted. But then came
banjo
used the banjo in their hit recording of "Four
Art Mooney's big band
of New Orleans style jazz. But it
Leaf Clover," and there was a revival
Musiin 1954 and 1955 that the banjo "Aowered profusely."
was starting
including the Ames Brothers'
cians penned songs celebrating the banjo,
that deWith the Banjo, >> and a recording by Sammy Kaye
"The Man
driver for
Back in Town." But the most important
clared "The Banjo's
of Pete Seeger." Ted McCarthy,
the new boom was the "banjo stylings
ofthe National
ofthe Gibson instrument company and director
owner
Manufacturers, offered the requiAssociation of Musical Merchandise
between 1953
statistics: banjo sales increased by a modest 27 percent
site
three months of 1955-with a series of new
and 1954, but during the first
presmarket and Seeger an increasingly popular
banjo recordings on the
a hundred a fifty
audiences-sales were already up
ence among young
months ofthe year before. Gibson, as well as
percent from the first three
out new banjo models to
and other companies, were rushing to put
Vega
sate the throngs of young players.
these
found themselves
Those who picked up the banjo during
years
cultural movement that was experienced as deeply,
at a crossroads of a
the instrument became a way of
personally, transformative. Carrying
of cultural movement,
not just with a sound but with a kind
Beconnecting
to connect with the past.
that
ahead even as it promised
one
pointed
in and disappearances from difcause of its many different appearances the banjo called up a range of
ferent popular music forms in America,
it in the
and symbols. But because many who encountered
references
off from its earlier history, the banjo
1950s were unfamiliar with and cut
different things could
kind
but from which many
itselfwas a
ofrevelation,
Fourth Avenue with
The 'strange lanky fellow ambling up
be projected.
was heading off to combat, with
on his back" might look as ifhe
a banjo
carbine." >9 Rather than being a reassuring
his instrument like a "soldier's
musical tradition-the way
sign ofbelonging to a particular, structured,
banjo was
might have been-the
with a violin or trumpet
a musician
But what was clear was that it
untethered, an invitation to new meaning.
It had always been here,
was in some sense deeply, obdurately American.
with
The 'strange lanky fellow ambling up
be projected.
was heading off to combat, with
on his back" might look as ifhe
a banjo
carbine." >9 Rather than being a reassuring
his instrument like a "soldier's
musical tradition-the way
sign ofbelonging to a particular, structured,
banjo was
might have been-the
with a violin or trumpet
a musician
But what was clear was that it
untethered, an invitation to new meaning.
It had always been here,
was in some sense deeply, obdurately American. --- Page 299 ---
289 Sounding America
it. And it sounded like a place you wanted to
even ifyou had never seen
go home to.37
*
revival of the 1950s and 1960s was about simultaneously conThe folk
tradition, about finding new energy and
necting with and reinventing
and enticing past. It
by seeking a connection to a deep
community
had long done, and in
pivoted around the banjo because the instrument
old
that: sounding like something very
fact had been made to do, just
The instrument played a
constantly reinvented.
even as it was being
that
during the same pesimilar role in another musical form
emerged distinct in its journey:
intertwined with other forms but ultimately
riod,
bluegrass.
ofbluegrass was a man named Bill Monroe,
The recognized founder
Kentucky, in a small
in 1911 and grew up in Rosine,
who was born
he took in the music played by a local
rural community. As a child
recalled
breakthe Foster String Band, who as he later
"played 99 He
group,
few waltzes and little Hawaiian music.'
downs, dance music and a
who hauled freight into
fascinated by an African-American man
was
the blues" as he went, and by the
the community on a mule, "whistling
musician Arnold Schultz.
playing of the blues guitarist and string band with his uncle Pen VanHe first started playing himself as he journeyed
household
traveled the countryside bartering and trading
diver, who
dances in rural homes. As a teenager
goods and playing fiddle for
the
home
other young men from
region-left
Monroe-like many
Illinois, where he
for work and ended up in East Chicago,
looking
trains for Sinclair Oil. He and
barrels off and on freight
stacked gasoline
for extra money and were recruited to
his brothers played house parties
radio station. In their
play on a series of tours sponsored by a Chicago
brothers were marketed as players of"hillbilly
early years the Monroe
the musicians who played this style
music." A writer in 1925 described
southern states, with a
"from the mountain regions of our
as coming
some of which have never been written
collection ofold-time melodies,
fiddler
the
been passed on from fiddler to
through
down but have
generations. >38
stacked gasoline
for extra money and were recruited to
his brothers played house parties
radio station. In their
play on a series of tours sponsored by a Chicago
brothers were marketed as players of"hillbilly
early years the Monroe
the musicians who played this style
music." A writer in 1925 described
southern states, with a
"from the mountain regions of our
as coming
some of which have never been written
collection ofold-time melodies,
fiddler
the
been passed on from fiddler to
through
down but have
generations. >38 --- Page 300 ---
THE BANJO 290
sound driven by Bill's virThe Monroe brothers had a fast, striking
Carolina, and
mandolin playing. They moved to Raleigh, North
tuoso
"What Would You Give in Exchange for Your
released a song called
radio stations. The group disbanded
Soul?" that became a hit on southern
formed his own band. He
by the late 1930s, but a few years later Bill
the mandolin,
to supplement
decided it needed an additionalinstrument
of the
because
"What I wanted was the sound
banjo,
fiddle, and guitar.
player named David
I'd heard it back in Kentucky." He recruited a banjo Akeman was rooted in
Akeman, who went by the stage name "Stringbean."
he told jokes and
the tradition of minstrel and vaudeville banjo playing:
someskits in between songs and, like other white performers,
acted out
left Monroe's band, and
times performed in blackface. In 1945 Stringbean
Earl Scruggs. 39
later Monroe found a replacement banjo player:
a year
in the Piedmont region of North Carolina
Scruggs had grown up
Poole, whose band the
listening to the music of Charlie
and grew up
become
in the state starting in
North Carolina Ramblers had
popular
picking, in which
1918. Their style was centered on three-finger banjo
and middle finger picked the strings rapidly.
the thumb, index finger,
finger-picking
was rootedin the nineteenth-century
Poole's banjo playing
Stewart; but unlike the earlier classtyles championed by Dobson and used the flesh ofthe fingers in order
sical and parlor picking styles, which
his
creating a
softer sound, Poole picked with
fingernails,
to create a
He played in a "raggy, percussive style" with
brighter and stronger sound.
pulse ofthe older mounupbeat that "echoed the rhythmic
a prominent
" He often played high up the neck
tain clawhammer and frailing styles."
the music. He was also heavily
with "tight, stiff chords" that accentuated
of a musician
music, notably the banjo playing
influenced by ragtime
famous for
the "banjo rag"
named Fred Van Eps, who had been
death playing other bands mainin vaudeville acts in the South. After Poole's
Among them
tained the style spread by the North Carolina Ramblers.
Snuffy
String Band, fronted by the banjo player 40
was the popular, Jenkin's
picking style.
Jenkins, who played with a fast, bright three-fingered transforming their
Scruggs brought this style to Monroe's group,
had difficulty
Whereas Stringbean sometimes
music in the process.
Monroe's galloping mandolin
keeping up with the fast tempo set by
fast and bright. As he travplaying, not SO with Scruggs. He played banjo who were not familiar
eled with Monroe's band, he wowed audiences
in Nashville "no
Carolina
style. As he later recalled,
with the
picking
was the popular, Jenkin's
picking style.
Jenkins, who played with a fast, bright three-fingered transforming their
Scruggs brought this style to Monroe's group,
had difficulty
Whereas Stringbean sometimes
music in the process.
Monroe's galloping mandolin
keeping up with the fast tempo set by
fast and bright. As he travplaying, not SO with Scruggs. He played banjo who were not familiar
eled with Monroe's band, he wowed audiences
in Nashville "no
Carolina
style. As he later recalled,
with the
picking --- Page 301 ---
291 Sounding America
style before. People would gather around
one had heard the three-finger
talented and
almost.' 97 But he was preternaturally
me like I was a freak
never before heard." His
"could play the melody on the banjo in a way
introduced
became a hallmark oft the band. Monroe
banjo playing soon
and his fancy banjo, 97 and frequently his
him on stage as "Earl Scruggs
review of Monroe's band desolos "brought down the house.". A 1947
makes the banjo
as "the boy from North Carolina, who
scribed Scruggs
"who bears
77 The New York Times saw Earl Scruggs as a musician
talk.'
banjo that Paganini does to
about the same relationship to the five-string
the violin." >41
banjo" style was a central part
Scruggs's "pyrotechnic three-finger
Scruggs, like Charlie
of what set Monroe's band apart: speed and pitch. and in time began
played with his fingernails
Poole and Snuffy Jenkins,
attached to the ends ofthe
finger
shaped like spoons
to use metal
picks,
sound. This added one
fingers, to create an even stronger and brighter
the banjo that had
to the steady increase in metal surrounding
more layer
bringing the transformation from
begun in the mid-nineteenth century,
the modern metallic sound
the mellow gourd and minstrel instruments to
in
and
to that of the banjo jazz
to its extreme. This tone was similar And in fact the connection goes
ragtime, with its hard-strumming styles.
roll, "with its groups
deeper than that. Scruggs's famous three-fingered
phrase" made
of
is identical to the basic ragtime
of three and one two,
father was a banjo player.
by the pianist Scott Joplin-whose
most popular
tradition in
banjo playing was tied to the African-American
Bluegrass
the long tradition of clawhammer styles
muliple ways, both through
recent innovations ofjazz
rooted in the rural south and through the more hidden by the way it has
Though this fact has often been
and ragtime.
much rooted in African and Afrobeen marketed, bluegrass is very
oft the banjo and
musical traditions, both through the presence
Atlantic
ofits music. 42
through the larger structures
Earl
and guitarist Lester
band with
Scruggs
Bill Monroe's legendary
its name from the nickname
Flatt was called the Blue Grass Boys, taking
itselfbecame
of
But the term "bluegrass"
for his home state Kentucky. in the mid to late 1950s as a result
attached to the music firmly only
revival. By the early 1950s
ofthe links and connections with the folk
notably in
popular among urban audiences,
the music was increasingly
involved in the folk revival, espeWashington, DC. For many oft those
because it showed
cially fans of Pete Seeger, bluegrass was attractive
's legendary
its name from the nickname
Flatt was called the Blue Grass Boys, taking
itselfbecame
of
But the term "bluegrass"
for his home state Kentucky. in the mid to late 1950s as a result
attached to the music firmly only
revival. By the early 1950s
ofthe links and connections with the folk
notably in
popular among urban audiences,
the music was increasingly
involved in the folk revival, espeWashington, DC. For many oft those
because it showed
cially fans of Pete Seeger, bluegrass was attractive --- Page 302 ---
THE BANJO 292
them that "the
of music
five-string banjo was alive and well" in a
connected to southern folk
thriving form
impressed and attracted
traditions. Earl Scruggs's playing
brother
many other musicians. "We would
Pete's house, ?7 Pete's brother Mike
gather at my
to figure out what Earl
Seeger later recalled, "and try
Scruggs was doing. We'd
to figure out. One
share what we were able
ofhis
person might get very, very close to Earl
appearances and then try to learn that
during one
would be shared with
way. Then that
at the next
information
players who
get-together." In New York, the
gathered in Washington
banjo
to play Scruggs's style. In
Square Park traded tips on how
1955, when Pete
his five-string banjo instruction
published a new edition of
manual, he included
chapter on "Scruggs-style banjo. 77 And in
a new short
an LP for
1957 Mike Seeger
Folkways records called American
produced
liner notes included the first
Banjo Scruggs Style, and the
ofmusic. 43
use of the term "bluegrass" to describe a style
Two years later Mike Seeger produced another
Mountain Music Bluegrass Style, which
Folkways LP called
tion of the style.
offered the first detailed descripdirect outgrowth "Instrumentally," Seeger wrote, "bluegrass music is a
oftraditional hill music styles, its
features being that it has no electrified
two most distinctive
string banjo for lead or
instruments and that it uses a five
corn-shucking
background in all songs." >7 It came out ofthe "old
party banjo and fiddle music," 2
ballads and religious music ofthe
Seeger went on, as well as
southern
and most competent form" in
mountains. It took "its classic
with Monroe's
the years after World War II,
band. As for the songs, they were most
especially
successful love" but also covered
often about "unand almost
"home, mother, catastrophes,
anything under the sun.'
religion,
word about bluegrass music
Seeger's LP helped to spread the
were invited
among folk revivalists, and
to festivals and
bluegrass bands
urban settings sometimes
colleges. The concerts at colleges and in
fell flat with audiences used to
politics and styles ofthe folk revival.
the left-wing
comedy
The references to
and
routines, as well as the styles of dress,
religion
the
many college kids. But the "fast
were a bit of a reach for
been enthusiastically
instrumentals". on the banjo, which had
embraced by the folk revival, cut
ferences, bringing audiences
through the dif
The
together as it SO often had before.44
early entanglements of folk and
scured by the condensation of
bluegrass would, in time, be obnew symbols and marketing around the
styles ofthe folk revival.
the left-wing
comedy
The references to
and
routines, as well as the styles of dress,
religion
the
many college kids. But the "fast
were a bit of a reach for
been enthusiastically
instrumentals". on the banjo, which had
embraced by the folk revival, cut
ferences, bringing audiences
through the dif
The
together as it SO often had before.44
early entanglements of folk and
scured by the condensation of
bluegrass would, in time, be obnew symbols and marketing around the --- Page 303 ---
Sounding America
of a longer process through which a set
music. This was a continuation
contributed to what Karl
ofassumptions about race and music ultimately who marketed music,
sound." Those
Hagstrom Miller calls "segregating
claimed and cemented a sharp
and often those who studied it as well,
that was
the music ofblacks sand whites, a distinction
distinction between
audiences. This repreand characterize each to mass
used to promote
ofthe music, which had constantly
sented a radical erasure of the truth
where distinguishing
social and racial boundaries, to the point
crossed
what is "black" in American music is esbetween what is "white" and
however, the distinctions
impossible. Like other racial fictions,
sentially
and cultural impact to this day. They
have had an enduring interpretive the
as a "white" instrument
are one reason that many came to see
banjo
almost surreal,
during the mid to late twentieth century-a remarkable,
silencing. 45
act ofhistorical
the
in which bluegrass, despite its
One result of this has been
way
of a backwards,
has come to be associated with negative images
origins,
the 1970s the most famous popular representation
rural white south. By
Deliverance about a canoe trip by Atofthe banjo was in the 1972 movie
horribly wrong. In
businessmen into the Georgia wilderness gone
lanta
of convivial interaction between one guitarthe film there is a moment
boy with an
businessman and a porch-bound rural banjo-playing
the inplaying
teeth. But, in the broader plot of the film,
odd look and funny
primitive, and frightening
strument registers as a symbol for a backward,
the Dixie Chicks,
southern culture. In a 2012 review of an album by
white
expressed the consequence ofs such
the comedian Kid Mero humorously
he
unless
associations: "Here's a secret you may not know," explained, (banjoes?)
either "in the music industry or a minority"; "Banjos
you are
racist." 99 "If you played a Martin Luther King
make everything sound
the
he went on, it
Jr. speech and had a banjo playing in
background,"
>46
sound like "Rush Limbaugh at a Klan rally."
would make him
anchored music, thriving in fesBluegrass has remained a strongly
music. And it
influencing more popular forms of country
tival circuits,
oft them embarking on
called people to the banjo, many
has persistently
almost-or: at least just a little bit-like Earl
an never-ending quest to play
U.S. culture,
Scruggs. It is a curious artifact oflate twentieth-century surrounding
racial and cultural fault lines, that the image
with its enduring
themselves-is SO often
cultivated by practitioners
the music-sometimes
Klan rally."
would make him
anchored music, thriving in fesBluegrass has remained a strongly
music. And it
influencing more popular forms of country
tival circuits,
oft them embarking on
called people to the banjo, many
has persistently
almost-or: at least just a little bit-like Earl
an never-ending quest to play
U.S. culture,
Scruggs. It is a curious artifact oflate twentieth-century surrounding
racial and cultural fault lines, that the image
with its enduring
themselves-is SO often
cultivated by practitioners
the music-sometimes --- Page 304 ---
THE BANJO
roots ofboth its style and its most visible
unhinged from the Afro-Atlantic
divisions have been articulated
and symbolic instrument. But whatever has also centrally served to prethrough and projected onto the music, it
streaks through the music.
serve and raise up: an instrument whose history
countless
and recordings have inspired
Earl Scruggs's performances
County, California, a teenager
banjo players. Growing up in Orange
of
Mountain
Steve Martin heard Scruggs's rendition "Foggy
named
learn to
the banjo. "I had taught myself
Breakdown" and decided to
play
and
out the songs
slowing down banjo records on my turntable
picking
by
to practice without
note, 77 Martin later recalled. "The only place
not by
in the house was in my car, parked on the street with
agonizing everyone
the middle of August. 99 The banjo turned
windows rolled up, even in
as a comedian at the
out to be the perfect prop as he developed a persona "hillbilly" routines that
Knott's Berry Farm amusement park, performing
Martin tapped into
combined jokes with musical numbers. In the process
he was, in a
tradition stretching back to the nineteenth century:
a long
became a fundamental part ofhis comedic
way, a late minstrel. The banjo
his often surreal and hipersona, featuring on his posters, accompanying
who deconstructed
Martin ultimately became a comedian
larious songs.
who simultaneously captured and upcomedy, an incomparable persona has neverl left his side, and he ranks
ended theatrical traditions. The banjo
bluegrass musicians in the country.?
today as one ofthe great
innovators rooted in bluegrass,
The past decades have seen many new
Trischka, and Bela Fleck,
the brilliant banjoists Bill Keith, Tony
including
of banjo music that drew on the bright
who would create an explosion
it in new directions, even back
electric styles ofb bluegrass but also took
about the banjo that during
to Africa once again. And it says something forms that are often seen
decades it sounded out in parallel musical
many
different political and regional affiliations--but
as expressions of totally
like America, whatever America
still somehow always sounding just
might mean.
*
Frank Tavenner asked Pete
"What is your profession or occupation?" Un-American Activities ComSeeger in 1955, at a hearing ofthe House
things," 17 Seeger replied,
"Well, I have worked at many
mittee (HUAC).
electric styles ofb bluegrass but also took
about the banjo that during
to Africa once again. And it says something forms that are often seen
decades it sounded out in parallel musical
many
different political and regional affiliations--but
as expressions of totally
like America, whatever America
still somehow always sounding just
might mean.
*
Frank Tavenner asked Pete
"What is your profession or occupation?" Un-American Activities ComSeeger in 1955, at a hearing ofthe House
things," 17 Seeger replied,
"Well, I have worked at many
mittee (HUAC). --- Page 305 ---
295 Sounding America
student of American folklore, and I make
"and my main profession is as a
opinion." 79
of damning in some people's
my living as a banjo picker-sort
shirt, and a yellow tie; and his
Seeger was dressed in a tweed jacket, plaid
audience
his banjo at the ready. Throughout
wife, Toshi, sat in the
holding
to listen to a few ofhis
the hearing Seeger tried to get the committee
the places he
wouldn't, even though it was his songs-and
songs. They
which he was on trial.8
had sung them-for
arriving that day: to invoke the First
Seeger had made a choice before
his right to free speech. It was a risky approach.
Amendment and defend
called before the committee, inSeveral other musicians who had been
answered the commitfolk singers Burl Ives and Josh White, had
Fifth
cluding
indictment. Some had invoked the
tee's questions and escaped
self-incrimination but
Amendment, which gave them the right to refuse
Others,
that they were in fact guilty ofsomething.
in the process suggested
and challenged the comincluding Pete's father Charles, had appeared
But when
refusing to answer certain questions.
mittee in various ways by
directors had done SO in 1947, they had
ofHollywood writers and
was
a group
of Congress. Still, Seeger felt that this
ended up in jail for contempt
there," he told his athe could pursue. "I want to get up
>49
the only option
for what they are, the worst of America.'
torney, "and attack these guys
effects of
repression for
then Seeger had been feeling the
political
By
at a concert in Peekskill, New
several years. In 1949 he had performed
Party's civil rights
to raise money for the Communist
York, organized
attended, and Seeger played a few songs
thousand
activism. Twenty-five
Paul Robeson, took to the stage. Just
on his banjo before the main act,
of demonstrators linked to
outside the concert, however, a small group
Klan shouted at the crowd, calling them "nigger-lovers."
the Ku Klux
and forced the departing
The police were in cahoots with the protestors
who
narrow road, which was flanked by protestors
cars down a single
All the windows of Seeger's car were
threw rocks at the passing cars.
were covered in
and Toshi and his three-year-old son, Danny,
smashed,
the two-mile gauntlet. The next
shards of glass by the time they escaped
to identify the
called Red Channels, which purported
year, a pamphlet
media,
out Pete Seeger. By 1951
Communist influence on the U.S.
singled
found their
found themselves blacklisted and increasingly
the Weavers
cancelled. By late 1952 the group had
radio appearances and concerts
disbanded. 50
Seeger's car were
threw rocks at the passing cars.
were covered in
and Toshi and his three-year-old son, Danny,
smashed,
the two-mile gauntlet. The next
shards of glass by the time they escaped
to identify the
called Red Channels, which purported
year, a pamphlet
media,
out Pete Seeger. By 1951
Communist influence on the U.S.
singled
found their
found themselves blacklisted and increasingly
the Weavers
cancelled. By late 1952 the group had
radio appearances and concerts
disbanded. 50 --- Page 306 ---
THE BANJO
venues, Seeger turned
Unable to perform in established performance his
In concerts to
churches and other gathering places to share songs.
to
would remind the young that protest and hope for
college audiences, he
could sing along with
world were alive and well as long as they
a better
rallies, particularly those
him. He always made time to play at political Louis he joined a gathof the Civil Rights Movement. In 1953 in St.
Labor Council, which was leading a campaign
ering ofthe local Negro
at the local Sears. The group had
against racial discrimination in hiring and the crowd a South African
its own chorus, and Seeger taught them
as
went out to
called "Baleka." 7 He then joined the protestors they
chant
white man with a long-necked banjo
picket Sears: "a single tall, skinny
with rhythmic
leading the pickets in a complex African chant, interspersed audiences the banjo
in English about Sears bigotry." For many
phrases
performances often brought his audiences
sounded out freedom. Seeger's
to tears.51
before HUAC in 1955. The
remained defiant when called
Seeger
with documentation showing
committee's approach was to present Seeger
to the Communist
had
at events sponsored by or linked
he
performed
that he was indeed there. They began
Party and to ask him to confirm
Worker saying he had performed
by reading an advertisement in the Daily
9 and asked Seeger
in 1947 at the "Allerton Section housewarming, Party." He replied: "Sir,
whether this was a "section ofthe Communist
from the New
that
whether it was a quote
I refuse to answer
question,
he announced: "I am
York Times or the Vegetarian Journal." When pressed,
as to my association, my philosophical
not going to answer any questions in
election, or any ofthese private
beliefs, or how I voted any
or religious
questions for any American to
affairs. I think these are very improper
19 When asked about
under such compulsion as this."
be asked, especially
event, a 1948 May Day Rally,
whether he had "lent his talent" at another He had never done anyhe again refused to answer the question.
that because his
and resented the implication
thing conspiratorial"
committee that he was "any less of
opinions differed from those ofthe
deeply, sir."
American than anybody else. I love my country very
any
toward preserving its institutions?"
"Why don't you make a contribution
>52
"I feel that my whole life is a contribution.'
he was asked.
question about whether he'd sung
Seeger never answered a specific
confirmed that he
event. He gladly
a particular song at any particular
ent his talent" at another He had never done anyhe again refused to answer the question.
that because his
and resented the implication
thing conspiratorial"
committee that he was "any less of
opinions differed from those ofthe
deeply, sir."
American than anybody else. I love my country very
any
toward preserving its institutions?"
"Why don't you make a contribution
>52
"I feel that my whole life is a contribution.'
he was asked.
question about whether he'd sung
Seeger never answered a specific
confirmed that he
event. He gladly
a particular song at any particular --- Page 307 ---
Sounding America
had sung certain songs in his life as a performer but declined "to say who
has ever listened to them, who has written them, or other people who
have sung them.' 99 One ofthe songs the committee pressed him about was
"Wasn't That a Time," which he had co-written with Lee Hayes and
performed with the Weavers. It celebrated the long history of resistance
to tyranny, from Valley Forge to Gettysburg, recalling the heroism of
those who stood fast in difficult times. The chorus went:
Wasn't that a time, wasn't that a time,
A time to try the soul of man,
Wasn't that a terrible time?
Then the verses oft the song turned from past to present:
And now again the madmen come,
And should our vic'try fail?
There is no vic'try in a land
Where free men go to jail.
Isn't this a time!
Isn't this a time!
A time to try the soul of man,
Isn't this a terrible time?
When asked whether he had sung this song at a recent Fourth ofJuly
event, Seeger again demurred. "I have sung that song. I am not going to
go into where I have sung it. I have sung it in many places." ? He then offered to sing it for the committee: "I can sing it. I don't know how well
I can do it without my banjo. When the committee refused his invitation, he told them: "I am sorry you are not interested in the song. It is a
good song. 99 As the committee pressed him, Seeger finally exclaimed: "I
have sung for Americans of every political persuasion, and I am proud
that I never refuse to sing to an audience, no matter what religion or color
of their skin, or situation in life. I have sung in hobo jungles, and I have
sung for the Rockefellers, 3 he added. "I am proud of the fact that my
songs seem to cut across and find perhaps a unifying thing, basic humanity, and that is why I would love to tell you about these songs,
is a
good song. 99 As the committee pressed him, Seeger finally exclaimed: "I
have sung for Americans of every political persuasion, and I am proud
that I never refuse to sing to an audience, no matter what religion or color
of their skin, or situation in life. I have sung in hobo jungles, and I have
sung for the Rockefellers, 3 he added. "I am proud of the fact that my
songs seem to cut across and find perhaps a unifying thing, basic humanity, and that is why I would love to tell you about these songs, --- Page 308 ---
THE BANJO
with me more, sir." He added a perbecause I feel that you would agree
committee was from Western
sonal plea: one of the members of the
from your home
and Seeger told him: "I know many songs
Virginia,
and I hitchhiked through there and stayed
county, Carbon, and Monroe,
in the homes of miners." >53
indicted for contempt
went home that day, but in 1957 he was
Seeger
he left New York, he was required to send a teleofCongress. Whenever
and how he was
saying where he was going
gram to the government
until 1961 to bring the case
traveling there. But it took the government
conference
Before
into court, Seeger organized a press
to trial.
going
journalists, including
where he sang three songs to the assembled with his banjo. The
"Wasn't That a Time," accompanying his singing
from
after his final song, and he read a statement
journalists applauded
that Seeger should "be a free man,
poet Carl Sandburg, who declared
for the audiences who love
roving the American landscape, singing
7 But in a courtroom
him, Republican, Democrat, and independents." found guilty. At his
with five hundred spectators, Seeger was
packed
noted that HUAC had not allowed him to sing
sentencing hearing, he
trial," he asked the
"Wasn't That a Time." >7 Since it was "apropos ofthis
not," 9
it here before I close?" "You may
judge for "permission to sing
at a Weavers
had in fact once heard Seeger sing,
replied the judge-who
will hear it some other time," Seeger conconcert. "Well, perhaps you
and I am proud of the songs I
cluded. "A good song can only do good,
have sung. >54
overturned on a technicality. By then,
In 1962 Seeger's sentence was
the 1960s, as many
the influence ofHUAC was waning. Still, throughout
on televihit the
charts and were invited to play
other folk singers
pop
some singers refused to apsion and radio, Seeger wasn't. In solidarity,
he, Toshi and their three
until Seeger was allowed. In 1963
pear on shows
vernacular music in difaround the world to study
children took a trip
he would perform in the coming
ferent contexts, learning songs that
in India Seeger pervisited thirty countries, and at one point
years. They
concert. But back home
thousand people at an outdoor
formed to sixty
around smaller concerts at colSeeger's musical life continued to center
the
circulated among fans, animating
leges and schools. His recordings
and banjo playing all
folk revival. In time that probably made his singing cultural force, supfor it became a kind of tectonic
the more powerful,
around the world to study
children took a trip
he would perform in the coming
ferent contexts, learning songs that
in India Seeger pervisited thirty countries, and at one point
years. They
concert. But back home
thousand people at an outdoor
formed to sixty
around smaller concerts at colSeeger's musical life continued to center
the
circulated among fans, animating
leges and schools. His recordings
and banjo playing all
folk revival. In time that probably made his singing cultural force, supfor it became a kind of tectonic
the more powerful, --- Page 309 ---
Sounding America
invisible, but inciting long-term transforpressed and often somewhat
mations in ways of seeing and hearing nonetheless. the Civil Rights
contributions to
One of Seeger's most enduring
a foundational
Movement was helping to turn "We Shall Overcome"into
In
old
one sung by the Fisk Jubilee Singers.
anthem. It was an
spiritual,
Affican-American
Alabama in 1909 a miner's union that brought together
it, and "that good old song was sung at every
and white workers adopted
Affican-American women, on
meeting." ? And in 1946 workers, mostly
the song on
South Carolina tobacco factory sang
strike at a Charleston,
slowly
SO that the harmony
the picket line. They sang it "very, very Some of the strikers visited
could develop, with high and low voices."
the
to the music
Folk School in Tennessee and taught song
the Highlander
Pete
It was published in 1948 in
director there, who taught it to
Seeger.
to circulate in
of People's Songs and in the 1950s began
the newsletter
and
circles. Seeger "gave it a banjo accompaniment"
union and protest
"Shall." In 1956 he sang the song at a gathering
changed the "Will" to
included Martin Luther King
School, to a crowd that
at Highlander
who had just led the Montgomery Bus BoyJr. and Ralph Abernathy,
in the back seat of a car, King said "We
cott. Traveling the next day,
doesn't it?"55
song really sticks with you,
Shall Overcome'-that
the song at the founding convention
In 1960 another musician sang
Committee and started the traofthe Student Nonviolent Coordinating ofthem" and grasping hands
dition of"everyone crossing arms in front
recorded the
slowly from side to side." Seeger
with each other, "swaying
and the album sold half a milsong at a 1963 concert at Carnegie Hall,
if
don't copyright this
His manager warned him: "Pete, you
lion copies.
character will. He'll put new lyrics in like 'Baby,
song, some Hollywood
77 Along with two others Seeger copylet'syou and me overcome tonight.
SO that all royalties
of the song but set it up
righted an arrangement
Fund" chaired by singer and activist
would go to a "We Shall Overcome
"black music in the South."
Bernice Johnson Reagon and used to support
1960s and circulated
It became the soundtrack to protest throughout the
outside Calcutta
in 1994 Seeger was visiting a village
globally as well:
him in
and a man and his daughter sang it to
Bengali.
In
had become an icon ofthe counterculture.
By the late 1960s Seeger
television-he began filming his own
1967-still banned from network
Toshi produced the
called Rainbow Quest, for public television.
show, --- Page 310 ---
THE BANJO 300
Heights High School," 1967.
"Pete Seeger at the Yorktown
James Kavillines,
Library of Congress.
Johnny
ofthe show, while Pete invited musical guests. didn't ask for a
thirty-nine episodes
stoned but played a great set-and and
Cash came on the show
Brothers came on
played
The Stanley
dressed
penny for the appearance.
banjo player Roscoe Holcomb, show.37
bluegrass, and the great Kentucky
was featured in another
and hat, like an undertaker,"
"in a suit
BANJO 300
Heights High School," 1967.
"Pete Seeger at the Yorktown
James Kavillines,
Library of Congress.
Johnny
ofthe show, while Pete invited musical guests. didn't ask for a
thirty-nine episodes
stoned but played a great set-and and
Cash came on the show
Brothers came on
played
The Stanley
dressed
penny for the appearance.
banjo player Roscoe Holcomb, show.37
bluegrass, and the great Kentucky
was featured in another
and hat, like an undertaker,"
"in a suit --- Page 311 ---
301 Sounding America
criticizing the Vietnam
In 1967 Seeger also wrote a powerful song
river in the newsof U.S. soldiers fording a
War. He saw a photograph
came to him. The
and the phrase Waist Deep in the Big Muddy"
paper,
in 1942 and tells the cautionary tale of a captain
song is set in Louisiana
river, and he ultihis recalcitrant soldiers must cross a deep
who insists
Seeger later explained,
mately drowns in the water. "It was an allegory,"
7> The blindly stubborn captain was Lyndon
"and a very obvious one."
told to wade into a muddy
the soldiers in the song all those being
Johnson,
in Moscow. In Sepconflict. Seeger sang the song on tour, including
television, on
tember of 1967 he was, finally, invited to play on network
hit
Hour. He played his much-beloved
the Smothers Brothers Comedy
and then "Waist Deep in
Wimoweh, 9 based on a South African song,
had
But before the segment was aired, the producers
the Big Muddy."
that song. Seeger exposed what had
where he played
cut out the segment
that the airwaves were being
happened in the New York Times, noting
invited back by the net-
"censored for ideas as well as for sex." He was
and this time performed the song to an audiwork in February of 1968,
ence ofs seven million people. 58
decorated his banjo with a circle
It was for this appearance that Seeger
an
to his
What he wrote was homage
ofwords, along with a peace sign.
World War II had written on his
Guthrie, who during
mentor Woody
Fascists." 97 The slogan actually came from
guitar: This Machine Kills
had written this on the machines they
workers in munitions factories who
version in 1968 was: "This
for the war. Seeger's
used to make weapons
But it encapsuSurrounds Hate and Forces It to Surrender."
Machine
had done and would continue to do: offer
lated what he hoped his banjo
else in its
that could confront a violent world and put something
music
its stated truth one day at a concert near Seeger's
place. The banjo bore out
he
a man walked up to him
home in Beacon, New York. After played,
"I think I should tell
and shook his hand. "Mr. Seeger," ?" he announced,
afternoon to kill you. A Vietnam vet, the man
you, I came here this
the war. But he had first listened
stance against
was enraged by Seeger's
with the rest ofthe audience,
to him playing his banjo, and began to sing
he told Seeger behis hatred faded away. "I feel cleansed,"
and suddenly
fore walking away.
Guthrie, who at the
had written a letter to Woody
In 1956 Seeger
disease that eventually took
from the Huntington's
time was suffering
"Mr. Seeger," ?" he announced,
afternoon to kill you. A Vietnam vet, the man
you, I came here this
the war. But he had first listened
stance against
was enraged by Seeger's
with the rest ofthe audience,
to him playing his banjo, and began to sing
he told Seeger behis hatred faded away. "I feel cleansed,"
and suddenly
fore walking away.
Guthrie, who at the
had written a letter to Woody
In 1956 Seeger
disease that eventually took
from the Huntington's
time was suffering --- Page 312 ---
THE BANJO
don't get more letters from me? I feel
his life. "Do you know why you
and whanging away on
you're here all the time. Singing your songs,
I
like I first heard you do. Same way everywhere
mandolins and guitars
that summer to play "where kids
go." Seeger had visited camps during
up or trying to
holler out in that nice open way kids do, not covering Woody's song:
their voices sound pretty"; they were all singing
make
land, this.
"In a way, we are all your children,
"This land is yourrr
only had eight kids, but you ended
Woody. You may have thought you
several million or billion not
having several hundred thousand, there's
up
even born yet. >60
Those like HUAC who
In a sense the same could be said of Seeger.
blunder. They kept
silence him ultimately made a great strategic
tried to
but instead he crisscrossed the country
him offt the radio and television,
schools, at colleges
concerts, at camps and elementary
and sang at smaller
teachers taught his songs to the next
and protests. A generation of music
died in 2014, one of
who then did the same. When Seeger
atgeneration,
touched by him remembered, as a child,
the many whose lives were
house in Beacon,
over the hill from Seeger's
tending a Jewish camp. just
Mt. Beacon with his banjo in tow
New York. "He would climb over
his farm to get to
the
They had to cut across
just to sing to
campers."
them coming, "he rushed out
and whenever he was home and saw
town,
it began to rain SO he rushed us into his
to greet and sing to us. One day
this
went on voter
and entertained us there." Later, when
camper
barn
during the Civil Rights movement, she
registration drives in the South
strumming his banjo and
recalled how "Mr. Seeger was always around,
she recalled, "on
his songs. 97 She and her husband were married,
singing
Pete Seeger was finally allowed to appear
September 10, 1967, the day
important to me; our
television. I don't remember which was more
on
that Mr. Seeger would be on TV."a
marriage or
and moving appearances came six
One of Seeger's most important
the mall the day before
before his death, when he performed on
end
years
His appearance came at the
President Obama's 2008 inauguration.
ofmusicians parade
concert that had seen an incredible pastiche
of a long
Renée Fleming to U2. Seeger took
by, from Beyonce to Garth Brooks to
president. He was wearing
the
after a speech by the soon-to-be
to stagejust:
wool cap and was fanked by his
jeans, a Alannel shirt, and a floppy
and Springand by Bruce Springsteen;
grandson Tao Rodriguez-Seger --- Page 313 ---
303 Sounding America
"This Land Is Your Land," 2009.
Pete Seeger sings
Donna Lou Morgan,
(Wikimedia Commons).
and said he
folk music,"
him as "the father of American
about our home."
steen introduced
the greatest song ever written
And
would sing "perhaps
give you the words," Seeger announced. Land" on his
"You sing it with us-we'll
of"This Land Is Your
he
out the first notes
the mall, clear, infinite,
then picked
stretched out across
banjo. The notes rang out,
Page 313 ---
303 Sounding America
"This Land Is Your Land," 2009.
Pete Seeger sings
Donna Lou Morgan,
(Wikimedia Commons).
and said he
folk music,"
him as "the father of American
about our home."
steen introduced
the greatest song ever written
And
would sing "perhaps
give you the words," Seeger announced. Land" on his
"You sing it with us-we'll
of"This Land Is Your
he
out the first notes
the mall, clear, infinite,
then picked
stretched out across
banjo. The notes rang out, --- Page 314 ---
THE BANJO I 304
across the Tidal Basin all the way out to the Washington Monument,
where I was standing.
The freezing crowd was pretty young, with lots of people in their
twenties and thirties; but it was Seeger's banjo, rather than anything that
had come before, that for the first time set everyone, unanimously, bopping and singing along. We were his children, there, back in elementary
school with our hippie music teachers. It turned out we needed Seeger
to feed us the words, for there were a few verses most of us had never
learned in the expurgated versions we had been taught: the more radical
verses Woody Guthrie had written, describing his people waiting in soup
lines and at the Relief Office, and pointing out that if a sign said "No
Trespassing" on one side, well "On the other side, it didn't say nothing.
This land belongs to you and me!"
Seeger knew precisely what he was doing singing these trenchantly
political verses on the steps ofthe Lincoln Memorial that day. He smiled
as he called out those verses, for Woody and for us. And he did SO in a
spot layered with a history ofdreams-the African-American opera singer
Marian Anderson's 1939 concert on the Mall, after Constitution Hall refused to have her sing because she was black, Martin Luther King's 1963
"I Have a Dream Speech, the protests against the Vietnam War-and
played an instrument with an even deeper history. Right there, calling
all of us to join together in community to sing a different future, the
alvays-wandering banjo was right at home. --- Page 315 ---
Epilogue
TODAY, THE BANJO IS ON THE MOVE. You can hear it backing up Ani
DiFranco or Taylor Swift and find it at the center ofthe music of Mumford and Sons and Old Crow Medicine Show. You can catch a sold-out
concert and hear Bela Fleck or Tony Trischka play jaw-dropping solos
on the instrument and Abigail Washburn sing a traditional Chinese tune
accompanied by her banjo. You can hear it chunking along with old jazz
standards at Preservation Hall in New Orleans, but you'll hear it on the
streets there too. Each year, across the country, hundreds gather in various "banjo camps" to learn to play and share songs, finding themselves
in a world where every single person is walking around with a banjo. And of course you can hear the banjo at summertime bluegrass concerts
and a thousand old-time jams from Chapel Hill homes to Brooklyn pubs. In the south of France, a yearly festival brings together banjo obsessives
from throughout the country and beyond. You can hear the instrument
in Japan, in North Africa, and on the street in Jacmel, Haiti. The banjo
can seem like it is everywhere, and in a way it is: in flight, sounding out
unhesitant in places you expect it and places you don't. The banjos that are seen and heard today are mostly the complex
metallic contraptions inherited from the great explosion ofbanjo manufacturing of the late nineteenth century. After more than a century of mass
production ofthe banjo, our country is quite literally littered with them. There are beautiful banjos, collected and cared for by lovers of the
instrument, catalogued and exhibited, their necks inlaid with gorgeous
pearl, their tuning mechanisms and tone rims and brackets testament
--- Page 316 ---
Epilogue
to the devotion and genius of
there are plenty of cheap
generations of instrument makers.
banjos that are seen and heard today are mostly the complex
metallic contraptions inherited from the great explosion ofbanjo manufacturing of the late nineteenth century. After more than a century of mass
production ofthe banjo, our country is quite literally littered with them. There are beautiful banjos, collected and cared for by lovers of the
instrument, catalogued and exhibited, their necks inlaid with gorgeous
pearl, their tuning mechanisms and tone rims and brackets testament
--- Page 316 ---
Epilogue
to the devotion and genius of
there are plenty of cheap
generations of instrument makers. And
bent, but
banjos, too, in attics and
sometimes just as good for
pawnshops, buzzing and
along. knocking out a tune and singing
But we are also living in a time where all the
history are coming alive again. The
layers of the banjo's
cessfully transformed
Carolina Chocolate Drops have
a relatively obscure brand of
sucback into a beloved and popular
string band music
sound, and banjo
part of this group-Dom
players who have been
Flemons, Rhiannon Giddens, and
McCalla-keep the instrument
Leyla
now buy beautifully made
humming in their solo careers. We can
makers of the
banjos in the style of Boucher or other
minstrel age, with large pots and less
banjo
necks. Other - banjo makers are
metal and fretless
when it is time to harvest
going back further: they grow gourds and,
them, dry them and cut them
delicately attach skins to them with tacks
carefully. They
and careful artistry of those
or chords, reliving the arduous
who, centuries
ments. They look to
ago, first built the instruimages like The Old Plantation or
ings, or to the Haitian banza in
Sloane's engravbring back that old
Paris, and find themselves inspired to
sound, the mellow hum of plant and
process they make sure that
wood. In the
remembered but
every generation of the banjo is not
resurrected. just
Where will the instrument
mulated history sound out? journey from here? How will its accuis the musicians
That part ofthe story is as yet
to come who will keep it living,
unwritten: it
through our cultural and sonic
twisting, and spiraling
they pick up the instrument, landscape. But wherever and whenever
be inheriting
whatever song they choose to play, they will
something from those musical
the
ancestors who first
instrument on the plantations ofthe Caribbean
invented
They will feel the hum ofan
and North America. tural boundaries and
instrument that was created to cross culcreate new solidarities. will
object that has been reinvented
They
hold on to an
after
over and over again but made
generation feel like they were
generation
tion. In its richness and
connecting to deep wells of tradihas been
flexibility as both sound and
a tremendous, inexhaustible
symbol, the banjo
sound ofstrings
gift. Whenever we listen to that
humming over skin, we should remember to
ofthanks to those who, in the midst of
say a word
created this source ofillumination,
unimaginably dark conditions,
solidarity, and unending wonder. --- Page 317 ---
NOTES
ACKNOWLEDGMENTS
INDEX --- Page 318 --- --- Page 319 ---
Notes
INTRODUCTION
1 Claude McKay, Banjo (New York: Harper and Brothers, 1929), 6. 2 McKay, Banjo, 11-12. 3 Fernando Ortiz, Cuban Counterpoint, Tobacco and Sugar (Durham: Duke University Press, 1995), 97-103. 4 Filippo Buonanni, Antique Musical Instruments and Their Players: 152 Plates from
Bonanni's 18th Century "Gabinetto Armonico, s ed. Frank Harrison and Joan
Rimmer (New York: Dover Publications, 1964); one oft the founding works of
the field, published in 1861, is Adolphe Le Doulcet Pontécoulant, Organographie
(Amsterdam: F. Knuf, 1972). 5 André Schaeffner, Origine des instruments de musique: Introduction ethnologique à
P'histoire de la musique instrumentale (Paris: Mouton, 1968), 185; for one illustrative example of early rwentieth-century organology, see Henri Bouasse, Instruments à vent, 2 vols.
(New York: Dover Publications, 1964); one oft the founding works of
the field, published in 1861, is Adolphe Le Doulcet Pontécoulant, Organographie
(Amsterdam: F. Knuf, 1972). 5 André Schaeffner, Origine des instruments de musique: Introduction ethnologique à
P'histoire de la musique instrumentale (Paris: Mouton, 1968), 185; for one illustrative example of early rwentieth-century organology, see Henri Bouasse, Instruments à vent, 2 vols. (Paris: Delagrave, 1929). 6 Schaeffner, Origine, 185-186; André Schaeffner, Les Kissi: Une Société noire et
ses instruments de musique, Collection l'Homme (Paris: Hermann et Cie, 1951). 7 Johannes Fabian, Time and the Other: How Anthropology Makes Its Object (New
York: Columbia University Press, 2002). 8 Stephen Blum, "European Musical Terminology and the Music of Africa,"
in Comparative Musicology and Anthropology of Music: Essays on the History of
Ethomusicology, ed. Bruno Nettl and Philip Bohlman (Chicago: University of
Chicago Press, 1991), 13. 9 Gerhard Kubik, Theory ofAfrican Music (Chicago: University of Chicago Press,
2010), 2:5-6; Blum, "Musical Terminology," 19, 29 n. 11; for one classic work
--- Page 320 ---
Notes to Pages 10-13
different way ofthinking about these issues,
on African music that offers a very Music and Traditions of the Shona People of
see Paul F. Berliner, The Soul ofMbira:
University of Chicago Press, 1978). Zimbabwe (Chicago:
10 Schaeffner, Origine, 185-186. A Study of Folk Traditions
African Banjo Echoes in Appalacia:
F. 11 Cecelia Conway,
Press, 1995); Philip F. Gura and James
(Knoxville: University of Tennessee
Nineteenth Century (Chapel Hill:
Bollman, America's Instrument: The Banjo in the
exhibit on the
of North Carolina Press, 1999); for a wide-ranging
the
University
excellent catalogue, Leo G. Mazow, ed., Picturing
banjo that produced an
State University Press, 2005). Much ofthis
Banjo (University Park: Pennsylvania including the yearly Banjo Collectors
work has been shared at conferences,
organized by Cecelia Conway
Gatherings and the two Black Banjo Gatherings various online fora and email lists,
State University, as well as in
note
at Appalachian
animated by Tony Thomas. Of particular
notably the Black Banjo group
ofShlomo Pestcoe, most ofwhose findin this process has been the tireless work
the contributions of UlfJaghave been generously shared via Facebook;
Adams in
ings
archive brought together by Greg
fors and Pete Ross; and the digital
curators of the 2014
database. Adams was also one ofthe
the Banjo Sightings The Banjo in Baltimore and Beyond. exhibit Making Music:
Rock n' Roll: An Alternative History of
12 Elijah Wald, How the Beatles Destroyed
Press, 2009), 20. American Popular Music (Oxford: Oxford University
hisreconstructing and analyzing the early
13 On the challenges surrounding
Radano, Lying up a Nation: Race and
tory of black music, see Ronald Michael Press, 2003), 5. An important and
Black Music (Chicago: University of Chicago Der Merwe, Origins of the Popular Style:
influential work on this topic is Peter Van
Clarendon Press,
Tirentieth-Century Popular Music (Oxford:
The Antecedents of
approach here in a series of historically
1989).
20. American Popular Music (Oxford: Oxford University
hisreconstructing and analyzing the early
13 On the challenges surrounding
Radano, Lying up a Nation: Race and
tory of black music, see Ronald Michael Press, 2003), 5. An important and
Black Music (Chicago: University of Chicago Der Merwe, Origins of the Popular Style:
influential work on this topic is Peter Van
Clarendon Press,
Tirentieth-Century Popular Music (Oxford:
The Antecedents of
approach here in a series of historically
1989). I find inspiration for my specific
Tal Tamari, Les
African and Afro-Atlantic music, particularly
rich reflections on
musiciens endogames (Nanterre: Société
Castes de l'Afrique occidentale: Artisans et
Traditional and Modern Music of
d'ethnologie, 1997); Eric S. Charry, Mande Music:
University of Chicago
and Mandinka of Western Africa (Chicago:
the Maninka
Tango: The Art History of Love (New
Press, 2000); Robert Farris Thompson,
Cuba and Its Music: From the First
York: Pantheon Books, 2005); Ned Sublette,
Chicago Review Press, 2004). Drums to the Mambo (Chicago:
Black Folk Music to the Civil War
Sinful Tunes and Spirituals:
14 Dena J. Epstein,
2003 [1977)), xX-xxi; Orlando Patterson,
(Urbana: University ofIllinois Press,
Development, and Structure of
Slavery: An Analysis of the Origins,
The Sociology of
NJ: Farleigh Dickenson University
Negro Slave Society in Jamaica (Rutherford,
Press, 1969). CulTunes; Christopher, J. Smith, The Creolization ofAmerican
15 Epstein, Sinful
Minstrelsy (Urbana: UniverWilliam Sidney Mount and the Roots of Blackface
ture:
sity ofIllinois Press, 2013).
. Epstein,
2003 [1977)), xX-xxi; Orlando Patterson,
(Urbana: University ofIllinois Press,
Development, and Structure of
Slavery: An Analysis of the Origins,
The Sociology of
NJ: Farleigh Dickenson University
Negro Slave Society in Jamaica (Rutherford,
Press, 1969). CulTunes; Christopher, J. Smith, The Creolization ofAmerican
15 Epstein, Sinful
Minstrelsy (Urbana: UniverWilliam Sidney Mount and the Roots of Blackface
ture:
sity ofIllinois Press, 2013). --- Page 321 ---
Notes to Pages 14-24
16 W. E. B. Du Bois, Writings (New York: Library of America, 1986), 536.
17 Du Bois, Writings, 538-539.
18 Paul Gilroy, The Black Atlantic: Modernity and Double Consciousness (Cambridge, MA: Harvard University Press, 1993), 89-91.
19 This formulation about the redundancy of the term "Black Atlantic" was
inspired by a conversation with historian Julius Scott in the context of our
discussion of the title ofan edited collection we produced together: Laurent
Dubois and Julius Sherrard Scott, eds., Origins of the Black Atlantic (New York:
Routledge, 2010). My approach here has been deeply influenced by the reflections on the analysis of black music in Gilroy, The Black Atlantic, notably
PP. 100-101; and Radano, Lying up a Nation, X11-xiv.
20 Joseph Miller, closing comments at The Black Atlantic and the Biographical Turn conference, National Humanities Center, February 25, 2011.
21 André Schaeffner, Variations Sur La Musique (Paris: Fayard, 1998), 48-49;
Wald, How the Beatles Destroyed Rock 'n' Roll, 6, 21-22.
L.SOUNDING AFRICA
1 Pierpont Morgan Library, Saint Beatus, Presbyter of Liebana, d. 798, Commentary on the Apocalypse, 940, MS M.644, vol. II, fol. 174 verso. Spain, perhaps
in Taibara, ca. 940-945.
2 I've drawn here on the definitions provided in Marie-Thérèse Brincard, ed.,
Sounding Forms: African Musical Instruments (New York: American Federation of
Arts, 1989), 196-197.
3 My approach is inspired by Ned Sublette's magisterial study of Cuban music,
which shows how the long history ofinteractions in Iberia helped lay the foundation for a new round of interactions in the Caribbean. Ned Sublette, Cuba
and Its Music: From the First Drums to the Mambo (Chicago: Chicago Review Press,
2004).
4 Klaus P. Wachsmann, "A "ShipLike' String Instrument from West Africa,"
Ethnos 38 (1973): 43-56.
5 Douglas Alton Smith, A History of the Lute from Antiquity to the Renaissance
(Lexington, MA: Lute Society of America, 2002), 1.
6 Smith, Lute, 3-4.
7 Athanassios Vergados, The Homeric Hymn to Hermes: Introduction, Text and
Commentary (Berlin: De Gruyter, 2013), 103; on Greek turtle-shell lyres in
images and archacological remains, see Helen Roberts, "Reconstructing the
Greek Tortoise-Shell Lyre, 27 World Archaeology 12, no. 3 (February 1, 1981):
303-312.
(Lexington, MA: Lute Society of America, 2002), 1.
6 Smith, Lute, 3-4.
7 Athanassios Vergados, The Homeric Hymn to Hermes: Introduction, Text and
Commentary (Berlin: De Gruyter, 2013), 103; on Greek turtle-shell lyres in
images and archacological remains, see Helen Roberts, "Reconstructing the
Greek Tortoise-Shell Lyre, 27 World Archaeology 12, no. 3 (February 1, 1981):
303-312. --- Page 322 ---
Notes to Pages 25-31 I 312
8 Lam indebted to James Millward, who generously shared with me his recent research on the earliest depictions of lutes. Some, but not all, of this
material is presented in James A. Millward, The Silke Road: A Very Short Introduction (Oxford: Oxford University Press, 2013), 91-93. A fuller version was
presented by James Millward, "Silk road journeys ofthe Eurasian lute," talk at
Natural History Museum of Los Angeles County, 30 January 2014. The British
Museum piece, a Cylinder Seal from Uruk, is BM 141632; the second piece mentioned is from the Iraq Museum, IM 46588; and the piece from Susa is Musée
Guimet Sb 6579,
9 Smith, Lute, 7-8; Eric Charry, "Plucked Lutes in West Africa: An Historical
Overview," The Galpin SocietyJournal 49 (1996): 3; Sue Carole DeVale, "African
Harps: Construction, Decoration, and Sound," in Sounding Forms: African Musical Instruments, ed. Marie-Thérèse Brincard (New York: American Federation
of Arts, 1989), 54.
10 John Gardner Wilkinson, The Manners and Customs of the Ancient Egyptians,
ed. Samuel Birch (New York: Scribner and Welford, 1878), 480-484 and Plate
XI; Hans Hickmann, Catalogue général des antiquités egyptiennes du Musée du Caire:
Instruments de musique (Cairo: Imprimerie de l'Institut français d'archéologie orientale, 1949), 159-163 and Plates XCVII to CII; Hans Hickmann, Musicologie
pharaonique; études sur l'évolution de l'art musical dans r'Égypte ancienne (Kehl: Heitz,
1956).
11 Smith, Lute, 8-9.
12 Sublette, Cuba and Its Music, 12-14; Veit Erlmann, Music and the Islamic Reform in the Early Sokoto Empire (Stuttgart: Steiner Verlag Wiesbaden GmbH,
1986), 10-11.
13 Sublette, Cuba and Its Music, 14-15; Smith, Lute, 16.
14 Sublette, Cuba and Its Music, 16.
15 Christian Poché, La Musique Arabo-Andalouse (Arles: Actes sud, 1995),
35-39.
16 Smith, Lute, 17.
17 Poché, Musique Arabo-Andalouse, 17-18, 38, 99.
18 Smith, Lute, 19-20.
19 Smith, Lute, 3-4.
20 I am indebted to Pete Ross, a maker ofbanjos (including gourd banjos), for
this insight on the impact of climate on the construction of the instrument, and
to David Garner for pointing out that this problem would have been less serious for drums than for chordophones.
21 DeVale, "African Harps.'
39.
16 Smith, Lute, 17.
17 Poché, Musique Arabo-Andalouse, 17-18, 38, 99.
18 Smith, Lute, 19-20.
19 Smith, Lute, 3-4.
20 I am indebted to Pete Ross, a maker ofbanjos (including gourd banjos), for
this insight on the impact of climate on the construction of the instrument, and
to David Garner for pointing out that this problem would have been less serious for drums than for chordophones.
21 DeVale, "African Harps.' --- Page 323 ---
Notes to Pages 31-34
22 Joseph Cuoq, Recueil des sources arabes concernant T'Afrique occidentale du VIIle
au XVle siécle (Bilad Al-Sndan) (Paris: Editions du CNRS, 1985), 272-273,
305; J. F. P. Hopkins and Nehemia Levtzion, Corpus of Early Arabic Sources for
West African History (Cambridge: Cambridge University Press, 1981), 252-253,
266-267, 291; C. Defrémery and B. R. Sanguinetti, trans., Voyages (Paris: Imprimerie Nationale, 1922), 406; Ibn Battuta, Travels in Asia and Africa, 1325-1354,
trans. H. A. R. Gibb (London: G. Routledge, 1929), 326; Veit Erlmann, "Some
Sources on Music in Western Sudan from 1300-1700," African Music 5, no. 3
(January 1, 1973): 34-39, 37. Al-'Umari lived in Damascus and Cairo in the first
halfofthe fourteenth century and gathered his information on Mali from Egyptian officials who had visited there and from former residents in the kingdom.
23 Erlmann, "Some Sources,' 97 37; H. R. Palmer, "The Kano Chronicle," The
Journal ofthe ReyaldAnthropolocical Institute of Great Britain and Ireland 38 (January
1, 1908): 90, dot10.2307/2843130.
24 Charles Hercules Read, Antiquities from the City of Benin and from Other Parts
of West Africa in the British Museum (New York: Hacker Art Books, 1973);
Philip, J. C. Dark and Matthew Hill, "Musical Instruments on Benin Plaques,"
in Essays on Music and History in Africa, ed. Klaus P. Wachsmann (Evanston:
Northwestern University Press, 1971), 65-78; for the Akan sculpture see Brincard, Sounding Forms, 189.
25 Charry, "Plucked Lutes," 3; Eric S. Charry, Mande Music: Traditional and
Modern Music ofthe Maninka and Mandinka of Western Africa (Chicago: University of Chicago Press, 2000); for a detailed study of griot practice see Sory
Camara, Gens de la parole: Essai sur la condition et le role des griots dans la société
Malinke (Paris: Kharthala, 1992).
26 Djibril Tamsir Niane, Sundiata: An Epic of Old Mali (London: Longmans,
1965), 39-41, 63, 75, 78.
27 Tal Tamari, Les Castes de l'Afrique occidentale: Artisans et musiciens endogames
(Nanterre: Société d'ethnologie, 1997), chap. 3, esp. 118, 124-126.
28 Niane, Sundiata, 39-41; Tamari, Les Castes, 151-152;J. H. Kwabena Nketia,
"The Aesthetic Dimensions of African Musical Instruments, 99 in Sounding Forms:
African Musical Instruments, ed. Marie-Thérèse Brincard (New York: American
Federation of Arts, 1989), 21; the most detailed and careful study of these instruments in West Africa has been done by Eric Charry. See Charry, "Plucked
Lutes,". 3; and Charry, Mande Music.
29 Erlmann, "Some Sources," 9 35; Charry, Mande Music, Appendix A provides an excellent compendium of both early Islamic and European sources
relating to Mande music; and Tamari's Les Castes offers a detailed bibliography
of sources as well as a useful appendix explaining the interpretive issues surrounding each.
American
Federation of Arts, 1989), 21; the most detailed and careful study of these instruments in West Africa has been done by Eric Charry. See Charry, "Plucked
Lutes,". 3; and Charry, Mande Music.
29 Erlmann, "Some Sources," 9 35; Charry, Mande Music, Appendix A provides an excellent compendium of both early Islamic and European sources
relating to Mande music; and Tamari's Les Castes offers a detailed bibliography
of sources as well as a useful appendix explaining the interpretive issues surrounding each. --- Page 324 ---
Notes to Pages 34-39
30 Alvise Cà da Mosto, The Voyages ofCadamosto and Other Documents on Western
Africa in the Second Half ofthe Fifteenth Century, ed. Gerald Roe Crone (London:
Printed for the Hakluyt Society, 1937), 51; Valentim Fernandes, Description de
la côte occidentale d'Afrique, ed. Théodore Monod, Avelino Teixera, and Raymond
Mauny (Bissau: Centro de Estudos da Guiné Portuguesa, 1951), 9-11; Charry,
Mande Music, 358-359.
31 Pieter de Marees, Description and Historical Account of the Gold Kingdom of
Guinea (1602) (Oxford: British Academy by Oxford University, 1987), 171;
Richard Jobson, The Golden Trade: Or, A Discovery of the River Gambra, and the
Golden Trade of the Aethiopians (London: Nicholas Okes, 1623), 105-108; excerpts
from Jobson are reproduced in Eileen Southern, ed., Readings in Black American
Music, 2nd ed. (New York: W. W. Norton, 1983), 1-3; and Charry, Mande Music,
360-361.
32 Jobson, Golden Trade, 105-106; Charry, Mande Music, 360-361.
33 A translation ofkey excerpts is provided in Charry, Mande Music, 364-365;
Michel Jajolet de La Courbe, Premier voyage du sieur de la Courbe fait a la coste
d'Afrique en 1685, ed. Prosper Cultru (Paris: E. Champion, 1913), 43, 172.
34 Jacques-Joseph Le Maire, Voyage of the Sieur Le Maire to the Canary Islands,
Cape-Verd, Senegal and Gamby (London: F. Mills and W. Turner, 1696), 82-84;
a modern translation ofthese selections from the French is presented in Charry,
Mande Music, 364-365. A 1705 account by the Dutch voyager Willem Bosman
describes a similar instrument, which he declares is "the best they have": "a
hollow piece of Wood oftwo hands breadth long, and one broad; from the
hinder part of this a Stick comes cross to the fore-part, and upon the Instrument are five or six extended Strings: So that it bears some sort of Similitude to
most
Sound
have
a small Harp : - and affords by much the
agreeable
of any they
here." * Charry, Mande Music, 365-366; Willem Bosman, A New and Accurate Description ofthe Coast of Guinea, Divided into the Gold, the Slave, and the Ivory Coasts
(New York: Barnes & Noble, 1967), 139-140.
35 Duarte Lopes, A Report of the Kingdom of the Congo and of the Surrounding
Countries, Drawn out of the Writings and Discourses of Duarte Lopez, by Filippo Pigafetta, in Rome, 1591, trans. Margarite Hutchinson (New York: Negro Universities Press, 1969).
36 Pierre Avity, Description Generale de L'Afrique, Seconde Partie Du Monde (Paris:
Chez Claude Sonnius, 1637), 445; André Schaeftner, Variations Sur La Musique
(Paris: Fayard, 1998), 87, 93-94.
37 Cavazzi's images are reproduced and analyzed in Ezio Bassani, "Un Cappuccino nell'Africa Nera Del Seicento: I Disegni Dei Manoscritti Araldi Del
Padre Giovanni Antonio Cavazzi Da Montecuccolo, 73 Quaderno Poro 4 (1987);
John Thornton has done a translation of the work, available online: Giovanni
Chez Claude Sonnius, 1637), 445; André Schaeftner, Variations Sur La Musique
(Paris: Fayard, 1998), 87, 93-94.
37 Cavazzi's images are reproduced and analyzed in Ezio Bassani, "Un Cappuccino nell'Africa Nera Del Seicento: I Disegni Dei Manoscritti Araldi Del
Padre Giovanni Antonio Cavazzi Da Montecuccolo, 73 Quaderno Poro 4 (1987);
John Thornton has done a translation of the work, available online: Giovanni --- Page 325 ---
Notes to Pages 39-45
Antonio Cavazzi, Missione Evangelica, trans. John K. Thornton (http://www.bu
-dux@nu/bcubyjoha-dientencamami-aniueneraniioe-congic-3. n.d.). The
image is available at htp/hitcheock.itexinginis.edu/SlaveTrade/collection
large/Bawani-19PG at wwwolineryimageorg compiled by Jerome Handler
and Michael Tuite, and sponsored by the Virginia Foundation for the Humanities and the University of Virginia Library.
38 Erlmann, Sokoto Empire, 10-11.
39 Erlmann, Sokoto Empire, 10-11, 38-39; For a detailed examination of the
problems surrounding the use ofthe term "molo" in writings about the banjo,
see Ken A. Gourlay, "Letters to the Editor," Ethnomusicology 20, no. 2 (May
1976): 327-332; Gourlay, "Letters to the Editor."
40 Mungo Park, Travels in the Interior Districts of Africa: Performed Under
the
African Association, in the Years 1795, 1796, and 1797 (London: W. Bulmer and
Co., 1799), 278-279; the full excerpt is reproduced in Southern, Readings in Black
American Music, 4-7.
41 Olaudah Equiano, The Interesting Narrative of the Life of Olaudah Equiano,
ed. Robert J. Allison (Boston: Bedford Books, 2007), 46.
42 Hugh Clapperton.Joumad ofa Second Expedition into the Interior of Africa, from
the Bight of Benin to Soccatoo; to Which Is Added the Journal of Richard Lander from
Kano to the Sea-Coast, Partly by a More Eastern Route (London: F. Cass, 1966),
103, 129-131; Dixon Denham et al., Narrative of Travels and Discoveries in Northern
and Central Africa, in the Years 1822, 1823, and 1824, 2nd ed. (London: John
Murray, 1826), 208; image between pages 106 and 107.
43 DeVale, "African Harps," 53; Jean-Sébastien Laurenty, Les Cordophones du
Congo belge et du Ruanda-Urundi (Tervuren: Annales du Musee Royale du Congo
Belge, 1960).
44 Stephen Chauvet, Musique Nègre (Paris: Sociéte d'Editions Géographiques,
Maritimes et Coloniales, 1929), 106-113.
45 DeVale, "African Harps, 91 58-59.
46 Anthony V. King and David Ames, Glossary of Hausa Music and Its Social
Contexts (Evanston: Northwestern University Press, 1971), 40-47. See also
David W. Ames, "Igbo and Hausa Musicians: A Comparative Examination,"
Ethnomusicology 17, no. 2 (May 1, 1973): 256.
47 Henry George Farmer, Studies in OrientalMusical Instruments (Road Town,
British Virgin Islands: Longwood Press, 1978), 40; Philip D. Schuyler, "Music
and Meaning Among the Gnawa Religious Brotherhood of Morocco, The
World of Music 23, no. 1 (1981): 5.
48 DeVale, "African Harps," 53-54; Nketia, "Aesthetic Dimensions, 99 25.
icians: A Comparative Examination,"
Ethnomusicology 17, no. 2 (May 1, 1973): 256.
47 Henry George Farmer, Studies in OrientalMusical Instruments (Road Town,
British Virgin Islands: Longwood Press, 1978), 40; Philip D. Schuyler, "Music
and Meaning Among the Gnawa Religious Brotherhood of Morocco, The
World of Music 23, no. 1 (1981): 5.
48 DeVale, "African Harps," 53-54; Nketia, "Aesthetic Dimensions, 99 25. --- Page 326 ---
Notes to Pages 46-56 I 316
49 DeVale, "African Harps," 59.
50 DeVale, "African Harps," 57 and p. 181 of the same volume for the sculpture; Nketia, "Aesthetic Dimensions," 25.
51 Greg C. Adams and Shlomo Pestcoe, "The Jola Akonting: Reconnecting
the Banjo to Its West African Roots,' 77 Sing Out! 51, no. 1 (Spring 2007): 43-51.
52 Brincard, Sounding Forms, 92; Wachsmann, "A 'Ship-Like' Instrument."
2.THE FIRST AFRICAN INSTRUMENT
1 Derek Walcott, Omeros (New York: Farrar, Straus and Giroux, 1990), 133,
148.
2 Walcott, Omeros, 149-151.
3 Sidney Wilfred Mintz and Richard Price, The Birth of African-American Culture: An Anthropological Perspective (Boston: Beacon Press, 1992); Kamau Brathwaite, The Development of Creole Society in Jamaica, 1770-1820 (Kingston: Ian
Randle, 2005); Édouard Glissant, Caribbean Discourse: Selected Essays, trans. J.
Michael Dash (Charlottesville: University Press ofVirginia, 1989).
4 Sidney W. Mintz, Three Ancient Colonies: Caribbean Themes and Variations
(Cambridge, MA: Harvard University Press, 2010), 198.
5 On the meaning of"Africa" in the context of eighteenth-century North
America, see James Sidbury, Becoming African in America: Race and Nation in the
Early Black Atlantic (Oxford: Oxford University Press, 2007).
6 Jean-Baptiste Labat, Nouveau voyages aux isles de l'Amerique: Contenant P'histoire
naturelle de ces pays, l'origine, les moeurs, la religion & le gouvernement : Nouv. ed.
augm. considérablement, vol. 4 (Paris, 1742), 463.
7 Labat, Nouveaux voyages, 4:463, 465-466.
8 Labat, Nouveaux voyages, 4:466-470.
9 Labat, Nouveaux voyages, 4:463, 467-470.
10 Labat, Nouveaux voyages, 4:461-462.
11 Labat, Nouveaux voyages, 4:463-464.
12 Labat, Nouveaux voyages, 4:468-469. Labat's description of the instrument
was incorporated into various later texts. Thomas Jefferys, for instance, in his
1760 history of the French colonies of the Americas, described two ofthe musical instruments ofthe slaves in the Caribbean colonies as "a sort ofdrum, being
a piece of hollow wood covered with sheepskin, and a kind of guitar, made of
a calabash. " Thomas Jefferys, The Natural and Civil History of the French Dominions in North and South America (London, 1760).
Labat, Nouveaux voyages, 4:468-469. Labat's description of the instrument
was incorporated into various later texts. Thomas Jefferys, for instance, in his
1760 history of the French colonies of the Americas, described two ofthe musical instruments ofthe slaves in the Caribbean colonies as "a sort ofdrum, being
a piece of hollow wood covered with sheepskin, and a kind of guitar, made of
a calabash. " Thomas Jefferys, The Natural and Civil History of the French Dominions in North and South America (London, 1760). --- Page 327 ---
Notes to Pages 57-63
13 Richard Cullen Rath, How Early America Sounded (Ithaca: Cornell University Press, 2003), 78-79, 84.
14 John Taylor, Jamaica in 1687: The Taylor Manuscript at the National Library of
Jamaica, ed. David Buisseret (Kingston.Jamaica: University of West Indies Press,
2008), 269.
15 Taylor, Jamaica in 1687, xi-xv; Pratik Chakrabarti, "Sloane's Travels: A Colonial History of Gentlemanly Science," in From Books to Bezoars: Sir Hans Sloane
and His Collections, ed. Alison Walker, Arthur MacGregor, and Michael Hunter
(London: The British Library, 2012), 74.
16 Richard S. Dunn, Sugar and Slaves; the Rise of the Planter Class in the English
West Indies, 1624-1713 (Chapel Hill: University of North Carolina Press,
1972); on the early history ofJamaica and its Maroons, see Kenneth M. Bilby,
True-Born Maroons (Gainesville: University Press of Florida, 2005); Vincent
Brown, The Reaper's Garden: Death and Power in the World of Atlantic Slavery
(Cambridge, MA: Harvard University Press, 2008).
17 Taylor,Jamaica in 1687, 271. On the early development of Afro-Atlantic religion, see Mintz and Price, The Birth of African-American Culture; Karen McCarthy Brown, Mama Lola: A Vodou Priestess in Brooklyn (Berkeley: University
ofCalifornia Press, 1991).
18 Hans Sloane, A Voyage to the Islands Madera, Barbados, Nieves, S. Christophers
andJamaica, vol. 1 (London: B. M., 1707), xlviii.
19 Mark Purcell, ""Settled in the North of Ireland' Or, Where Did Sloane
Come From?" in From Books to Bezoars: Sir Hans Sloane and His Collections, ed.
Alison Walker, Arthur MacGregor, and Michael Hunter (London: The
British Library, 2012), 25-27; Michael Hunter, "Introduction," in From Books to
Bezoars, 1.
20 Hunter, "Introduction," 1, 3, 7; Chakrabarti, "Sloane's Travels," 72-73;
James Delbourgo, "Collecting Hans Sloane," in From Books to Bezoars, 14.
21 Delbourgo, "Collecting Hans Sloane," 10-11, 18.
22 Sloane, Voyage, 1: Preface;Delbourgo, "Collecting Hans Sloane," ? 17; Chakrabarti, "Sloane's Travels,' " 78-79.
23 Delbourgo, "Collecting Hans Sloane, 99 17; Hunter, "Introduction, 7.
24 Rath, How Early America Sounded, 69-70, 201 n. 44. Rath offers an "imaginative reconstruction" of the scene, placing it on the edge of a Jamaica plantation. On music and theater in Saint-Domingue, see Bernard Camier and
Laurent Dubois, "Voltaire et Zaîre, Ou Le Théâtre Des Lumières Dans L'aire
Atlantique Française, ?) Revue D'histoire Moderne et Contemporaine 54, no. 4 (2007):
39-69;Jean Fouchard, Plaisirs de Saint-Domingue (Port-au-Prince: Impr. de l'État,
1955).
"imaginative reconstruction" of the scene, placing it on the edge of a Jamaica plantation. On music and theater in Saint-Domingue, see Bernard Camier and
Laurent Dubois, "Voltaire et Zaîre, Ou Le Théâtre Des Lumières Dans L'aire
Atlantique Française, ?) Revue D'histoire Moderne et Contemporaine 54, no. 4 (2007):
39-69;Jean Fouchard, Plaisirs de Saint-Domingue (Port-au-Prince: Impr. de l'État,
1955). --- Page 328 ---
Notes to Pages 63-68 I 318
25 Rath, How Early America Sounded, 72.
26 Rath, How Early America Sounded, 72-73; on the cultural and demographic
landscape ofJamaica, see Brown, The Reaper's Garden; for an example of a
slave conspiracy in which Akan leaders play a key role, see David Barry
Gaspar, Bondmen & Rebels: A Study of Master-Slave Relations in Antigua, with
Implications for Colonial British America (Baltimore: Johns Hopkins University
Press, 1985).
27 Rath, How Early America Sounded, 79-81.
28 Hans Sloan, A Voyage to the Islands, 1:xlviii-xlix.
29 Shlomo Pestcoe, "Banjo Beginnings: The Afro-Creole 'Strum-Strumps"
ofJamaica, 1687-1689," Facebook (May 23, 2013), https://www.facebook
com/neev/bode-.ce-hunjs-bogintin-bogimtingybunsn-loginmine-therasje-kognmingn-ihe-aime
creole-strum-strumps-ofjamaicz-1687-89/596163290402853 offers the most
detailed examination of the history of these instruments. I am grateful to
him, and also indebted to James Delbourgo, who in personal correspondence
helped me enormously both in understanding the details surrounding these
instruments and their representations and with the interpretation I lay out
here.
30 The Kickius sketch is BL, Add. MS 5234, fol. 75, and is reproduced in Delbourgo, "Collecting Hans Sloane, 91 13; Henry George Farmer, "Early References to Music in the Western Sudân," Journal oft the Royal. Asiatic Society ofGreat
Britain and Ireland, no. 4 (October 1, 1939): Plate XI, P. 579.
31 Pestcoe, "Banjo Beginnings."
32 Rath, How Early America Sounded, 80; Pestcoe, "Banjo Beginnings." On
Taino aesthetics and Haitian Vodou, see Milo Rigaud, Vèvè: Diagrammes Rituels Du Voudou, Trilingual ed., French-Englibi-Spanish (New York: French and
European Publications, 1974); Maya Deren, Divine Horsemen: The Living Gods
ofHaiti, Myth and Man (New York: Documentext, 1959).
33 Sally Price, "When Is a Calabash Not a Calabash?," New West Indian Guide/
Nieuwe West-Indische Gids 56, no. 1/2 (1982): 69-82; on the complexities ofinterpreting the history of Taino music, see Donald Thompson, "The 'Cronistas
de Indias' Revisited: Historical Reports, Archeological Evidence, and Literary
and Artistic Traces of Indigenous Music and Dance in the Greater Antilles at
the Time of the 'Conquista," Latin American Music Review / Revista de Misica
Latinoamericana 14, no. 2 (October 1, 1993): 181-201, doi10.2307/780174.
34 The Kickius sketch is BL, Add. MS 5234, fol. 75, and is reproduced in Delbourgo, "Collecting Hans Sloane, 99 13. The presence of what might well be an
African instrument led one early analyst ofthis image, the leading musicologist
George Farmer, to describe it as an illustration of"Musical Instruments of the
," Latin American Music Review / Revista de Misica
Latinoamericana 14, no. 2 (October 1, 1993): 181-201, doi10.2307/780174.
34 The Kickius sketch is BL, Add. MS 5234, fol. 75, and is reproduced in Delbourgo, "Collecting Hans Sloane, 99 13. The presence of what might well be an
African instrument led one early analyst ofthis image, the leading musicologist
George Farmer, to describe it as an illustration of"Musical Instruments of the --- Page 329 ---
Notes to Pages 69-74
Western Sudan" in a 1938 publication, and as one of the earliest visual depictions of African musical instruments. Though this was an error, it was an
understandable one, since the instruments were, in a sense, African-but of
an Atlantic variety. See Farmer, "Early References to Music in the Western
Sudan,' 91 Plate XI, p. 579.
35 I explore the symbolism of the cross in more detail in Chapter 3. Robert
Farris Thompson, Flash ofthe Spirit: African and Afro-American Art and Philosophy
(New York: Random House, 1983); Wyatt MacGaffey, Religion and Society in
CentralAfrica: The BaKongo ofLower Zaire (Chicago: University ofChicago Press,
1986), 116-120.
36 The reconstructions ofthe music piece are available via Richard Rath,
"African Music in Seventeenth Century, Jamaica," htps/way.net/waymusic/?p
=13 (consulted July 24, 2014).
37 For a collection of essays reflecting on circulation in the Atlantic world, see
Laurent Dubois and Julius Sherrard Scott, eds., Origins of the Black Atlantic (New
York: Routledge, 2010); the classic, foundational study ofthe circulation of news
and information among Afro-American communities is Julius S. Scott, "The
Common Wind: Currents of Afro-American Communication in the Era ofthe
Haitian Revolution" (Ph.D., Duke University, 1986).
38 The Spy, "Letter," New York WecklyJournal, March 7, 1736.
39 Shane White and Graham White, The Sounds of Slavery: Discovering African
American History through Songs, Sermons, and Speech (Boston: Beacon Press, 2005),
8-9; Eileen Southern, ed., Readings in Black American Music, 2nd ed. (New York:
W. W. Norton, 1983), 41-47.
40 White and White, Sounds of Slavery, 8; James Fenimore Cooper, Satanstoe
(Lincoln: University ofNebraska Press, 1962), 60.
41 The Spy, "Letter"; White and White, Sounds of Slavery, 8.
42 The Spy, "Letter."
43 Orville Platt, "Negro Governors," in Papers of the New Haven Colony Historical Society 6 (1900): 323-324. Platt does not cite the source of this account,
though it was clearly written after the American Revolution (since it explains
that this tradition ended after 1776), SO it is not an eyewitness account. For a
detailed history of election day celebrations, see Joseph Reidy, "Negro Election Day and Black Community Life in New England, 1750-1860," Marxist
Perspectives 1, no. 3 (Fall 1978): 102-117; see also Sam Kinser, Carnival, American Style: Mardi Gras at New Orleans and Mobile (Chicago: University of Chicago Press, 1990), 334-335, n. 74; Dale Cockrell, Demons of Disorder: Early
Blackface Minstrels and Their World (Cambridge: Cambridge University Press,
1997), 37-38.
election day celebrations, see Joseph Reidy, "Negro Election Day and Black Community Life in New England, 1750-1860," Marxist
Perspectives 1, no. 3 (Fall 1978): 102-117; see also Sam Kinser, Carnival, American Style: Mardi Gras at New Orleans and Mobile (Chicago: University of Chicago Press, 1990), 334-335, n. 74; Dale Cockrell, Demons of Disorder: Early
Blackface Minstrels and Their World (Cambridge: Cambridge University Press,
1997), 37-38. --- Page 330 ---
Notes to Pages 74-79
44 WalterJ Johnson, River ofDark Dreams: Slavery and Empire in the Cotton Kingdom
(Cambridge, MA: Harvard University Press, 2013), 224; on the complexities of
using runaway advertisements as a historical source, see David Waldstreicher,
"Reading the Runaways: Self-Fashioning, Print Culture, and Confidence in
Slavery in the Eighteenth-( Century Mid-Atlantic;" The William and Mary Quarterly, Third Series, 56, no. 2 (April 1, 1999): 243-272.
45 Southern, Readings in Black American Music, 34-35.
46 Philip F. Gura and James F. Bollman, America's Instrument: The Banjo in the
Nineteenth Century (Chapel Hill: University of North Carolina Press, 1999),
13-14:"Eighteenth Century Slaves as Advertised by Their Masters," TheJournal
of Negro History 1, no. 2 (1916): 163-216, 210.
47 Philip Vickers Fithian,Journal and Letters of Philip Vickers Fithian, 1773-1774:
A Plantation Tutor of the Old Dominion, ed. Hunter Dickinson Farish, New Edition (Williamsburg, VA: Colonial Williamsburg, Inc., 1957), 62; Cecelia
Conway, African Banjo Echoes in Appalachia: A Study of Folk Traditions (Knoxville:
University of Tennessee Press, 1995), 64.
48 John Oldmixon, British Empire in America, Containing the History of the Discovery, Settlement, Progress and Present States ofAll the British Colonies on the Continent and Islands ofAmerica (London: J. Brotherton, 1708), 2:135;Johann David
Schoepf, Travels in the Confederation, 1783-1784., trans. Alfred.J. Morrison (Philadelphia: W. J. Campbell, 1911), 2:261-262; James Barclay, The Voyages and
Travels ofJames Barclay (Privately Printed, 1777), 26;Jean Benjamin de Laborde,
Essai sur la musique ancienne et moderne 1 (Paris, 1780), 291.
49 Douglas Chambers, Murder at Montpelier: Igbo Africans in Virginia (Jackson:
University of Mississippi Press, 2005), 180.
50 Trudi Martinus-Guda and Hillary de Bruin, Drie Eeuwen Banya: de geschiedenis van een Surinaamse slavendans / Bruin, Hillary de. (Paramaribo: Ministerie van
Onderwijs en Volksontwikkeling (Minov) / Directoraat Cultuur, 2005), 39ff.
51 Martinus-Guda and de Bruin, Drie eeuwen Banya, 39ff.
52 Martinus-Guda and de Bruin, Drie eeuwen Banya, 39ff. The classic study of
the early history of the Maroons ofSuriname is Richard Price, First-Time: The
Historical Vision of an Afro-American People (Baltimore: Johns Hopkins University Press, 1983); see also Richard Price, ed., Maroon Societies: Rebel Slave Communities in the Americas, 3rd ed. (Baltimore: Johns Hopkins University Press,
1996).
53 John Gabriel Stedman, Narrative ofa Five Years Expedition against the Revolted
Negroes of Surinam; Transcribedfor the First Timefrom the Original 1790 Manuscript,
ed. Richard Price and Sally Price (New York: IUniverse, Inc., 2010), XV, xxi,
xxiv, lxii.
of an Afro-American People (Baltimore: Johns Hopkins University Press, 1983); see also Richard Price, ed., Maroon Societies: Rebel Slave Communities in the Americas, 3rd ed. (Baltimore: Johns Hopkins University Press,
1996).
53 John Gabriel Stedman, Narrative ofa Five Years Expedition against the Revolted
Negroes of Surinam; Transcribedfor the First Timefrom the Original 1790 Manuscript,
ed. Richard Price and Sally Price (New York: IUniverse, Inc., 2010), XV, xxi,
xxiv, lxii. --- Page 331 ---
Notes to Pages 79-88
54 Stedman, Narrative, xiv.
55 Stedman, Narrative, 292.
56 Stedman, Narrative, 537.
57 Stedman, Narrative, 538.
58 Stedman, Narrative, 538-540; Paul F. Berliner, The Soul ofMbira: Music and
Traditions oft the Shona People of Zimbabwe (Chicago: University of Chicago Press,
1978), 17.
59 Stedman, Narrative, 540; on the discovery of the piece and the broader context of Stedman's collection, see Richard Price and Sally Price, "John Gabriel
Stedman's Collection of 18th Century Artifacts from Suriname," Nieuwe WestIndische Gids 53 (1979): quote P. 138. An in-depth discussion ofthe artifact itself,
carried out via a group email discussion in 2007 between UlfJagfors, Shlomo
Pestcoe, and Richard Price highlighted the curious construction of the instrument in which the strings are set in grooves, thus making them difficult to play.
60 Stedman, Narrative, 538. I am indebted to Kenneth Bilby for this interpretation oft the issue of the name, which he laid out to me during a conversation
in New Orleans in April 2013.
61 "No. 26," Jun. 28, 1828, Reports of Protectors of'Slaves, Berbice, Colonial
Office 116/144, National Archives, Kew, UK. Randy Browne, who shared this
source with me, makes rich use of such documents in his dissertation: Randy
Browne, "Surviving Slavery: Politics, Power, and Authority in the British Caribbean, 1807-1834" (University of North Carolina at Chapel Hill, 2012).
62 John Matthews, A Voyage to the River Sierre-Leone (London: B. White and
Son, 1788), 105-106; Eric S. Charry, Mande Music: Traditional and Modern Music
of the Maninka and Mandinka of Western Africa (Chicago: University of Chicago
Press, 2000), 368-369. A. M. Falconbridge, Narrative of Tivo Voyages to the River
Sierra Leone During the Years 1791-1792-1793 (Liverpool: Liverpool University
Press, 2000), 47; Thomas Winterbottom, An Account of the Native Africans in the
Neighbourhood of Sierra Leone, vol. 1 (London: Frank Cass, 1803), 113.
63 John Davis, Travels of Four Years and a Half in the United States of America;
During 1798, 1799, 1800, 1801, and 1802 (London: R. Edwards, 1803), 1-2.
64 Davis, Tiavels, 378-381.
65 Samuel Mordecai, Richmond in by-Gone Days Being Reminiscences of an Old
Citizen (Richmond, VA: G. M. West, 1856), 180, 310.
66 Kenneth Bilby, "Africa's Creole Drum: The Gumbe as Vector and Signifier ofTrans-African Creolization, in Creolization as Cultural Creativity, ed.
Robert Baron and Ana C. Cara (Jackson: University of Mississippi Press,
2011), 137.
Edwards, 1803), 1-2.
64 Davis, Tiavels, 378-381.
65 Samuel Mordecai, Richmond in by-Gone Days Being Reminiscences of an Old
Citizen (Richmond, VA: G. M. West, 1856), 180, 310.
66 Kenneth Bilby, "Africa's Creole Drum: The Gumbe as Vector and Signifier ofTrans-African Creolization, in Creolization as Cultural Creativity, ed.
Robert Baron and Ana C. Cara (Jackson: University of Mississippi Press,
2011), 137. --- Page 332 ---
Notes to Pages 89-98
67 Bilby, "Africa's Creole Drum,' ') 137-138.
68 Bilby, "Africa's Creole Drum,' >7 140, 147.
69 Bilby, "Africa's Creole Drum," 138-139, 147-149.
70 Bilby, "Africa's Creole Drum," 150-151.
71 Antigua and the Antiguans: A Full Account ofthe Colony and Its Inhabitants, vol.
2 (London: Saunders and Otley, 1844), 107; Lafcadio Hearn, Tivo Years in the
West Indies (New Yorker: Harper, 1923), 145.
3.THREE LEAVES
1 Benjamin Henry Boneval Latrobe, Impressions Respecting New Orleans, Diary
and Sketches, 1818-1820 (New York: Columbia University Press, 1951), 49-50.
The Latrobe manuscript is reprinted in full in Latrobe, Impressions. The original is held by the Maryland Historical Society.
2 Latrobe, Impressions, 49-50.
3 Latrobe, Impressions, 49-51.
4 Jerah Johnson, "New Orleans's Congo Square: An Urban Setting for Early
Afro-American Culture Formation, 7 Louisiana History: The Journal ofthe Louisiana Historical Association 32, no. 2 (April 1, 1991): 142; Gary A. Donaldson, "A
Window on Slave Culture: Dances at Congo Square in New Orleans, 18001962," TheJ Journal of Negro History 69, no. 2 (1984): 64.
5 Johnson, "New Orleans's Congo Square," 119-120; Ned Sublette, The World
That Made New Orleans: From Spanish Silver to Congo Square (Chicago: Lawrence
Hill Books, 2008), 283.
6 The image here, from the original manuscript at the Maryland Historical Society, is available at Mtp-/emrahcmeiioulHloulinuesningagnd-immunos
-february-21-1819 (consulted March 8, 2014).
7 Victor Schoelcher, Colonies Etrangères et Haiti: Résultats de L'emancipation Anglaise, vol. 2 (Paris: Pagnerre, 1843); on Schoelcher's visit to Haiti and the broader
political context of the time, see Laurent Dubois, Haiti: The Aftershocks of History (New York: Metropolitan Books, 2012), esp. chap3.
8 Florence Gétreau, "Gustave Chouquet, Léon Pillaut, et l'unique catalogue
du Musée Instrumental du Conservatoire de Musique de Paris, in Le Musée du
Conservatoire de Musique (Geneva: Editions Minkoff, 1993), 5-6.
9 Gustave Chouquet, Le Musée du Conservatoire de Musique (Geneva: Editions
Minkoff, 1993), ix-x.
10 Florence Gétreau, Aux origines du musée de la musique: Les collections instrumentales du Conservatoire de Paris: 1793-1993 (Paris: Klincksieck, 1996), 135, 205206, 234, 417.
ique de Paris, in Le Musée du
Conservatoire de Musique (Geneva: Editions Minkoff, 1993), 5-6.
9 Gustave Chouquet, Le Musée du Conservatoire de Musique (Geneva: Editions
Minkoff, 1993), ix-x.
10 Florence Gétreau, Aux origines du musée de la musique: Les collections instrumentales du Conservatoire de Paris: 1793-1993 (Paris: Klincksieck, 1996), 135, 205206, 234, 417. --- Page 333 ---
Notes to Pages 99-107
11 Chouquet, Le Musée du Conservatoire de Musique, xii.
12 Chouquet, Le Musée du Conservatoire de Musique, 222.
13 I met with Bruguière in Paris in June of 2006, and this and the following
paragraphs are based on our conversations. The museum description of the instrument, along with several photos, is here: https//mediatheque.cite-musique
Shwcplanag1b-05759 (consulted July 30, 2014).
14 My discussion of the banza here and throughout this chapter are informed
by conversations and correspondence with Pete Ross and UlfJagfors, who was
also kind enough to share with me his unpublished article about the instrument, which describes its construction and the story ofl how it was found: Ulf
Jagfors, "A Banza from Haiti," 2005.
15 Thomas Granger, "The Sugar-Cane: A Poem," in Thomas Krise, ed.,
Caribbeana: An Anthology of English Literature of the West Indies, 1657-1777
(Chicago: University ofChicago Press), 257.
16 William Beckford, A Descriptive Account of the Island of Jamaica (London:
T. and J. Egerton, 1790), 1:387-388; on Beckford's life, see Kamau Brathwaite,
The Development of Creole Society in Jamaica, 1770-1820 (Kingston: Ian Randle,
2005), 131.
17 Beckford,Jamaica, 1:388-390.
18 A Short Journey in the West Indies, in Which Are Interspersed, Curious Anecdotes
and Characters (London: Published by the Author, 1790), 1:88-90.
19 Thomas Clarkson, An Essay on the Slavery and Commerce of the Human Species, Particularly the African (London:, J. Phillips, 1788), 147, 150-151.
20 Clarkson, An Essay on Slavery, 151-152.
21 Gilbert Francklyn, An Answer to the Rev Mr. Clarkson's Essay on the Slavery
and Commerce of the Human Species, Particularly the African, in a Series of Letters
from a Gentleman in Jamaica to His Friend in London (London: Logographic Press,
1789), 206-207.
22 Lida Tunstell Rodman, ed., "Journal of a Tour to North Carolina by William Attmore, The James Sprunt Historical Publications ofthe North Carolina Historical Society 14, no. 1 (1916): 43;J. F. D. Smyth, A Tour in the United States of
America, vol. 1 (Dublin: G. Perrin, 1784), 46.
23 Thomas Fairfax.Jeumey/rom Virginia to Salem Massachusetts, 1799 (London,
1936), 2.
24 Thomas Ashe, Travels in America, Performed in 1806, For the Purpose of Exploring the Rivers Alleghany, Monongahela, Ohio, and Mississippi (London: John
Abraham, Clement's Lane, 1808), 1:233-235.
25 Robert Coates, The Outlaw Years: The History of the Land Pirates of the Natchez Trace (New York: The Macaulay Company, 1930), 27.
46.
23 Thomas Fairfax.Jeumey/rom Virginia to Salem Massachusetts, 1799 (London,
1936), 2.
24 Thomas Ashe, Travels in America, Performed in 1806, For the Purpose of Exploring the Rivers Alleghany, Monongahela, Ohio, and Mississippi (London: John
Abraham, Clement's Lane, 1808), 1:233-235.
25 Robert Coates, The Outlaw Years: The History of the Land Pirates of the Natchez Trace (New York: The Macaulay Company, 1930), 27. --- Page 334 ---
Notes to Pages 108-116
26 James Kirke Paulding, Letters From the South (New York: Harper & Brothers,
1835), 1:96-98.
27 William Dickson, Letters on Slavery (London: J. Phillips, 1784), 73-74.
28 Thomas Jefferson, Notes on the State of Virginia: With Related Documents, ed.
David Waldstreicher (Boston: Bedford/St. Martins, 2002), 177.
29 John Luffman, A Brief. Account of the Island of Antigua (London: T. Cadell,
1789), 135-137; Charles MacPherson, Memoirs of the Life and Travels of the Late
Charles MacPherson, Esq in Asia, Africa and America (Edinburgh: Arch. Constable,
1800), 186.
30 Bryan Edwards, The History, Civil and Commercial, of the British Colonies in
the West Indies (London: John Stockdale, 1807), 2:102-103.
31 Robert Renny, A History ofJamaica (London: J. Cawthorn, 1807), 167-168.
32 Renny, A History ofJamaica, 168,
33 R. R. Madden, A Tivelvemonth 's Residence in the West Indies during the Transition from Slavery to Apprenticeship (Westport, CT: Negro Universities Press, 1835),
2:9-10.
34 George Pinckard, Notes on the West Indies, Including Observations Relative to
the Creoles and Slaves ofthe Western Colonies, and the Indians of South America, vol. 1
(London: Messrs. Baldwin, Cradock and Joy, 1816), 127-130.
35 Frederick Bayley, Four Years Residence in the West Indies, During the Years
1826, 7, 8, and 9, by the Son ofa Military Officer, vol. 3 (London: William Kidd,
1833), 437.
36 Sylvester Hovey, Letters from the West Indies: Relating Especially to the Danish
Island St. Croix and to the British Islands Antigua, Barbadoes and Jamaica (New York:
Gould and Newman, 1838), 36.
37 On the place ofmasking and parody in Caribbean culture, see Richard D. E.
Burton, Afro-Creole: Power, Opposition, and Play in the Caribbean (Ithaca: Cornell
University Press, 1997).
38 Robert C. Smith, "Liberty Displaying the Arts and Sciences: A Philadelphia Allegory by Samuel Jennings," Winterthur Portfolio 2 (January 1, 1965): 85105, 87-89. For a wide-ranging study of depictions of African-American music
and musicians from the eighteenth through the early twentieth century, see
Eileen Southern and Josephine Wright, Images: Iconography of Music in AfricanAmerican Culture, 1770s-1920s (New York: Garland Publishing, 2000).
39 Smith, "Liberty," 85, 92, 96-99; David Hackett Fischer, Liberty and Freedom:
A Visual History of America's Founding Ideas (Oxford: Oxford University Press,
2005), 234-235; Southern and Wright, Images, 20-22.
40 Smith, "Liberty,' 99-100.
and musicians from the eighteenth through the early twentieth century, see
Eileen Southern and Josephine Wright, Images: Iconography of Music in AfricanAmerican Culture, 1770s-1920s (New York: Garland Publishing, 2000).
39 Smith, "Liberty," 85, 92, 96-99; David Hackett Fischer, Liberty and Freedom:
A Visual History of America's Founding Ideas (Oxford: Oxford University Press,
2005), 234-235; Southern and Wright, Images, 20-22.
40 Smith, "Liberty,' 99-100. --- Page 335 ---
Notes to Pages 116-123
41 Smith, "Liberty," 101.
42 Susan P. Shames, The Old Plantation: The Artist Revealed (Williamsburg, VA:
Colonial Williamsburg Foundation, 2010), 10-11, 18, 36-40, 43-47; Southern
and Wright, Images, 17-20.
43 Shames, The Old Plantation, 26-27; on the complex dynamics of sexuality
in master-slave relations, see Joan Dayan, Haiti, History, and the Gods (Berkeley:
University of California Press, 1995); Trevor G. Burnard, Mastery, Tyranny, and
Desire: Thomas Thistlewood and His Slaves in the Anglo-Jamaican World (Chapel Hill:
University of North Carolina Press, 2004).
44 Shames, The Old Plantation, 11, 56-60.
45 Shames, The Old Plantation, 12.
46 Shames, The Old Plantation, 12; Robert Farris Thompson, Flash ofthe Spirit:
African and. Afro-American Art and Philosophy (New York: Random House, 1983).
47 Thompson, Flash of the Spirit; Wyatt MacGaffey, Religion and Society in Central
Africa: The BaKongo of Lower Zaire (Chicago: University of Chicago Press, 1986),
116-120; James Denbow, "Heart and Soul: Glimpses of Ideology and Cosmology in the Iconography of Tombstones from the Loango Coast of Central
Africa," TheJournal of American Folklore 112, no. 445 (July 1, 1999): 407-408.
48 Shames, The Old Plantation, 12; Maria Franklin, "Early Black Spirituality
and the Cultural Strategy of Protective Symbolism; Evidence from Art and
Archaeology," in African Impact on theMaterial Culture of the Americas: A Conference
Presented by Diggs Gallery at Winston-Salem State University (Winston-Salem, NC:
Museum of Early Southern Decorative Arts, 1998), 8.
49 The painting is in the collection of the Mint Museum of Art in Charlotte,
North Carolina. Tests on pigment from the painting, curatorjJonathan Stuhlman
of the Mint Museum wrote to me in a 2009 email, found traces of titanium
dioxide, a product produced only after 1919.
50 Franklin, "Early Black Spirituality," 8-10.
51 Franklin, "Early Black Spirituality," . 8-10; Leo G. Mazow, "From Sonic to
Social: Noise, Quiet, and Nineteenth-Century American Banjo Imagery," in
Picturing the Banjo, ed. Leo G. Mazow (University Park: Pennsylvania State University Press, 2005), 95-113, 109-111.
52 Franklin, "Early Black Spirituality,"7, 10.
53 Franklin, "Early Black Spirituality," 10.
54 The entire archive ofrunaway advertisements from this newspaper has been
digitized by a group at Sherbrooke University in Canada. For this advertisement, from Affiches Américaines, 14 December 1772, see hatg/www.marronnage
info/ft/lire.php@typemannonce&id=34464.
jo, ed. Leo G. Mazow (University Park: Pennsylvania State University Press, 2005), 95-113, 109-111.
52 Franklin, "Early Black Spirituality,"7, 10.
53 Franklin, "Early Black Spirituality," 10.
54 The entire archive ofrunaway advertisements from this newspaper has been
digitized by a group at Sherbrooke University in Canada. For this advertisement, from Affiches Américaines, 14 December 1772, see hatg/www.marronnage
info/ft/lire.php@typemannonce&id=34464. --- Page 336 ---
Notes to Pages 124-135
55 L'annonce, publié dans les Affiches Américaines le 15 Decembre 1784, est en
ligne ici: hnp./awsauromngciulo/trlrepiphye-amneoeiddbits
56 Ada Ferrer, Freedom' 's Mirror: Cuba and Haiti in the Age of Revolution (Cambridge: Cambridge University Press, 2014), 165-166.
57 Henri Grégoire, De la littérature de Nègres, ou Recherches sur leurs facultés
intellectuelles, leurs qualités morales et leur littérature (Paris: Maradan, 1808), 184.
58 Fr. Richard de Tussac, Crides Colons contre un ouvrage de M. L'Eveque et Senateur Gregoire (Paris: Les Marchands de Nouveautes, 1810), 292.
59 M. L. E. Moreau de Saint-Méry, Description topographique, physique, civile, politique et historique de la partie francaise de l'isle Saint-Domingue, vol. 1 (Philadelphia:
Chez l'Auteur, 1797), 44.
60 Saint-Méry, Description, 1:51-52.
61 Claude Dauphin, Histoire Du Style Musical d'Haiti (Montréal: Mémoire
d'Encrier, 2014), 117.
62 Michel Etienne Descourtilz, Flore pittoresque et médicale des Antilles, vol. 5
(Paris: Imprimerie de J. Tastu, 1833), 85-86.
63 Gaspard-Théodore Mollien, Histoire et maeurs d'Haiti: De Christophe Colomb
a la révolte des esclaves, ed. François Arzalier, vol. 1 (Paris: Le Serpent de Mer,
2001), 84.
64 I spoke to Ti-Coca about the song before a concert he gave in Petionville,
Haiti, on May 22, 2015. On Vodou song see Max G. Beauvoir, Le Grand
Receuil Sacré, Ou Répertoire Des Chansons Du Vodou Haitien (Port-au-Prince:
Edisyon Près Nasyonal d'Ayiti, 2008); Benjamin Hebblethwaite, Vodou Songs in
Haitian Creole and English (Philadelphia: Temple University Press, 2012).
65 The image "Sick Slaves," published by Thomas McClean, Hay Market,
London, in 1822, is in the Musée Acquitaine de Bordeaux, Collection Chatillon, 2003.4.313.
66 An image and description of the instrument is available through the online
catalogue of MIMO, Musical Instrument Museums Online, here: http://www
mine-momational.conional.con/MIMO4decPDASTK, BERLIN.DE.EM.ONID
_169626/banjo (consulted July 30, 2014). I am indebted to Shlomo Pestcoe, who
shared his discovery of this instrument in the database soon after it went online
in a group email to banjo researchers datedJune 4, 2014, as well as sharing information provided to him by Richard Price about the instrument.
67 My discussion of the use of the banjo in trobado music draws on conversations I had with Ti-Coca and Richard Hector before and after a concert they
gave on May 22 in Petionville, Haiti. In his 1960 ethnography ofHaiti, Harold
Courlander noted that the term banza, once used to describe a "stringed in-
shared his discovery of this instrument in the database soon after it went online
in a group email to banjo researchers datedJune 4, 2014, as well as sharing information provided to him by Richard Price about the instrument.
67 My discussion of the use of the banjo in trobado music draws on conversations I had with Ti-Coca and Richard Hector before and after a concert they
gave on May 22 in Petionville, Haiti. In his 1960 ethnography ofHaiti, Harold
Courlander noted that the term banza, once used to describe a "stringed in- --- Page 337 ---
Notes to Pages 137-143
strument resembling a banjo, 91 had by the twentieth century come to be "applied to the homemade fiddle which is used to accompany the minuet and other
old dances of European origins. 77 He also noted that he had seen a "children's
instrument" in the mountains, constructed of "half of a calabash shell, across
the opening of which have been stretched a number of chords." See Harold
Courlander, The Drum and the Hoe: Life and Lore ofthe Haitian People (Berkeley:
University ofCalifornia Press, 1960), 202.
68 Mimi Barthélémy, Le mariage d'une puce (Montréal: Editions Québec /
Amérique, 1991), 25-32.
69 Barthélémy, Le mariage d'une puce, 25-32.
4.THE SOUND OF FREEDOM
1 George William Featherstonhaugh, Excursion Through the Slave States: From
Washington on the Potomac, to the Frontier of Mexico; with Sketches of Popular Manners and Geological Notices (New York: Harper and Brothers, 1844), 36-37; I draw
here on the illuminating reading of this text in Saidiya V. Hartman, Scenes of
Subjection: Terror, Slavery, and Self-Making in Ninctenth-Century America (New
York: Oxford University Press, 1997), 32-33.
2 For a detailed analysis and portrait of this slave trade, see Walter Johnson,
Soul by Soul: Life Inside the Antebellum Slave Market (Cambridge, MA: Harvard
University Press, 1999); Walter Johnson, River of Dark Dreams: Slavery and Empire in the Cotton Kingdom (Cambridge, MA: Harvard University Press, 2013).
3 Featherstonhaugh, Excursion, 37; Johnson, River of Dark Dreams, 218, notes
that, as slaves were brought further from home, they were eventually allowed
to walk "unfettered."
4 Alexander Mackay, The Western World; Or, Travels in the United States in 184647, 2nd ed. (New York: Negro Universities Press, 1968), 2:132-133.
5 George P. Rawick, The. American Slave: A Composite Autobiography (Westport,
CT: Greenwood, 1972), vol. 3, South Carolina Narratives Parts 1 & 2, Part 2,
279-281, and Parts 3 & 4, Part 3, 202-204 and 273.
6 Orlando Kay Armstrong, Old Massa's People: The Old Slaves Tell Their Story,
1st ed. (Indianapolis: Bobbs-Merrill, 1931), 261-262; this account is discussed
in Mark Knowles, Tap Roots: The Early History of Tap Dancing (Jefferson, NC:
McFarland & Co., 2002), 41; on Armstrong's work, see Sterling A. Brown,
"Negro Character as Seen by White Authors,' The Journal ofl Negro Education 2,
no. 2 (April 1933): 186; and John W. Blassingame, Slave Testimony: Tivo Centuries
ofl Letters, Speeches, Interviews, and.Autobiographies (Baton Rouge: Louisiana State
University Press, 1977), Ixi.
discussed
in Mark Knowles, Tap Roots: The Early History of Tap Dancing (Jefferson, NC:
McFarland & Co., 2002), 41; on Armstrong's work, see Sterling A. Brown,
"Negro Character as Seen by White Authors,' The Journal ofl Negro Education 2,
no. 2 (April 1933): 186; and John W. Blassingame, Slave Testimony: Tivo Centuries
ofl Letters, Speeches, Interviews, and.Autobiographies (Baton Rouge: Louisiana State
University Press, 1977), Ixi. --- Page 338 ---
Notes to Pages 143-149
7 Lynn Abbott and Doug Seroff, Out of Sight: The Rise of African American Popular Music, 1889-1895, American Made Music Series (Jackson: University Press
of Mississippi, 2002), 242.
8 Hartman, Scenes of Subjection, 8, 32.
9 William W. Austin, "Susanna, s "Jeanie, ) and "The Old Folks at Home": The
Songs of Stephen C. Foster From His Time to Ours, 2nd ed. (Urbana: University of
Illinois Press, 1987), xvi-xvii, 6-7, 238-239; Morrison Foster, My Brother Stephen (Indianapolis, 1932), 49-50.
10 Austin, Songs of Stephen C. Foster, 6-7.
11 Josiah Henson, Father Henson's Story ofHis Own Life (Boston: P. Jewett and
Company, 1858), 1-7; Howard L. Sacks and Judith Rose Sacks, Way up North in
Dixie: A Black Family's Claim to the Confederate Anthem (Washington: Smithsonian Institution Press, 1993), 31.
12 Emmett D. Preston, "The Fugitive Slave Acts in Ohio,' The Journal of Negro
History 28, no. 4 (October 1, 1943): 433, 438.
13 Preston, "The Fugitive Slave Acts in Ohio," 441-456.
14 Solomon Northrop, Twelve Years a Slave (New York: Penguin, 2013), 7.
15 Northrop, Twelve Years a Slave, 142-143.
16 Northrop, Twelve Years a Slave, 143, 189; the first three accounts of Junkanoo from Jamaica are excerpted in Roger D. Abrahams and John F. Szwed,
eds., After. Africa: Extracts from British TiavelAccounts andJournals ofthe Seventeenth,
Eighteenth, and Nineteenth Centuries Concerning the Slaves, Their Manners, and
Customs in the British West Indies (New Haven: Yale University Press, 1983), 234,
241, and 249; for the full version ofLewis's account see Matthew Lewis,Journal
of a West India Proprietor, Kept During a Residence in the Island ofJamaica, ed. Judith Terry (London: Oxford University Press, 1999), 36; Dale Cockrell, Demons ofDisorder: Early Blackface Minstrels and Their World (Cambridge: Cambridge
University Press, 1997), 40; for Phillippo's comments, in a book published in
1843, see James Phillippo, Jamaica: Its Past and Present State (London: Dawsons
of Pall Mall, 1969), 243.
17 Elizabeth Fenn, "A Perfect Equality Seemed to Reign': Slave Society and
Jonkonnu," North Carolina Historical Review 65 (April 1988): 128-129; Cockrell,
Demons of Disorder, 39-40. The most detailed study of the tradition of Junkanoo in Jamaica is Judith Bettleheim, "The Afro-Jamaican Jonkonnu Festival:
Playing the Forces and Operating the Cloth' 53 (Yale University, 1979); on the
possible Ewe etymology, see Frederic Cassidy, "*Hipsaw' and John Canoe,'
American Speech 41 (1966): 45-51, de PP. 50-51; for a broader study of the place of
public performance traditions in the Caribbean, see Richard D. E. Burton, AfroCreole: Power, Opposition, and Play in the Caribbean (Ithaca: Cornell University
Press, 1997).
, "The Afro-Jamaican Jonkonnu Festival:
Playing the Forces and Operating the Cloth' 53 (Yale University, 1979); on the
possible Ewe etymology, see Frederic Cassidy, "*Hipsaw' and John Canoe,'
American Speech 41 (1966): 45-51, de PP. 50-51; for a broader study of the place of
public performance traditions in the Caribbean, see Richard D. E. Burton, AfroCreole: Power, Opposition, and Play in the Caribbean (Ithaca: Cornell University
Press, 1997). --- Page 339 ---
Notes to Pages 150-157
18 Lewis,Journal ofa West India Proprietor, 36; Peter P. Reed, Rogue Performances:
Staging the Underclasses in Early American Theatre Culture (New York: Palgrave
Macmillan, 2009), 118.
19 Abrahams and Szwed, Afier Africa, 235, 248-249; Cockrell, Demons of Disorder, 41; Maria Nugent, Lady Nugent's Journal ofHer Residence in Jamaicafrom 1801
to 1805, ed. Philip Wright (Kingston, Jamaica: Institute ofJamaica, 1966), 219.
20 Fenn, "Perfect Equality," 132-136.
21 Harriet A. Jacobs, Incidents in the Life ofa Slave Girl: Written by Herself (Boston,
1861), 179-180.
22 William B. Smith, "The Persimmon Tree and the Beer Dance," in The Negro
and His Folklore in Nincteuth-Century Periodicals, ed. Bruce Jackson (Austin: Published for the American Folklore Society by the University of Texas Press,
1969), 3-5.
23 William B. Smith, "Persimmon Tree," 19 5.
24 William B. Smith, "Persimmon Tree,' 99 7-8.
25 John Finch, Travels in the United States of America and Canada (London:
Longman, 1833), 238.
26 Bob Carlin, The Birth of the Banjo: Joel Walker Sweeney and Early Minstrelsy
(Jefferson, NC: McFarland, 2007), 4; John Kennedy, Swallow Barn, or a Sojourn
in the Old Dominion, vol. 1 (Philadelphia: Carey and Lea, 1832), 101-103,
27 Martin Robison Delany, Blake; Or, The Huts of America, a Novel, ed. FloydJ.
Miller (Boston: Beacon Press, 1970), 251-252; for a rich reading of the novel,
see Robert S. Levine, Martin Delany, Frederick Douglass, and the Politics of Representative Identity (Chapel Hill: University of North Carolina Press, 1997), chap. 5.
28 Delany, Blake, 251-252.
29 Johnson, River of Dark Dreams, 229, 232-234.
30 Robert B. Winans, "Black Instrumental Music Traditions in the Ex-Slave
Narratives,' 77 Black Music Research Journal 10, no. 1 (Spring 1990): 43-53. On
the value ofthe WPA narratives, and the complexities of using them as sources,
see Mia Bay, The White Image in the Black Mind: African-American Ideas about White
People, 1830-1925 (New York: Oxford University Press, 2000), 114-116.
31 Rawick, American Slave, vol. 3, South Carolina Narratives Parts 3 & 4, Part.3,
P. 7. Rawick, American Slave, vol. 12, Georgia Narratives Parts 1 & 2, Part 2,
P. 52-53. Thomas E. Barden, Charles L. Perdue, and Robert K. Phillips, eds.,
Weevils in the Wheat: Interviews with Virginia Ex-Slaves (Charlottesville: University
Press ofVirginia, 1992), 326.
32 Rawick, American Slave, vol. 17, Florida Narratives, P. 244. Rawick, American Slave, vol. 7, Georgia Narratives Parts 1 & 2, Part 1, p. 197. George P.
, Georgia Narratives Parts 1 & 2, Part 2,
P. 52-53. Thomas E. Barden, Charles L. Perdue, and Robert K. Phillips, eds.,
Weevils in the Wheat: Interviews with Virginia Ex-Slaves (Charlottesville: University
Press ofVirginia, 1992), 326.
32 Rawick, American Slave, vol. 17, Florida Narratives, P. 244. Rawick, American Slave, vol. 7, Georgia Narratives Parts 1 & 2, Part 1, p. 197. George P. --- Page 340 ---
Notes to Pages 157-163
Rawick, ed., American Slave: A Composite Autobiography, Supplement Series 2
(Westport, CT: Greenwood Press, 1979), vol. 1, 88-89, 115.
33 Barden, Perdue, and Phillips, Weevils in the Wheat, 141.
34 Barden, Perdue, and Phillips, Weevils in the Wheat, 82.
35 Rawick, American Slave, vol. 7, Oklahoma and Mississippi Narratives, p. 272;
Barden, Perdue, and Phillips, Weevils in the Wheat, 297-299.
36 For the James Davis narrative, see Rawick, American Slave, Vol. 8, Arkansas
Narratives Parts 1 & 2, Part 2, P. 109-111. Other descriptions of the use of grape
vines against patrols are in Ophelia Settle Egypt, Unwritten History of Slavery,
Autobiographical Account of Negro Ex-Slaves, Social Science Source Documents,
No. 1 (Nashville, TN: Social Science Institute, Fisk University, 1945), 78;
Barden, Perdue, and Phillips, Weevils in the Wheat, 290; Hartman, Scenes of Subjection, 68.
37 Barden, Perdue, and Phillips, Weevils in the Wheat, 326; Rawick, American
Slave, vol. 10, Arkansas Narratives Parts 5 & 6, Part 6, P. 366-367; Part 5, Pp. 2526, 268, Part 6, PP. 366-367.
38 Barden, Perdue, and Phillips, Weevils in the Wheat, 316.
39 Rawick, American Slave, vol. 8, Arkansas Narratives Parts 1 & 2, Part 1,
p. 295; Part 2, P. 114.
40 Rawick, The American Slave, vol. 10, Arkansas Narratives Parts 5 & 6, Part 6
p. 28.1 Rawick, The American Slave, vol. 8, Arkansas Narratives Parts 1 & 2, Part 1
p. 64-65.
41 Rawick, The American Slave, vol. 8, Arkansas Narratives Parts 1 & 2,
Part 2, p. 81. Georgia Writers' Project, Drums and Shadows: Survival Studies
Among the Georgia Coastal Negroes (Athens: University of Georgia Press, 1940),
148, 186-187. Eighty-nine-year-old Soloman Lambert of Holly Grove, Arkansas also remembered how slaves had made their own fiddles and banjos; see
Rawick, The American Slave, vol. 9, Arkansas Narratives Parts 3 & 4, Part 4
p. 230.
42 Rawick, The American Slave, vol. 12, Georgia Narratives Parts 1 & 2, Part 1
P. 81, 181, 190.
43 Rawick, The American Slave, vol. 12, Georgia Narratives Parts 1 & 2, Part 1
pP. 151, 161-167, 170; Part 2, PP. 6, 216, 248.
44 Rawick, The American Slave, vol. 10, Parts 5 & 6, Part 6, P. 143-144.
45 John Davis, "Johnson's Negro Life at the South and Urban Slavery in Washington, D.C., 99 The Art Bulletin 80, no. 1 (March 1998): 67-92.
46 Davis, "Johnson's Negro Life at the South, 9 75-78.
Part 1
pP. 151, 161-167, 170; Part 2, PP. 6, 216, 248.
44 Rawick, The American Slave, vol. 10, Parts 5 & 6, Part 6, P. 143-144.
45 John Davis, "Johnson's Negro Life at the South and Urban Slavery in Washington, D.C., 99 The Art Bulletin 80, no. 1 (March 1998): 67-92.
46 Davis, "Johnson's Negro Life at the South, 9 75-78. --- Page 341 ---
Notes to Pages 164-172
47 Davis, "Johnson's Negro Life at the South, 13 79.
48 Davis, "Johnson's Negro Life at the South, 3 79.
49 David Crockett, Sketches and Eccentricities of Col. David Crockett of West Tennessee, ed. David Manning White (New York: J. & J. Harper, 1833), 38-41.
50 Carlin, Birth ofthe Banjo, 3-5; "Old Titus-The Original Banjo Man," Richmond Dispatch, April 21, 1852.
51 Douglas R. Egerton, Gabriel's Rebellion: The Virginia Slave Conspiracies of 1800
and 1802 (Chapel Hill: University of North Carolina Press, 1993); James Sidbury, Ploughshares into Swords: Race, Rebellion, and Identity in Gabriel's Virginia,
1730-1810 (New York: Cambridge University Press, 1997).
52 Robert C. Toll, Blacking Up: Minstrel Show in Ninetenth-Century America
(London, Oxford, and New York: Oxford University Press, 1974), 83-84; Firth,
Pond and Co., "Uncle Gabriel" (New York, 1848), Microfilm M 3106 M1.A12V
vol 29 Case Class, Library of Congress, Music Division, Music Copyright
Deposits, htp./wwwclocgov/fit/am1sts.48.4417004
53 C. Holt Jr., "Uncle Gabriel" (New York, 1848), Microfilm M 3106 M1.
A12V vol 29 Case Class, Library of Congress, Music Division, Music Copyright Deposits, hip./sewwclocgov/item/Am1848.41750,
54 The letter is reprinted in Rosa Faulkner Yancey, Lynchburg and Its Neighbors
(Richmond, VA: J. W. Fergusson & Sons, 1935), 218-221; Carlin, Birth of the
Banjo, 127.
55 Carlin, Birth of the Banjo, 5.
56 Carlin, Birth of the Banjo, 5.
57 Carlin, Birth ofthe Banjo, 20-21.
58 Yancey, Lynchburg and Its Neighbors, 218-220.
59 Carlin, Birth of the Banjo, 1-2.
60 Cecelia Conway, African Banjo Echoes in Appalachia: A Study of Folk Traditions (Knoxville: University ofTennessee Press, 1995) chap.2, esp. 85-87; Robert
Winans, "The Folk, the Stage, and the Five-String Banjo in the Nineteenth
Century," Journal of American Folklore 89, no. 354 (1976): 407-437 p. 417-418;
Toll, Blacking Up, 46; Hans Nathan, Dan Emmett and the Rise of Early Negro
Minstrelsy, 1st ed. (Norman: University ofOklahoma Press, 1962), chap. 13.
61 On later versions ofthe song "Run, Nigger, Run," see John A. Lomax and
Alan Lomax, American Ballads and Folk Songs (New York: Macmillan, 1934),
228-231. Two recorded versions ofthe song, one by Rufus Crisp of Kentucky
recorded in 1946 (AFS 8547), and another by Thaddeus C. Willingham ofGulfport, Mississippi, recorded in 1939 (AFS 3115), are in the American Folklife
Press, 1962), chap. 13.
61 On later versions ofthe song "Run, Nigger, Run," see John A. Lomax and
Alan Lomax, American Ballads and Folk Songs (New York: Macmillan, 1934),
228-231. Two recorded versions ofthe song, one by Rufus Crisp of Kentucky
recorded in 1946 (AFS 8547), and another by Thaddeus C. Willingham ofGulfport, Mississippi, recorded in 1939 (AFS 3115), are in the American Folklife --- Page 342 ---
Notes to Pages 174-179
Collection ofthe Library of Congress. Eric Lott, Love and Theft: Blackface Minstrelsy and the American Working Class (New York: Oxford University Press, 1995);
Karen Linn, That Half-Barbaric Tivang: The Banjo in American Popular Culture
(Urbana: University ofIllinois Press, 1991), 42, 66. For a recent example ofthe
deployment of the term "minstrel" in debates about popular culture, see the
responses to Miley Cyrus's VMA performance, which some critics described as
a conemporary"mninsred show":J Jody Rosen, "Rosen: The 2013 VMAs Were
Dominated by Miley's Minstrel Show," Vulture, August 26, 2013, http://www
sohuc.con/autyoajalrme-atly--yrasomus-ninuncdbenl
5.THE BANJO MEETS BLACKFACE
1 Kim F. Hall, Things of Darkness: Economies of Race and Gender in Early Modern
England (Ithaca, NY: Cornell University Press, 1995), 131; Virginia Mason
Vaughan, Performing Blackness on English Stages, 1500-1800 (Cambridge: Cambridge University Press, 2005), 65-66.
2 Vaughan, Performing Blackness, 67-69.
3 Hall, Things of Darkness, 6-7.
4 Vaughan, Performing Blackness, 35, 38, 43, 48, 57.
5 Vaughan, Performing Blackness, 75, 81-82.
6 Vaughan, Performing Blackness, chap. 9.
7 Peter P. Reed, Rogue Performances: Staging the Underclasses in Early American Theater Culture (New York: Palgrave Macmillan, 2009), 110; Dale Cockrell,
Demons of Disorder: Early Blackface Minstrels and Their World (Cambridge: Cambridge University Press, 1997), 32-34; Edward Palmer Thompson, Wligs and
Hunters: The Origin of the Black Act (New York: Pantheon Books, 1975).
8 Hans Nathan, "Negro Impersonation in Eighteenth Century England," Notes
2, no. 4 (September 1, 1945): 252-253; W. T. Lhamon Jr., ed., JumpJim Crow:
Lost Plays, Lyrics, and Street Prose ofthe First Atlantic Popular Culture (Cambridge,
MA: Harvard University Press, 2003), 34-35.
9 Nathan, "Impersonation, 7 251; Hans Nathan, Dan Emmett and the Rise of Early
Negro Minstrelsy, 1st ed. (Norman: University of Oklahoma Press, 1962), 25-28.
10 Cockrell, Demons of Disorder, 15-19; Reed, Rogue Performances, 109-111.
11 Bernard Camier and Laurent Dubois, "Voltaire et Zaire, Ou Le Théâtre Des
Lumières Dans L'aire Atlantique Française, " Revue D'histoire Moderne et Contemporaine 54, no. 4 (2007): 39-69; Jean Fouchard, Le théâtre à Saint-Domingue (Portau-Prince: H. Deschamps, 1988), 281, 297-298. For an annotated transcription
of the play in the original Creole, see Bernard Camier and Marie-Christine
111.
11 Bernard Camier and Laurent Dubois, "Voltaire et Zaire, Ou Le Théâtre Des
Lumières Dans L'aire Atlantique Française, " Revue D'histoire Moderne et Contemporaine 54, no. 4 (2007): 39-69; Jean Fouchard, Le théâtre à Saint-Domingue (Portau-Prince: H. Deschamps, 1988), 281, 297-298. For an annotated transcription
of the play in the original Creole, see Bernard Camier and Marie-Christine --- Page 343 ---
Notes to Pages 180-185
Hazael-Massieux, "Jeannot et Thérèse un opéra-comique en créole au milieu
du XVIIIIème siecle,' 7 Revue de la société haitienne d'Histoire et de Géographie, 215
(2003): 135-166.
12 On Lise and her more famous sister Minette see Fouchard, Théâtre, 310,
322-323, 341. The novelist Marie Vieux Chauvet drew on Fouchard's work in
producing a historical novel about these two sisters: Marie Vieux Chauvet, La
Danse Sur Le Volcan (Paris: Plon, 1957). For the descriptions of blackface
performance, see Affiches Américaines, Port-au-Prince, October 30, 1781; Le
Cap,January 28, 1784; Le Cap, May 4, 1785; Le Cap, February 9, 1788.
13 Camier and Dubois, "Voltaire et Zaire"; Fouchard, Théâtre, 67, 72, 180-181,
192; Jean Fouchard, Plaisirs de Saint-Domingue (Port-au-Prince: Impr. de l'État,
1955), 133; M. L. E. Moreau de Saint-Méry, Description Topegraphique, Physique,
Civile, Politique et Historique de La Partie Française de L'isle Saint Domingue, Nouv. éd
(Paris: Société de l'histoire des colonies françaises et Librairie Larose, 2004),
1:358-362, 2:986-987, 1100. Affiches Américaines, Le Cap, September 1, 1784;
Moniteur de la Louisiane, December 20, 1809; on audiences in North America, see
Cockrell, Demons of Disorder, 17.
14 Ned Sublette, The World That Made New Orleans: From Spanish Silver to Congo
Square (Chicago: Lawrence Hill Books, 2008). On the Louisiana performance
ofthe play, see Moniteur de la Louisiane, March 18, 1807 and March 21, 1807.
15 Reed, Rogue Performances, 101-109; for a contemporary novel about Jack,
see William Earle, Obi, Or, The History of Three-FingeredJadk, ed. Srinivas
Aravamudan (Peterborough, Ontario: Broadview Press, 2005).
16 Reed, Rogue Perjormances, 121-122;James O'Rourke, "The Revision ofObi;
Or, Three-Finger'd Jack and the Jacobin Repudiation of Sentimentality,
Niuctecnth-Contury Contexts 28, no. 4 (December 1, 2006): 285-303, P. 288. On
Brown's theater, see Marvin Edward McAllister, White People Do Not Know How
to Behave at Entertainments Designed for Ladies & Gentlemen of Colour: William
Brown's African & American Theater (Chapel Hill: University of North Carolina
Press, 2003).
17 Reed, Rogue Performances, 115, 122.
18 W. T. Lhamon Jr., Raising Cain: Blackface Performance from Jim Crow to Hip
Hop (Cambridge, MA: Harvard University Press, 1998), 22-24; Joseph
Roach, Cities of the Dead (New York: Columbia University Press, 1996).
19 Christopher J. Smith, The Creolization of American Culture: William Sidney
Mount and the Roots of Blackface Minstrelsy (Urbana: University of Illinois Press,
2013), 6, 18, 25-28, 33.
20 Reed, Rogue Performances, 127, 130-131, 133.
21 Reed, Rogue Performances, 129-130.
Hip
Hop (Cambridge, MA: Harvard University Press, 1998), 22-24; Joseph
Roach, Cities of the Dead (New York: Columbia University Press, 1996).
19 Christopher J. Smith, The Creolization of American Culture: William Sidney
Mount and the Roots of Blackface Minstrelsy (Urbana: University of Illinois Press,
2013), 6, 18, 25-28, 33.
20 Reed, Rogue Performances, 127, 130-131, 133.
21 Reed, Rogue Performances, 129-130. --- Page 344 ---
Notes to Pages 186-192
22 Reed, Rogue Performances, 145; Henry A. Kmen, "Old Corn Meal: A Forgotten Urban Negro Folksinger," The Journal of American Folklore 75, no. 295
(March 1962): 29-31; T. Allston Brown and Charles Day, "Black Musicians
and Early Ethiopian Minstrelsy," The Black Perspective in Music 3, no. 1 (April 1,
1975): 78.
23 Kmen, "Old Corn Meal," 29-32; Reed, Rogue Performances, 145.
24 Brown and Day, "Black Musicians, 97 78.
25 Phil Rice, Phil Rice's Method for the Banjo: With or Without a Master (Boston:
Oliver Ditson & Co., 1858), 32-33; Philip F. Gura and James F. Bollman, America's Instrument: The Banjo in the Nineteenth Century (Chapel Hill: University of
North Carolina Press, 1999), 268 n. 70; Frank Converse, A History of the Banjo:
Frank Converse's Banjo Reminiscences, ed. Paul Heller (Lexington, Kentucky, 2011),
17-18. TonyThomas has done extensive research on the original Picayune Butler
as well as the later musician who took his name; see, for instance, his discussion
at the Minstrel Banjo website, "Hard Truths About Picayune Butler," October 26, 2013, at htp/minsrelbanjo.ning.comn/forum/opicv/th-hand-trutaths
about-picyune-buder, and at the Banjology website at httpe/sites.duke.edu
/hanjology/che-banjo-im-new-orleanvpicayune-butler
26 Rice, Method, 33.
27 Théodore Pavie, Souvenirs Atlantiques; Voyage aux Etats-Unis et au Canada, 2
vols. (Paris, 1833), 2:319-320.
28 Joseph Holt Ingraham, The South-West by a Yankee, vol. 1 (New York:
Harper, 1835), 162;James R. Creecy, Scenes in the South, and Other Miscellaneous
Pieces (Washington: T. McGill, 1860), 19-23.
29 Sam Kinser, Carnival, American Style: Mardi Gras at New Orleans and Mobile
(Chicago: University of Chicago Press, 1990), 21; Roach, Cities of the Dead,
chaps. 5: and 6.
30 Alcée Fortier, "Bits of Louisiana Folk-Lore,' Transactions and Proceedings of
the Modern Language Association of America 3 (January 1, 1887): 161-162 offers
the original song as published by Cable, translated into more accurate Creole.
Maud Cuney-Hare, Six Creole Folk-Songs: With Original Creole and Translated
English Text (New York: Carl Fischer, 1921), 7-10.
31 Brown and Day, "Black Musicians,' 78; the article was originally published
in Charles H. Day, Fun in Black, Or, Sketches of Minstrel Life (New York: R. M.
De Witt, 1874); Kmen, "Old Corn Meal," 32.
32 Lhamon Jr., JumpJim Crow, 36-40.
33 Lhamon Jr., Raising Cain, 58; Lhamon Jr.,, Jump. Jim Crow, vii, 1, 71.
34 Lhamon Jr., Jump Jim Crow, 3-4.
.
31 Brown and Day, "Black Musicians,' 78; the article was originally published
in Charles H. Day, Fun in Black, Or, Sketches of Minstrel Life (New York: R. M.
De Witt, 1874); Kmen, "Old Corn Meal," 32.
32 Lhamon Jr., JumpJim Crow, 36-40.
33 Lhamon Jr., Raising Cain, 58; Lhamon Jr.,, Jump. Jim Crow, vii, 1, 71.
34 Lhamon Jr., Jump Jim Crow, 3-4. --- Page 345 ---
Notes to Pages 193-201
35 Lhamon Jr., Jump. Jim Crow, vii-x, 4-5, 8, 11, 37, 65.
36 Lhamon Jr., Jump. Jim Crow, 27, 101, 263.
37 Lhamon Jr., Jump. Jim Crow, 75-82, 88-89.
38 Carlin, Birth of the Banjo, 22-24; Cockrell, Demons of Disorder, 80, 148.
39 Cockrell, Demons of Disorder, 80, 148.
40 Cockrell, Demons of Disorder, 148.
41 Rosa Faulkner Yancey, Lynchburg and Its Neighbors (Richmond, VA: J. W.
Fergusson & sons, 1935), 220-221; Gura and Bollman, America's Instrument,
48-49, 161.
42 Cockrell, Demons of Disorder, 148; Nathan, Dan Emmett, 109-110; Howard L.
Sacks and Judith Rose Sacks, Way up North in Dixie: A Black Family's Claim to the
Confederate Anthem (Washington: Smithsonian Institution Press, 1993), 84; Carlin,
Birth oft the Banjo, 58.
43 Nathan, Dan Emmett, 110-113; Lowell Schreyer, The Banjo Entertainers: Roots
to Ragtime, a Banjo History (Mankato, MN: Minnesota Heritage Publishing,
2007), 21-25.
44 Nathan, Dan Emmett, 113-114.
45 Nathan, Dan Emmett, 71, 114-115; Robert C. Toll, Blacking Up: Minstrel Show
in Nineteenth-Contury America (London, Oxford, and New York: Oxford University Press, 1974), 45-46; Carlin, Birth of the Banjo, 56, 58.
46 Nathan, Dan Emmett, 116-117; Cockrell, Demons of Disorder, 151.
47 Nathan, Dan Emmett, 118-120; Thomas Riis, "Crossing Boundaries: Black
Musicians Who Defied Musical Genres," in Beyond Blackface: African Americans
and the Creation of American Popular Culture, 1890-1930 (Chapel Hill: University
of North Carolina Press, 2011), 153.
48 Cockrell, Demons of Disorder, 151-152.
49 Robert B. Winans, "Early Minstrel Show Music, 1843-1852, in Inside the
Minstrel Mask: Readings in Nineteath-Century Blackface Minstrelsy, ed. Annemarie
Bean, James Vernon Hatch, and Brooks McNamara (Hanover, NH: Wesleyan
University Press, 1996), 142.
50 Nathan, Dan Emmett, 116, 123-134; Winans, "Early Minstrel Show
Music," 142.
51 Toll, Blacking Up, 46-47; Nathan, Dan Emmett, 143-145; Russell B. Nye,
The Unembarrassed Muse: The Popular Arts in America (New York: Dial Press,
1970), 163-164.
52 Winans, "Early Minstrel Show Music,' 99 141-142.
Brooks McNamara (Hanover, NH: Wesleyan
University Press, 1996), 142.
50 Nathan, Dan Emmett, 116, 123-134; Winans, "Early Minstrel Show
Music," 142.
51 Toll, Blacking Up, 46-47; Nathan, Dan Emmett, 143-145; Russell B. Nye,
The Unembarrassed Muse: The Popular Arts in America (New York: Dial Press,
1970), 163-164.
52 Winans, "Early Minstrel Show Music,' 99 141-142. --- Page 346 ---
Notes to Pages 201-205
53 Minstrelsy remains an inescapable reference point in contemporary debates
about race and appropriation, music and performance, and braided construction of whiteness and blackness. The scholarship on minstrelsy has taken various twists and turns, some of it celebratory and some condemning, all ofit fascinated but also often befuddled by the layers of contradictory meaning packed
within the form. The pioneering work of Nathan, Dan Emmett; and Toll, Blacking
Up in the 1960s and 1970s was followed by a burst of rich scholarship in the
1990s; the generative contribution of Eric Lott, Love and Theft: Blackface Minstrelsy and the American Working Class (New York: Oxford University Press, 1995)
has remained a touchstone; each oft the following works make their own critical
and unique contribution to the discussion: Cockrell, Demons ofDisorder; Lhamon
Jr., Raising Cain; William J. Mahar, Behind the Burnt Cork Mask: Early Blackface Minstrelsy and Antebellum American Popular Culture (Urbana: University of
Illinois Press, 1999); an excellent collection of the major contributions from a
range of perspectives 1S Annemarie Bean, James Vernon Hatch, and Brooks
McNamara, eds., Inside the Minstrel Mask: Readings in Nineteenth Century Blackface
Minstrelsy (Hanover, NH: Wesleyan University Press, 1996).
54 Paul Ely Smith, "Gottschalk's "The Banjo, Op. 15, and the Banjo in the
Nineteenth Century," Current.Musikcology 50 (1992): 47-61 quote P. 57; Nicolas
Bardinet, Une histoire du banjo (Paris: Outre Mesure, 2003), 61; on Gottschalk's
life and musical career see S. Frederick Starr, BamBoula: The Life and Time of
Louis Moreau Gottschalk (New York and Oxford: Oxford University Press, 1995);
Louis Moreau Gottschalk, Notes ofa Pianist: The Chronicles of a New Orleans Music
Legend, ed. Jeanne Behrend, new ed. (Princeton: Princeton University Press,
2006), XXXV, 9, 13, 23.
55 Mark Twain, "Enthusiastic Eloquence,' San Francisco Dramatic Chronidle,
June 23, 1865.
56 George F. Rehin, "The Darker Image: American Negro Minstrelsy through
the Historian's Lens," Journal of American Studies 9, no. 3 (December 1, 1975):
369; Nye, The Unembarrassed Muse, 167; Robert Criswell, "Unde Tom's Cabin"
Contrasted with Buckingham Hall, the Planter's Home, Or, A Fair View of Both Sides
oft the Slavery Question (New York: D. Fanshaw, 1852), 113-114.
57 Daniel Robinson Hundley, Social Relations in Our Southern States (New York:
Henry B. Price, 1860), 344-349.
58 Rawick, American Slave, vol. 3, South Carolina Narratives Parts 3 and 4,
Part 3, pp. 48-50.
59 Francis Trevelyan Miller, The Photographic History of the Civil War, vol. 6: The
Navies (New York: The Review of Reviews Co., 1911), 278, 281.
60 Peter H. Wood and Karen C. C. Dalton, Winslow Homer's Images of Blacks:
The Civil War and Reconstruction Years (Austin: Menil Collection, 1988), 48-49.
), 344-349.
58 Rawick, American Slave, vol. 3, South Carolina Narratives Parts 3 and 4,
Part 3, pp. 48-50.
59 Francis Trevelyan Miller, The Photographic History of the Civil War, vol. 6: The
Navies (New York: The Review of Reviews Co., 1911), 278, 281.
60 Peter H. Wood and Karen C. C. Dalton, Winslow Homer's Images of Blacks:
The Civil War and Reconstruction Years (Austin: Menil Collection, 1988), 48-49. --- Page 347 ---
Notes to Pages 206-217
61 Wood and Dalton, Winslow Homer's Images of Blacks, 49-50;John Davis, "A
Change ofKey: The Banjo During Civil War and Reconstruction, 97 in Picturing
the Banjo, ed. Leo G. Mazow (University Park: Pennsylvania State University
Press, 2005), 55-56.
62 Davis, "Change of Key," 55-56; on the Union soldier see Nathan, Dan
Emmett, 97.
63 Davis, "Change of Key," 58.
6. RINGS LIKE SILVER, SHINES LIKE GOLD
1 Lafcadio Hearn, Lafcadio Hearn's America: Ethnographic Sketches and Editorials,
ed. Simon J. Bronner (Lexington: University Press of Kentucky, 2002), 37,
40, 44.
2 Hearn, Lafcadio Hearn's America, 44-45.
3 Hearn, Lafcadio Hearn's America, 38, 82.
4 Hearn, Lafcadio Hearn's America, 38, 47.
5 Hearn, Lafcadio Hearn's America, 48-49.
6 Bob Carlin, The Birth ofthe Banjo: Joel Walker Sweeney and Early Minstrelsy (Jefferson, NC: McFarland, 2007), 116, 130; Isaac D. Williams and William Ferguson Goldie, Sunshine and Shadow of Slave Life: Reminiscences (New York: AMS
Press, 1975), 62.
7 Thomas Adler, "The Physical Development of the Banjo,' New York Folklore
Quarterly 28, no. 3 (September 1972): 192-193.
8 Philip F. Gura and James F. Bollman, America's Instrument: The Banjo in the
Nineteenth Century (Chapel Hill: University of North Carolina Press, 1999), 5564; Adler, "Physical Development, 193; Carlin, Birth of the Banjo, 135-136;
Nicolas Bardinet, Une histoire du banjo (Paris: Outre Mesure, 2003), 68-69.
9 Bardinet, Une histoire du banjo, 65-69.
10 Gura and Bollman, America's Instrument, 76; Karen Linn, That Half-Barbaric
Twang: The Banjo in American Popular Culture (Urbana: University of Illinois
Press, 1991), 8-9.
11 Linn, Half-Barbaric Twang, 3.
12 Gura and Bollman, America's Instrument, 81-82; Phil Rice, Phil Rice's Method
for the Banjo: With or Without a Master (Boston: Oliver Ditson & Co., 1858);James
Buckley, Buckley's New Banjo Book (Boston: Oliver Ditson & Co., 1860). The
issue of what is gained and lost in various forms of musical notation has stirred
much debate in musicology and ethnomusicology; my own thoughts on this
1), 8-9.
11 Linn, Half-Barbaric Twang, 3.
12 Gura and Bollman, America's Instrument, 81-82; Phil Rice, Phil Rice's Method
for the Banjo: With or Without a Master (Boston: Oliver Ditson & Co., 1858);James
Buckley, Buckley's New Banjo Book (Boston: Oliver Ditson & Co., 1860). The
issue of what is gained and lost in various forms of musical notation has stirred
much debate in musicology and ethnomusicology; my own thoughts on this --- Page 348 ---
Notes to Pages 217-227
were shaped through a course taken with Paul Berliner at Duke University; for
reflections on this problem, see Paul F. Berliner, The Soul of Mbira: Music and
Traditions ofthe Shona People of Zimbabwe (Chicago: University of Chicago Press,
1978).
13 The 1866 dispatch was published in the Boston Daily Evening Voice, signed
under the name "Ziska, 99 and is reprinted in Philip Foner and Pete Seeger, eds.,
"Dobson Banjo: A BNL Reprint, Banjo Newsletter 4, no. 7 (May 1977): 20-21;
Gura and Bollman, America's Instrument, 76, 78, 134-135.
14 Gura and Bollman, America's Instrument, 85-87; Frank B. Converse, Frank B.
Converse's Banjo Instructor, without a Master: Containing a Choice Collection of Banjo
Solos, Jigs, Songs, Reels, Walk Arounds, Etc., Progressively Arranged and Plainly Explained, Enabling the Learner to Become a Proficient Banjoist without the Aid ofa Teacher
(New York: Dick and Fitzgerald, 1865); Frank B. Converse, Frank B. Converse's
New and Complete Method for the Banjo with or without a Master (New York: S. T.
Gordon, 1865).
15 Frank Converse, A History ofthe Banjo: Frank Converse's Banjo Reminiscences,
ed. Paul Heller (Lexington, Kentucky, 2011), 16-17.
16 Converse, Reminiscences, 16-17.
17 Converse, Reminiscences, 6-8, 11.
18 Converse, Reminiscences, 17-20.
19 Converse, Reminiscences, 15-16.
20 Converse, Reminiscences, 14-15.
21 Gura and Bollman, America's Instrument, 88.
22 Foner and Seeger, Dobson Banjo' :; Gura and Bollman, America's Instrument,
109-110; p. 275 n. 36.
23 Gura and Bollman, America's Instrument, 116, 119; Rice, Method.
24 Gura and Bollman, America's Instrument, 12; George C. Dobson, Complete
Instructor for the Banjo (Boston: White, Smith & Co., 1880), 4.
25 Dobson, Complete Instructor for the Banjo, 4; Gura and Bollman, America's Instrument, 174; Adler, "Physical Development, 199.
26 Gura and Bollman, America's Instrument, 89-90, 92, 110-113, Plate 2-9;
Adler, "Physical Development"; Bardinet, Une histoire du banjo, 69.
27 Adler, "Physical Development, ? 192-193.
28 Adler, "Physical Development, 9 192-194; Bardinet, Une histoire du banjo,
68-69.
29 Linn, Half-Barbaric Tivang, 9.
Gura and Bollman, America's Instrument, 174; Adler, "Physical Development, 199.
26 Gura and Bollman, America's Instrument, 89-90, 92, 110-113, Plate 2-9;
Adler, "Physical Development"; Bardinet, Une histoire du banjo, 69.
27 Adler, "Physical Development, ? 192-193.
28 Adler, "Physical Development, 9 192-194; Bardinet, Une histoire du banjo,
68-69.
29 Linn, Half-Barbaric Tivang, 9. --- Page 349 ---
Notes to Pages 227-233
30 Gura and Bollman, America's Instrument, 151, 160-161; Samuel Swaim
Stewart, The Banjo Philosophically: Its Construction, Its Capabilities, Its Evolution,
Its Place as a Musical Instrument, Its Possibilities and Its Future (Philadelphia: S.S.
Stewart, 1886); Samuel Swaim Stewart, The Banjo! A Dissertation (Philadelphia: S.S. Stewart, 1888); Samuel Swaim Stewart, The Complete American Banjo
School (Philadelphia: S.S. Stewart, 1887); Samuel Swaim Stewart, An Exposition
ofthe Harmonic Tones Used in Banjo Playing and Their Philosophy (Philadelphia: S.S.
Stewart, 1887). The entire run of Stewart's Guitar and Banjo Journal has been
digitized and made available by the University of Rochester Library: http://hdl
handle.net/1802/2596.
31 Joel Chandler Harris, "Plantation Music,' in The Negro and His Folklore in
Ninctecnth-Century Periodicals, ed. Bruce Jackson (Austin: Published for the
American Folklore Society by the University of Texas Press, 1969), 178-179;
BruceJackson, ed., "Banjo and Bones," in The Negro and His Folklore in NineteenthCentury Periodicals (Austin: Published for the American Folklore Society by the
University of Texas Press, 1969), 183.
32 Linn, Half-Barbaric Twang, 33-34; Lowell H. Schreyer, The Banjo Entertainers:
Roots to Ragtime, a Banjo History (Mankato, MN: Minnesota Heritage Pub, 2007),
133-134; Bardinet, Une histoire du banjo, 96; Sarah Burns, "Whiteface: Art,
Women, and the Banjo in Late-Nindteoath-Comtury America,' in Picturing the
Banjo, ed. Leo G. Mazow (University Park: Pennsylvania State University Press,
2005), 71-90.
33 Linn, Half-Barbaric Tivang, 34-35; Rudyard Kipling, A Choice of Kipling's
Verse, ed. T.S. Eliot (Garden City: Doubleday, 1962), 55-59; the poem was originally published as Rudyard Kipling, "The Song of the Banjo, The New Review, June 1895.
34 Tony Thomas, "Why African Americans Put the Banjo Down," in Hidden
in the Mix: The African American Presence in Country Music, ed. Diane Pecknold
(Durham: Duke University Press, 2013), 143-170, P. 148.
35 Scott Reynolds Nelson, Steel Drivin' Man: John Henry, the Untold Story of an
American Legend (New York: Oxford University Press, 2006), 103-105; Fred Fussell and Steve Kruger, Blue Ridge Music Trails ofl North Carolina: A Guide to Music
Sites, Artists, and Traditions ofthe Mountains and Foothills (Chapel Hill: University
of North Carolina Press, 2013), 144-145.
36 Greil Marcus, The Old, Weird America: The World of Bob Dylan's Basement
Tapes (New York: Picador, 2011), 112-113; Nelson, Steel Drivin' Man, 95-96.
37 Roscoe Holcomb, "Swanno Mountain," was recorded in New York City
1964 and is available on Roscoe Holcomb: An Untamed Sense of Control (Smithsonian
Folkways Records, 2003). He explained he had learned it at a lumber camp in
Hazard, North Carolina. In the version sung by Lunsford it is not a banjo but the
The Old, Weird America: The World of Bob Dylan's Basement
Tapes (New York: Picador, 2011), 112-113; Nelson, Steel Drivin' Man, 95-96.
37 Roscoe Holcomb, "Swanno Mountain," was recorded in New York City
1964 and is available on Roscoe Holcomb: An Untamed Sense of Control (Smithsonian
Folkways Records, 2003). He explained he had learned it at a lumber camp in
Hazard, North Carolina. In the version sung by Lunsford it is not a banjo but the --- Page 350 ---
Notes to Pages 234-239
hammer that rings out: "This old hammer rings like silver, / Shines like gold,
shines like gold / Take this hammer, throw it in the river, / It rings right on,
baby shines right on." Fussell and Kruger, Blue Ridge Music Trails of North Carolina, 145.
38 Gene Bluestein, "America's Folk Instrument: Notes on the
Banjo, ? Western Folklore 23, no. 4 (October 1964): 243, 246;John A. (John Five-String Avery)
Lomax et al., Folk Song U.S.A.: The 111 Best American Ballads (New York: New
American Library, 1966), 78; Jay Bailey, "Historical Origin and Stylistic
Developments of the Five-String Banjo, The Journal of American Folklore 85,
no. 335 (1972): 62-63; William Tallmadge, "The Folk Banjo and Clawhammer
Performance Practice in the Upper South: A Study of Origins, '7 in The. Appalachian Experience: Proceedings of the Sixth Annual Appalachian Studies Conference
(Boone, NC: Appalachian Consortium Press, 1983), 174-175; Robert Winans,
"The Folk, the Stage, and the Five-String Banjo in the Nineteenth Century,"
Journal of American Folklore 89, no. 354 (1976): 407-437.
39 Cherrill P. Heaton, "The 5-String Banjo in North Carolina, Southern Folklore Quarterly 35, no. 1 (March 1971): 65-68.
40 Bailey, "Historical Origin, 77 62-63; Heaton, "The 5-String Banjo in North
Carolina," 68-69.
41 Marcus, The Old, WeirdAmerica, 112-114, 121.
42 David Garnerstranscriptions and analysis of different versions of"The Coo
Coo Bird" are available at stm.dukc-edu/hanplogy,
43 Robert Cantwell, Bluegrass Breakdoun: The Making ofthe Old Southern Sound
(Urbana: University ofIllinois Press, 1984), 78-79; Archie Green, Torching the
Fink Books and Other Essays on Vernacular Culture (Chapel Hill: University of
North Carolina Press, 2001), 8-46, esp. 26; Karl Hagstrom Miller, Segregating
Sound: Inventing Folk and Pop Music in the Age ofJim Crow (Durham: Duke University Press, 2010), 102-103; Elijah Wald, Escaping the Delta: RobertJolnson and
the Invention of the Blues (New York: Amistad, 2004), 49.
44 Joe Newberry's version 1S on Two Hands (5-String Productions, 2005).
45 Thomas Washington Talley, Thomas W. Talley's Negro Folk Rhymes, ed.
Charles K. Wolfe (Knoxville: University ofTennessee Press, 1991), 193-194.
7. BLACK BANJO
1 Lynn Abbott and Doug Seroff, Out of Sight: The Rise ofAfrican American Popular Music, 1889-1895, American Made Music Series (Jackson: University Press
of Mississippi, 2002), 52.
, 2004), 49.
44 Joe Newberry's version 1S on Two Hands (5-String Productions, 2005).
45 Thomas Washington Talley, Thomas W. Talley's Negro Folk Rhymes, ed.
Charles K. Wolfe (Knoxville: University ofTennessee Press, 1991), 193-194.
7. BLACK BANJO
1 Lynn Abbott and Doug Seroff, Out of Sight: The Rise ofAfrican American Popular Music, 1889-1895, American Made Music Series (Jackson: University Press
of Mississippi, 2002), 52. --- Page 351 ---
Notes to Pages 240-245
2 George P. Rawick, The American Slave: A Composite Autobiography (Westport,
CT: Greenwood Publishing Group, Inc., 1972), Volume 13, Georgia Narratives
Parts 3 & 4, Part 1, P. 124, 196, 224. Abbott and Seroff, Out of Sight, 56. On the
earlier Pinkster celebration, see Chapter 2.
3 David M. Lubin, Picturing a Nation: Art and Social Change in Ninetecnuth-Contury
America (New Haven: Yale University Press, 1994), 140; On the context
surrounding Tanner's composition of this painting, see Naurice Frank
Woods, "Henry Ossawa Tanner's Negotiation of Race and Art:
>3
Challenging
"The Unknown Tanner," Journal of Black Studies 42, no. 6 (September 1, 2011):
894-896.
4 Jas. S. Evans, "A New Religion in Mississippi," The Daily Picayune,
tember 18, 1887 no. 237, P. 12; Randy J. Sparks, On Jordan's Stormy Banks: SepEvangelicalism in Mississippi, 1773-1876 (Athens: University of Georgia Press,
1994), 197.
5 For the postcard, see Philip F. Gura and James F. Bollman, America's Instrument: The Banjo in the Nineteenth Century (Chapel Hill: University of North
Carolina Press, 1999), 154; Karl Hagstrom Miller, Segregating Sound: Inventing
Folk and Pop Music in the Age ofJim Crow (Durham: Duke University Press,
2010), 81;John F. Szwed, Alan Lomax: The Man Who Recorded the World (New
York: Viking Penguin, 2010), 318. The recordings by Lomax of Sid Hemphill
playing "John Henry" and "Devil's Dream" are available on Black Appalachia:
String Bands, Songsters and Hoedowns (Rounder Records, 1999); "Strayhorn Mob"
was released on Rock Me, Shake Me: Field Recordings Vol 15, Mississippi 1941-1942
(Document Records, 2002). On fife-and-drum music, see the profile of Otha
Turner in Steve Winick, "Tossing Out the Fish: In Memoriam-Othar Turner,"
Dirty Linen, August 2003.
6 Elijah Wald, Escaping the Delta: Robert Johnson and the Invention of the Blues (New
York: Amistad, 2004), 52; Cecelia Conway, African Banjo Echoes in Appalachia: A
Study of Folk Traditions (Knoxville: University of Tennessee Press, 1995).
7 Thomas Goldsmith, ed., Bluegrass Reader (Urbana: University ofIllinois Press,
2004), 36-42; Conway, African Banjo Echoes.
8 Nicolas Bardinet, Une histoire du banjo (Paris: Outre Mesure, 2003), 197-198;
on the banjo in Medicine shows, see Brooks McNamara, Step Right Up (Jackson:
University Press of Mississippi, 1995), esp. chap. 9.
9 Bardinet, Une histoire du banjo, 198-199; I have sought here to synthesize the
careful analysis of the move from banjo to guitar offered in Tony Thomas, "Why
African Americans Put the Banjo Down," in Hidden in the Mix: The African American Presence in Country Music, ed. Diane Pecknold (Durham: Duke University
Press, 2013), 155-161.
;
on the banjo in Medicine shows, see Brooks McNamara, Step Right Up (Jackson:
University Press of Mississippi, 1995), esp. chap. 9.
9 Bardinet, Une histoire du banjo, 198-199; I have sought here to synthesize the
careful analysis of the move from banjo to guitar offered in Tony Thomas, "Why
African Americans Put the Banjo Down," in Hidden in the Mix: The African American Presence in Country Music, ed. Diane Pecknold (Durham: Duke University
Press, 2013), 155-161. --- Page 352 ---
Notes to Pages 246-253
10 Bardinet, Une histoire du banjo, 199.
11 James Weldon Johnson, Black:Manhattan (New York: Da Capo Press, 1991),
87-89; on the broader debates about the place of music in African-American
history and culture during the Harlem Renaissance, see Paul Allen Anderson,
Deep River: Music and Memory in Harlem Renaissance Thought (Durham: Duke
University Press, 2001); Abbott and Seroff, Out of Sight, 60.
12 Yuval Taylor and Jake Austen, Darkest America: Black.Miustredsy./om Slavery
to Hip-Hop (New York: W. W. Norton, 2012),, 21.
13 Abbott and Seroff, Out of Sight; Lynn Abbott and Doug Seroff, Ragged but
Right: Black Traveling Shows, "Coon Songs, ) and the Dark Pathay to Blues andJazz
(Jackson: University Press of Mississippi, 2007); Ike Simond, Old Slack's Reminiscence and Pocket History of the Colored Profession from 1865 to 1891 (Bowling
Green: Popular Press, 1974); Thomas, "Why African Americans Put the Banjo
Down," 143-144.
14 See Robert Toll, "Introduction,". and Francis Lee Utley and Robert Toll,
"Major Dates in Black Minstrelsy," in Simond, Old Slack's Reminiscence, XX,
43, 45; on Hicks see Abbott and Seroff, Out of Sight, 60-61; Johnson, Black
Manhattan, 89,
15 Toll, "Introduction"; to Simond, Old Slack's Reminiscence, XXV, xxvii. The Fisk
Jubilee Singers have been the subject of excellent work beginning with). B. T.
Marsh, The Story of the Jubilee Singers; with Their Songs (Boston: Houghton
Mifflin, 1881); on their tour in South Africa, see Veit Erlmann, African Stars:
Studies in Black South African Performance (Chicago: University of Chicago Press,
1991), chap 2.
16 Abbott and Seroff, Out of Sight, 61-62.
17 Simond, Old Slack's Reminiscence, 24, 11;Johnson, Black Manhattan, 92-93;
Gura and Bollman, America's Instrument, 153; Karen Linn, That Half-Barbaric
Tivang: The Banjo in American Popular Culture (Urbana: University of Illinois
Press, 1991), 45-46; Abbott and Seroff, Out of Sight, 95-97.
18 Frances Lee Utley and Robert Toll, "Preface," and Robert Toll, "Introduction," in Simond, Old Slack's Reminiscence, viii-x, xvii, xxiii see also Simond's
own reflections, esp. P. 18; Abbott and Seroff, Out ofSight, 193.
19 Simond, Old Slack's Reminiscence, 5-6, 10-11.
20 Simond, Old Slack's Reminiscence, 9 and 36 n. 13; Abbott and Seroff, Out of
Sight, 148-149.
21 Toll, "Introduction" to Simond, Old Slack's Reminiscence, xxiii-xxiv;
Taylor and Austen, Darkest America, 63-64; Abbott and Seroff, Out of Sight,
110-112.
. 18; Abbott and Seroff, Out ofSight, 193.
19 Simond, Old Slack's Reminiscence, 5-6, 10-11.
20 Simond, Old Slack's Reminiscence, 9 and 36 n. 13; Abbott and Seroff, Out of
Sight, 148-149.
21 Toll, "Introduction" to Simond, Old Slack's Reminiscence, xxiii-xxiv;
Taylor and Austen, Darkest America, 63-64; Abbott and Seroff, Out of Sight,
110-112. --- Page 353 ---
Notes to Pages 254-261
22 Miller, Segregating Sound, 98-101, 129-130; Taylor and Austen, Darkest
America, 64-65; Abbott and Seroff, Ragged but Right, 69-70, 81-87; Francis Lee
Utley and Robert Toll, "Major Dates in Black Minstrelsy," in Simond, Old
Slack's Reminiscence, 49-50.
23 Abbott and Seroff, Out of Sight, 251-252.
24 Abbott and Seroff, Out of Sight, 254, 273-274; Miller, Segregating Sound,
109-110.
25 Miller, Segregating Sound, 112-117; W. E. B. Du Bois, The Souls of Black Folk
(New York: Library of America, 1990); for a deep and sustained analysis ofDu
Bois's interpretation of music, see Anderson, Deep River chap. 1.
26 Reid Badger, A Life in Ragtime: A Biography ofJames Reese Europe (New York:
Oxford University Press, 1995), 10-16, 20, 54.
27 Badger, A Life in Ragtime, 29-31.
28 Badger, A Life in Ragtime, 29-31, 51, 96; Linn, Half-Barbaric Tivang, 91.
29 Badger, A Life in Ragtime, 54, 68, 95-96.
30 Badger, A Life in Ragtime, 61, 65-67.
31 Badger, A Life in Ragtime, 66-67.
32 Badger, A Life in Ragtime, 74-76, 86.
33 Nathan Huggins evokes the impact of Europe's military band in Nathan
Irvin Huggins, Harlem Renaissance, updated ed. (New York: Oxford University
Press, 2007), 55-56; Charles Hersch, Subversive Sounds: Race and the Birth ofJazz
in New Orleans (Chicago: University of Chicago Press, 2007), 16; Thomas David
Brothers, Louis Armstrong's New Orleans (New York: W. W. Norton, 2006), 101;
Lawrence Gushee, "The Ninetenth-Century Origins ofJazz, Black Music Research Journal 22 (2002): 65-66. The history of early jazz-and the place of
New Orleans within it-has been the subject of a great deal ofexcellent work
and also much debate. For an excellent analysis of the ways in which New
Orleans has figured in jazz scholarship, see Bruce Boyd Raeburn, New Orleans
Style and the Writing of American Jazz History (Ann Arbor: University of Michigan Press, 2009).
34 Lawrence Marrero interviews, April 10, 1958 and January 2, 1959, Hogan
Jazz Archive, Tulane University; George Guesnon interview, June 10, 1960,
Hogan Jazz Archive; on the Jelly Roll Morton cover, see Bardinet, Une histoire
du banjo, 128-129.
35 Johnny St. Cyrinterview, August 27, 1958, PP. 1-2, Hogan Jazz Archive.
Bardinet, Une histoire du banjo, 137; Brothers, Louis Armstrong's New Orleans,
229.
2009).
34 Lawrence Marrero interviews, April 10, 1958 and January 2, 1959, Hogan
Jazz Archive, Tulane University; George Guesnon interview, June 10, 1960,
Hogan Jazz Archive; on the Jelly Roll Morton cover, see Bardinet, Une histoire
du banjo, 128-129.
35 Johnny St. Cyrinterview, August 27, 1958, PP. 1-2, Hogan Jazz Archive.
Bardinet, Une histoire du banjo, 137; Brothers, Louis Armstrong's New Orleans,
229. --- Page 354 ---
Notes to Pages 262-267
36 Brothers, Louis Armstrong's New Orleans, 251-254; William Howland Kenney,
Jazz on the River (Chicago: University ofChicago Press, 2005), 46-47, 51, 57-58;
Hersch, Subversive Sounds, 20. Johnny St. Cyri interview, August 27, 1958, PP. 4,
15, Hogan Jazz Archive.
37 Brothers, Louis Armstrong's New Orleans, 276; Bardinet, Une histoire du banjo,
137, 157.
38 Al Rose and Edmond Souchon, New Orleans Jazz: A Family Album (Baton
Rouge: Louisiana State University Press, 1984), 16; Al Rose, "Emmanuel
Sayles: Playing Plectrum Banjo in Jazz Band," Pickin' 1, no. 6 July 1979):
35-37; Brothers, Louis Armstrong's New Orleans, 222-223; for detailed studies
ofNew Orleans groups in which the banjo played an important role, see Sally
Newhart, The Original Tuxedo Jazz Band: More than a Century of a New Orleans Icon (Charleston, SC: History Press, 2013);J John McCusker, Creole Trombone: Kid Ory and the Early Years ofJazz (Jackson: University Press of Mississippi, 2012).
39 George Guesnon interview, June 10, 1960, Hogan Jazz Archive; Bardinet,
Une histoire du banjo, 158-159.
40 Danny Barker interview, June 18, 1959 and June 30, 1959, Hogan Jazz Archive. Rose and Souchon, New Orleans Jazz, 9, 51; Sidney Bechet, Treat It
Gentle: AnAutobiography (Cambridge: Da Capo Press, 2002), 187.
41 Bardinet, Une histoire du banjo, 160-162; Danny Barker, A Life in Jazz, ed.
Alyn Shipton (New York: Oxford University Press, 1986); on the influence of
Cuban music in New Orleans, see Ned Sublette, The World That Made New
Orleans: From Spanish Silver to Congo Square (Chicago: Lawrence Hill Books,
2008), esp. chap. 11.
42 Bardinet, Une histoire du banjo, 165, 169-170; Barker, A Life in Jazz,
113-114.
43 Bardinet, Une histoire du banjo, 152-153.
44 Bardinet, Une histoire du banjo, 166, 180. Lawrence Marrero interviews,
April 10, 1958 and January 2, 1959, Hogan Jazz Archive.
45 Bardinet, Une histoire du banjo, 144, 149, 179; for photographs of banjos in
various European bands, as well as in the 1936 strike, see the photographic insert in Francois Billard and Didier Roussin, Histoires de L'accordéon (Castelnaule-Lez: [Paris]: Climats-I.N.A., 1991), 184 ff; several of these photographs are
from the private collection ofRobert Santiago.
46 Brent Hayes Edwards, The Practice of Diaspora: Literature, Translation, and
the Rise of Black Internationalism (Cambridge, MA: Harvard University Press,
2003), 172-173; Jean Pierre Meunier and Brigitte Léardée, La Biguine de
1936 strike, see the photographic insert in Francois Billard and Didier Roussin, Histoires de L'accordéon (Castelnaule-Lez: [Paris]: Climats-I.N.A., 1991), 184 ff; several of these photographs are
from the private collection ofRobert Santiago.
46 Brent Hayes Edwards, The Practice of Diaspora: Literature, Translation, and
the Rise of Black Internationalism (Cambridge, MA: Harvard University Press,
2003), 172-173; Jean Pierre Meunier and Brigitte Léardée, La Biguine de --- Page 355 ---
Notes to Pages 268-270
l'oncle Ben's: Ernest Léardée raconte (Paris: Editions caribéennes, 1989), 101,
111, 115, 119, and for photos ofbands 144, 177, 186; on music and dance in late
nineteenth-century Antilles, see Jacqueline Rosemain, La Danse aux Antilles:
Des rythmes sacrés au Zouk (Paris: L'Harmattan, 1990), chap. 6; for the image
from Réunion see Billard and Roussin, Histoires de Laccordéon, photographic
insert PP. 184 ff.
47 On the history of mento, see Daniel Tannehill Neely, "*Mento, Jamaica's
Original Music": Development, Tourism and the Nationalist Frame" (PhD. diss,
New York University, 2007). The information on the link between the banjo
and reggae comes from conversations with Kenneth Bilby, who interviewed a
number of musicians involved in the early days of reggae during his fieldwork
in Jamaica.
48 Richard Roe, "AJamaican Troubadour," Daily Gleaner, April 14, 1934. My
thanks to Joy Lumsden for sharing this source with me. The banjo from Kingston
is now held in the Museum ofHistory, Anthropology and Art at the University
of Puerto Rico, Rio Pedras. I gathered details about the banjo in the museum
in Puerto Rico from Sidney Mintz during an interview at Duke University on
April, 2012. My thanks to Kenneth Bilby for sharing his images ofbanjo players
from the Caribbean region with me.
49 On the phenomenon of"coon songs," see James H. Dormon, "Shaping the
Popular Image of Post-Reconstruction American Blacks: The 'Coon Song' Phenomenon of the Gilded Age," American Quarterly 40, no. 4 (December 1, 1988):
450-471; and Abbott and Seroff, Ragged but Right; on the "Coon Carnival" see
Denis Martin, Coon Carnival: New Year in Cape Town, Past to Present (Cape Town:
David Philip Publishers, 1999); and Denis- Constant Martin, "Le métissage en
musique: Un mouvement perpétuel (Amérique du Nord et Afrique du Sud),"
Cahiers de musiques traditionnelles 13 (January 1, 2000): 11-13; on U.S. nineteenthcentury music in South Africa, see Dale Cockrell, "OfGospel Hymns, Minstrel
Shows, and Jubilee Singers: Toward Some Black South African Musics," American Music 5, no. 4 (Winter 1987): 417-432, dot10.23073051450; Erlmann, African
Stars, chap 1.
50 For the banjo music from East and Central Africa, see the album Colonial
Dance Bands: Kenya, Tanganyika, Portuguese East Africa, Northern Rhodesia,
Belgian Congo, 1950 & 1952 (International Library of African Music, South
Africa), 2006.
51 Iam indebted to Hisham Aidi for all these details about the banjo in North
Africa. On the recent circulation and political meaning of North African music,
see Hisham Aidi, Rebel Music: Race, Empire, and the New Muslim Youth Culture
(New York: Pantheon Books, 2014). The 2011 documentary film El Gusto explores the history of the banjo in chaabi music.
, Tanganyika, Portuguese East Africa, Northern Rhodesia,
Belgian Congo, 1950 & 1952 (International Library of African Music, South
Africa), 2006.
51 Iam indebted to Hisham Aidi for all these details about the banjo in North
Africa. On the recent circulation and political meaning of North African music,
see Hisham Aidi, Rebel Music: Race, Empire, and the New Muslim Youth Culture
(New York: Pantheon Books, 2014). The 2011 documentary film El Gusto explores the history of the banjo in chaabi music. --- Page 356 ---
Notes to Pages 271-277
8. SOUNDING AMERICA
1 Pete Seeger, Pete Seeger: In His Own Words, ed. Rob Rosenthal and Sam
Rosenthal (Boulder, CO: Paradigm Publishers, 2012), 8-9.
2 Ken Perlman, "Pete Seeger: Father of the 5-String Banjo Revival," Banjo
Newsletter 27, no. 11 (September 2000): 16-23, P. 17.
3 Perlman, "Pete Seeger: Father of the 5-String Banjo Revival," 17.
4 Robert Cantwell, When We Were Good: The Folk Revival (Cambridge, MA:
Harvard University Press, 1996), 241-245.
5 Allan M. Winkler, "To Everything There Is a Season": Pete Seeger and the Power
of Song (Oxford: Oxford University Press, 2009), 4-5; Bill C. Malone, Music
From the True Vine: Mike Seeger's Life & MusicalJourney (Chapel Hill: University
of North Carolina Press, 2011), 12-13.
6 Malone, True Vine, 13-14; Winkler, Seeger, 5.
7 Ronald D. Cohen and James Capaldi, eds., The Pete Seeger Reader (Oxford:
Oxford University Press, 2014), 46.
8 Malone, True Vine, 14-15.
9 Malone, True Vine, 15-20.
10 Cohen and Capaldi, Seeger Reader, 49; Winkler, Seeger, 2-3; Cantwell,
When We Were Good, 249; Malone, True Vine, 12-13; Sceger, In His Own
Words, 8-9.
11 Robert Cantwell, "Smith's Memory Theater: The Folkways Anthology
of American Folk Music," New England Review (1990-) 13, no. 3/4 (April 1,
1991): 26;John F. Szwed, Alan Lomax: The Man Who Recorded the World (New
York: Viking Penguin, 2010), 118-119; Winkler, Seeger, 8-9; Alec Wilkinson,
The Protest Singer: An Intimate Portrait of Pete Seeger (New York: Alfred A.
Knopf, 2009), 50-51; Lunsford had a very particular vision of what constituted "Appalachian" music, and African-American performers were excluded
from the festival. He was politically conservative, and when in 1953 Folkways records released an album of Lunsford tunes recorded for the Library
of Congress and he saw that the leftist Pete Seeger had written the notes
he "almost choked on his coffee. >9 Cohen and Capaldi, Seeger Reader, 55, 6465, 114.
12 Winkler, Sceger, 9, 15-16; Cohen and Capaldi, Seeger Reader, 58-61; Seeger,
In His Own Words, 11-13.
13 Wilkinson, The Protest Singer, 50, 59; Szwed, Alan Lomax, 144-145; Seeger,
In His Own Words, 13; Cohen and Capaldi, Seeger Reader, 49, 65.
notes
he "almost choked on his coffee. >9 Cohen and Capaldi, Seeger Reader, 55, 6465, 114.
12 Winkler, Sceger, 9, 15-16; Cohen and Capaldi, Seeger Reader, 58-61; Seeger,
In His Own Words, 11-13.
13 Wilkinson, The Protest Singer, 50, 59; Szwed, Alan Lomax, 144-145; Seeger,
In His Own Words, 13; Cohen and Capaldi, Seeger Reader, 49, 65. --- Page 357 ---
Notes to Pages 277-289
14 Winkler, Seeger, 15-16.
15 Seeger, In His Own Words, 13-14; Winkler, Seeger, 18-19.
16 Winkler, Seeger, 21-24; Seeger, In His Own Words, 49; Cohen and Capaldi,
Seeger Reader, 114.
17 Winkler, Seeger, 17, 28; Seeger, In His Own Words, 25-26; Cohen and
Capaldi, Seeger Reader, 69.
18 Winkler, Sceger, 28-31; Seeger, In His Own Words, 23.
19 Winkler, Seeger, 30-31; Seeger, In His Own Words, 23-25.
20 Seeger, In His Own Words, 21, 27.
21 Winkler, Seeger, 33-34,52.
22 Seeger, In His Own Words, 29, 31, 33, 37.
23 Cohen and Capaldi, Seeger Reader, 81-82, 84, 114.
24 Seeger, In His Own Words, 39-40.
25 Winkler, Seeger, 56-63; Cohen and Capaldi, Seeger Reader, 17-19.
26 Cohen and Capaldi, Sceger Reader, 113.
27 Greil Marcus, The Old, Weird America: The World of Bob Dylan's Basement Tapes (New York: Picador, 2011), 85, 89, 94, 120-121; Marcus's
reading of the anthology draws deeply from Cantwell, "Smith's Memory
Theater."
28 Cohen and Capaldi, Seeger Reader, 111-112.
29 Cohen and Capaldi, Seeger Reader, 34, 95, 114; Pete Seeger, How to Play
the 5-String Banjo, 3rd ed. (Beacon, New York, 2002); Seeger, In His Own
Words, 75.
30 Wilkinson, Protest Singer, 12-13; Cohen and Capaldi, Seeger Reader, 5, 13,
177; Cantwell, When We Were Good, 241-242.
31 Seeger, In His Own Words, 41-42.
32 Seeger, In His Oun Words, 41-42, 67-69.
33 Cantwell, When We Were Good, 243; Cohen and Capaldi, Seeger Reader, 26.
34 Cohen and Capaldi, Seeger Reader, 177.
35 Bill Simon, "Rash of Banjo Fever Breaks Out in U.S." Billboard, June 25,
1955, in Southern Folklife Collection, Subject Files, Folder 32, No. 7. Ishmael
Reed, Mumbo Jumbo (Garden City, NY: Doubleday, 1972).
36 Simon, "Rash of Banjo Fever."
37 Cantwell, When We Were Good, 244-245.
Were Good, 243; Cohen and Capaldi, Seeger Reader, 26.
34 Cohen and Capaldi, Seeger Reader, 177.
35 Bill Simon, "Rash of Banjo Fever Breaks Out in U.S." Billboard, June 25,
1955, in Southern Folklife Collection, Subject Files, Folder 32, No. 7. Ishmael
Reed, Mumbo Jumbo (Garden City, NY: Doubleday, 1972).
36 Simon, "Rash of Banjo Fever."
37 Cantwell, When We Were Good, 244-245. --- Page 358 ---
Notes to Pages 289-302
38 Thomas Goldsmith, ed., The Bluegrass Reader (Urbana: University of Illinois Press, 2004), 36-42; Neil V. Rosenberg, Bluegrass: A History, Music in
American Life (Urbana: University of Illinois Press, 2005), 34, 56-58; on the
phenomenon of"hillbilly music," see Archie Green, Torching the Fink Books and
Other Essays on Vernacular Culture (Chapel Hill: University of North Carolina
Press, 2001), 8-46.
39 Rosenberg, Bluegrass, 56-58.
40 Rosenberg, Bluegrass, 32-34; Robert Cantwell, Bluegrass Breakdown: The
Making of the Old Southern Sound (Urbana: University of Illinois Press, 1984),
53-54, 102-104.
41 Rosenberg, Bluegrass, 70-77, 152.
42 Cantwell, Bluegrass Breakdown, 102-105.
43 Goldsmith, Bluegrass Reader, 97-99; Rosenberg, Bluegrass, 147-148.
44 Goldsmith, Bluegrass Reader, 101-103; Rosenberg, Bluegrass, 158.
45 Karl Hagstrom Miller, Segregating Sound: Inventing Folk and Pop Music in the
Age ofJim Crow (Durham: Duke University Press, 2010).
46 The Kid Mero, "The Dixie Chicks Greatest Hits Reminds Me That
Banjos Are Always Racist," Noisey, December 4, 2012, hutg./moiseyvice.com
/Heghhe-dise-chii-greatechine-remind-me-tbuaciugn-ire-adeson
-racist.
47 Steve Martin, Born Standing Up (New York: Scribner, 2007), 53, 62, 83.
48 Wilkinson, Protest Singer, 75-76, 125.
49 Wilkinson, Protest Singer, 73-75; Winkler, Seeger, 76-78.
50 Winkler, Seeger, 54-55, 62, 66-69.
51 Cohen and Capaldi, Seeger Reader, 26.
52 Wilkinson, Protest Singer, 127-130.
53 Wilkinson, Protest Singer, 79, 132-137, 147.
54 Winkler, Seeger, 83-86.
55 Seeger, In His Own Words, 116-117.
56 Seeger, In His Own Words, 117; Wilkinson, Protest Singer, 89-90.
57 Wilkinson, Protest Singer, 95-97.
58 Wilkinson, Protest Singer, 97-101.
59 Wilkinson, Protest Singer, 101-102.
60 Seeger, In His Own Words, 52-53. --- Page 359 ---
Note to Page 302
61 These memories were shared with me via email on February 1, 2014, by
Jane Jordan of Boynton Beach, Florida, in response to an homage to Seeger I
wrote that was published in the South Florida newspaper the Sun-Sentinel. I use
them here with her permission. For my piece, published on January 30, 2014,
see httpe/articlessun-sentinel.com/2014-01-30/news/f-opinion2-pete-secger
-remember-20140130_1_banjo-pete-seeger-lincoln-memorial.
These memories were shared with me via email on February 1, 2014, by
Jane Jordan of Boynton Beach, Florida, in response to an homage to Seeger I
wrote that was published in the South Florida newspaper the Sun-Sentinel. I use
them here with her permission. For my piece, published on January 30, 2014,
see httpe/articlessun-sentinel.com/2014-01-30/news/f-opinion2-pete-secger
-remember-20140130_1_banjo-pete-seeger-lincoln-memorial. --- Page 360 --- --- Page 361 ---
Acknoseledgments
This book began one day in Lansing, Michigan, when, enraptured by
the sounds of Taj Mahal's banjo playing on his song "Colored Aristocracy," I drove over from my home in East Lansing to nearby Elderly
Music. That store is as close to a church for guitars and banjos as you'll
come by, and though my intent was just to buy a few CDs, I soon ended
up on the way home with a beautiful Mike Ramsey banjo in the back of
my car. The child ofl Belgian immigrants to the United States, I remember
feeling vividly that-many years after having been naturalized formally
as a citizen-I had, in that moment, finally become fully American. That was about a decade ago. Since then, I've embarked on a spiral
ofjourneys (both physical and imaginary) that have led me to Haiti and
Senegal, Paris and Brussels, to ancient Egypt and Muslim Iberia, out and
about in New Orleans, and through the alleys of Washington, DC. Along
the way, as one does on such a journey, I depended on the generosity of
strangers who became friends and wandered my way down plenty of
winding paths that led me back where I started. The story laid out in the
preceding pages is what it is thanks to those who, at a few key moments,
gave me energizing and luminous suggestions that brightened the way
forward. This book was possible only because of the work of a collective of
people, bigger than you might think, as obsessed as I am-or, actually, to
be honest, in a lot of cases even more obsessed than I am-with the banjo
and its history. They wander and lurk in various places, notably the yearly
Banjo Collectors Gathering, but also in the many banjo camps and
--- Page 362 ---
Acknoseledgments 352
dot the land in summertime, creating the terrifying
workshops that
carrying around the instrument,
ofliterally hundreds of people
end. spectacle
hum and buzz into the heavens for days on
sending an endless
Tony Thomas,
Iwas drawn into this world by the endlessly energetic
and Cece Conway, who organized
with his Black Banjo discussion group,
State University in 2005. the first Black Banjo Gathering at Appalachian
levels, for out of
memorable and even epochal on many
It was an event
Drops (best thing to ever emerge from
it came the Carolina Chocolate
It
also there, during a presenacademic conference, I'd hazard). was
an
that had been unearthed in France a few
tation about a Haitian banza
write this book. Whether that
earlier, that I decided that I should
years
need to decide for yourself; but ultiwas a good or a bad thing, you'll the sense that as a historian ofthe
mately what followed was driven by
to add to the
Haiti, I might have something
Caribbean, and particularly
about the instrument. already rich conversation that was underway
interlocuIn Boone I also met several people who became constant
oft the
Greg Adams (creator
tors as I worked on this project, particularly Pete Ross, with whom I
Sightings database) and the banjo maker
Banjo
we'd
from DC punk kids to banjopleasingly shared the fact that
gone
sense when you
that actually makes perfect
loving adults, a transition
but within a few years I'd end
think about it.
Haiti, I might have something
Caribbean, and particularly
about the instrument. already rich conversation that was underway
interlocuIn Boone I also met several people who became constant
oft the
Greg Adams (creator
tors as I worked on this project, particularly Pete Ross, with whom I
Sightings database) and the banjo maker
Banjo
we'd
from DC punk kids to banjopleasingly shared the fact that
gone
sense when you
that actually makes perfect
loving adults, a transition
but within a few years I'd end
think about it. I didn't know it in 2005,
which
North Carolina my home, moving to Duke University,
up making
far from the University of North Carolina at
happily happens to be not
a bit of a basketball rivalry,
Chapel Hill-a fact that, besides nourishing
scholars of Amerthat I lived in a place where some ofthe greatest
meant
conversations with Phil Gura,
ican musical history sauntered about. My
and shaped
Cantwell, and Bill Ferris over the years were inspiring
Bob
my thoughts here. the time I left Michigan, I supposeI was an ok banjo player by
the Midwest Banjo Camp,
attendance at
thanks in part to my enjoyable
dorms at Michigan State
Ken Perlman, held in the project-like
run by
I had the privilege there to take workshops
University, where I taught.
scholars of Amerthat I lived in a place where some ofthe greatest
meant
conversations with Phil Gura,
ican musical history sauntered about. My
and shaped
Cantwell, and Bill Ferris over the years were inspiring
Bob
my thoughts here. the time I left Michigan, I supposeI was an ok banjo player by
the Midwest Banjo Camp,
attendance at
thanks in part to my enjoyable
dorms at Michigan State
Ken Perlman, held in the project-like
run by
I had the privilege there to take workshops
University, where I taught. brilliance and deep knowledge of
with Mike Seeger, whose grace and
demonstrations and
and whose
the instrument were awe-inspiring,
Carolina, of course, I beelate me still. When I got to North
teachings
because this is the kind
came a much worse banjo player in comparison,
play a little, sure, ) and then bring you to tears
of place where people say"I --- Page 363 ---
353 Acknostedgments
with a haunting mountain tune or set their
grass tune as ifit were
banjos on fire with a bluehe
nothing. As Taj Mahal himself
played here one night at the Durham
announced when
lina is one of the few
baseball stadium, North Caroaway-when
places where people clap- --rather than
you pull out a banjo. It has been the
running
this book.
perfect place to write
I was lucky enough to get generous
different sources. Shortly
support for my work from a few
after arriving here in
a fellowship at the National
North Carolina, I received
Humanities Center and a
Fellowship to support the project. And
Guggenheim
muliyear Mellon New
a few years later I received a
Directions
which
to go back to school, studying
Fellowship,
gave me the chance
with David Garcia
musicology and
Classes
at UNC
ethnomusicology.
and Louise
and
at Duke were
Meintjes
Paul Berliner here
which
mind-cxpanding-and. in the case
we learned to play the mbira,
ofPaul's class, during
thumb
Anthony Lewis was patient (if
strengthening too -and
his music
bemused) while I floundered
theory class, holding back the infinitely
through
year students as I tried to understand
more advanced firstBut the
time signatures and such.
teaching assistant for that class, David
poser and music theorist
Garner, a brilliant comhimself, also
for the banjo. We
happened to have a weakness
began a collaboration that has
working to create a website called
shaped my work here,
hour
"Banjology" and
listening to recordings, playing
spending many an
of how,
songs, and discussing the
precisely, one should account for a
question
scription. Mary Caton
banjo tune in musical tranLingold, another brilliant Duke doctoral
studying early American and Atlantic
student
and her insights have
music, worked with us on the site,
shaped this book as well. And years before
graduate student Julia Gaffield gathered
that, my
liographical materials,
together my already scattered bibteaching me that you can
in a nifty software
actually put references
program on your computer, rather than
your office looking for a book or a
rooting around
New Orleans, that ultimate photocopy every time.
North America, has been
crossroads between the Caribbean and
central to this
guided me generously in
book'sjourney. Bruce Raeburn
my research at the Hogan Jazz Archive
Tulane-perhaps the only, or at least one of the
at
piano in it-giving me a complete list of
few, archives that has a
the city on the day Iarrived. Other
every banjo player he knew ofin
friends and colleagues at Tulane, Emily
your office looking for a book or a
rooting around
New Orleans, that ultimate photocopy every time.
North America, has been
crossroads between the Caribbean and
central to this
guided me generously in
book'sjourney. Bruce Raeburn
my research at the Hogan Jazz Archive
Tulane-perhaps the only, or at least one of the
at
piano in it-giving me a complete list of
few, archives that has a
the city on the day Iarrived. Other
every banjo player he knew ofin
friends and colleagues at Tulane, Emily --- Page 364 ---
Acknoxeledgments 354
hosted me with their trademark unparalleled
Clark and Randy Sparks,
enabled me to organize an event, suphospitality. These connections
in collaboration with
ported by the Mellon New Directions Fellowship, oft the GulfSouth at
director oft the Center for the Study
Joel Dinerstein,
with a conference on the
Tulane, in April 2013. Planned to coincide
revolved around an
links between Senegal and Louisiana, the event Dia-five brothers,
between the Senegalese group Demma
encounter
the New Orleans banjo players
fishermen all, who play the ngoni-and
the
with no common
and Carl LeBlanc. They took to
stage
Don Vappie
for each other, and then began to play tolanguage but music, played
that culminated in audience
gether, creating a moment of communion
Cherise Harrisonmembers-including Mardi Gras Indian Queen
back
feet, and then to the stage. I've thought
Nelson-taking to their
which as historian Lawrence
often to that magic, evanescent moment,
history." I'm deeply
Powell told me that day was a moment of"restorative of all the many
for all those who made that event, a reminder
grateful
before and are still to come, possible. The event
crossroads that have come
Adams, Kenneth Bilby,
also included a workshop and panel with Greg
Ned
Bruce Raeburn, Matt Sakakeeny,
Jean Hebrard, Sarah Le Menestrel,
those events and our days
Sublette, and Tal Tamari. Their insights during
me to gather the
shaped this book, helping
in New Orleans profoundly
here.
strands and pull them together into the argument and works in progress with
Many scholars generously shared sources
historian friends Vinthis book. My Caribbeanist
me as I was researching
and Ada Ferrer, having heard probably too
cent Brown, Randy Browne,
kindly by telling me when
much about the banjo from me, responded
work on Hans Sloane
they came across one during their research. My shared
from a
in touch with James Delbourgo, who
pieces
brought me
and contextualize the first
forthcoming book and helped me untangle
image ofthe New World banjo.
different venues and to
parts ofthis work in many
I have presented
and learned a lot from the questions and commany different audiences, the first Black Banjo Gathering, the Banjo
ments I got. These included
of History at the University of
Collectors Gathering, the Departments
the University of
South Carolina and Florida International University,
invited by
the Triangle Early American History Workshop
Memphis,
and which featured a long and entertaining argument
Kathleen Duval,
brought me
and contextualize the first
forthcoming book and helped me untangle
image ofthe New World banjo.
different venues and to
parts ofthis work in many
I have presented
and learned a lot from the questions and commany different audiences, the first Black Banjo Gathering, the Banjo
ments I got. These included
of History at the University of
Collectors Gathering, the Departments
the University of
South Carolina and Florida International University,
invited by
the Triangle Early American History Workshop
Memphis,
and which featured a long and entertaining argument
Kathleen Duval, --- Page 365 ---
355 I Acknoseledgments
and Peter Wood-and the Chicago Humanities
between Jack Greene
best introduction I'll ever get in my
Festival, where I got probably the
a banjo song
Sheila Simon performed
life, when Lieutenant-Goveror
of
times when I
composed for the occasion. It was one many
specially
the main argument of this book: banjos
experienced what is, ultimately,
in laughter and song.
to bring people together,
have an amazing capacity
and often overstretched academics
What would we scattered, verbose,
to get us to finish
do without the amazing editors who somehow manage
Press,
all odds? Joyce Seltzer of Harvard University
our projects against
lit up when I
second book on the Haitian Revolution,
who edited my
she has been endlessly patient as it took
told her about this project; and
other
the ups and
time,
by various
projects,
more and more
interrupted
complex
oflife, and the fact that it turns out to be fascinatingly
downs
I should have known before starting).
to write about music (as I guess
telling me "that's not
fundamental in shaping the final project,
She was
"this is it!" when it was. Also at Harit!" when it wasn't, and then saying
the
provided invaluable help shepherding
vard Press, Brian Distelberg
Wendy Strothman, who got
And it was my agent,
book to publication.
and has been calmly enthe project to the right place in the beginning
couraging all along the way.
and supportive ofthis proMy family has been endlessly encouraging
tidbit I'd
attentively when I describe one more super-cool
cess, listening
with-and at times even
discovered about the banjo and putting up
wife,
at odd hours. My
sudden bursts ofbanjo playing
enjoying-many:
of
and writing her own stories,
Katharine, always in the midst weaving
and tell this one. And
helped me see how to understand
has constantly
crossed my mind to call him
Anton-who knows that it actually
my son,
before he was born-has grown up with a
"Banjo Dubois" at one point
his
He has althe wall and its hum surrounding
many steps.
banjo on
this book ultimately offers: that to
been a reminder of what I hope
a
ways
even in the midst of great difficulty,
be human is ultimately to find,
way to sing out and move forward. --- Page 366 --- --- Page 367 ---
Index
Abernathy, Ralph, 299
Bahamas, 268
Abolitionism, 97-98, 104-105, 113-117,
Bala, 33, 82, 125
125, 145-147, 182, 203. See also
Bal Nègre, 267
Clarkson, Thomas; Grégoire, Abbé
Baltimore, 197, 212-214, 248, 265
Henri; Thornton, Henry
Banjo Lesson (painting), 241. See also
Abrahams, Roger, 286
Tanner, Henry Ossawa
Adams, John Quincy, 193
The Banjo Lesson (pastel), 228, 230. Africa: 1n music theory, 9-10; idea of,
See also Cassatt, Mary
52, 90-91
Baptiste, 62-64
Akan, 44, 63-64, 75
Barbados, 58, 70, 76, 108, 111
Akeman, David, a.k.a. "Stringbean, ** 290 Barker, Danny, 261, 263-264
Alabama Slave Minstrels, 248
Barnum, P.
Banjo Lesson (pastel), 228, 230. Africa: 1n music theory, 9-10; idea of,
See also Cassatt, Mary
52, 90-91
Baptiste, 62-64
Akan, 44, 63-64, 75
Barbados, 58, 70, 76, 108, 111
Akeman, David, a.k.a. "Stringbean, ** 290 Barker, Danny, 261, 263-264
Alabama Slave Minstrels, 248
Barnum, P. T., 195, 197
Albany, 71
Barrett, Percy, 268
Almanac Singers, 278-280, 282
Barthelemy, Mimi, 137-138
Andalusia, 26-29
Bascom, Louise Rand, 234
Anderson, Marian, 304
Bayley, Frederick, 112
Ansokko bania, 82
Beaufort, South Carolina, 117, 142
Antigua, 91, 109
Bebop, 265
Appalachians, 231-237
Bechet, Sidney, 264
Arbery, Kate, 160
Beckford, William, 103-104
Armstrong, Louis, 260-262, 264
Beguine, 267
Armstrong, Orlando Kay, 142
Behn, Aphra, 176
Ashe, Thomas, 106-107
Benin, 31-32, 49, 63
Asheville, 156, 231,275
Berbice, 84-85
Ashley, Clarence, 235, 283
Beyonce, 302
Ashley, Edgar A., 234
Big Four String Band, 260
A Trip to Coontown (play), 254
Bilby, Kenneth, 88-90, 268
Attmore, William, 106
Black Act, 176
Austen, Jake, 247
Black America (play), 253-254
Avery, Elijah, 245
Black Bill, 146-147
--- Page 368 ---
Index
Blackface Performance: in European
Carnegie Hall, 257-260, 299
theater, 173-178; in Saint-Domingue, Carolina Chocolate Drops, 234, 306
178-180; in Minstrelsy, 172
Carter, Sidney, 285
Blake, or the Huts of America, 153-155.
Black Act, 176
Austen, Jake, 247
Black America (play), 253-254
Avery, Elijah, 245
Black Bill, 146-147
--- Page 368 ---
Index
Blackface Performance: in European
Carnegie Hall, 257-260, 299
theater, 173-178; in Saint-Domingue, Carolina Chocolate Drops, 234, 306
178-180; in Minstrelsy, 172
Carter, Sidney, 285
Blake, or the Huts of America, 153-155. See Cash,Johnny, 300
also Delany, Martin R. Cassatt, Mary, 228, 230
Bland, Henry, 161
Castle, Irene, 259
Blind Blake (Bahamian musician), 268
Castle, Susan, 161
Blind Blake (U.S. blues musician), 245
Castle, Vernon, 259
Blind Tom, 263
Chambers, Douglas, 77
Bluegrass, 289-294
Charivari, 176
Blythe, David Gilmore, 207
Chickasaw, 106-107
Bohee, James, 248
Chippy'sDance Band, 269
Bollman,James, 10
Christy, Edwin Pearce, 200
Bombardopolis, 128-129
Christy's Minstrels, 144, 166, 168, 200
Boucher family, 213-214, 224, 306
Cincinnati, 191, 196, 209-210, 251
Bowery, 194, 197-198, 216
Civil Rights Movement, 296, 299, 302
Brer Rabbit (folk character), 249
Civil War, 147, 158-160, 162, 188,
British Museum, 24, 60, 69
203-207, 210-212; and AfricanBrooke, Richard Norris, 241
American performers, 249-250
Brooks, Garth, 302
Clapisson, Louis, 98-99
Broonzy, Big Bill, 286
Clarkson, Thomas, 104-105, 125
Brower, Frank, 197-198
Clay, Berry, 161
Brown, Lewis, 160
ClefClub, 256-258
Brown, Mary, 211
Clément, 178-181
Buckley,James, 217
Cockrell, Dale, 195
Buckley's Minstrels, 250
Cody, Pierce, 156
Bucktown, 209-212
Cole, Bob, 254
Buffalo Soldiers, 253
Comeddia dell'Arte, 174
Buffon (theatrical character), 174
Communist Party, 278-279, 282, 295-296
Butler, Marshal, 161
Congo Square, 93-96, 132, 189, 200, 202
Butler, Picayune (New Orleans musiConverse, Frank, 215, 217-224
cian), 15, 187-194, 261
Conway, Cece, 10, 170-171
Butler, Picayune (ninetcenth-century
Coon Carnival (South Africa), 269
minstrel), 216, 219-220
Cooper,James Fenimore, 72
Byrd, Sarah, 161-162
Corn Meal, 185-187
Corn Shuckings, 239-240, 292
Cable, George Washington, 190
Cotton, Ben, 170-171
Cahouet, 124
Crabtree, Lotta, 228
Calabashes, comparison to Gourds, 67-68 Crawford, Ruth, 274
Calenda, 53-57, 126, 128
Creole-bania, 82-83
Callithumpian bands, 176
Creoles, 79, 84-85, 128
Calloway, Cab, 264
Creolization, 50, 62, 77, 88-89
Calypso, 267, 284
Crisp, Rufus, 276
Cannon, Gus, 244-246
Crockett, David, 164
Cantwell, Bob, 272-273, 285-286
Cross, as Kongo cosmogram, 68-69, 119
Carlin, Bob, 170
Crowder, Bill (stage character), 196
, 79, 84-85, 128
Calloway, Cab, 264
Creolization, 50, 62, 77, 88-89
Calypso, 267, 284
Crisp, Rufus, 276
Cannon, Gus, 244-246
Crockett, David, 164
Cantwell, Bob, 272-273, 285-286
Cross, as Kongo cosmogram, 68-69, 119
Carlin, Bob, 170
Crowder, Bill (stage character), 196 --- Page 369 ---
Index
Cuba, 4, 94-95, 124-125, 154, 202, 264, Ferguson, Archibald, 196, 199
Finch, John, 153
Cubba (stage character), 178
Fisk Jubilee Singers, 248-249, 255, 299
Cuney-Hare, Maud, 190
Fleck, Bela, 294, 305
Cunningham, Baily, 157
Fleming, Renée, 302
Curlett, Betty, 161
Flemons, Dom, 306
Flight to America (play), 193
Dabney, W. P., 254
Flood, Joel Walker, 169
Dar-es-Salam Jazz Band, 269
Folk Revival, 283-289, 291-292
Davis,Jim, 160
Foote, William, 252
Davis,John (musician), 158-159
Foster, Morrison, 144
Davis, John (writer), 86-87
Foster, Stephen, 144-146
Delany, Martin R., 153-155
Foster String Band, 289
Deliverance (film), 293
Franklin, Benjamin, 113
Descourtilz, Michel-Etienne, 127-128
Franklin, Marie, 121-122
De Tussac, Richard, 125-126
Franklyn, Gilbert, 105
Le Devin du Village (play), 178-179
Frog (as symbol), 120-121, 136
Diamond,John, 195
Fugitive Slave Law, 146-147
Dibdin, Charles, 177-178, 181
Dickson, William, 108
Gabriel's Revolt, 165-168
DiFranco, Ani, 305
Gambia, 35, 46, 54,61
Disneyland, 266
Garey, Elisha Doc, 162
Dixie Chicks, 293
Garner, David, 235-236
Dobson, George, 223-224
Gédé, 134
Dobson, Henry, 222, 224-225, 229
Genuine Colored Minstrels, 251
Drums, and banjo construction, 30, 214
Georgia Colored Minstrels, 250
Du Bois, W.E.B., 13-15, 255, 259
Georgia Minstrel Troupe, 248
Dvorak, Antonin, 254-255
Georgia Sea Islands, 161
German Minstrels, 199
Edson, Constance de Clyver, 273-274
Gibson Company, 225, 265, 288
Edwards, Bryan, 110-111
Giddens, Rhiannon, 306
Egypt, 7, 23, 25, 44, 98
Gillam, Cora, 156
El Harrachi, Dahmane, 270
Gnawa, 44-45, 270
Ellington, Duke, 264
Gottschalk, Louis Moreau, 202
Emmett, Dan, 196-199
Gourds, comparison to Calabashes,
Equiano, Olaudah, 40
67-68
Ethiopian Minstrels, 166
Grainger, Thomas, 103, 125
Ethiopian Opera House, 224
Grand-Bwa, 122
Eubanks, Norman, 168, 170
Grand Old Opry, 236
Europe,James Reese, 255-260, 267
Grand Simone, 130, 135
Ewe, 149
Great Migration, 239-240, 252
Greene, Isaiah, 156
Fairbanks Whyte Ladie banjo, 265, 271
Greenwich Village, 270, 280, 282
Fairfax, Thomas, 106
Grégoire, Abbé Henri, 125-126, 255
Falconbridge, Alexander, 85
Griots, 32-37, 40-43, 56
Featherstonhaugh, George, 139-140
Guadeloupe, 53-57, 69-70, 98
Great Migration, 239-240, 252
Greene, Isaiah, 156
Fairbanks Whyte Ladie banjo, 265, 271
Greenwich Village, 270, 280, 282
Fairfax, Thomas, 106
Grégoire, Abbé Henri, 125-126, 255
Falconbridge, Alexander, 85
Griots, 32-37, 40-43, 56
Featherstonhaugh, George, 139-140
Guadeloupe, 53-57, 69-70, 98 --- Page 370 ---
Index
Guesnon, George, 263-264
Jackson, Cordelia Anderson, 156
Gumbe Drum, 88-90
Jackson,John, 17, 236
Gura, Philip, 10
Jacobs, Harriet, 151
Guthrie, Woody, 277-282, 284, 301, 304 Jamaica, 3, 13, 50, 77, 79; Junkanoo in,
Guy, Fred, 264
148-150; plantation life and music
in, 57-71, 88-90; mento music in,
Haiti, 97-102, 123-138
267-268
Hamet, Muly, 175
James River, 153, 155
Harlem Renaissance, 3, 342n11,
Japan, 188, 305
343n33
Java, 251
Harris, Jocl Chandler, 227-228
Jazz, 95, 260-270, 271, 288,305
Hartman, Saidiya, 143, 159
Jeannot et Thérèse (play), 181-183
Hayes, Lee, 278, 297
Jefferson, Thomas, 107, 109
Heard, Emmaline, 162
Jelly Roll Morton, 260
Hearn, Lafcadio, 209-212, 261, 267
Jenkins, Snuffy, 290-291
Hector, Richard, 135
Jennings, Samuel, 113-116
Hemphill, Sid, 242-243
Jim Crow (stage character), 144, 165,
Henderson, Charles C., 260
191-194
Henry,John, 231-232
Jobson, Richard,35-36, 77
Henson, Josiah, 146
John Canoc. SeeJunkanoo
Hero (musician), 84-85
Johnson,James Weldon, 246
Heyward, Lucretia, 142
Johnson, Lyndon, 301
Hicks, Charles, 248-251
Johnson, William Eastman, 162-164
Highlander Folk School, 299
Jola, 46-47
Hillbilly Music, 236, 243, 289, 294
Jonson, Ben, 173
Hines, Marriah, 157
Josué, Erol, 135
Holcomb, Roscoe, 232,3 300
Juba, 153, 190-191, 209, 211-212.
Homer, Winslow, 205-207
See also Lane, William Henry
Hootenanny, 280
Jug Bands, 245
House Un-American Activities ComJunkanoo, 89, 140, 148-151, 183, 189
mittee (HUAC), 294-298,302
Hovey, Sylvester, 112-113
Kaye, Sammy, 288
Hudson, Carric, 161
Keith, Bill, 294
Huff, Easter, 161
Kham, Imrat, 284
Hundley, D. R., 203-204
Kickius, Everhardus, 65-66
Kid Mero, 293
Igbo, 40, 77
KingJr., Martin Luther, 299,304
In Dahomey (play), 254
Kingston, Jamaica, 148, 183, 268
Ingraham, Joseph Holt, 189
Kingston Trio, 283
Inviting a Shot Before Petersburg
Kipling, Rudyard, 229
(painting), 205-207. See also
Knoxville, 107
Homer, Winslow
Kongo, 37-38, 68, 77, 119, 122
Irish musicians, and Minstrelsy, 210-211; Kora, 22, 46
and banjo, 266
Koromanti (song), 63-64. See also
Islam, 26-28, 39-49
Akan
Ives, Burl, 295
Ku Klux Klan, 159, 293, 295
(painting), 205-207. See also
Knoxville, 107
Homer, Winslow
Kongo, 37-38, 68, 77, 119, 122
Irish musicians, and Minstrelsy, 210-211; Kora, 22, 46
and banjo, 266
Koromanti (song), 63-64. See also
Islam, 26-28, 39-49
Akan
Ives, Burl, 295
Ku Klux Klan, 159, 293, 295 --- Page 371 ---
Index
Labat, Jean-Baptiste, 53-57, 69-70, 91,
Maroons, in Jamaica, 58, 61, 88; in
126, 202, 267
Suriname, 79
Laborde, Jean Benjamin, 77
Marrero,. John, 260
Lane, William Henry ("Master Juba") "), 247 Marrero, Lawrence, 260, 266
Langley, Elizabeth, 61
Martin, Steve, 294
Latrobe, Henry, 93-96, 132, 189
Martinique, 53-57, 69-70, 90-91, 98,
Lead Belly (Huddie William Ledbetter),
126, 202, 267
277, 283
Masque of Blackness, The, 173-174
Le Cap, 124, 179
Matlock,J. R., 249-250
L'Enfant, Picrre, 163
Matthews, John, 85
Lewis, Matthew, 150
Mbanza, 77
Lhamon Jr., W. T., 184, 192
Mbira, 82, 127, 269
Liberty Displaying the Sciences andArts,
McCalla, Leyla, 306
113-117, 136. See also Jennings,
McKay, Claude, 2-3, 270
Samuel
McLain, Billy, 253
Library Company of Philadelphia,
McPherson, Charles, 110
113-115
Medicine Shows, 235-236, 244-245
Life in New Orleans (play), 185
Melody, in Music Theory, 9-10, 14
Lignum Vitae, 272
Melville, Herman, 141
Lincoln Memorial, 302-304
Memphis Students, 256
Loango, 79-80, 82-83
Mento, 267-268
Lomax, Alan, 242-243, 273, 276-277,
Miller, Karl Hagstrom, 293
282-284
Milton, John, 115, 118
Long, Edward, 149
Minstrelsy, 141, 143-144, 166, 205-206,
Lorenzo, 125
210-211, 233, 266; development of,
Lott, Eric, 172
195-203; and African-Americam
Lucas, Sam, 252
performers, 246-255
Luffiman,John, 109-110
Mintz, Sidney, 50-51, 268
Lunsford, Bascom Lamar, 231, 237, 275,
Mississippi River, 93, 171, 209-210, 241;
283-284
music on riverboats on, 251-252,
Lwa, 122, 124, 130-131, 134-135
261-263
Lynching, 239, 242-243
Mississippi Sheiks, 243
Mitchell, Sam, 142
Mack, Cresa, 159
Mollien, Gaspard-Théodore, 128, 130
Mackay, Alex, 141
Monroe, Bill, 243, 289-292
Macon, Uncle Dave, 236, 237, 277,
Montgomery Bus Boycott, 299
284-285
Moon, Billy, 170
Madden, Nicholas, 111
Mooney, Art, 288
Makandal, 179, 182
Moore, George, 211
Mali, 31-32, 46
Moreau de Saint-Méry, Louis Médéric,
Malice (or Ti-Malice), Haitian folk
126-127
character, 137-138
Mount, William Sidney, 184
Manuals, for banjo playing, 216-217, 284 Mumford & Sons, 305
Marable, Fate, 261-263
Mungo (stage character), 177-178
Marcus, Greil, 231-232, 235
Music School Settlement for Colored
Mardi Gras, 189-190
People, 257
-32, 46
Moreau de Saint-Méry, Louis Médéric,
Malice (or Ti-Malice), Haitian folk
126-127
character, 137-138
Mount, William Sidney, 184
Manuals, for banjo playing, 216-217, 284 Mumford & Sons, 305
Marable, Fate, 261-263
Mungo (stage character), 177-178
Marcus, Greil, 231-232, 235
Music School Settlement for Colored
Mardi Gras, 189-190
People, 257 --- Page 372 ---
Index
Naming, of Banjo, 1, 76-79
People's Songs, 282-283, 299
Napoleon, Louis, 156
Persimmon Tree, 152-153
Nashville, 236, 290-291
Petersburg (battle of), 205-207
Natchez, 139
Phillippo.James, 149
Native Americans, 8, 61, 66-68, 107,
Pinckard, George, 111
174, 219, 274
Pinkster, 71-72, 183, 240
Negro Life at the South (painting), 162-164. Piron, A.J., 261
See also Johnson, William Eastman
Pise, Olivia, 144
Nelson, Scott Reynolds, 232
Plummer, Charles, 216
Newberry, Joc, 237
Polite, Sam, 142
New Orleans, 93-96, 144, 211, 216, 202, Pompée, 123
241; Minstrels and, 185-194, 200,
Ponce, Nicolas, 128
251;Jazz in, 260-266
Poole, Charlie, 290-292
New River, 139
Preservation Hall, 265, 305
Northrup, Solomon, 147-148, 155
Proffitt, Frank, 234
Nugent, Mary, 150
Nun, Anna, 211
Quadrille, 91, 111, 211
Quakers, 113, 116, 146
Obama, Barack, 302
Queen Anne (ofDenmark), 173-174. See
Oberlin College, 254
also Masque ef Blackness, The
Obi, or Three-FingeredJack (play), 181-183
"Oh! Susanna," 144-146. See also Foster, Rabelais, François, 278
Stephen
Radio, 16, 233, 279, 289-290, 295, 298,
Old Crow Medicine Show, 305
Oldmixon.John, 76
Ragtime, 256, 266-268, 287, 290-291
The Old Plantation (painting), 113,
Rainbow Quest (television show),
116-123, 131, 134, 136, 306. See also
299-300
Rose,John
Randolph, Fanny, 239
Old Virginia Home (painting), 207. See
Rath, Richard, 70, 74
also Blythe, David Gilmore
Reagon, Bernice Johnson, 299
Orchestra El Gusto, 270
Recording Technology, influence of,
Original Tuxedo Jazz Band, 262
262, 265
Oronooko (play), 176
Reed, Ishmael, 287
Ortiz, Fernando, 4
Reels, 91, 160, 211, 216, 220
Ory, Edward "Kid," 262-263
Reeves, James, 160
Osborne, Harve, 156-157
Reggae, 268
Othello (play), 175-176
Reinhardt, Django, 266
Ouanaminthe, 123
Renaissance, 22, 29-30
Renny, Robert, 110-111
The Padlock (play), 177-179, 181
Reunion Island, 267
Pakèt Kongo, 122
Rhythm, in Music Theory, 9-10
Papa Simon (stage character), 179-180
Rhythm Club, 264
Park, Mungo, 40, 46, 139
Rice, Phil, 187, 217
Parnell, Austen Pen, 159
Rice, Thomas Dartmouth, 144, 169,
Paulding, James, 107-108
191-194, 200
Pavie, Théodore, 188-189
Rich, Penelope, 174
Pakèt Kongo, 122
Rhythm, in Music Theory, 9-10
Papa Simon (stage character), 179-180
Rhythm Club, 264
Park, Mungo, 40, 46, 139
Rice, Phil, 187, 217
Parnell, Austen Pen, 159
Rice, Thomas Dartmouth, 144, 169,
Paulding, James, 107-108
191-194, 200
Pavie, Théodore, 188-189
Rich, Penelope, 174 --- Page 373 ---
Index
Richmond Guitar and Banjo Club, 254
Sierra Leone, 47, 85, 88-90, 115
Rijksmuseum, 83
Simond, Ike, 247-248, 250-251
Roberts, Dink, 244
Slave Auction, 142-143
Robeson, Paul, 295
Slave Patrols, 155, 157, 159
Robinson, Harriet, 158
Sloane, Hans, 59-71, 77, 83, 88, 90, 116,
Rodgers, Henry, 239-240
118, 306
Rodriguez- Seeger, Tao, 302
Smith, Billy, 242
Roof Top Singers, 245
Smith, Harry, 283-284
Roosevelt, Eleanor, 279
Smith, Henry Christopher, 184-185
Roosevelt, Franklin Delano, 279
Smith, Lucius, 244
Rose,Al, 263
Smith, Matthew, 149
Rose,John, 113, 116-119, 121
Smith, William, 151-153
Rose, William, 204
Snowden, Elmer, 264
Rouwcas.jeanjacque musical theories Solomon, Job Ben, 61
of, 8-9; theaterby, 178-179
Songs, as archive, 231-232, 235, 277, 283
Roustabouts, 209-211, 241, 261
Sousa,, John Philip, 256
Royal Society, 60
South Africa, 201, 249, 269, 296
Runaway Slave Advertisements, 74-75
Southern, Thomas, 176
Russell, Billy, 242
Spirituals, 248-249, 253
Russell, Old Sum, 244
Springsteen, Bruce, 302-303
Stanley Brothers, 300
Saint-Croix, 112
Stax Records, 246
Saint-Thomas (musician), 264
St. Cyr,Johnny, 260-263, 266
Sambo (stage character), 178
Stedman,John Gabriel, 79-83, 88, 125
Sandburg, Carl, 298
Stellio, 267
Sanford, James, 169
Stellio, Alexandre, 267
Santiago, Willie, 264
Stern, Arthur, 278
Saunders, Nathaniel, 268
Stewart, Samuel Swaim, 215, 226-227,
Schoelcher, Victor, 97-99
229, 250, 261, 271, 290
Schulz, Arnold, 244
Stowe, Harriet Beecher, 146, 203
Scinda, 241-242
St. Thomas, 202
Scruggs, Earl, 265, 284, 290-294
Stuart, Lady Arabella, 174
Seeger, Charles, 273-274, 282, 295
Student Nonviolent Coordinating
Seeger, Mike, 274, 292
Committee, 299
Seeger, Pete, 271-289, 292, 294-304
Sumner, Charles, 163
Seeger, Toshi-Aline Ohta, 280-281, 295, Suriname, 50, 77-84, 90, 132
298-300
Sutphin, P. C., 169
Seminole (musician), 265
Swallow Barn, 153
Senegal, 2, 34, 36-37, 44, 61
Swannanoa Tunnel, 231-232, 3 237
Shakespeare, William, 115, 150, 175,
Sweeney,Joel Walker, 16, 168-170, 172,
193-194
194-197, 199,213
Shaw, Violet, 162
Swift, Taylor, 305
Shegureh, 118
Sheridan, Francis, 185-186
Tagore, Sourindro Mohun, 98-99
Shiloh, battle of, 209-210, 249
Tanner, Henry Ossawa, 241
Shona, 82, 269
Tavenner, Frank, 293-294
150, 175,
Sweeney,Joel Walker, 16, 168-170, 172,
193-194
194-197, 199,213
Shaw, Violet, 162
Swift, Taylor, 305
Shegureh, 118
Sheridan, Francis, 185-186
Tagore, Sourindro Mohun, 98-99
Shiloh, battle of, 209-210, 249
Tanner, Henry Ossawa, 241
Shona, 82, 269
Tavenner, Frank, 293-294 --- Page 374 ---
Index
Taylor, Yuval, 247
Vagabond Puppetters, 276
Thomas, Tony, 248
Vandiver, Pen, 289
Thompson,Joe, 244
Van Eps, Fred, 290
Thornton, Henry, 115
Vega Company, 272, 288
Ti-Coca, 130-131, 135
Vietnam War, 301, 304
Titus, 165-168
Virginia Minstrels, 196-201
Titus Andronicus (play), 175
Vodou, 122, 124, 130-131, 134-135
Tom andJerry, or Life in London (play),
184-186
Weavers, the, 282-283, 286, 295,
Transculturation. 4
297-298
Trischka, Tony, 294,305
"We Shall Overcome" (song), 299
Trois-Feuilles (musician), 130-131, 133,
Western Electric, 265
Weston, Alice, 250
Trotter,J James Monroe, 255
Weston, Horace, 250-251
Troubadour Music, 135
White,Josh, 295
Troupe Fallone, 266
Whitlock, William, 197-199
Turner, Cecelia, 159
Whitman, Walt, 215
Turner, Henry, 159
Wilkinson, Alec, 284-285
"Twa Fey," (song), 130-131
Williams, Nancy, 159-160
Twain, Mark, 141, 202-203, 266
Williams, Robert, 156
Tyrolese Minstrels, 199
Williams, Robert (musician), 159
Winterbottom, Thomas, 85
Uncle Dave Macon, 236-237, 277,
Works Progress Administration, slave
narratives collected by, 142, 155-162
Uncle Tom's Cabin, 146, 203, 250, 252,
World War II, 265, 270, 281, 292, 301
Underground Railroad, 147, 154
Young, Edward, 176
Utopia, 71
U2, 302
Ziryab, 26-27